Basic Stats
| LEI | 549300YDLK0YQO5B1V80 |
| CIK | 1577526 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to C3.ai, Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| September 5, 2025 |
C3 AI Appoints Stephen Ehikian as Chief Executive Officer Siebel to continue as Executive Chairman Exhibit 99.1 C3 AI Appoints Stephen Ehikian as Chief Executive Officer Siebel to continue as Executive Chairman REDWOOD CITY, Calif. — September 3, 2025 — C3 AI (NYSE: AI), the Enterprise AI application software company, today announced that Stephen Ehikian has been appointed Chief Executive Officer of C3 AI, effective September 1, 2025. Mr. Ehikian is a recognized innovator in the enterprise soft |
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| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2025 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| September 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| September 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 3, 2025 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| September 3, 2025 |
C3 AI Announces Fiscal First Quarter 2026 Financial Results Company appoints new Chief Executive Officer REDWOOD CITY, Calif. |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| August 11, 2025 |
C3 AI Fiscal First Quarter 2026 Preliminary Financial Results C3 AI Fiscal First Quarter 2026 Preliminary Financial Results REDWOOD CITY, Calif. |
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| August 11, 2025 |
Exhibit 99.2 C3 AI Restructures Sales and Services Organizations to Accelerate Growth New leadership includes Chief Commercial Officer, General Manager of EMEA, North America REDWOOD CITY, Calif. — August 8, 2025 — C3 AI (NYSE: AI), the Enterprise AI application software company, in the course of Q1, has restructured its global sales and services organization, including new leadership. That restru |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2025 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address o |
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| July 24, 2025 |
Exhibit 99.2 CEO Succession Plan Dear Shareholders, Customers, Partners, Employees, Friends, As many of you know, I was diagnosed with an autoimmune disease in early 2025 and have had some consequent health issues that damaged my optic nerve, causing significant visual impairment. The good news is that I have regained my strength, but for my eyesight, I am operating again at 100%. That being said, |
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| July 24, 2025 |
Tom Siebel and the Board initiate search for successor CEO at C3 AI Exhibit 99.1 Tom Siebel and the Board initiate search for successor CEO at C3 AI REDWOOD CITY, Calif.-(BUSINESS WIRE) - July 24, 2025- C3.ai, Inc. (“C3 AI,” “C3,” or the “Company”) (NYSE: AI), the Enterprise AI application software company, today announced that it has initiated a search for Mr. Siebel’s successor as Chief Executive Officer of C3 AI. The search will be conducted by an international |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 21, 2025 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of |
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| June 23, 2025 |
List of subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of C3.ai, Inc. Name of Subsidiary Jurisdiction of Organization C3, Inc. Delaware C3.ai Gov, Inc. Delaware C3.ai International, Inc. Delaware AI Press, Inc. Delaware C3 IoT France S.A.S. France C3.ai UK Ltd. United Kingdom C3 Energy Italy S.R.L. Italy C3.ai Belgium S.R.L. Belgium C3.ai Japan K.K. Japan C3.ai Netherlands B.V. The Netherlands C3.ai Australia Pty Ltd. Austral |
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| June 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39744 |
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| June 23, 2025 |
As filed with the U.S. Securities and Exchange Commission on June 23, 2025 As filed with the U.S. Securities and Exchange Commission on June 23, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-3999357 (State or other jurisdiction of Incorporation or organization) (I.R.S. Employer |
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| June 23, 2025 |
Special Advisor Agreement by and between the Re Exhibit 10.5 SPECIAL ADVISOR AGREEMENT Effective as of March 31, 2025 ("Effective Date"), James Snabe ("Advisor"), and C3.ai, Inc. (“C3 AI” or the "Company"), having a place of business at 1400 Seaport Blvd, Redwood City, CA 94063 agree as follows: 1. Services. Under the terms and conditions of this Special Advisor Agreement (“Agreement”), Advisor will perform the role of Special Advisor to the CE |
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| June 23, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) C3.ai, Inc. (Exact Name of Registrant as Specified in Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0.001 |
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| June 23, 2025 |
C3.ai Inc. Insider Trading Policy (as Amended and Restated February 17, 2025) Exhibit 19.2 C3.ai, Inc. Insider Trading Policy Approved by the Board of Directors Adopted: November 12, 2020 Amended and Restated: February 17, 2025 Policy Principles 1.Personnel of C3.ai, Inc. and its subsidiaries (together, “C3 AI”) are responsible for understanding the obligations that come with having access to material nonpublic information and wanting to transact in C3 securities. 2.C3 AI p |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2025 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of |
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| May 28, 2025 |
C3 AI Announces Record Fiscal Fourth Quarter and Full Fiscal Year 2025 Financial Results Revenue for the fourth quarter grows 26% year-over-year Baker Hughes and C3 AI renewed and expanded strategic alliance through June 2028 REDWOOD CITY, Calif. |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2025 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of |
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| May 27, 2025 |
Kenneth A. Goldman Joins C3 AI Board of Directors Exhibit 99.1 Kenneth A. Goldman Joins C3 AI Board of Directors REDWOOD CITY, Calif. — May 27, 2025 — C3 AI (NYSE: AI), the Enterprise AI application software company, today announced that Kenneth A. Goldman has been appointed to its board of directors, effective May 21, 2025. Goldman brings over four decades of experience in financial leadership and corporate strategy for companies spanning enterp |
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| March 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| February 26, 2025 |
C3 AI Announces Fiscal Third Quarter 2025 Financial Results 26% Year-Over-Year Revenue Growth Dramatically Expanded Strategic Partnerships with Microsoft, AWS, and McKinsey QuantumBlack C3 Generative AI Makes History with First Ever Agentic AI Earnings Call REDWOOD CITY, Calif. |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| December 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address |
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| December 9, 2024 |
C3 AI Announces Fiscal Second Quarter 2025 Financial Results Revenue Accelerated 29% Year-Over-Year and Guidance Raised for FY 2025 C3 AI and Microsoft Strategic Alliance to Accelerate Enterprise AI Adoption REDWOOD CITY, Calif. |
