BIOR / Biora Therapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Biora Therapeutics, Inc.
US ˙ OTCPK
THIS SYMBOL IS NO LONGER ACTIVE

Shares Outstanding 4,423,068 shares
Insider Shares74,907,076 shares
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

N/A

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

N/A

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Biora Therapeutics, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BIOR / Biora Therapeutics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2022-11-09 Athyrium Opportunities III Co-Invest 1 LP 12,506,250 714,643 63 6.7000
2021-06-14 Athyrium Capital Management, LP 8,097,166 2.4700 8,097,166 2.4700 20,000,000
2021-06-14 Athyrium Opportunities Fund (A) LP 8,097,166 2.4700 8,097,166 2.4700 20,000,000
2021-06-01 Athyrium Opportunities Fund (A) LP 306,308 2.8600 306,308 2.8600 876,041
2021-06-01 Athyrium Opportunities Fund (A) LP 961,807 2.8600 961,807 2.8600 2,750,768
2021-06-01 Athyrium Capital Management, LP 306,308 2.8600 306,308 2.8600 876,041
2021-06-01 Athyrium Capital Management, LP 961,807 2.8600 961,807 2.8600 2,750,768

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

BIOR / Biora Therapeutics, Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BIOR / Biora Therapeutics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2022-07-05 Sarna Surbhi 7,517 0.6100 430 10.6750 4,585 178 0.1317 -4,529 -98.77

