| Shares Outstanding | 902,665 shares |
| Insider Shares | 2,991,924 shares |
| Total Insiders | 39 |
Insider Sentiment Score
The Insider Sentiment Score finds the companies being bought by corporate insiders.
It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.
Update Frequency: Daily
See Insiders Top Picks, which provides a list of companies with highest insider accumulation.
Officer Sentiment Score
The Officer Sentiment Score finds companies being bought by Corporate Officers.
By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.
Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.
Update Frequency: Daily
See Insiders Top Picks, which provides a list of companies with highest insider sentiment.
Key Insider Metrics
This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.
For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).
Insider Trading Chart
Nuwellis, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Roster and Profitability Metrics
This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.
See our leaderboard of most profitable insider traders.
| Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
|---|---|---|---|
| Neil P Ayotte | 26,352 | ||
| Paul Buckman Director - [D] | 56,876 | 56,876 | |
| Kevin Bassett Senior VP, Tech & Operations - [O] | 10,426 | 10,426 | |
| Lynn Larson Blake Chief Financial Officer - [O] | 20,000 | 339 | |
| Steven Frank Brandt Director - [D] | 1,437 | 1,437 | |
| Jim Breidenstein | 181,068 | ||
| Geoffrey Brooke Director - [D] | 7,855 | 7,855 | |
| Brian Brown SVP, Technology & Operations - [O] | 20,000 | 20,000 | |
|
Capital CM
10% Owner -
|
750,356 | 750,356 | |
|
Capital Venture 4A A/C CM
10% Owner -
|
812,856 | 812,856 | |
|
Capital Venture 4B A/C CM
10% Owner -
|
812,856 | 812,856 | |
| Nicholas Callinan Director - [D] | 32,147 | 32,147 | |
|
Ki Yong Choi
10% Owner -
|
1,793,109 | 84,052 |
| Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
|---|---|---|---|
| Maria Rosa Costanzo Director - [D] | 0 | 0 | |
| Claudia Drayton Chief Financial Officer - [O] | 740 | 740 | |
|
John L Erb
CEO and President, Director, 10% Owner -
[D]
[O]
|
1,100,022 | 26,191 | |
|
Bioventures II A/C GBS
10% Owner -
|
815,165 | 815,165 | |
|
Bioventures III A/C GBS
10% Owner -
|
815,165 | 815,165 | |
|
GBS Venture Partners Pty, Ltd
10% Owner -
|
815,165 | 815,165 | |
| Mark Harvey Director - [D] | 750,356 | 750,356 | |
| Jaramillo Nestor Jr. President and CEO, Director - [D] [O] | 4,098 | 106 | |
| Debra Kridner Exec VP, Regulatory Affairs - [O] | 29,500 | 29,500 | |
| Likens Matthew E. Director - [D] | 1,437 | 1,437 | |
| Eric Lovett | 104,000 | ||
| Jeffrey S Mathiesen Chief Financial Officer - [O] | 37,223 | 37,223 | |
| George Montague | 40,054 |
| Insider | Avg Profit (%) | Shares Owned |
Split Adjusted |
|---|---|---|---|
| Donal O'Dwyer Director - [D] | 52,466 | 52,466 | |
| Kimberly Oleson SVP, Clinical Affairs - [O] | 3,810 | 3,810 | |
| William S Peters CTO & Medical Director - [O] | 33,309 | 33,309 | |
| David A Rosa Chief Executive Officer, Director - [D] [O] | 119,587 | 119,587 | |
|
Straus Asset Management, Llc
10% Owner -
|
0 | 0 | |
|
Melville Straus
10% Owner -
|
0 | 0 | |
| Jon W Salveson Director - [D] | 42,492 | 42,492 | |
|
Ventures Pty Ltd Talu
10% Owner -
|
812,856 | 812,856 | |
| Patrick Verta | 148,000 | ||
| Gregory D Waller Director - [D] | 2 | 0 | |
| Warren S Watson Director - [D] | 42,492 | 42,492 | |
| Molly Wade Vice President - [O] | 909 | 909 | |
| Jim Yearick VP of Marketing and Sales - [O] | 10,153 | 10,153 |
Report errors via our new Insider Auditing Tool
Track Records of Insider Purchases - Short Term Profit Analysis
In this section, we analyze the profitability of every unplanned, open-market insider purchase made in NUWE / Nuwellis, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .
The following table shows the most recent open market purchases that were not part of an automatic trading plan.
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Track Records of Insider Sales - Short Term Loss Analysis
In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in NUWE / Nuwellis, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .
The following table shows the most recent open market sales that were not part of an automatic trading plan.
Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.
Transaction History
Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.
| File Date |
Trade Date |
Form | Insider | Ticker | Security Title | Code | Direct | Exercise Price |
Unit Price |
Units Changed |
Value Changed (1K) |
Remaining Options |
Remaining Shares |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-06-11 | 2025-06-10 | 4 | ERB JOHN L | NUWE | Common Stock | D | 0.0600 | 7,522 | 0 | 1,100,022 | ||||
| 2025-06-11 | 2025-06-09 | 4 | ERB JOHN L | NUWE | Common Stock | D | 0.0600 | 1,092,500 | 66 | 1,092,500 | ||||
| 2023-03-16 | 2023-03-15 | 4 | Jaramillo Nestor Jr. | NUWE | Common Stock | D | 4.7900 | 4,098 | 20 | 4,098 | ||||
| 2022-10-28 | 3 | Blake Lynn Larson Craig J. Blake and Lynn L. Blake Revocable Trust UAD August 29, 2006 | NUWE | Common Stock | I | 10,000 | ||||||||
| 2022-05-26 | 2022-05-25 | 4 | WATSON WARREN S | NUWE | Nonstatutory Stock Option (right to buy) | D | 0.62 | 15,806 | 15,806 | |||||
| 2022-05-26 | 2022-05-25 | 4 | WALLER GREGORY D | NUWE | Nonstatutory Stock Option (right to buy) | D | 0.62 | 15,806 | 15,806 | |||||
| 2022-05-26 | 2022-05-25 | 4 | ERB JOHN L | NUWE | Nonstatutory Stock Option (right to buy) | D | 0.62 | 15,806 | 15,806 | |||||
| 2022-05-26 | 2022-05-25 | 4 | Salveson Jon W | NUWE | Nonstatutory Stock Option (right to buy) | D | 0.62 | 15,806 | 15,806 | |||||
| 2022-05-26 | 2022-05-25 | 4 | Brandt Steven Frank | NUWE | Nonstatutory Stock Option (right to buy) | D | 0.62 | 15,806 | 15,806 | |||||
| 2022-03-04 | 2022-03-03 | 4 | AYOTTE NEIL P | NUWE | Incentive Stock Option (right to buy) | D | 0.94 | 26,352 | 26,352 | |||||
| 2022-03-04 | 2022-03-03 | 4 | Montague George | NUWE | Incentive Stock Option (right to buy) | D | 0.94 | 40,054 | 40,054 | |||||
| 2022-03-04 | 2022-03-03 | 4 | Jaramillo Nestor Jr. | NUWE | Incentive Stock Option (right to buy) | D | 0.94 | 101,190 | 101,190 | |||||
