Basic Stats
| LEI | 5493005XHGCCBXT5YQ39 |
| CIK | 1502573 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Apollo Senior Floating Rate Fund Inc.
SEC Filings (Chronological Order)
This page provides a complete, chronological list of SEC Filings, excluding ownership filings which we provide elsewhere.
| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☒ Merger ☐ Liquidation ☐ Abandonment of Registration (Note: Abando |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): ☒ Merger ☐ Liquidation ☐ Abandonment of Registration (Note: Abando |
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| July 22, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on August 02, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 30, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. 425 Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 File No. of Related Registration Statement: 333-275640 Scan the code with your phone’s camera to hear an important message from Apollo S |
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| May 28, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 File No. of Related Registration Statement: 333-275640 MidCap Financial Investment Corporation Announces Stockholder Approval of the Proposa |
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| May 15, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 File No. of Related Registration Statement: 333-275640 RE: YOUR INVESTMENT IN APOLLO SENIOR FLOATING RATE FUND INC. URGENT: YOUR RESPONSE IS |
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| May 14, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 File No. of Related Registration Statement: 333-275640 MidCap Financial Investment Corporation Investor Presentation May 2024 Unless otherwi |
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| May 8, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 File No. of Related Registration Statement: 333-275640 Apollo Senior Floating Rate Fund Inc. MERGER MERGER PROPOSED! PROPOSED! SAMPLE-EPN Yo |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e) |
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| April 18, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 File No. of Related Registration Statement: 333-275640 Broadridge Financial Solutions (“Broadridge”), on behalf of Apollo Senior Floating Ra |
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| April 4, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 File No. of Related Registration Statement: 333-275640 MidCap Financial Investment Corporation, Apollo Senior Floating Rate Fund Inc. and Ap |
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| April 4, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 File No. of Related Registration Statement: 333-275640 1 APOLLO Funds Be the vote that counts. 2 APOLLO SENIOR FLOATING RATE FUND INC. 2024 |
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| March 4, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 Date: March 4, 2024 MidCap Financial Investment Corporation Investor Presentation March 2024 Unless otherwise noted, information as of December 31, 2023. Confidential and Proprietary - Not for distribution, in whol |
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| March 1, 2024 |
Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 Date: March 1, 2024 MidCap Financial Investment Corporation Reports Financial Results for the Quarter and Fiscal Year Ended December 31, 2023 Results for the Quarter and Fiscal Year Ended December 31, 2023 and Othe |
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| November 8, 2023 |
Operator turns back for closing remarks Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 Date: November 8, 2023 MidCap Financial Investment Corporation Earnings Script for Period Ended September 2023 Conference Call at 8:30 am on November 8, 2023 OPERATOR Good morning and welcome to the MidCap Financia |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 MidCap Financial Investment Corporation (Exact name of Registrant as specified in its charter) Maryland 814-00646 52-2439556 (State or other jurisdiction of incorpora |
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| November 7, 2023 |
Filed by Apollo Senior Floating Rate Fund Inc. Filed by Apollo Senior Floating Rate Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 Subject Company: Apollo Senior Floating Rate Fund Inc. Commission File No. 811-22481 Date: November 7, 2023 MidCap Financial Investment Corporation (NASDAQ: MFIC) Announces Merger Agreements with Apollo Senior Floating Rate Fund Inc. (NYSE: AFT), and Apollo Tactical Income Fund Inc. (NYSE: AIF) Apo |
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| April 21, 2023 |
Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 1, 2022 |
As filed with the Securities and Exchange Commission on June 1, 2022 POS EX 1 d256493dposex.htm POS EX As filed with the Securities and Exchange Commission on June 1, 2022 Securities Act File No. 333-262873 Investment Company Act File No. 811-22481 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-2 Registration Statement under the Securities Act of 1933 ☒ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. 1 ☒ and/or Registration Stateme |