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| November 14, 2024 |
EX-24.1 EXHIBIT 24.1 JOINT FILING AGREEMENT This will confirm the agreement by and among the undersigned that the Schedule 13G filed with the Securities and Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the Class A common shares, of C3.ai, Inc. (this “Agreement”), is being filed, and all amendments thereto will be filed, by Baker Hug |
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| November 14, 2024 |
AI / C3.ai, Inc. / Baker Hughes Holdings LLC - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* C3.ai, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 12468P 104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the Appropriate Box to Designate the Rule Pursuant to Whi |
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| October 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address |
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| October 9, 2024 |
General (Ret.) John E. Hyten Joins C3 AI Board of Directors General (Ret.) John E. Hyten Joins C3 AI Board of Directors REDWOOD CITY, Calif. — October 9, 2024 — C3 AI (NYSE: AI), the Enterprise AI application software company, today announced that General (Ret.) John E. Hyten has been appointed to its board of directors, effective immediately. “General Hyten is a distinguished military leader who guided the U.S. military through periods of significant tran |
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| October 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 2, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address |
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| September 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| September 5, 2024 |
Offer Letter by and between the Company and Merel W Exhibit 10.1 August 6, 2024 Ms. Merel Witteveen Via Hand Delivery Re: Promotion Dear Merel: I am pleased to inform you that you have been promoted to Senior Vice President, Operations of C3.ai, Inc. (“C3 AI”), reporting to me in my capacity as Chief Executive Officer. Effective July 31, 2024, your annualized base salary will be $450,000, less payroll withholdings and deductions, paid on C3 AI’s re |
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| September 4, 2024 |
C3 AI Announces Fiscal First Quarter 2025 Financial Results Continued Accelerating Revenue Growth C3 AI Announces Fiscal First Quarter 2025 Financial Results Continued Accelerating Revenue Growth REDWOOD CITY, Calif. |
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| September 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 4, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39744 26-3999357 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of |
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| June 18, 2024 |
C3.ai, Inc. Incentive Compensation Recoupment Policy Exhibit 97.1 C3.ai, Inc. Incentive Compensation Recoupment Policy Approved by Compensation Committee November 27, 2023 1.Introduction The Board of Directors (the “Board”) of C3.ai, Inc., a Delaware corporation (the “Company”), has determined that it is in the best interests of the Company and its stockholders to adopt this Incentive Compensation Recoupment Policy (this “Policy”) providing for the |
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| June 18, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) C3.ai, Inc. (Exact Name of Registrant as Specified in Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0.001 |
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| June 18, 2024 |
Exhibit 19.1 C3.ai, Inc. Insider Trading Policy Approved by the Board of Directors November 12, 2020 Policy Principles 1.Personnel of C3.ai, Inc. and its subsidiaries (together, “C3”) are responsible for understanding the obligations that come with having access to material nonpublic information and wanting to transact in C3 securities. 2.C3 personnel who are aware of material nonpublic informatio |
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| June 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39744 |
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| June 18, 2024 |
List of subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of C3.ai, Inc. Name of Subsidiary Jurisdiction of Organization C3, Inc. Delaware C3.ai Gov, Inc. Delaware C3.ai International, Inc. Delaware AI Press, Inc. Delaware C3 IoT France S.A.S. France C3.ai UK Ltd. United Kingdom C3 Energy Italy S.R.L. Italy C3.ai Belgium S.R.L. Belgium C3.ai Japan K.K. Japan C3.ai Netherlands B.V. The Netherlands C3.ai Australia Pty Ltd. Austral |
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| June 18, 2024 |
As filed with the U.S. Securities and Exchange Commission on June 18, 2024 As filed with the U.S. Securities and Exchange Commission on June 18, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-3999357 (State or other jurisdiction of Incorporation or organization) (I.R.S. Employer |
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| May 29, 2024 |
C3 AI Announces Fiscal Fourth Quarter and Full Fiscal Year 2024 Financial Results Increasing Revenue Growth. |
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| May 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of |
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| April 11, 2024 |
Alan Murray Joins C3 AI Board of Directors Exhibit 99.1 Alan Murray Joins C3 AI Board of Directors REDWOOD CITY, Calif. — April 9, 2024 — C3 AI (NYSE: AI), the Enterprise AI application software company, today announced that Alan Murray, CEO of Fortune Media, will join its board of directors, effective May 1, 2024. Murray brings a wealth of experience in business journalism, leadership, and corporate strategy to the board. In his role as a |
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| February 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| February 29, 2024 |
Hitesh Lath, dated February 28, 2 Exhibit 10.1 February 28, 2024 Hitesh Lath Via Email: [email protected] Re: Promotion Dear Hitesh: I am pleased to inform you that you have been promoted to Senior Vice President and Chief Financial Officer of C3.ai, Inc. (“C3 AI”). Effective March 1, 2024, your annualized base salary will be $375,000, less payroll withholdings and deductions, paid on C3 AI’s normal payroll schedule. You will be e |
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| February 28, 2024 |
C3 AI Announces Third Quarter Fiscal 2024 Financial Results Revenue Tops Guidance. |
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| February 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| February 13, 2024 |
AI / C3.ai, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: C3.ai, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 12468P104 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| February 13, 2024 |
AI / C3.ai, Inc. / SIEBEL THOMAS M - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* C3.ai, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 12468P 104 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2024 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39744 26-3999357 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| December 7, 2023 |