| 2021-08-20 | 2021-08-18 | 4 | ERB JOHN L | NUWE | Nonstatutory Stock Option (right to buy) | D | 4.57 | 8,752 | 8,752 | |||||
| 2021-07-01 | 2021-06-30 | 4 | Montague George | NUWE | Non-statutory Stock Option (right to buy) | D | 4.20 | 62,535 | 62,535 | |||||
| 2021-06-24 | 2021-06-22 | 4/A | AYOTTE NEIL P | NUWE | Non-Qualified Stock Option (right to buy) | D | 3.98 | 41,690 | 41,690 | |||||
| 2021-06-23 | 2021-06-22 | 4 | AYOTTE NEIL P | NUWE | Incentive Stock Option (right to buy) | D | 3.98 | 41,690 | 41,690 | |||||
| 2021-05-20 | 2021-05-19 | 4 | WATSON WARREN S | NUWE | Nonstatutory Stock Option (right to buy) | D | 3.63 | 9,798 | 9,798 | |||||
| 2021-05-20 | 2021-05-19 | 4 | WALLER GREGORY D | NUWE | Nonstatutory Stock Option (right to buy) | D | 3.63 | 9,798 | 9,798 | |||||
| 2021-05-20 | 2021-05-19 | 4 | Salveson Jon W | NUWE | Nonstatutory Stock Option (right to buy) | D | 3.63 | 9,798 | 9,798 | |||||
| 2021-05-20 | 2021-05-19 | 4 | Brandt Steven Frank | NUWE | Nonstatutory Stock Option (right to buy) | D | 3.63 | 9,798 | 9,798 | |||||
| 2021-05-20 | 2021-05-19 | 4 | ERB JOHN L | NUWE | Incentive Stock Option (right to buy) | D | 3.63 | 75,973 | 75,973 | |||||
| 2021-05-20 | 2021-05-19 | 4 | Jaramillo Nestor Jr. | NUWE | Incentive Stock Option (right to buy) | D | 3.63 | 157,911 | 157,911 | |||||
| 2021-01-26 | 2021-01-22 | 4 | ERB JOHN L | CHFS | Incentive Stock Option | D | 9.30 | 33,125 | 33,125 | |||||
| 2021-01-26 | 2021-01-22 | 4 | Lynch Thomas P. | CHFS | Incentive Stock Option | D | 9.30 | 7,000 | 7,000 | |||||
| 2021-01-26 | 2021-01-22 | 4 | Jaramillo Nestor Jr. | CHFS | Incentive Stock Option | D | 9.30 | 12,750 | 12,750 | |||||
| 2021-01-26 | 2021-01-22 | 4 | Drayton Claudia | CHFS | Incentive Stock Option | D | 9.30 | 10,500 | 10,500 | |||||
| 2020-05-22 | 2020-05-20 | 4 | WALLER GREGORY D | CHFS | Nonstatutory Stock Option | D | 0.35 | 18,849 | 18,849 | |||||
| 2020-05-22 | 2020-05-20 | 4 | WATSON WARREN S | CHFS | Nonstatutory Stock Option | D | 0.35 | 18,849 | 18,849 | |||||
| 2020-05-22 | 2020-05-20 | 4 | Salveson Jon W | CHFS | Nonstatutory Stock Option | D | 0.35 | 18,849 | 18,849 | |||||
| 2020-05-22 | 2020-05-20 | 4 | Brandt Steven Frank | CHFS | Nonstatutory Stock Option | D | 0.35 | 18,849 | 18,849 | |||||
| 2020-01-08 | 2019-09-03 | 4/A | Costanzo Maria Rosa | CHFS | Nonstatutory Stock Option | D | 2.46 | 1,313 | 1,313 | |||||
| 2019-09-16 | 2019-09-03 | 4 | Costanzo Maria Rosa | CHFS | Nonstatutory Stock Option | D | 2.46 | 1,313 | 1,313 | |||||
| 2019-09-13 | 3 | Costanzo Maria Rosa | CHFS | Common Stock | D | 0 | ||||||||
| 2019-05-28 | 2019-05-23 | 4 | Jaramillo Nestor Jr. | CHFS | Nonstatutory Stock Option | D | 3.42 | 84,489 | 84,489 | |||||
| 2019-05-28 | 2019-05-23 | 4 | WALLER GREGORY D | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.42 | 1,970 | 1,970 | |||||
| 2019-05-28 | 2019-05-23 | 4 | WATSON WARREN S | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.42 | 1,970 | 1,970 | |||||
| 2019-05-28 | 2019-05-23 | 4 | Likens Matthew E. | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.42 | 1,970 | 1,970 | |||||
| 2019-05-28 | 2019-05-23 | 4 | Salveson Jon W | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.42 | 1,970 | 1,970 | |||||
| 2019-05-28 | 2019-05-23 | 4 | Brandt Steven Frank | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.42 | 1,970 | 1,970 | |||||
| 2019-05-17 | 3 | Jaramillo Nestor Jr. | CHFS | Common Stock | D | 0 | ||||||||
| 2019-03-12 | 2019-03-12 | 4 | ERB JOHN L | CHFS | Series 2 Warrant to Purchase Common Stock (right to buy) | D | 5.25 | 9,523 | 9,523 | |||||
| 2019-03-12 | 2019-03-12 | 4 | ERB JOHN L | CHFS | Series 1 Warrant to Purchase Common Stock (right to buy) | D | 5.25 | 9,523 | 9,523 | |||||
| 2019-03-12 | 2019-03-12 | 4 | ERB JOHN L | CHFS | Common Stock | D | 5.2500 | 9,523 | 50 | 11,615 | ||||
| 2018-08-13 | 2018-08-10 | 4 | WALLER GREGORY D | CHFS | Common Stock | D | 1.0338 | -72 | -0 | 2 | ||||
| 2018-07-06 | 2018-07-03 | 4 | ERB JOHN L | CHFS | Common Stock | D | 2.1200 | 23,584 | 50 | 29,355 | ||||
| 2018-05-29 | 2018-05-25 | 4/A | Brandt Steven Frank | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.01 | 10,000 | 10,000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | WALLER GREGORY D | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.01 | 10,000 | 10,000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | WATSON WARREN S | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.01 | 10,000 | 10,000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | Likens Matthew E. | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.01 | 10,000 | 10,000 | |||||
| 2018-05-29 | 2018-05-25 | 4 | Salveson Jon W | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.01 | 10,000 | 10,000 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Brandt Steven Frank | CHFS | Nonstatutory Stock Option (right to buy) | D | 2.89 | 10,000 | 10,000 | |||||
| 2018-01-19 | 2018-01-17 | 4 | WALLER GREGORY D | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.55 | 52,807 | 52,807 | |||||
| 2018-01-19 | 2018-01-17 | 4 | WATSON WARREN S | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.55 | 46,206 | 46,206 | |||||
| 2018-01-19 | 2018-01-17 | 4 | Brandt Steven Frank | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.55 | 33,004 | 33,004 | |||||
| 2018-01-19 | 2018-01-17 | 4 | Likens Matthew E. | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.55 | 33,004 | 33,004 | |||||
| 2018-01-19 | 2018-01-17 | 4 | Salveson Jon W | CHFS | Nonstatutory Stock Option (right to buy) | D | 3.55 | 46,206 | 46,206 | |||||
| 2018-01-19 | 2018-01-17 | 4 | ERB JOHN L | CHFS | Incentive Stock Option (right to buy) | D | 3.55 | 659,193 | 659,193 | |||||
| 2018-01-05 | 2018-01-03 | 4 | Drayton Claudia | CHFS | Incentive Stock Option (right to buy) | D | 3.50 | 197,746 | 197,746 | |||||
| 2018-01-05 | 2018-01-03 | 4 | Breidenstein Jim | CHFS | Incentive Stock Option (right to buy) | D | 3.50 | 181,068 | 181,068 | |||||
| 2017-11-29 | 2017-11-22 | 4 | ERB JOHN L | CHFS | Series F Convertible Preferred Stock | D | 4.50 | 100 | 100 | |||||
| 2017-11-29 | 2017-11-22 | 4 | ERB JOHN L | CHFS | Series 2 Warrant to Purchase Common Stock (right to buy) | D | 4.50 | 100 | 100 | |||||