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| June 1, 2022 |
Exhibit (l) June 1, 2022 Apollo Senior Floating Rate Fund Inc. 100 Bellevue Parkway Wilmington, Delaware 19809 Ladies and Gentlemen: We have acted as special Maryland counsel to Apollo Senior Floating Rate Fund Inc., a Maryland corporation (the ?Company?), in connection with the registration under the Securities Act of 1933, as amended (the ?Act?), of shares (the ?Shares?) of the Company?s common |
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| June 1, 2022 |
Apollo Senior Floating Rate Fund Inc. Common Stock (par value $0.001 per share) ATM Sales Agreement Exhibit (h) Apollo Senior Floating Rate Fund Inc. Common Stock (par value $0.001 per share) ATM Sales Agreement June 1, 2022 Virtu Americas LLC One Liberty Plaza 165 Broadway New York, NY 10006 Ladies and Gentlemen: Apollo Senior Floating Rate Fund Inc., a Maryland corporation (the ?Company?) and Apollo Credit Management, LLC (the ?Investment Adviser?), each confirms its agreement (this ?Agreement |
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| June 1, 2022 |
Exhibit (s)(2) Calculation of Filing Fee Tables FORM N-2 (Form Type) APOLLO SENIOR FLOATING RATE FUND INC. |
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| June 1, 2022 |
APOLLO SENIOR FLOATING RATE FUND INC. Up to $50,000,000 of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-262873 PROSPECTUS SUPPLEMENT (To Prospectus dated May 25, 2022) APOLLO SENIOR FLOATING RATE FUND INC. Up to $50,000,000 of Common Stock The Fund. Apollo Senior Floating Rate Fund Inc. (the ?Fund?) is a corporation organized under the laws of the State of Maryland and registered with the U.S. Securities and Exchange C |
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| May 24, 2022 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 May 24, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| May 11, 2022 |
Apollo Funds offer three easy methods for you to vote: DEFA14A 1 asfrfi-html5042defa14a.htm APOLLO SENIOR FLOATING RATE FUND INCDEFA 14A URGENT: YOUR VOTE IS CRITICAL Dear Valued Investor: Recently, we sent you proxy material regarding the Annual Meeting of Shareholders scheduled for June 9, 2022 for the Apollo Senior Floating Rate Fund Inc (NYSE: AFT). Our records indicate that we have not received your voting instructions. For the fundamental invest |
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| April 20, 2022 |
787 Seventh Avenue New York, NY 10019-6099 Tel: 212 728 8000 Fax: 212 728 8111 April 20, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| April 20, 2022 |
DEF 14A 1 asfrfi-html4789def14a.htm APOLLO SENIOR FLOATING RATE FUND INCDEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- |
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| April 20, 2022 |
DEFA14A 1 asfrfi-html4791defa14a.htm APOLLO SENIOR FLOATING RATE FUND INCDEFA 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| April 4, 2022 |
PRE 14A 1 asfrfi-html4610pre14a.htm APOLLO SENIOR FLOATING RATE FUND INCPRE14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| November 24, 2021 |
Apollo Senior Floating Rate Fund Inc. Schedule of Investments September 30, 2021 (unaudited) Principal Amount ($) Value ($) Senior Loans - 145.2%(a) AEROSPACE & DEFENSE - 12.0% Bleriot US Bidco Inc. First Lien Term Loan B, (3M LIBOR + 4.00%, 0.00% Floor), 4.13%, 10/30/26(c) 8,294,090 8,310,678 Dynasty Acquisition Co., Inc. First Lien Term Loan, (3M LIBOR + 3.50%, 0.00% Floor), 3.63%, 04/06/26(c) 1 |
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| August 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.2)* Apollo Senior Floating Rate Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037636107 (CUSIP Number) August 16, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate t |
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| August 9, 2021 |
Apollo Senior Floating Rate Fund Inc. Conclusion of Special Meeting Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. File No. 333-254419 Date: August 9, 2021 Apollo Senior Floating Rate Fund Inc. Conclusion of Special Meeting New York, NY. August 9, 2021 ? Apollo Credit Management, L |
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| July 22, 2021 |
425 1 d13757d425.htm 425 Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. File No. 333-254419 Date: July 22, 2021 9 West 57th Street 43rd Floor New York, NY 10019 (212) 822-0625 YOUR PARTICIPATION IS IMPORTANT You ha |
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| July 16, 2021 |
425 1 d176278d425.htm 425 Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. File No. 333-254419 Date: July 16, 2021 9 West 57th Street 43rd Floor New York, NY 10019 YOUR PARTICIPATION IS IMPORTANT You have until Augus |
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| June 29, 2021 |