Offer Letter by and between the Registrant and Exhibit 10.2 August 28, 2023 Mr. Guy Wanger Via Email and DocuSign Dear Guy, Congratulations! I am very pleased to offer you the position of SVP and Chief Administrative Officer with C3.ai, Inc. (“C3 AI”) reporting to me, in my capacity of Chief Executive Officer, with an effective start date of September 5, 2023. You will be based at our Redwood City, CA facility. You will be expected to supervis |
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| December 7, 2023 |
C3.ai, Inc. 2020 Equity Incentive Plan, as amended, and forms thereunder. Exhibit 10.1 C3.ai, Inc. 2020 Equity Incentive Plan Adopted by the Board of Directors: November 24 , 2020 Approved by the Stockholders: November 24, 2020 Amended by the Board of Directors: November 27, 2020 Approved by the Stockholders: November 27, 2020 Amended by the Board of Directors: August 21, 2023 Approved by the Stockholders: October 4, 2023 1.General. (a)Successor to and Continuation of P |
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| December 6, 2023 |
C3 AI Announces Second Quarter Fiscal 2024 Financial Results Revenue accelerated 17% year-over-year; Increased traction in C3 Generative AI Customer engagement increased 81% year-over-year REDWOOD CITY, Calif. |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2023 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address |
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| October 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 4, 2023 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address |
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| September 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2023 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| September 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 6, 2023 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| September 6, 2023 |
C3 AI Announces Fiscal First Quarter 2024 Financial Results Delivering Secure, Reliable Generative AI Solutions to the Enterprise REDWOOD CITY, Calif. |
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| August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 22, 2023 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) C3.ai, Inc. (Exact Name of Registrant as Specified in Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0.001 |
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| June 22, 2023 |
As filed with the U.S. Securities and Exchange Commission on June 21, 2023 As filed with the U.S. Securities and Exchange Commission on June 21, 2023 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-3999357 (State or other jurisdiction of Incorporation or organization) (I.R.S. Employer |
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| June 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39744 |
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| June 22, 2023 |
List of subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of C3.ai, Inc. Name of Subsidiary Jurisdiction of Organization C3, Inc. Delaware C3.ai Gov, Inc. Delaware C3.ai International, Inc. Delaware AI Press, Inc. Delaware C3 IoT France S.A.S. France C3.ai UK Ltd. United Kingdom C3 Energy Italy S.R.L. Italy C3.ai Belgium S.R.L. Belgium C3.ai Japan K.K. Japan C3.ai Netherlands B.V. The Netherlands C3.ai Australia Pty Ltd. Austral |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2023 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of |
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| May 31, 2023 |
C3 AI Announces Fiscal Fourth Quarter and Full Year Fiscal 2023 Financial Results Generative AI Changes Everything REDWOOD CITY, Calif. |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2023 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Address of |
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| May 15, 2023 |
C3 AI Fiscal Fourth Quarter 2023 Preliminary Results Exceed Guidance Free Cash Flow Positive. |
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| March 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| March 3, 2023 |
Sublease by and between the Registrant and First Virtual Group, Inc., dated February 21, 2023. Exhibit 10.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SUBLEASE THIS SUBLEASE is made effective as of the 1st day of February 2023, by and between C3.AI, INC., a Delaware corporation ("Sublessor"), whose address for |
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| March 2, 2023 |
Exhibit 99.2 Clean Energy Visionary KR Sridhar Joins C3 AI Board of Directors Sridhar brings extensive energy industry and sustainability expertise to C3 AI REDWOOD CITY, Calif. — March 2, 2023 — C3 AI (NYSE: AI), the Enterprise AI software application company, today announced Bloom Energy Founder, Chairman, and CEO KR Sridhar has joined the C3 AI Board of Directors. The appointment will further s |
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| March 2, 2023 |
C3 AI Announces Fiscal Third Quarter 2023 Financial Results Revenue $66.7 million. Exceeded guidance. REDWOOD CITY, Calif. - March 2, 2023 - C3.ai, Inc. (“C3 AI,” “C3,” or the “Company”) (NYSE: AI), the Enterprise AI application software company, today announced financial results for its fiscal third quarter ended January 31, 2023. “As we enter Q4 FY 23, we are seeing tailwinds from improved busin |
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| March 2, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2023 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| February 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1400 Seaport Blvd Redwood City, CA (Addres |
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| February 14, 2023 |
AI / C3.ai / SIEBEL THOMAS M - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* C3.ai, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 12468P 104 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 9, 2023 |
AI / C3.ai / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: C3.ai Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 12468P104 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ |
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| December 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| December 7, 2022 |
C3 AI Announces Fiscal Second Quarter 2023 Financial Results Subscription revenue growth of 26% year over year REDWOOD CITY, Calif. |
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| December 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2022 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, |
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| October 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2022 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, C |
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| September 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 31, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2022 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, C |
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| August 31, 2022 |
C3 AI Announces Fiscal First Quarter 2023 Financial Results Revenue growth of 25% year over year to $65. |