| 2017-11-29 | 2017-11-22 | 4 | ERB JOHN L | CHFS | Series 1 Warrant to Purchase Common Stock (right to buy) | D | 4.50 | 100 | 100 | |||||
| 2017-10-13 | 2017-10-12 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0.4800 | 30,141 | 14 | 1,793,109 | ||||
| 2017-10-13 | 2017-10-11 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0.5600 | 31,504 | 18 | 1,762,968 | ||||
| 2017-09-20 | 2017-09-13 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0.6400 | 78,211 | 50 | 1,731,464 | ||||
| 2017-08-16 | 2017-08-10 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0.6400 | 13,253 | 8 | 1,653,253 | ||||
| 2017-08-16 | 2017-08-08 | 4 | Choi Ki Yong | CHFS | Common Stock | D | 0.7800 | 180,000 | 140 | 1,640,000 | ||||
| 2017-06-06 | 2017-06-02 | 4 | WATSON WARREN S | CHFS | Non-Qualified Stock Option (right to buy) | D | 0.57 | 8,000 | 8,000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | WALLER GREGORY D | CHFS | Non-Qualified Stock Option (right to buy) | D | 0.57 | 8,000 | 8,000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | Salveson Jon W | CHFS | Non-Qualified Stock Option (right to buy) | D | 0.57 | 8,000 | 8,000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | Likens Matthew E. | CHFS | Non-Qualified Stock Option (right to buy) | D | 0.57 | 8,000 | 8,000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | Brandt Steven Frank | CHFS | Non-Qualified Stock Option (right to buy) | D | 0.57 | 8,000 | 8,000 | |||||
| 2017-06-06 | 2017-06-02 | 4 | Breidenstein Jim | CHFS | Non-qualified Stock Option (right to buy) | D | 0.57 | 339,145 | 339,145 | |||||
| 2017-04-20 | 3 | Choi Ki Yong | SSH | Common Stock | D | 2,920,000 | ||||||||
| 2017-04-20 | 3 | Choi Ki Yong | SSH | Common Stock | D | 2,920,000 | ||||||||
| 2017-04-20 | 2017-04-19 | 4 | ERB JOHN L | SSH | Warrant to Purchase Common Stock (right to buy) | D | 1.10 | 100,000 | 100,000 | |||||
| 2017-04-20 | 2017-04-19 | 4 | ERB JOHN L | SSH | Common Stock | D | 100,000 | 115,468 | ||||||
| 2017-03-03 | 2017-02-02 | 4 | Likens Matthew E. | SSH | Non-qualified Stock Option (right to buy) | D | 5.41 | 903 | 903 | |||||
| 2017-03-03 | 2017-02-02 | 4 | Likens Matthew E. | SSH | Common Stock | D | 1,437 | 1,437 | ||||||
| 2017-02-09 | 2017-02-02 | 4 | Brandt Steven Frank | SSH | Non-qualified Stock Option (right to buy) | D | 5.41 | 903 | 903 | |||||
| 2017-02-09 | 2017-02-02 | 4 | Brandt Steven Frank | SSH | Common Stock | D | 1,437 | 1,437 | ||||||
| 2017-02-01 | 2016-11-21 | 4 | Drayton Claudia | SSH | Common Stock | D | 5.2700 | -20 | -0 | 740 | ||||
| 2017-02-01 | 2015-11-23 | 4 | Drayton Claudia | SSH | Common Stock | D | 52.8000 | -1 | -0 | 760 | ||||
| 2017-01-17 | 2017-01-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 8.1900 | -54 | -0 | 762 | ||||
| 2017-01-17 | 2017-01-15 | 4 | Wade Molly | SSH | Common Stock | D | 8.1900 | -41 | -0 | 909 | ||||
| 2016-12-16 | 2016-12-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.4700 | -1,629 | -1 | 24,481 | ||||
| 2016-12-16 | 2016-12-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.4700 | -1,256 | -1 | 28,500 | ||||
| 2016-11-29 | 2016-11-28 | 4 | ERB JOHN L | SSH | Common Stock | D | 0.2196 | 80,000 | 18 | 464,128 | ||||
| 2016-11-17 | 2016-11-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.1800 | -1,629 | -0 | 26,110 | ||||
| 2016-11-17 | 2016-11-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.1800 | -1,256 | -0 | 29,756 | ||||
| 2016-10-17 | 2016-10-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.3700 | -1,629 | -1 | 27,739 | ||||
| 2016-10-17 | 2016-10-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.3700 | -1,256 | -0 | 31,012 | ||||
| 2016-09-16 | 2016-09-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.7900 | -1,629 | -1 | 29,368 | ||||
| 2016-09-16 | 2016-09-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.7900 | -1,256 | -1 | 32,268 | ||||
| 2016-08-17 | 2016-08-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.8000 | -1,629 | -1 | 30,997 | ||||
| 2016-08-17 | 2016-08-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.8000 | -1,256 | -1 | 33,524 | ||||
| 2016-07-18 | 2016-07-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.7800 | -1,629 | -1 | 32,626 | ||||
| 2016-07-18 | 2016-07-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.7800 | -1,256 | -1 | 34,780 | ||||
| 2016-06-16 | 2016-06-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.6200 | -1,629 | -1 | 34,255 | ||||
| 2016-06-16 | 2016-06-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.6200 | -1,256 | -1 | 36,036 | ||||
| 2016-05-31 | 2016-05-26 | 4 | BUCKMAN PAUL | SSH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 22,632 | 22,632 | |||||
| 2016-05-31 | 2016-05-26 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 32,864 | 56,876 | ||||||
| 2016-05-31 | 2016-05-26 | 4 | Salveson Jon W | SSH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 22,632 | 22,632 | |||||
| 2016-05-31 | 2016-05-26 | 4 | Salveson Jon W | SSH | Common Stock | D | 32,864 | 42,492 | ||||||
| 2016-05-31 | 2016-05-26 | 4 | WALLER GREGORY D | SSH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 22,632 | 22,632 | |||||
| 2016-05-31 | 2016-05-26 | 4 | WALLER GREGORY D | SSH | Common Stock | D | 32,864 | 46,039 | ||||||
| 2016-05-31 | 2016-05-26 | 4 | WATSON WARREN S | SSH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 22,632 | 22,632 | |||||
| 2016-05-31 | 2016-05-26 | 4 | WATSON WARREN S | SSH | Common Stock | D | 32,864 | 42,492 | ||||||
| 2016-05-16 | 2016-05-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.6300 | -1,629 | -1 | 35,884 | ||||
| 2016-05-16 | 2016-05-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.6300 | -1,256 | -1 | 37,292 | ||||
| 2016-04-18 | 2016-04-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.7400 | -1,629 | -1 | 37,513 | ||||
| 2016-04-18 | 2016-04-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.7400 | -1,256 | -1 | 38,548 | ||||
| 2016-03-17 | 2016-03-16 | 4 | ERB JOHN L | SSH | Incentive Stock Option (right to buy) | D | 0.93 | 534,000 | 534,000 | |||||
| 2016-03-17 | 2016-03-16 | 4 | ERB JOHN L | SSH | Common Stock | D | 0.9100 | 2,500 | 2 | 384,128 | ||||