Filed by Apollo Tactical Income Fund Inc. pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Apollo Senior Floating Rate Fund Inc. File No. 333-254419 Date: June 29, 2021 Apollo Senior Floating Rate Fund Inc. and Apollo Tactical Income Fund Inc. Preliminary Results of AIF Special Meeting; Adjournm |
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| May 28, 2021 |
Apollo Senior Floating Rate Fund Inc. Schedule of Investments March 31, 2021 (unaudited) Principal Amount ($) Value ($) Senior Loans - 137.5%(a) AEROSPACE & DEFENSE - 6.7% Bleriot US Bidco Inc. First Lien Term Loan B, (3M LIBOR + 4.00%, 0.00% Floor), 4.20%, 10/30/26(c) 3,800,980 3,796,229 Guidehouse, LLP First Lien Term Loan, (1M LIBOR + 4.00%, 0.00% Floor), 4.11%, 05/01/25(c) 4,142,711 4,150,851 |
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| May 20, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 9, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 9, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.1)* Apollo Senior Floating Rate Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037636107 (CUSIP Number) December 10, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate |
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| November 25, 2020 |
Apollo Senior Floating Rate Fund Inc. Schedule of Investments September 30, 2020 (unaudited) Principal Amount ($) Value ($) Senior Loans - 141.8%(a) AEROSPACE & DEFENSE - 6.6% Alion Science and Technology Corp. First Lien Term Loan, (2M LIBOR + 3.75%, 1.00% Floor), 4.75%, 07/23/24(c) 2,322,581 2,333,230 Bleriot US Bidco, Inc. First Lien Delayed Draw Term Loan, (3M LIBOR + 4.75%, 0.00% Floor), 4.97 |
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| November 24, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 19, 2020 Date of Report (Date of earliest event reported) Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22481 27-3581739 (State of Incorporation) (Commission Fi |
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| November 24, 2020 |
EX-5.03 Exhibit 5.03 APOLLO SENIOR FLOATING RATE FUND AMENDED AND RESTATED BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of the Corporation in the State of Maryland shall be located at such place as the Board of Directors may designate. Section 2. ADDITIONAL OFFICES. The Corporation may have additional offices, including a principal executive office, at such places as |
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| June 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Apollo Senior Floating Rate Fund Inc (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 037636107 (CUSIP Number) June 16, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the r |
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| June 1, 2020 |
Apollo Senior Floating Rate Fund Inc. Schedule of Investments March 31, 2020 (unaudited) Principal Amount ($) Value ($) Senior Loans - 150.2%(a) AEROSPACE & DEFENSE - 7.4% Bleriot US Bidco, Inc. First Lien Delayed Draw Term Loan, (Prime + 3.75%, 0.00% Floor), 7.00%, 10/31/26(c) 412,154 364,757 First Lien Term Loan, (3M LIBOR + 4.75%, 0.00% Floor), 6.20%, 10/30/26(c) 2,637,789 2,334,443 Guidehouse, |
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| April 20, 2020 |
AFT / Apollo Senior Floating Rate Fund Inc. DEFA14A - - DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 9, 2020 |
AFT / Apollo Senior Floating Rate Fund Inc. DEFA14A - - DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 9, 2020 |
AFT / Apollo Senior Floating Rate Fund Inc. DEF 14A - - DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 21, 2019 |
Apollo Senior Floating Rate Fund Inc. - APOLLO SENIOR FLOATING RATE FUND INC. Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of princi |
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| November 21, 2019 |
Certification Pursuant to Rule Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Senior Floating Rate Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| May 24, 2019 |
Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of princi |
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| May 24, 2019 |
Certification Pursuant to Rule 302 Certifications Exhibit 99.CERT Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Senior Floating Rate Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make |
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| April 9, 2019 |
AFT / Apollo Senior Floating Rate Fund Inc. DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 9, 2019 |
AFT / Apollo Senior Floating Rate Fund Inc. DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 19, 2018 |
Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of princi |
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| November 19, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| May 23, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d737526dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Senior Floating Rate Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| May 23, 2018 |