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| August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| August 24, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| August 11, 2022 |
AI / C3.ai / Baker Hughes Holdings LLC - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 C3.ai, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 12468P104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| June 23, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) C3.ai, Inc. (Exact Name of Registrant as Specified in Charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Class A common stock, par value $0.001 |
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| June 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39744 |
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| June 23, 2022 |
List of subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of C3.ai, Inc. Name of Subsidiary Jurisdiction of Organization C3, Inc. Delaware C3.ai Gov, Inc. Delaware C3.ai International, Inc. Delaware AI Press, Inc. Delaware C3.ai France, S.A.S. France C3.ai UK Ltd. United Kingdom C3.ai Italy S.r.l. Italy C3.ai Belgium SRL Belgium C3.ai Japan K.K. Japan C3.ai Netherlands B.V. The Netherlands C3.ai Australia Pty Ltd. Australia C3.a |
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| June 23, 2022 |
As filed with the U.S. Securities and Exchange Commission on June 22, 2022 As filed with the U.S. Securities and Exchange Commission on June 22, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-3999357 (State or other jurisdiction of Incorporation or organization) (I.R.S. Employer |
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| June 23, 2022 |
Fourth Amendment to Lease by and between the Registrant and Google LLC, dated April 6, 2022. Exhibit 10.9.4 FOURTH AMENDMENT TO LEASE THIS FOURTH AMENDMENT TO LEASE (this "Fourth Amendment") is made and entered into effective as of April 6th , 2022 (the "Effective Date"), by and between GOOGLE LLC, a Delaware limited liability company ("Landlord"), and C3.AI, INC., a Delaware corporation ("Tenant"). RECITALS : A. Landlord and Tenant are parties (each, if applicable, as successor-in-intere |
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| June 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, CA ( |
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| June 1, 2022 |
C3 AI Announces Fourth Quarter and Full Year Fiscal 2022 Financial Results Fiscal Year 2022 Revenue Growth of 38% year over year to $252. |
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| March 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| March 3, 2022 |
Separation Agreement by and between the Registrant and Adeel Manzoor, dated February 25, 2022. Exhibit 10.2 February 25, 2022 Mr. Adeel Manzoor Via Email and DocuSign Dear Adeel: This letter sets forth the substance of the separation agreement (the ?Agreement?) that C3 AI, Inc. (the ?Company?) is offering to you to aid in your employment transition. 1. SEPARATION. You hereby resign your employment effective February 28, 2022 (the ?Separation Date?), and the Company hereby accepts your resig |
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| March 3, 2022 |
Offer Letter by and between the Registrant and Adeel Manzoor, dated October 27, 2021. Exhibit 10.1 October 26, 2021 Mr. Adeel Manzoor Via Email and DocuSign Dear Adeel: Congratulations! I am very pleased to offer you the position of SVP and Chief Administrative Officer with C3 AI, Inc. (?C3 AI?). You will also be appointed as the Chief Financial Officer reporting to me, in my capacity of Chief Executive Officer with an effective start date of November 29, 2021 (the ?Start Date?). Y |
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| March 2, 2022 |
C3 AI Announces Fiscal Third Quarter 2022 Financial Results Revenue Growth of 42% year over year to $69. |
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| March 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2022 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, |
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| March 2, 2022 |
Offer Letter by and between the Registrant and Juho Parkkinen, dated March 1, 2022. Exhibit 10.1 March 1, 2022 Juho Parkkinen Via Email Delivery Re: Promotion Dear Juho, I am pleased to inform you that you have been promoted to SVP and Chief Financial Officer. Effective March 1, 2022, your annualized base salary will be $375,000, less payroll withholdings and deductions, paid on C3 AI?s normal payroll schedule. You will be eligible to earn an annual discretionary performance bonu |
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| February 14, 2022 |
AI / C3.ai / SIEBEL THOMAS M - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* C3.ai, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 12468P 104 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 11, 2022 |
AI / C3.ai / TPG GP A, LLC - AMENDMENT TO SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 C3.ai, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Titles of Class of Securities) 12468P104 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 9, 2022 |
AI / C3.ai / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: C3.ai Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 12468P104 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ??Rule 13d-1(b) ??Rule |
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| December 20, 2021 |
Exhibit 99.1 Global Energy Industry Veteran Lisa A. Davis Joins C3 AI Board of Directors Senior executive brings broad experience across energy, manufacturing, and healthcare as trusted advisor to the Enterprise AI application software provider REDWOOD CITY, Calif. ? December 20, 2021 ? C3.ai, Inc. (NYSE: AI), the Enterprise AI software company, today announced that it has appointed energy industr |
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| December 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2021 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, |
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| December 2, 2021 |
Exhibit 10.3 C3.ai, Inc. Stock Option Grant Notice (2020 Equity Incentive Plan) C3.ai, Inc. (the ?Company?), pursuant to its 2020 Equity Incentive Plan, as amended (the ?Plan?), has granted to you (?Optionholder?) an option to purchase the number of shares of the Class A Common Stock set forth below (the ?Option?). Your Option is subject to all of the terms and conditions as set forth herein and i |
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| December 2, 2021 |
Exhibit 10.4 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. THIRD AMENDMENT TO JOINT VENTURE AGREEMENT THIS THIRD AMENDMENT TO JOINT VENTURE AGREEMENT (this ?Third Amendment?) is made and entered into by and between Bake |
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| December 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| December 2, 2021 |
Third Amendment to Lease by and between the Registrant and Google LLC, dated August 25, 2021. Exhibit 10.1 THIRD AMENDMENT TO LEASE THIS THIRD AMENDMENT TO LEASE (this ?Amendment?) is made and entered into effective as of August 25, 2021 (the ?Effective Date?), by and between GOOGLE LLC, a Delaware limited liability company (?Landlord?), and C3.AI, INC., a Delaware corporation (?Tenant?). R E C I T A L S: A. Landlord and Tenant (formerly known as C3 IOT, Inc.) are parties to that certain L |