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

BIOR / Biora Therapeutics, Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2024-08-16 2024-08-15 4 dEsparbes Eric BIOR Common Stock F - Taxes D 0.6700 -27,830 -19 575,832
2024-08-16 2024-08-15 4 NEUMANN CLARKE BIOR Common Stock F - Taxes D 0.6700 -26,629 -18 465,564
2024-08-16 2024-08-15 4 MOHANTY ADITYA P. BIOR Common Stock F - Taxes D 0.6700 -70,883 -47 1,468,609
2024-06-06 2024-06-05 4 Powell Lynne BIOR Common Stock A - Award D 12,500 30,746
2024-06-06 2024-06-05 4 Howe Jill Ann BIOR Common Stock A - Award D 12,500 31,916
2024-06-06 2024-06-05 4 Alter Jeffrey D. BIOR Common Stock A - Award D 12,500 31,546
2024-06-06 2024-06-05 4 Kotzin Brian L. BIOR Common Stock A - Award D 12,500 30,746
2024-02-15 2024-02-15 4 MOHANTY ADITYA P. BIOR Common Stock A - Award D 819,000 1,539,492
2024-02-15 2024-02-15 4 NEUMANN CLARKE BIOR Common Stock A - Award D 230,000 492,193
2024-02-15 2024-02-15 4 dEsparbes Eric BIOR Common Stock A - Award D 325,000 603,662
2023-09-19 2023-09-18 4 Athyrium Opportunities III Co-Invest 1 LP See footnotes BIOR Common Stock A - Award I 9,235,281 10,929,763
2023-08-17 2023-08-15 4 NEUMANN CLARKE BIOR Common Stock A - Award D 210,175 262,193
2023-08-17 2023-08-15 4 NEUMANN CLARKE BIOR Common Stock F - Taxes D 3.1400 -36,183 -114 52,018
2023-08-17 2023-08-15 4 dEsparbes Eric BIOR Common Stock A - Award D 219,650 278,662
2023-08-17 2023-08-15 4 dEsparbes Eric BIOR Common Stock F - Taxes D 3.1400 -40,022 -126 59,012
2023-08-17 2023-08-15 4 MOHANTY ADITYA P. BIOR Common Stock A - Award D 559,450 720,492
2023-08-17 2023-08-15 4 MOHANTY ADITYA P. BIOR Common Stock F - Taxes D 3.1400 -117,881 -370 161,042
2023-06-16 2023-06-14 4 Powell Lynne BIOR Common Stock A - Award D 12,500 18,246
2023-06-16 2023-06-14 4 Kotzin Brian L. BIOR Common Stock A - Award D 12,500 18,246
2023-06-16 2023-06-14 4 Alter Jeffrey D. BIOR Common Stock A - Award D 12,500 19,046
2023-06-16 2023-06-14 4 Howe Jill Ann BIOR Common Stock A - Award D 12,500 19,416
2023-05-17 2023-05-15 4 NEUMANN CLARKE BIOR Common Stock F - Taxes D 3.3500 -2,368 -8 88,201
2023-05-17 2023-05-15 4 dEsparbes Eric BIOR Common Stock F - Taxes D 3.3500 -2,807 -9 99,034
2023-05-17 2023-05-15 4 MOHANTY ADITYA P. BIOR Common Stock F - Taxes D 3.3500 -11,249 -38 278,923
2023-03-17 2023-03-15 4 NEUMANN CLARKE BIOR Common Stock F - Taxes D 2.5600 -10,683 -27 90,569
2023-03-17 2023-03-15 4 NEUMANN CLARKE BIOR Common Stock A - Award D 21,684 101,252
2023-03-17 2023-03-15 4 NEUMANN CLARKE BIOR Common Stock A - Award D 57,950 79,568
2023-03-17 2023-03-15 4 MOHANTY ADITYA P. BIOR Common Stock F - Taxes D 2.5600 -22,252 -57 290,172
2023-03-17 2023-03-15 4 MOHANTY ADITYA P. BIOR Common Stock A - Award D 44,879 312,424
2023-03-17 2023-03-15 4 MOHANTY ADITYA P. BIOR Common Stock A - Award D 155,550 267,545
2023-03-17 2023-03-15 4 dEsparbes Eric BIOR Common Stock F - Taxes D 2.5600 -11,216 -29 101,841
2023-03-17 2023-03-15 4 dEsparbes Eric BIOR Common Stock A - Award D 22,692 113,057
2023-03-17 2023-03-15 4 dEsparbes Eric BIOR Common Stock A - Award D 62,225 90,365
2023-02-17 2023-02-15 4 dEsparbes Eric BIOR Common Stock F - Taxes D 3.4600 -269 -1 28,140
2023-02-17 2023-02-15 4 NEUMANN CLARKE BIOR Common Stock F - Taxes D 3.4600 -84 -0 21,618
2023-01-05 2023-01-03 4 Powell Lynne BIOR Series X Preferred Stock D - Sale to Issuer D -45 0
2023-01-05 2023-01-03 4 NEUMANN CLARKE BIOR Series X Preferred Stock D - Sale to Issuer D -44 0
2023-01-05 2023-01-03 4 MOHANTY ADITYA P. BIOR Series X Preferred Stock D - Sale to Issuer D -178 0
2023-01-05 2023-01-03 4 dEsparbes Eric BIOR Series X Preferred Stock D - Sale to Issuer D -95 0
2023-01-05 2023-01-03 4 Kotzin Brian L. BIOR Series X Preferred Stock D - Sale to Issuer D -44 0
2023-01-05 2023-01-03 4 Sarna Surbhi BIOR Series X Preferred Stock D - Sale to Issuer D -8 0
2023-01-05 2023-01-03 4 Alter Jeffrey D. BIOR Series X Preferred Stock D - Sale to Issuer D -65 0