Apollo Senior Floating Rate Fund Inc. - APOLLO SENIOR FLOATING RATE FUND INC. Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of princi |
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| April 6, 2018 |
AFT / Apollo Senior Floating Rate Fund Inc. DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 6, 2018 |
AFT / Apollo Senior Floating Rate Fund Inc. DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 20, 2017 |
Apollo Senior Floating Rate Fund Inc. - APOLLO SENIOR FLOATING RATE FUND INC. Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of princi |
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| May 23, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d355065dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Senior Floating Rate Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| May 23, 2017 |
Apollo Senior Floating Rate Fund Inc. - APOLLO SENIOR FLOATING RATE FUND, INC Apollo Senior Floating Rate Fund, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 10, 2017 |
Apollo Senior Floating Rate Fund DEFA14A DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 10, 2017 |
Apollo Senior Floating Rate Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 18, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 18, 2016 |
Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of princi |
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| May 27, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d176552dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Senior Floating Rate Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| May 27, 2016 |
Apollo Senior Floating Rate Fund, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2016 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2016 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22481 27-3581739 (State or other jurisdiction of incorporati |
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| April 7, 2016 |
Apollo Senior Floating Rate Fund DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 7, 2016 |
Apollo Senior Floating Rate Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 24, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d92719dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Senior Floating Rate Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact n |
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| November 24, 2015 |
Apollo Senior Floating Rate Fund, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 3, 2015 |
Apollo Senior Floating Rate Fund ESP Apollo Senior Floating Rate Fund, Inc VIA EDGAR June 3, 2015 Christina DiAngelo Fettig Senior Staff Accountant U. |
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| May 28, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| May 28, 2015 |
Apollo Senior Floating Rate Fund, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 2, 2015 |
Apollo Senior Floating Rate Fund DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2015 |
Apollo Senior Floating Rate Fund DEFINITIVE PROXY STATEMENT Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 21, 2014 |
Apollo Senior Floating Rate Fund Inc. - APOLLO SENIOR FLOATING RATE FUND, INC. Apollo Senior Floating Rate Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of princ |
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| November 21, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d788758dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. I have reviewed this report on Form N-Q of Apollo Senior Floating Rate Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| May 27, 2014 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 27, 2014 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22481 27-3581739 (State or other jurisdiction of incorporati |
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| May 22, 2014 |
Quarterly Schedule of Portfolio Holdings - APOLLO SENIOR FLOATING RATE FUND, INC Apollo Senior Floating Rate Fund, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 22, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| April 3, 2014 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2014 |
Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 22, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 22, 2013 |
Disclosure Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act Disclosure Pursuant to Section 219 of the Iran Threat Reduction Disclosure Pursuant to Section 219 of the Iran Threat Reduction and Syria Human Rights Act Section 219 of the Iran Threat Reduction and Syria Human Rights Act of 2012 (“ITRA”) added a new subsection (r) to section 13 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), requiring an issuer to disclose in its annual and quarterly reports whether it or any of its affiliates have knowingly engaged in specified activities or transactions relating to Iran, including activities not prohibited by U. |
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| November 22, 2013 |