| 2016-03-17 | 2016-03-16 | 4 | ERB JOHN L | SSH | Common Stock | D | 356,000 | 381,628 | ||||||
| 2016-03-16 | 2016-03-15 | 4 | ERB JOHN L | SSH | Common Stock | D | 0.9500 | 8,000 | 8 | 25,628 | ||||
| 2016-03-16 | 2016-03-14 | 4 | ERB JOHN L | SSH | Common Stock | D | 0.8604 | 8,000 | 7 | 17,628 | ||||
| 2016-03-16 | 2016-03-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.8300 | -1,629 | -1 | 39,142 | ||||
| 2016-03-16 | 2016-03-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.8300 | -1,256 | -1 | 39,804 | ||||
| 2016-02-17 | 2016-02-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 0.9600 | -1,629 | -2 | 40,771 | ||||
| 2016-02-17 | 2016-02-15 | 4 | Wade Molly | SSH | Common Stock | D | 0.9600 | -1,256 | -1 | 41,060 | ||||
| 2016-01-20 | 2016-01-15 | 4 | Wade Molly | SSH | Incentive Stock Option (right to buy) | D | 1.04 | 44,400 | 44,400 | |||||
| 2016-01-20 | 2016-01-15 | 4 | Wade Molly | SSH | Common Stock | D | 29,600 | 42,316 | ||||||
| 2016-01-20 | 2016-01-15 | 4 | Drayton Claudia | SSH | Incentive Stock Option (right to buy) | D | 1.04 | 57,600 | 57,600 | |||||
| 2016-01-20 | 2016-01-15 | 4 | Drayton Claudia | SSH | Common Stock | D | 38,400 | 42,400 | ||||||
| 2016-01-15 | 2016-01-14 | 4 | Lovett Eric | SSH | Non-qualified Stock Option (right to buy) | D | 1.06 | 104,000 | 104,000 | |||||
| 2015-08-14 | 2015-08-13 | 4 | Brown Brian | SSH | Common Stock | D | 2.8000 | 4,000 | 11 | 20,000 | ||||
| 2015-08-13 | 2015-08-11 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 2.5500 | 10,000 | 26 | 24,012 | ||||
| 2015-08-11 | 2015-08-11 | 4 | Drayton Claudia | SSH | Common Stock | D | 2.5770 | 3,500 | 9 | 4,000 | ||||
| 2015-08-11 | 2015-08-11 | 4 | Drayton Claudia | SSH | Common Stock | D | 2.5490 | 500 | 1 | 500 | ||||
| 2015-08-11 | 2015-08-11 | 4 | Kridner Debra | SSH | Common Stock | D | 2.8900 | 4,000 | 12 | 29,500 | ||||
| 2015-08-03 | 2015-08-01 | 4 | Wade Molly | SSH | Common Stock | D | 3.1100 | -607 | -2 | 12,716 | ||||
| 2015-08-03 | 2015-08-01 | 4 | Rosa David A | SSH | Common Stock | D | 3.1100 | -5,226 | -16 | 119,587 | ||||
| 2015-08-03 | 2015-08-01 | 4 | Kridner Debra | SSH | Common Stock | D | 3.1100 | -557 | -2 | 25,500 | ||||
| 2015-07-06 | 2015-07-01 | 4 | Wade Molly | SSH | Common Stock | D | 3.2900 | -607 | -2 | 13,323 | ||||
| 2015-07-06 | 2015-07-01 | 4 | Rosa David A | SSH | Common Stock | D | 3.2900 | -5,226 | -17 | 124,813 | ||||
| 2015-07-06 | 2015-07-01 | 4 | Kridner Debra | SSH | Common Stock | D | 3.2900 | -557 | -2 | 26,057 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4.3800 | -557 | -2 | 26,614 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Rosa David A | SSH | Common Stock | D | 4.3800 | -5,226 | -23 | 130,039 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4.3800 | -279 | -1 | 3,810 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Wade Molly | SSH | Common Stock | D | 4.3800 | -607 | -3 | 13,930 | ||||
| 2015-05-26 | 2015-05-21 | 4 | BUCKMAN PAUL | SSH | Non-Qualified Stock Option (right to buy) | D | 4.29 | 3,692 | 3,692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 5,439 | 14,012 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | ERB JOHN L | SSH | Non-Qualified Stock Option (right to buy) | D | 4.29 | 3,692 | 3,692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | ERB JOHN L | SSH | Common Stock | D | 5,439 | 9,628 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | Salveson Jon W | SSH | Non-Qualified Stock Option (right to buy) | D | 4.29 | 3,692 | 3,692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | Salveson Jon W | SSH | Common Stock | D | 5,439 | 9,628 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | WALLER GREGORY D | SSH | Non-Qualified Stock Option (right to buy) | D | 4.29 | 3,692 | 3,692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | WALLER GREGORY D | SSH | Common Stock | D | 5,439 | 13,175 | ||||||
| 2015-05-26 | 2015-05-21 | 4 | WATSON WARREN S | SSH | Non-Qualified Stock Option (right to buy) | D | 4.29 | 3,692 | 3,692 | |||||
| 2015-05-26 | 2015-05-21 | 4 | WATSON WARREN S | SSH | Common Stock | D | 5,439 | 9,628 | ||||||
| 2015-05-04 | 2015-05-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4.2800 | -557 | -2 | 27,171 | ||||
| 2015-05-04 | 2015-05-01 | 4 | Rosa David A | SSH | Common Stock | D | 4.2800 | -5,226 | -22 | 135,265 | ||||
| 2015-05-04 | 2015-05-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4.2800 | -279 | -1 | 4,089 | ||||
| 2015-05-04 | 2015-05-01 | 4 | Wade Molly | SSH | Common Stock | D | 4.2800 | -607 | -3 | 14,537 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4.2600 | -557 | -2 | 27,728 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Rosa David A | SSH | Common Stock | D | 4.2600 | -5,226 | -22 | 140,491 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4.2600 | -279 | -1 | 4,368 | ||||
| 2015-04-02 | 2015-04-01 | 4 | Wade Molly | SSH | Common Stock | D | 4.2600 | -607 | -3 | 15,144 | ||||
| 2015-03-02 | 2015-03-01 | 4 | Wade Molly | SSH | Common Stock | D | 5.7500 | -607 | -3 | 15,751 | ||||
| 2015-03-02 | 2015-03-01 | 4 | Rosa David A | SSH | Common Stock | D | 5.7500 | -5,226 | -30 | 145,717 | ||||
| 2015-03-02 | 2015-03-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 5.7500 | -279 | -2 | 4,647 | ||||
| 2015-03-02 | 2015-03-01 | 4 | Kridner Debra | SSH | Common Stock | D | 5.7500 | -557 | -3 | 28,285 | ||||
| 2015-02-03 | 2015-01-05 | 4/A | Drayton Claudia | SSH | Non-qualified Stock Option | D | 4.48 | 110,000 | 110,000 | |||||
| 2015-02-02 | 2015-02-01 | 4 | Rosa David A | SSH | Common Stock | D | 4.9800 | -5,226 | -26 | 150,943 | ||||
| 2015-02-02 | 2015-02-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4.9800 | -557 | -3 | 28,842 | ||||
| 2015-02-02 | 2015-02-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4.9800 | -279 | -1 | 4,926 | ||||
| 2015-02-02 | 2015-02-01 | 4 | Wade Molly | SSH | Common Stock | D | 4.9800 | -607 | -3 | 16,358 | ||||
| 2015-01-13 | 3/A | Wade Molly | SSH | Common Stock | D | 16,965 | ||||||||
| 2015-01-13 | 3 | Wade Molly | SSH | Common Stock | D | 33,930 | ||||||||
| 2015-01-13 | 3 | Wade Molly | SSH | Common Stock | D | 33,930 | ||||||||
| 2015-01-06 | 2015-01-05 | 4 | Drayton Claudia | SSH | Non-qualified Stock Option | D | 4.48 | 110,000 | 110,000 | |||||