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| December 2, 2021 |
Exhibit 10.2 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. OFFICE LEASE This Office Lease (the "Lease"), dated as of the date set forth in Section 1 of the Summary of Basic Lease Information (the "Summary"), below, is m |
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| December 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 27, 2021 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, |
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| December 1, 2021 |
C3 AI Announces Second Quarter Fiscal 2022 Results Q2 Revenue of $58.3 million, increased 41% year over year FY 22 Revenue Guidance raised to 35% - 37% growth, up from 17% growth in FY 21 REDWOOD CITY, Calif. - December 1, 2021 - C3.ai, Inc. (NYSE: AI), the Enterprise AI software company, today announced results for its fiscal second quarter ended October 31, 2021. ?We closed another strong quarte |
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| October 12, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2021 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, C |
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| September 2, 2021 |
Offer Letter by and between the Registrant and David Barter, dated October 2, 2020. Exhibit 10.1 September 30th, 2020 Mr. David Barter Via Email and DocuSign Dear David, Congratulations! I am very pleased to offer you the position of SVP and Chief Financial Officer with C3.ai, Inc. (?C3.ai?) reporting to reporting to me, in my capacity of Chief Executive Officer, with an effective start date of October 8, 2020 (the ?Start Date?). You will be based at our Redwood City, CA facility |
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| September 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| September 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 1, 2021 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, |
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| September 1, 2021 |
C3 AI Announces First Quarter Fiscal 2022 Results First Quarter Revenue of $52.4 million, increased 29% year over year REDWOOD CITY, Calif. - September 1, 2021 - C3.ai, Inc. (NYSE: AI), the Enterprise AI software company, today announced results for its fiscal first quarter ended July 31, 2021. ?We began our fiscal year 2022 with strong results in the first quarter, including year-over-year increa |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 25, 2021 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, C |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| August 20, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| June 28, 2021 |
As filed with the U.S. Securities and Exchange Commission on June 25, 2021 As filed with the U.S. Securities and Exchange Commission on June 25, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-3999357 (State or other jurisdiction of Incorporation or organization) (I.R.S. Employer |
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| June 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended April 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39744 |
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| June 25, 2021 |
C3.ai, Inc. 2020 Equity Incentive Plan forms of international award agreements Exhibit 10.2.1 C3.ai, Inc. International RSU Award Grant Notice (2020 Equity Incentive Plan) C3.ai, Inc. (the ?Company?) has awarded to you (the ?Participant?) the number of restricted stock units specified and on the terms set forth below in consideration of your services (the ?RSU Award?). Your RSU Award is subject to all of the terms and conditions as set forth herein and in the Company?s 2020 |
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| June 25, 2021 |
Description of Capital Stock of the Registrant. EX-4.4 2 exhibit44.htm EX-4.4 Exhibit 4.4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following is a summary of the rights of our common and preferred stock and some of the provisions of our amended and restated certificate of incorporation, our amended and restated bylaws, and certain provisions of Delaware General Corpor |
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| June 25, 2021 |
Exhibit 4.2.1 C3.AI, INC. AMENDMENT TO REGISTRATION RIGHTS AGREEMENT AND WAIVER OF REGISTRATION RIGHTS AND NOTICE This Amendment to Registration Rights Agreement and Waiver of Registration Rights and Notice (this ?Amendment and Waiver?) is made as of December 3, 2020 (the ?Amendment Date?), by and among C3.ai, Inc., a Delaware corporation (the ?Company?), and the undersigned Investors (as defined |
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| June 25, 2021 |
List of subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of C3.ai, Inc. Name of Subsidiary Jurisdiction of Organization C3, Inc. Delaware C3.ai Gov, Inc. Delaware C3.ai International, Inc. Delaware AI Press, Inc. Delaware C3.ai France, S.A.S. France C3.ai UK Ltd. United Kingdom C3.ai Italy S.r.l. Italy C3.ai Belgium SRL Belgium C3.ai Japan K.K. Japan C3.ai Netherlands B.V. The Netherlands C3.ai Australia Pty Ltd. Australia C3.a |
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| June 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2021 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, CA ( |
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| June 2, 2021 |
C3 AI Announces Record Fiscal 2021 Results Fourth Quarter Revenue of $52.3 million, increased 26% year over year REDWOOD CITY, Calif. - June 2, 2021 - C3.ai, Inc. (NYSE: AI), the Enterprise AI application software company, today announced results for its fiscal fourth quarter and the full year ended April 30, 2021. ?We achieved strong business and financial results in the fourth quarter and full f |
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| April 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing a |
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| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number 325-0101 Expires: July 31, 2023 Estimated average burden hours per response 1.00 FORM 144 SEC USE ONLY NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 DOCUMENT SEQUENCE NO. ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing a |
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| March 5, 2021 |
Table of Contents As filed with the U.S. Securities and Exchange Commission on March 5, 2021 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-3999357 (State or other jurisdiction of Incorporation or organization |
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| March 5, 2021 |
Exhibit 10.1 C3.AI, INC. INDEMNITY AGREEMENT This Indemnity Agreement (this ?Agreement?), dated as of , is made by and between C3.ai, Inc., a Delaware corporation (the ?Company?), and (?Indemnitee?). Recitals A. The Company desires to attract and retain the services of highly qualified individuals as directors, officers, employees and agents. B. The Company?s bylaws (the ?Bylaws?) require that the |
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| March 2, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended January 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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| March 1, 2021 |