Quarterly Schedule of Portfolio Holdings - APOLLO SENIOR FLOATING RATE FUND, INC Apollo Senior Floating Rate Fund, Inc UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 22, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| May 22, 2013 |
Quarterly Schedule of Portfolio Holdings - APOLLO SENIOR FLOATING RATE FUND Apollo Senior Floating Rate Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 1, 2013 |
DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 1, 2013 |
DEFA14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| November 20, 2012 |
Quarterly Schedule of Portfolio Holdings - APOLLO SENIOR FLOATING RATE FUND Apollo Senior Floating Rate Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 18, 2012 |
VIA EDGAR June 18, 2012 Christina DiAngelo Division of Investment Management Securities and Exchange Commission 100 F Street, N. |
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| May 22, 2012 |
Quarterly Schedule of Portfolio Holdings - APOLLO SENIOR FLOATING RATE FUND INC. Apollo Senior Floating Rate Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in charter) 9 West 57th Street New York, New York 10019 (Address of princi |
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| May 22, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| April 9, 2012 |
Definitive Proxy Statement SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Sec. |
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| April 9, 2012 |
- DEFINITIVE ADDITIONAL MATERIALS Definitive Additional Materials SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x Definitive Additional Materials ¨ Soliciting Material Pursuant to Sec. |
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| November 18, 2011 |
Apollo Senior Floating Rate Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 18, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| May 25, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Joseph Moroney, certify that: 1. |
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| May 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22481 Apollo Senior Floating Rate Fund, Inc. (Exact name of registrant as specified in charter) 9 West 57th Street, 43rd Floor New York, New York 10019 (Address of principal executive offices) (Z |
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| March 28, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2011 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specified in its charter) Maryland 001-35086 27-3581739 (State or other jurisdiction of incorporation |
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| March 28, 2011 |
Press Release Exhibit 99.1 Apollo Senior Floating Rate Fund Inc. Closes Credit Facility and Issuance of Series A Preferred Stock New York, NY. March 24, 2011 - Apollo Senior Floating Rate Fund Inc. (the “Fund”) today announced the closing of a credit facility and the issuance of shares of its Series A Preferred Stock. The Fund is a closed-end management investment company investing primarily in a |
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| February 24, 2011 |
As filed with the Securities and Exchange Commission on February 24, 2011 N-2MEF As filed with the Securities and Exchange Commission on February 24, 2011 Securities Act Registration No. |
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| February 24, 2011 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Consent of Independent Registered Public Accounting Firm Exhibit 2(n) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement No. |
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| February 24, 2011 |
[LETTERHEAD OF VENABLE LLP] February 23, 2011 Opinion and Consent of Venable LLP Exhibit 2(l) [LETTERHEAD OF VENABLE LLP] February 23, 2011 Apollo Senior Floating Rate Fund Inc. |
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| February 24, 2011 |
[Willkie Farr & Gallagher LLP Letterhead] SEC Transmittal Letter [Willkie Farr & Gallagher LLP Letterhead] VIA EDGAR February 24, 2011 Christian T. |
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| February 18, 2011 |
Acceleration Request (Company) February 18, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N. |
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| February 18, 2011 |
Acceleration Request (Underwriter) 1585 Broadway New York, New York 10036 February 18, 2011 Securities and Exchange Commission 100 F Street, N. |
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| February 16, 2011 |
Form 8-A FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Apollo Senior Floating Rate Fund Inc. (Exact name of registrant as specifies in its charter) Maryland 27-3581739 (State of incorporation) (I.R.S. Employer Identification No.) 9 West 57th Street, 43rd Fl |
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| February 16, 2011 |
SEC Correspondence From: Geron, Anthony Sent: Tuesday, January 25, 2011 4:51 PM To: ‘SandoeC@sec. |
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| October 1, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notific |