| 2015-01-02 | 2015-01-01 | 4 | Rosa David A | SSH | Common Stock | D | 4.2400 | -5,226 | -22 | 156,170 | ||||
| 2015-01-02 | 2015-01-01 | 4 | Peters William S | SSH | Common Stock | D | 4.2400 | -680 | -3 | 33,309 | ||||
| 2015-01-02 | 2015-01-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4.2400 | -279 | -1 | 5,205 | ||||
| 2015-01-02 | 2015-01-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4.2400 | -557 | -2 | 29,399 | ||||
| 2015-01-02 | 2015-01-01 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 4.2400 | -953 | -4 | 37,223 | ||||
| 2014-12-02 | 2014-12-01 | 4 | Rosa David A | SSH | Common Stock | D | 4.5200 | -5,226 | -24 | 161,396 | ||||
| 2014-12-02 | 2014-12-01 | 4 | Peters William S | SSH | Common Stock | D | 4.5200 | -680 | -3 | 33,989 | ||||
| 2014-12-02 | 2014-12-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4.5200 | -279 | -1 | 5,484 | ||||
| 2014-12-02 | 2014-12-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4.5200 | -557 | -3 | 29,956 | ||||
| 2014-12-02 | 2014-12-01 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 4.5200 | -953 | -4 | 38,176 | ||||
| 2014-11-05 | 2013-09-23 | 4 | Talu Ventures Pty Ltd By: CM Capital Venture Trust 4B | SSH | Common Stock | I | 10.5000 | 62,500 | 656 | 812,856 | ||||
| 2014-11-05 | 2013-09-23 | 4 | Talu Ventures Pty Ltd By: CM Capital Venture Trust 4A | SSH | Common Stock | I | 10.5000 | 62,500 | 656 | 812,856 | ||||
| 2014-11-03 | 2014-11-01 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 4.8500 | -953 | -5 | 39,129 | ||||
| 2014-11-03 | 2014-11-01 | 4 | Kridner Debra | SSH | Common Stock | D | 4.8500 | -557 | -3 | 30,513 | ||||
| 2014-11-03 | 2014-11-01 | 4 | Peters William S | SSH | Common Stock | D | 4.8500 | -680 | -3 | 34,669 | ||||
| 2014-11-03 | 2014-11-01 | 4 | Rosa David A | SSH | Common Stock | D | 4.8500 | -5,226 | -25 | 166,622 | ||||
| 2014-11-03 | 2014-11-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 4.8500 | -279 | -1 | 5,763 | ||||
| 2014-10-31 | 2014-10-29 | 4 | Rosa David A | SSH | Common Stock | D | 5.8800 | -2,506 | -15 | 171,848 | ||||
| 2014-10-10 | 2014-10-09 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5.5200 | -1,906 | -11 | 40,082 | ||||
| 2014-10-10 | 2014-10-09 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 24,716 | 41,988 | ||||||
| 2014-10-02 | 2014-10-01 | 4 | Kridner Debra | SSH | Common Stock | D | 5.5300 | -557 | -3 | 31,070 | ||||
| 2014-10-02 | 2014-10-01 | 4 | Peters William S | SSH | Common Stock | D | 5.5300 | -680 | -4 | 35,349 | ||||
| 2014-10-02 | 2014-10-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 5.5300 | -279 | -2 | 6,042 | ||||
| 2014-10-01 | 2014-10-01 | 4 | Rosa David A | SSH | Common Stock | D | 5.5300 | -5,226 | -29 | 174,354 | ||||
| 2014-10-01 | 2014-09-29 | 4 | Rosa David A | SSH | Common Stock | D | 5.5500 | -2,506 | -14 | 179,580 | ||||
| 2014-09-15 | 2014-09-15 | 4 | Brown Brian | SSH | Common Stock | D | 6.0099 | 6,000 | 36 | 16,000 | ||||
| 2014-09-15 | 2014-09-12 | 4 | Brown Brian | SSH | Common Stock | D | 6.0168 | 5,000 | 30 | 10,000 | ||||
| 2014-09-15 | 2014-09-12 | 4 | Brown Brian | SSH | Common Stock | D | 6.0100 | 700 | 4 | 5,000 | ||||
| 2014-09-15 | 2014-09-12 | 4 | Brown Brian | SSH | Common Stock | D | 6.0200 | 4,300 | 26 | 4,300 | ||||
| 2014-09-09 | 2014-09-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5.7200 | -458 | -3 | 17,272 | ||||
| 2014-09-09 | 2014-09-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5.7200 | -200 | -1 | 31,627 | ||||
| 2014-09-09 | 2014-09-08 | 4 | Peters William S | SSH | Common Stock | D | 5.7200 | -329 | -2 | 36,029 | ||||
| 2014-09-03 | 2014-09-01 | 4 | Kridner Debra | SSH | Common Stock | D | 5.5900 | -557 | -3 | 31,827 | ||||
| 2014-09-03 | 2014-09-01 | 4 | Peters William S | SSH | Common Stock | D | 5.5900 | -680 | -4 | 36,358 | ||||
| 2014-09-03 | 2014-09-01 | 4 | Rosa David A | SSH | Common Stock | D | 5.5900 | -5,226 | -29 | 182,086 | ||||
| 2014-09-03 | 2014-08-29 | 4 | Rosa David A | SSH | Common Stock | D | 5.5900 | -2,506 | -14 | 187,312 | ||||
| 2014-09-03 | 2014-09-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 5.5900 | -279 | -2 | 6,321 | ||||
| 2014-08-29 | 2014-08-28 | 4 | Peters William S By Peters Apollo Trust | SSH | Common Stock | I | 5.4691 | -5,000 | -27 | 11,384 | ||||
| 2014-08-29 | 2014-08-27 | 4 | Peters William S By Peters Apollo Trust | SSH | Common Stock | I | 5.5000 | -5,000 | -28 | 16,384 | ||||
| 2014-08-11 | 2014-08-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 4.1900 | -458 | -2 | 17,730 | ||||
| 2014-08-11 | 2014-08-08 | 4 | Kridner Debra | SSH | Common Stock | D | 4.1900 | -200 | -1 | 32,384 | ||||
| 2014-08-11 | 2014-08-08 | 4 | Peters William S | SSH | Common Stock | D | 4.1900 | -329 | -1 | 37,038 | ||||
| 2014-08-05 | 2014-08-01 | 4 | Kridner Debra | SSH | Incentive Stock Options (right to buy) | D | 4.95 | 4.9500 | 29,700 | 147 | 29,700 | |||
| 2014-08-05 | 2014-08-01 | 4 | Kridner Debra | SSH | Common Stock | D | 19,800 | 32,584 | ||||||
| 2014-08-05 | 2014-08-01 | 4 | Peters William S | SSH | Incentive Stock Options (right to buy) | D | 4.95 | 4.9500 | 37,073 | 184 | 37,073 | |||
| 2014-08-05 | 2014-08-01 | 4 | Peters William S | SSH | Common Stock | D | 24,716 | 37,367 | ||||||
| 2014-08-05 | 2014-08-01 | 4 | Rosa David A | SSH | Incentive Stock Options (right to buy) | D | 4.95 | 4.9500 | 184,889 | 915 | 184,889 | |||
| 2014-08-05 | 2014-08-01 | 4 | Rosa David A | SSH | Common Stock | D | 123,259 | 189,818 | ||||||
| 2014-08-05 | 2014-08-01 | 4 | Oleson Kimberly | SSH | Incentive Stock Options (right to buy) | D | 4.95 | 4.9500 | 8,000 | 40 | 8,000 | |||
| 2014-08-05 | 2014-08-01 | 4 | Oleson Kimberly | SSH | Common Stock | D | 6,600 | 6,600 | ||||||
| 2014-07-30 | 2014-07-29 | 4 | Rosa David A | SSH | Common Stock | D | 4.9600 | -2,506 | -12 | 66,559 | ||||
| 2014-07-14 | 2014-07-10 | 4 | Brown Brian | SSH | Non-Qualified Stock Option (right to buy) | D | 5.30 | 100,000 | 100,000 | |||||
| 2014-07-09 | 2014-07-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5.3700 | -458 | -2 | 18,188 | ||||
| 2014-07-09 | 2014-07-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5.3700 | -200 | -1 | 12,784 | ||||