Former SAP Co-CEO Jim Snabe Joins C3 AI Board of Directors Luminary enterprise software veteran brings extensive experience as trusted advisor to the world?s leading companies and governments REDWOOD CITY, Calif. |
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| March 1, 2021 |
Amended & Restated Advisor Agreement James Snabe C3.ai, Inc. Confidential 1 AMENDED & RESTATED ADVISOR AGREEMENT This Amended & Restated Advisor Agreement (this ?Restated Agreement?), effective as of September , 2020 ("Effective Date"), by and between James Snabe (?Snabe?) and C3.ai, Inc. (the ?Company?) amends and restates, in its entirety, that Advisor Agreement between Snabe and the Company dat |
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| March 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2021 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1300 Seaport Blvd, Suite 500 Redwood City, |
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| March 1, 2021 |
C3 AI Announces Third Quarter Fiscal 2021 Results Total Revenue of $49.1 million, increased 19% year over year; Subscription Revenue of $42.7 million, increased 23% year over year REDWOOD CITY, Calif. - March 1, 2021 - C3.ai, Inc. (NYSE: AI), a leading provider of enterprise AI applications software, today announced results for its fiscal third quarter ended January 31, 2021. ?We continue to estab |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* C3.ai, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Title of Class of Securities) 12468P 104 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. )* Under the Securities Exchange Act of 1934 C3.ai, Inc. (Name of Issuer) Class A Common Stock, $0.001 par value per share (Titles of Class of Securities) 12468P104 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 C3.ai, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 12468P104 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ R |
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| December 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2020 C3.AI, INC. (Exact name of Registrant as Specified in Its Charter) Delaware 001-39744 26-3999357 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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| December 11, 2020 |
Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF C3.AI, INC. Thomas Siebel hereby certifies that: ONE: The current name of this corporation is C3.ai, Inc. The original name of this corporation is C3, Inc. and the date of filing the original Certificate of Incorporation of this corporation with the Secretary of State of the State of Delaware was June 29, 2012. TWO: He is the duly el |
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| December 9, 2020 |
As filed with the U.S. Securities and Exchange Commission on December 9, 2020 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 26-3999357 (State or other jurisdiction of Incorporation or organization) (I.R.S. Emplo |
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| December 9, 2020 |
15,500,000 Shares Class A Common Stock Filed Pursuant to Rule 424(b)(4) Registration No. 333-250082 PROSPECTUS 15,500,000 Shares Class A Common Stock C3.ai, Inc. is offering 15,500,000 shares of our Class A common stock. This is our initial public offering, and prior to this offering, no public market existed for our shares of common stock. The initial public offering price is $42.00 per share. We have two classes of authorized common |
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| December 7, 2020 |
As filed with the Securities and Exchange Commission on December 7, 2020. Registration No. 333-250082 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 26-3999357 (State or other jurisdiction of incorporation or o |
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| December 4, 2020 |
Calise Y. Cheng T: +1 650 843 5172 [email protected] December 4, 2020 United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Matthew Crispino, Staff Attorney Jan Woo, Legal Branch Chief Amanda Kim, Staff Accountant Craig Wilson, Senior Advisor Re: C3.ai, Inc. Registration Statement on Form S-1 Filed November 30, 2020 File No. 333-250082 Ladies and Gentleme |
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| December 4, 2020 |
December 4, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| December 4, 2020 |
C3.ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City, CA 94063 December 4 , 2020 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Matthew Crispino, Staff Attorney Jan Woo, Legal Branch Chief Amanda Kim, Staff Accountant Craig Wilson, Senior Advisor RE: C3.ai, Inc. Registration Statement on Form S-1 File No. 333-250082 Lad |
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| November 30, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 C3. |
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| November 30, 2020 |
Form of Underwriting Agreement. Exhibit 1.1 [•] Shares C3.AI, INC. CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT [•], 2020 [•], 2020 Morgan Stanley & Co. LLC J.P. Morgan Securities LLC BofA Securities, Inc. As representatives of the several Underwriters named in Schedule I hereto c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o J.P. Morgan Securities LLC 383 Madison Avenue New Yor |
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| November 30, 2020 |
Amended and Restated Bylaws of the Registrant, as currently in effect. Exhibit 3.4 AMENDED AND RESTATED BYLAWS OF C3.AI, INC. (A DELAWARE CORPORATION) ARTICLE I OFFICES Section 1.Registered Office. The registered office of the corporation in the State of Delaware shall be as set forth in the Certificate of Incorporation, as may be amended from time to time, of C3.ai, Inc. (the “Certificate of Incorporation”). Section 2.Other Offices. The corporation shall also have a |
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| November 30, 2020 |
Form of Class A common stock certificate of the Registrant. Exhibit 4.1 Exhibit 4.1 ZQ| CERT# | COY|CLS| RGSTRY| ACCT# |TRANSTYPE|RUN# |TRANS# COMMON STOCK COMMON STOCK PAR VALUE $0 .000 1 Certificate Nu mb er ZQ0000 0000 Sh ares * * 00 0000 * * * * * * * * * * * * * * * * * * * * * 000 000 * * * * * * * * * * * * * * * * * * * * * 000 000 * * * * * * * * * * * * * * * * * * * * * 0000 00 * * * * * * * * * * * * * * * * * * * * * 0000 00 * * * * * * * * * |
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| November 30, 2020 |
C3.ai, Inc. 2020 Employee Stock Purchase Plan. Exhibit 10.3 C3.AI, INC. 2020 EMPLOYEE STOCK PURCHASE PLAN ADOPTED BY THE BOARD OF DIRECTORS: NOVEMBER 24, 2020 APPROVED BY THE STOCKHOLDERS: NOVEMBER 24, 2020 IPO DATE: , 2020 1.GENERAL; PURPOSE. (a)The Plan provides a means by which Eligible Employees of the Company and certain designated Related Corporations may be given an opportunity to purchase shares of Class A Common Stock. The Plan permit |
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| November 30, 2020 |