| 2014-07-09 | 2014-07-08 | 4 | Peters William S | SSH | Common Stock | D | 5.3700 | -329 | -2 | 12,651 | ||||
| 2014-06-30 | 2014-06-29 | 4 | Rosa David A | SSH | Common Stock | D | 5.4700 | -2,506 | -14 | 69,065 | ||||
| 2014-06-10 | 2014-06-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5.0000 | -458 | -2 | 18,646 | ||||
| 2014-06-10 | 2014-06-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5.0000 | -200 | -1 | 12,984 | ||||
| 2014-06-10 | 2014-06-08 | 4 | Peters William S | SSH | Common Stock | D | 5.0000 | -329 | -2 | 12,980 | ||||
| 2014-06-02 | 2014-05-29 | 4 | BUCKMAN PAUL | SSH | Non-Qualified Stock Option (right to buy) | D | 5.57 | 2,766 | 2,766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 4,189 | 8,573 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | ERB JOHN L | SSH | Non-Qualified Stock Option (right to buy) | D | 5.57 | 2,766 | 2,766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | ERB JOHN L | SSH | Common Stock | D | 4,189 | 4,189 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | Salveson Jon W | SSH | Non-Qualified Stock Option (right to buy) | D | 5.57 | 2,766 | 2,766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | Salveson Jon W | SSH | Common Stock | D | 4,189 | 4,189 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | WALLER GREGORY D | SSH | Non-Qualified Stock Option (right to buy) | D | 5.57 | 2,766 | 2,766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | WALLER GREGORY D | SSH | Common Stock | D | 4,189 | 7,736 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | WATSON WARREN S | SSH | Non-Qualified Stock Option (right to buy) | D | 5.57 | 2,766 | 2,766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | WATSON WARREN S | SSH | Common Stock | D | 4,189 | 4,189 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | Brooke Geoffrey | SSH | Non-Qualified Stock Option (right to buy) | D | 5.57 | 2,766 | 2,766 | |||||
| 2014-06-02 | 2014-05-29 | 4 | Brooke Geoffrey | SSH | Common Stock | D | 4,189 | 7,855 | ||||||
| 2014-06-02 | 2014-05-29 | 4 | Oleson Kimberly | SSH | Non-Qualified Stock Option (right to buy) | D | 5.57 | 100,000 | 100,000 | |||||
| 2014-05-30 | 2014-05-29 | 4 | Rosa David A | SSH | Common Stock | D | 5.5700 | -2,506 | -14 | 71,571 | ||||
| 2014-05-09 | 2014-05-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5.7700 | -458 | -3 | 19,104 | ||||
| 2014-05-09 | 2014-05-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 5.7700 | -283 | -2 | 10,426 | ||||
| 2014-05-09 | 2014-05-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5.7700 | -200 | -1 | 13,184 | ||||
| 2014-05-09 | 2014-05-08 | 4 | Yearick Jim | SSH | Common Stock | D | 5.7700 | -319 | -2 | 10,153 | ||||
| 2014-05-09 | 2014-05-08 | 4 | Peters William S | SSH | Common Stock | D | 5.7700 | -329 | -2 | 13,309 | ||||
| 2014-05-01 | 2014-04-29 | 4 | Rosa David A | SSH | Common Stock | D | 5.5000 | -2,506 | -14 | 74,077 | ||||
| 2014-04-09 | 2014-04-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 5.9200 | -458 | -3 | 19,562 | ||||
| 2014-04-09 | 2014-04-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 5.9200 | -283 | -2 | 10,709 | ||||
| 2014-04-09 | 2014-04-08 | 4 | Kridner Debra | SSH | Common Stock | D | 5.9200 | -200 | -1 | 13,384 | ||||
| 2014-04-09 | 2014-04-08 | 4 | Yearick Jim | SSH | Common Stock | D | 5.9200 | -319 | -2 | 10,472 | ||||
| 2014-04-09 | 2014-04-08 | 4 | Peters William S | SSH | Common Stock | D | 5.9200 | -329 | -2 | 13,638 | ||||
| 2014-04-01 | 2014-03-29 | 4 | Rosa David A | SSH | Common Stock | D | 5.6000 | -2,506 | -14 | 76,583 | ||||
| 2014-03-18 | 2014-03-17 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 6.1799 | 2,000 | 12 | 20,020 | ||||
| 2014-03-18 | 2014-03-17 | 4 | Bassett Kevin | SSH | Common Stock | D | 6.2000 | 1,400 | 9 | 10,992 | ||||
| 2014-03-18 | 2014-03-14 | 4 | Kridner Debra | SSH | Common Stock | D | 6.2000 | 1,000 | 6 | 13,584 | ||||
| 2014-03-14 | 2014-03-13 | 4 | Peters William S By Peters Apollo Trust | SSH | Common Stock | I | 6.2000 | -12,049 | -75 | 21,384 | ||||
| 2014-03-14 | 2014-03-13 | 4 | Peters William S | SSH | Common Stock | D | 6.2000 | -7,951 | -49 | 13,967 | ||||
| 2014-03-10 | 2014-03-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 7.9600 | -458 | -4 | 18,020 | ||||
| 2014-03-10 | 2014-03-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 7.9600 | -283 | -2 | 9,592 | ||||
| 2014-03-10 | 2014-03-08 | 4 | Kridner Debra | SSH | Common Stock | D | 7.9600 | -200 | -2 | 12,584 | ||||
| 2014-03-10 | 2014-03-08 | 4 | Yearick Jim | SSH | Common Stock | D | 7.9600 | -319 | -3 | 10,791 | ||||
| 2014-03-10 | 2014-03-08 | 4 | Peters William S | SSH | Common Stock | D | 7.9600 | -329 | -3 | 21,918 | ||||
| 2014-03-04 | 2014-02-28 | 4 | Rosa David A | SSH | Common Stock | D | 8.3100 | -2,506 | -21 | 79,089 | ||||
| 2014-02-12 | 2012-12-03 | 5 | BUCKMAN PAUL | SSH | Common Stock | D | 7.1500 | 1,000 | 7 | 4,384 | ||||
| 2014-02-11 | 2014-02-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 9.0000 | -458 | -4 | 18,478 | ||||
| 2014-02-11 | 2014-02-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 9.0000 | -283 | -3 | 9,875 | ||||
| 2014-02-11 | 2014-02-08 | 4 | Kridner Debra | SSH | Common Stock | D | 9.0000 | -200 | -2 | 12,784 | ||||
| 2014-02-11 | 2014-02-08 | 4 | Yearick Jim | SSH | Common Stock | D | 9.0000 | -319 | -3 | 11,110 | ||||
| 2014-02-11 | 2014-02-08 | 4 | Peters William S | SSH | Common Stock | D | 9.0000 | -329 | -3 | 22,247 | ||||
| 2014-01-30 | 2014-01-29 | 4 | Rosa David A | SSH | Common Stock | D | 9.7250 | -2,506 | -24 | 81,595 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | Bassett Kevin | SSH | Common Stock | D | 10.9000 | -3,400 | -37 | 10,441 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | Kridner Debra | SSH | Common Stock | D | 10.9000 | -2,395 | -26 | 13,184 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | MATHIESEN JEFFREY S | SSH | Common Stock | D | 10.9000 | -5,468 | -60 | 19,394 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | Peters William S | SSH | Common Stock | D | 10.9000 | -4,000 | -44 | 22,905 | ||||
| 2014-01-21 | 2013-09-08 | 5/A | Yearick Jim | SSH | Common Stock | D | 10.9000 | -3,795 | -41 | 11,748 | ||||