Calise Y. Cheng T: +1 650 843 5172 [email protected] November 30, 2020 United States Securities and Exchange Commission Division of Corporation Finance Office of Technology Washington, D.C. 20549 Attn: Matthew Crispino, Staff Attorney Jan Woo, Legal Branch Chief Amanda Kim, Staff Accountant Craig Wilson, Senior Advisor Re: C3.ai, Inc. Registration Statement on Form S-1 Filed November 13, 2020 File |
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| November 30, 2020 |
C3.ai, Inc. 2020 Equity Incentive Plan and forms thereunder Exhibit 10.2 C3.AI, INC. 2020 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: NOVEMBER 24, 2020 APPROVED BY THE STOCKHOLDERS: NOVEMBER 24, 2020 AMENDED BY THE BOARD OF DIRECTORS: NOVEMBER 27, 2020 APPROVED BY THE STOCKHOLDERS: NOVEMBER 27, 2020 1.GENERAL. (a)Successor to and Continuation of Prior Plan. The Plan is the successor to and continuation of the Prior Plan. As of the Effective Da |
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| November 30, 2020 |
Exhibit 10.14 C3.AI, INC. COMMON STOCK PURCHASE AGREEMENT November 27, 2020 TABLE OF CONTENTS Page 1. Purchase and Sale of Stock 1 1.1 Sale and Issuance of Common Stock 1 1.2 Closing 1 1.3 Registration Rights 1 3. Representations and Warranties of the Company 1 3.1 Organization, Good Standing and Qualification 1 3.2 Authorization 2 3.3 Valid Issuance of Common Stock 2 3.4 Compliance with Other Ins |
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| November 30, 2020 |
Amended and Restated Certificate of Incorporation of the Registrant, as currently in effect. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF C3.AI, INC. Thomas M. Siebel hereby certifies that: ONE: The current name of this corporation is C3.ai, Inc. The original name of this corporation is C3, Inc. and the date of filing the original Certificate of Incorporation of this corporation with the Secretary of State of the State of Delaware was June 29, 2012. TWO: He is the duly |
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| November 30, 2020 |
Exhibit 3.3 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF C3.AI, INC. Thomas Siebel hereby certifies that: ONE: The original date of filing the original Certificate of Incorporation of this company with the Secretary of State of the State of Delaware was June 29, 2012. TWO: He is the duly elected and acting Chief Executive Officer of C3.AI, INC., a Delaware corporation. THREE: The Certifica |
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| November 30, 2020 |
As filed with the Securities and Exchange Commission on November 30, 2020. Registration No. 333-250082 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 26-3999357 (State or other jurisdiction of incorporation or |
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| November 30, 2020 |
Exhibit 4.4 C3.AI, INC. AMENDMENT TO REGISTRATION RIGHTS AGREEMENT AND WAIVER OF REGISTRATION RIGHTS AND NOTICE This Amendment to Registration Rights Agreement and Waiver of Registration Rights and Notice (this “Amendment and Waiver”) is made as of [•], 2020 (the “Amendment Date”), by and among C3.ai, Inc., a Delaware corporation (the “Company”), and the undersigned Investors (as defined below). R |
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| November 30, 2020 |
Exhibit 10.13 C3.AI, INC. COMMON STOCK PURCHASE AGREEMENT November 25, 2020 TABLE OF CONTENTS Page 1. Purchase and Sale of Stock 1 1.1 Sale and Issuance of Common Stock 1 1.2 Closing 1 1.3 Registration Rights 1 3. Representations and Warranties of the Company 1 3.1 Organization, Good Standing and Qualification 1 3.2 Authorization 2 3.3 Valid Issuance of Common Stock 2 3.4 Compliance with Other Ins |
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| November 23, 2020 |
As filed with the Securities and Exchange Commission on November 23, 2020. Registration No. 333-250082 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 26-3999357 (State or other jurisdiction of incorporation or |
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| November 23, 2020 |
Exhibit 4.2 C3.AI, INC. AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of August 15, 2019, by and among C3.AI, INC., a Delaware corporation (the “Company”) and certain holders of Preferred Stock of the Company, approved by the Company, who execute and deliver a counterpart signature page to th |
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| November 20, 2020 |
Calise Y. Cheng T: +1 650 843 5172 [email protected] CERTAIN PORTIONS OF THIS LETTER HAVE BEEN OMITTED FROM THE VERSION FILED VIA EDGAR. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED WITH RESPECT TO THE OMITTED PORTIONS. INFORMATION THAT WAS OMITTED IN THE EDGAR VERSION HAS BEEN NOTED IN THIS LETTER WITH A PLACEHOLDER IDENTIFIED BY THE MARK ?[***]?. November 20, 2020 U.S. Securities and Exchange Commi |
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| November 13, 2020 |
Exhibit 10.12 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. SECOND AMENDMENT TO JOINT VENTURE AGREEMENT THIS SECOND AMENDMENT TO JOINT VENTURE AGREEMENT (this “Second Amendment”) is made and entered into by and between |
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| November 13, 2020 |
Exhibit 10.7 TRIPLE NET SPACE LEASE BETWEEN VII PAC SHORES INVESTORS, LLC, a Delaware limited liability company AS LANDLORD and C3, LLC, a Delaware limited liability company, AS TENANT FOR THE PREMISES LOCATED AT Pacific Shores Center 4th and 5th Floors, Building 8 1300 Seaport Boulevard Redwood City, California 94063 DATED AS OF OCTOBER 28, 2011 TABLE OF CONTENTS Page 1. Parties 1 1.1 Parties 1 2 |
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| November 13, 2020 |
Second Amendment to Lease by and between the Registrant and Google LLC, dated November 7, 2017. Exhibit 10.9 SECOND AMENDMENT TO LEASE THIS SECOND AMENDMENT TO LEASE (this “Amendment”) is made and entered into effective as of November 7, 2017 (the “Effective Date”), by and between GOOGLE LLC, a Delaware limited liability company (“Landlord”), and C3 IOT, INC., a Delaware corporation (“Tenant”). R E C I T A L S: A.Landlord and Tenant are parties to that certain Lease (as defined below), pursu |
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| November 13, 2020 |
C3.ai, Inc. Amended and Restated 2012 Equity Incentive Plan and forms of agreements thereunder. Exhibit 10.1 C3.AI, INC. 2012 EQUITY INCENTIVE PLAN TERMINATION DATE: JULY 10, 2021 1.GENERAL. (a)Amendment and Restatement of Prior Plan. The Plan is intended to amend and restate in its entirety the C3, LLC 2009 Unit Incentive Plan (the “Prior Plan”). (b)Eligible Stock Award Recipients. Employees, Directors and Consultants are eligible to receive Stock Awards. (c)Available Stock Awards. The Plan |
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| November 13, 2020 |
First Amendment to Lease by and between the Registrant and Google LLC, dated April 4, 2017. Exhibit 10.8 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE (this “Amendment”) is made and entered into effective as of April 4, 2017 (the “Effective Date”), by and between GOOGLE INC., a Delaware corporation (“Landlord”), and C3 IOT, INC., a Delaware corporation (“Tenant”) R E C I T A L S: A.Landlord (as successor-in-interest to VII Pac Shores Investors, LLC), and Tenant (as successor by |
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| November 13, 2020 |