| 2014-01-16 | 2013-10-29 | 4/A | Rosa David A | SSH | Common Stock | D | 11.6500 | -30,079 | -350 | 89,113 | ||||
| 2014-01-16 | 2013-10-29 | 4/A | Rosa David A | SSH | Common Stock | D | 118,192 | 119,192 | ||||||
| 2014-01-16 | 2013-12-08 | 5 | Bassett Kevin | SSH | Common Stock | D | 8.5100 | -283 | -2 | 13,841 | ||||
| 2014-01-16 | 2013-11-08 | 5 | Bassett Kevin | SSH | Common Stock | D | 9.9100 | -283 | -3 | 14,124 | ||||
| 2014-01-16 | 2013-10-08 | 5 | Bassett Kevin | SSH | Common Stock | D | 10.8600 | -283 | -3 | 14,407 | ||||
| 2014-01-16 | 2013-12-08 | 5 | Kridner Debra | SSH | Common Stock | D | 8.5100 | -200 | -2 | 15,578 | ||||
| 2014-01-16 | 2013-11-08 | 5 | Kridner Debra | SSH | Common Stock | D | 9.9100 | -200 | -2 | 15,778 | ||||
| 2014-01-16 | 2013-10-08 | 5 | Kridner Debra | SSH | Common Stock | D | 10.8600 | -200 | -2 | 15,978 | ||||
| 2014-01-16 | 2013-12-08 | 5 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 8.5100 | -458 | -4 | 24,862 | ||||
| 2014-01-16 | 2013-11-08 | 5 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 9.9100 | -458 | -5 | 25,320 | ||||
| 2014-01-16 | 2013-10-08 | 5 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 10.8600 | -458 | -5 | 25,778 | ||||
| 2014-01-16 | 2013-12-08 | 5 | Peters William S | SSH | Common Stock | D | 8.5100 | -329 | -3 | 26,905 | ||||
| 2014-01-16 | 2013-11-08 | 5 | Peters William S | SSH | Common Stock | D | 9.9100 | -329 | -3 | 27,234 | ||||
| 2014-01-16 | 2013-10-08 | 5 | Peters William S | SSH | Common Stock | D | 10.8600 | -329 | -4 | 27,563 | ||||
| 2014-01-16 | 2013-12-29 | 5 | Rosa David A | SSH | Common Stock | D | 9.3900 | -2,506 | -24 | 84,101 | ||||
| 2014-01-16 | 2013-11-29 | 5 | Rosa David A | SSH | Common Stock | D | 9.0600 | -2,506 | -23 | 86,607 | ||||
| 2014-01-16 | 2013-12-08 | 5 | Yearick Jim | SSH | Common Stock | D | 8.5100 | -319 | -3 | 15,543 | ||||
| 2014-01-16 | 2013-11-08 | 5 | Yearick Jim | SSH | Common Stock | D | 9.9100 | -319 | -3 | 15,862 | ||||
| 2014-01-16 | 2013-10-08 | 5 | Yearick Jim | SSH | Common Stock | D | 10.8600 | -319 | -3 | 16,181 | ||||
| 2014-01-10 | 2014-01-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 10.1800 | -458 | -5 | 24,404 | ||||
| 2014-01-10 | 2014-01-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 10.1800 | -283 | -3 | 13,558 | ||||
| 2014-01-10 | 2014-01-08 | 4 | Kridner Debra | SSH | Common Stock | D | 10.1800 | -200 | -2 | 15,378 | ||||
| 2014-01-10 | 2014-01-08 | 4 | Yearick Jim | SSH | Common Stock | D | 10.1800 | -319 | -3 | 15,224 | ||||
| 2014-01-10 | 2014-01-08 | 4 | Peters William S | SSH | Common Stock | D | 10.1800 | -329 | -3 | 26,576 | ||||
| 2013-10-31 | 2013-10-29 | 4 | Rosa David A | SSH | Common Stock | D | 118,192 | 119,192 | ||||||
| 2013-10-23 | 2013-10-21 | 4 | Verta Patrick | SSH | Non-Statutory Stock Option (right to buy) | D | 10.73 | 148,000 | 148,000 | |||||
| 2013-09-10 | 2013-09-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 11,868 | 23,736 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 11,868 | 11,868 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 7,345 | 14,690 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Bassett Kevin | SSH | Common Stock | D | 7,345 | 14,690 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Kridner Debra | SSH | Common Stock | D | 7,095 | 14,190 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Kridner Debra | SSH | Common Stock | D | 7,095 | 14,190 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Yearick Jim | SSH | Common Stock | D | 8,250 | 16,500 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Yearick Jim | SSH | Common Stock | D | 8,250 | 16,500 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Peters William S | SSH | Common Stock | D | 11,951 | 27,892 | ||||||
| 2013-09-10 | 2013-09-08 | 4 | Peters William S | SSH | Common Stock | D | 11,951 | 27,892 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | WALLER GREGORY D | SSH | Non-qualified Stock Option (right to buy) | D | 7.50 | 7.5000 | 2,445 | 18 | 2,445 | |||
| 2013-08-01 | 2013-07-30 | 4 | WALLER GREGORY D | SSH | Common Stock | D | 3,547 | 3,547 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | BUCKMAN PAUL | SSH | Non-Qualified Stock Option (right to buy) | D | 7.50 | 7.5000 | 2,332 | 17 | 2,332 | |||
| 2013-08-01 | 2013-07-30 | 4 | BUCKMAN PAUL | SSH | Common Stock | D | 3,384 | 3,384 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Brooke Geoffrey | SSH | Non-Qualified Stock Option (right to buy) | D | 7.50 | 7.5000 | 2,527 | 19 | 2,527 | |||
| 2013-08-01 | 2013-07-30 | 4 | Brooke Geoffrey | SSH | Common Stock | D | 3,666 | 3,666 | ||||||
| 2013-08-01 | 2013-07-30 | 4 | Yearick Jim | SSH | Incentive Stock Option (right to buy) | D | 7.50 | 7.5000 | 35,000 | 262 | 35,000 | |||
| 2013-05-28 | 2013-05-23 | 4 | WATSON WARREN S | SSH | Stock Option (right to buy) | D | 6.17 | 6.1700 | 25,500 | 157 | 25,500 | |||
| 2013-05-28 | 2013-05-23 | 4 | Salveson Jon W | SSH | Stock Option (right to buy) | D | 6.17 | 6.1700 | 25,500 | 157 | 25,500 | |||
| 2013-05-28 | 2013-05-23 | 4 | ERB JOHN L | SSH | Stock Option (right to buy) | D | 8.27 | 8.2700 | 54,000 | 447 | 54,000 | |||
| 2013-05-07 | 2013-05-06 | 4 | Rosa David A | SSH | Stock Option (right to buy) | D | 6.46 | 6.4600 | 347,000 | 2,242 | 347,000 | |||
| 2013-02-15 | 2013-01-07 | 4/A | STRAUS ASSET MANAGEMENT, LLC See footnote. | SSH | Common Stock | I | 6.1900 | -4,750 | -29 | 0 | ||||
| 2013-02-15 | 2013-01-01 | 4/A | STRAUS ASSET MANAGEMENT, LLC See footnote. | SSH | Common Stock | I | -253,102 | 4,750 | ||||||
| 2013-02-05 | 2013-01-29 | 4 | Peters William S | SSH | Stock Option (right to buy) | D | 6.46 | 6.4600 | 25,000 | 162 | 25,000 | |||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.7300 | -6,200 | -42 | 387,111 | ||||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.7700 | -10,000 | -68 | 393,311 | ||||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.7200 | -5,000 | -34 | 403,311 | ||||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.9400 | -5,393 | -37 | 408,311 | ||||
| 2013-02-01 | 2012-11-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 7.5400 | -10,000 | -75 | 413,704 | ||||
| 2013-02-01 | 2012-11-19 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.5400 | -5,000 | -33 | 423,704 | ||||
| 2013-02-01 | 2012-11-19 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.5100 | -5,000 | -33 | 428,704 | ||||
| 2013-02-01 | 2012-11-19 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.4000 | -5,000 | -32 | 433,704 | ||||
| 2013-02-01 | 2012-11-19 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.3900 | -5,000 | -32 | 438,704 | ||||
| 2013-02-01 | 2012-12-11 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.9800 | -49,200 | -343 | 332,011 | ||||
| 2013-02-01 | 2012-12-10 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.7400 | -5,900 | -40 | 381,211 | ||||
| 2013-02-01 | 2012-12-17 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.6600 | -200 | -1 | 323,711 | ||||
| 2013-02-01 | 2012-12-14 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.8000 | -6,900 | -47 | 323,911 | ||||
| 2013-02-01 | 2012-12-13 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.7900 | -1,200 | -8 | 330,811 | ||||
| 2013-02-01 | 2012-12-24 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.3900 | -500 | -3 | 319,111 | ||||
| 2013-02-01 | 2012-12-21 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.3600 | -2,100 | -13 | 319,611 | ||||
| 2013-02-01 | 2012-12-20 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.5900 | -2,000 | -13 | 321,711 | ||||
| 2013-02-01 | 2013-01-03 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.1300 | -37,249 | -228 | 257,852 | ||||
| 2013-02-01 | 2013-01-02 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 5.2500 | -24,010 | -126 | 295,101 | ||||
| 2013-02-01 | 2013-01-07 | 4 | STRAUS ASSET MANAGEMENT, LLC | SSH | Common Stock | I | 6.1900 | -4,750 | -29 | 253,102 | ||||
| 2012-12-17 | 2012-12-14 | 4 | Peters William S | SSH | Employee Stock Option (right to buy) | D | 3.10 | -3,990 | 0 | |||||
| 2012-12-17 | 2012-12-14 | 4 | Peters William S | SSH | Common Stock | D | 3.1000 | 3,990 | 12 | 3,990 | ||||
| 2012-11-14 | 2012-11-12 | 4 | MATHIESEN JEFFREY S | SSH | Employee Stock Option - Right to Buy | D | 6.46 | 67,000 | 67,000 | |||||
| 2012-11-14 | 2012-11-12 | 4 | Bassett Kevin | SSH | Employee Stock Option - Right to Buy | D | 6.46 | 42,000 | 42,000 | |||||
| 2012-11-14 | 2012-11-12 | 4 | Kridner Debra | SSH | Employee Stock Option - Right to Buy | D | 6.46 | 45,000 | 45,000 | |||||
| 2012-11-14 | 2012-11-12 | 4 | Yearick Jim | SSH | Employee Stock Option - Right to Buy | D | 6.46 | 15,000 | 15,000 | |||||
| 2012-09-18 | 2012-09-14 | 4 | Callinan Nicholas By Beraleigh Pty Ltd. | SSH | Common Stock | I | 9.0790 | 2,500 | 23 | 32,147 | ||||
| 2012-08-23 | 2012-08-17 | 4/A | O'Dwyer Donal Pension Fund | SSH | Common Stock | I | 7.5586 | 11,375 | 86 | 52,466 | ||||
| 2012-08-23 | 2012-08-16 | 4/A | O'Dwyer Donal Pension Fund | SSH | Common Stock | I | 8.0458 | 2,300 | 19 | 41,091 | ||||
| 2012-08-20 | 2012-08-17 | 4 | O'Dwyer Donal Pension Fund | SSH | Common Stock | I | 7.5586 | 11,375 | 86 | 52,466 | ||||
| 2012-08-20 | 2012-08-16 | 4 | O'Dwyer Donal Pension Fund | SSH | Common Stock | I | 8.0458 | 2,300 | 19 | 41,091 | ||||
| 2012-05-10 | 3/A | Harvey Mark By CM Capital Venture 4B A/C | SSH | Common Stock | I | 750,356 | ||||||||
| 2012-05-10 | 3/A | Harvey Mark By Pension Fund | SSH | Common Stock | I | 750 | ||||||||
| 2012-05-10 | 3/A | Harvey Mark By CM Capital Venture 4A A/C | SSH | Common Stock | I | 750,356 | ||||||||
| 2012-05-10 | 3/A | CM Capital Venture 4B A/C By CM Capital Venture 4B A/C | SSH | Common Stock | I | 750,356 | ||||||||
| 2012-05-10 | 3/A | CM Capital Venture 4B A/C By CM Capital Venture 4A A/C | SSH | Common Stock | I | 750,356 | ||||||||
| 2012-05-02 | 3/A | O'Dwyer Donal Pension Trust | SSH | Common Stock | I | 38,791 | ||||||||
| 2012-05-02 | 3/A | O'Dwyer Donal | SSH | Common Stock | D | 686 | ||||||||
| 2012-05-02 | 3/A | O'Dwyer Donal Family Trust | SSH | Common Stock | I | 10,370 | ||||||||
| 2012-03-06 | 3/A | Kridner Debra | SSH | Common Stock | D | 1,988 | ||||||||
| 2012-03-02 | 3/A | Callinan Nicholas By Beraleigh Pty Ltd. | SSH | Common Stock | I | 29,647 | ||||||||
| 2012-02-28 | 3 | CM Capital Venture 4B A/C By CM Capital Venture 4B A/C | SSH | Common Stock | I | 750,356 | ||||||||
| 2012-02-28 | 3 | CM Capital Venture 4B A/C By CM Capital Venture 4A A/C | SSH | Common Stock | I | 750,356 | ||||||||
| 2012-02-28 | 3 | GBS Bioventures III A/C By GBS Bioventures III A/C | SSH | Common Stock | I | 815,165 | ||||||||
| 2012-02-28 | 3 | GBS Bioventures III A/C By GBS Bioventures II A/C | SSH | Common Stock | I | 379,596 | ||||||||
| 2012-02-16 | 3 | STRAUS MELVILLE | SSH | Common Stock | I | 443,704 | ||||||||
| 2012-02-14 | 3 | MATHIESEN JEFFREY S By UBS | SSH | Common Stock | I | 11,875 | ||||||||
| 2012-02-14 | 3 | MATHIESEN JEFFREY S | SSH | Common Stock | D | 2,500 | ||||||||
| 2012-02-14 | 3 | Callinan Nicholas By Beraleigh Pty Ltd. | SSH | Common Stock | I | 29,596 | ||||||||
| 2012-02-14 | 3 | Brooke Geoffrey By GBS Bioventures II A/C | SSH | Common Stock | I | 379,596 | ||||||||
| 2012-02-14 | 3 | Brooke Geoffrey By GBS Bioventures III A/C | SSH | Common Stock | I | 815,165 | ||||||||
| 2012-02-14 | 3 | Harvey Mark By CM Capital 4B | SSH | Common Stock | I | 750,356 | ||||||||
| 2012-02-14 | 3 | Harvey Mark By CM Capital 4A | SSH | Common Stock | I | 750,356 | ||||||||
| 2012-02-14 | 3 | Harvey Mark By Pension Fund | SSH | Common Stock | I | 750 | ||||||||
| 2012-02-14 | 3 | O'Dwyer Donal Pension Trust | SSH | Common Stock | I | 38,791 | ||||||||
| 2012-02-14 | 3 | O'Dwyer Donal Family Trust | SSH | Common Stock | I | 10,370 | ||||||||
| 2012-02-14 | 3 | Peters William S By Daughter | SSH | Common Stock | I | 35 | ||||||||
| 2012-02-14 | 3 | Peters William S By Peters Apollo Trust | SSH | Common Stock | I | 33,433 | ||||||||
| 2012-02-14 | 3 | Peters William S By Peters JAM Trust | SSH | Common Stock | I | 7,250 | ||||||||
| 2012-02-14 | 3 | Peters William S By Son - I | SSH | Common Stock | I | 53 | ||||||||
| 2012-02-14 | 3 | Peters William S By Son - II | SSH | Common Stock | I | 35 | ||||||||
| 2012-02-14 | 3 | Rosa David A | SSH | Common Stock | D | 1,000 |
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