Offer Letter by and between the Registrant and Edward Y. Abbo, dated July 22, 2009. Exhibit 10.4 1820 Gateway Drive, Suite 250 San Mateo, California 94404 July 22, 2009 MR. EDWARD ABBO 438 EL ARROYO ROAD HILLSBOROUGH, CA 94010 Dear Ed: I am very pleased to offer you the position of Chief Executive Officer (CEO) at C3, LLC (the “Company”), on the terms described in this letter. In your position as CEO you will be responsible for all operations of the company. You will report to th |
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| November 13, 2020 |
Exhibit 4.2 C3.AI, INC. AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of August 15, 2019, by and among C3.AI, INC., a Delaware corporation (the “Company”) and certain holders of Preferred Stock of the Company, approved by the Company, who execute and deliver a counterpart signature page to th |
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| November 13, 2020 |
List of subsidiaries of the Registrant. Exhibit 21.1 Subsidiaries of C3.ai, Inc. Name of Subsidiary Jurisdiction of Organization C3, Inc. United States of America C3.ai Gov, Inc. United States of America C3.ai International, Inc. United States of America AI Press, Inc. United States of America C3.ai France, S.A.S. France C3.ai UK Ltd. United Kingdom C3.ai Italy S.r.l. Italy C3.ai Belgium SRL Belgium C3.ai Japan K.K. Japan C3.ai Netherla |
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| November 13, 2020 |
Exhibit 10.11 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. FIRST AMENDMENT TO JOINT VENTURE AGREEMENT THIS FIRST AMENDMENT (this “Amendment) to the Joint Venture Agreement between Baker Hughes, a GE company, LLC (“BHGE |
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| November 13, 2020 |
Amended and Restated Bylaws of the Registrant, as currently in effect. Exhibit 3.2 BYLAWS OF C3.AI, INC. (A DELAWARE CORPORATION) BYLAWS OF C3.AI, INC. (A DELAWARE CORPORATION) ARTICLE I OFFICES Section 1.Registered Office. The registered office of the corporation in the State of Delaware shall be in the City of Dover, County of Kent. Section 2.Other Offices. The corporation shall also have and maintain an office or principal place of business at such place as may be |
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| November 13, 2020 |
Exhibit 4.3 C3, INC. VOTING AGREEMENT THIS VOTING AGREEMENT (the “Agreement”) is made and entered into as of this 15th day of January 2015, by and among Patricia A. House (“House”), Thomas M. Siebel (“Siebel”) and C3, Inc., a Delaware corporation (the “Company”). WITNESSETH WHEREAS, House is the beneficial owner of an aggregate of three million (3,000,000) shares of Series A Preferred Stock and fi |
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| November 13, 2020 |
Calise Y. Cheng 1 650 843 5172 [email protected] November 13, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology Washington, D.C. 20549 Attn: Matthew Crispino, Staff Attorney Jan Woo, Legal Branch Chief Amanda Kim, Staff Accountant Craig Wilson, Senior Advisor Re: C3.ai, Inc. Draft Registration Statement on Form S-1 Submitted October 23, 2020 CIK No. |
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| November 13, 2020 |
As filed with the Securities and Exchange Commission on November 13, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 C3.ai, Inc. (Exact name of Registrant as specified in its charter) Delaware 7372 26-3999357 (State or other jurisdiction of incorporation or organization) (Primary St |
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| November 13, 2020 |
Offer Letter by and between the Registrant and Houman Behzadi, dated January 6, 2010. Exhibit 10.5 1820 Gateway Drive, Suite 250 San Mateo, California 94404 January 6, 2010 HOUMAN BEHZADI 1078 MARCUSSEN DRIVE MENLO PARK, CALIFORNIA 94025 Dear Houman: I am very pleased to offer you the position of Director, Engineering Program Management at C3 (the “Company”), on the terms described in this letter. In your position as Director, Engineering Program Management you will be responsible |
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| November 13, 2020 |
Revised Offer Letter by and between the Registrant and Edward Y. Abbo, dated July 15, 2011. Exhibit 10.6 1820 Gateway Drive, Suite 250 San Mateo, California 94404 July 15, 2011 ED ABBO 187 Mountain Home Road WOODSIDE, CA 94062 Dear Ed: This letter sets forth our mutual agreements regarding your ongoing employment with C3, LLC (the “Company”), and modifies your July 22, 2009 offer letter, as well as the equity agreements related to your employment. Your ongoing role with the Company will |
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| November 13, 2020 |
Execution Version Exhibit 10.10 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS NOT MATERIAL AND WOULD LIKELY CAUSE COMPETITIVE HARM TO THE REGISTRANT IF PUBLICLY DISCLOSED. [***] INDICATES THAT INFORMATION HAS BEEN REDACTED. JOINT VENTURE AGREEMENT between C3.ai and Baker Hughes, a GE company, LLC June 6, 2019 TABLE OF CONTENTS 1. CERTAIN DEFINITIONS 4 2. APPOINTM |
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| October 23, 2020 |
As confidentially submitted to the Securities and Exchange Commission on October 23, 2020. |
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| October 23, 2020 |
Calise Y. Cheng +1 650 843 5172 [email protected] October 23, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance Office of Technology Washington, D.C. 20549 Attn: Matthew Crispino, Staff Attorney Jan Woo, Legal Branch Chief Amanda Kim, Staff Accountant Craig Wilson, Senior Advisor Re: C3.ai, Inc. Draft Registration Statement on Form S-1 Submitted September 18, 2020 CIK No |
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| September 18, 2020 |
As confidentially submitted to the Securities and Exchange Commission on September 18, 2020. |
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| September 18, 2020 |
Exhibit 4.2 C3.AI, INC. AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT THIS AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (the ?Agreement?) is made and entered into as of August 15, 2019, by and among C3.AI, INC., a Delaware corporation (the ?Company?) and certain holders of Preferred Stock of the Company, approved by the Company, who execute and deliver a counterpart signature page to th |
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| September 18, 2020 |
EX-3.2 2 filename2.htm Exhibit 3.2 BYLAWS OF C3.AI, INC. (A DELAWARE CORPORATION) BYLAWS OF C3.AI, INC. (A DELAWARE CORPORATION) ARTICLE I OFFICES Section 1.Registered Office. The registered office of the corporation in the State of Delaware shall be in the City of Dover, County of Kent. Section 2.Other Offices. The corporation shall also have and maintain an office or principal place of business |
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| September 18, 2020 |
EX-4.3 4 filename4.htm Exhibit 4.3 C3, INC. VOTING AGREEMENT THIS VOTING AGREEMENT (the “Agreement”) is made and entered into as of this 15th day of January 2015, by and among Patricia A. House (“House”), Thomas M. Siebel (“Siebel”) and C3, Inc., a Delaware corporation (the “Company”). WITNESSETH WHEREAS, House is the beneficial owner of an aggregate of three million (3,000,000) shares of Series A |