2023-01-05 2023-01-03 4 Athyrium Opportunities III Co-Invest 1 LP See footnotes BIOR Series X Preferred Stock D - Sale to Issuer I -42,362 0
2023-01-05 2023-01-03 4 Howe Jill Ann BIOR Series X Preferred Stock D - Sale to Issuer D -19 0
2022-11-16 2022-11-15 4 NEUMANN CLARKE BIOR Common Stock F - Taxes D 0.2700 -4,529 -1 542,398
2022-11-16 2022-11-15 4 dEsparbes Eric BIOR Common Stock F - Taxes D 0.2700 -5,194 -1 710,122
2022-11-16 2022-11-15 4 MOHANTY ADITYA P. BIOR Common Stock F - Taxes D 0.2700 -175,071 -47 2,799,858
2022-11-14 2022-11-09 4 Athyrium Opportunities III Co-Invest 1 LP See footnotes BIOR Common Stock P - Purchase I 12,506,250 42,362,097
2022-08-16 2022-08-15 4 NEUMANN CLARKE BIOR Common Stock F - Taxes D 1.0400 -1,355 -1 546,927
2022-08-16 2022-08-15 4 dEsparbes Eric BIOR Common Stock F - Taxes D 1.0400 -5,952 -6 708,429
2022-07-05 2022-07-05 4 Sarna Surbhi BIOR Common Stock S - Sale D 0.6100 -7,517 -5 148,774
2022-06-17 2022-06-15 4 Powell Lynne BIOR Common Stock A - Award D 96,154 143,672
2022-06-17 2022-06-15 4 Kotzin Brian L. BIOR Common Stock A - Award D 96,154 143,672
2022-06-17 2022-06-15 4 Sarna Surbhi BIOR Common Stock A - Award D 96,154 156,291
2022-06-17 2022-06-15 4 Alter Jeffrey D. BIOR Common Stock A - Award D 96,154 163,672
2022-06-17 2022-06-15 4 Howe Jill Ann BIOR Common Stock A - Award D 96,154 172,908
2022-05-17 2022-05-15 4 NEUMANN CLARKE BIOR Stock Option (Right to Buy) A - Award D 0.75 387,752 387,752
2022-05-17 2022-05-15 4 NEUMANN CLARKE BIOR Common Stock A - Award D 239,962 548,282
2022-05-17 2022-05-15 4 NEUMANN CLARKE BIOR Common Stock F - Taxes D 0.7500 -8,305 -6 308,320
2022-05-17 2022-05-15 4 dEsparbes Eric BIOR Stock Option (Right to Buy) A - Award D 0.75 472,495 472,495
2022-05-17 2022-05-15 4 dEsparbes Eric BIOR Common Stock A - Award D 292,406 705,190
2022-05-17 2022-05-15 4 dEsparbes Eric BIOR Common Stock F - Taxes D 0.7500 -10,387 -8 412,784
2022-05-17 2022-05-15 4 MOHANTY ADITYA P. BIOR Stock Option (Right to Buy) A - Award D 0.75 2,495,425 2,495,425
2022-05-17 2022-05-15 4 MOHANTY ADITYA P. BIOR Common Stock A - Award D 1,562,500 2,974,929
2022-04-19 2022-04-15 4 dEsparbes Eric PROG Stock Option (Right to Buy) A - Award D 1.00 375,032 375,032
2022-04-19 2022-04-15 4 dEsparbes Eric PROG Common Stock A - Award D 231,693 423,171
2022-04-19 2022-04-15 4 NEUMANN CLARKE PROG Stock Option (Right to Buy) A - Award D 1.00 299,197 299,197
2022-04-19 2022-04-15 4 NEUMANN CLARKE PROG Common Stock A - Award D 184,843 316,625
2022-02-17 2022-02-15 4 NEUMANN CLARKE PROG Common Stock F - Taxes D 1.9000 -1,716 -3 131,782
2022-02-17 2022-02-15 4 dEsparbes Eric PROG Common Stock F - Taxes D 1.9000 -4,919 -9 191,478
2022-02-17 2022-02-15 4 Hashemi Hutan PROG Common Stock F - Taxes D 1.9000 -187 -0 28,495
2021-11-17 2021-11-15 4 Hashemi Hutan PROG Common Stock F - Taxes D 3.4700 -645 -2 28,682
2021-11-17 2021-11-15 4 Silvestry Damon PROG Common Stock F - Taxes D 3.4700 -4,566 -16 291,499
2021-11-17 2021-11-15 4 Cooper Matthew T PROG Common Stock F - Taxes D 3.4700 -700 -2 134,039
2021-11-17 2021-11-15 4 NEUMANN CLARKE PROG Common Stock F - Taxes D 3.4700 -752 -3 133,498
2021-11-15 2021-11-08 4 MOHANTY ADITYA P. PROG Stock Option (Right to Buy) A - Award D 3.54 2,086,898 2,086,898
2021-11-15 2021-11-08 4 MOHANTY ADITYA P. PROG Common Stock A - Award D 1,412,429 1,412,429
2021-11-05 2021-11-03 4 Howe Jill Ann PROG Stock Option (Right to Buy) A - Award D 3.11 82,879 82,879
2021-11-05 2021-11-03 4 Howe Jill Ann PROG Common Stock A - Award D 76,754 76,754
2021-08-17 2021-08-15 4 Stylli Harry PROG Common Stock F - Taxes D 1.6600 -10,335 -17 14,816,522
2021-08-17 2021-08-15 4 Silvestry Damon PROG Common Stock F - Taxes D 1.6600 -1,478 -2 289,178
2021-08-17 2021-08-15 4 NEUMANN CLARKE PROG Common Stock F - Taxes D 1.6600 -2,336 -4 134,250
2021-08-17 2021-08-15 4 Cooper Matthew T PROG Common Stock F - Taxes D 1.6600 -560 -1 127,852
2021-08-17 2021-08-15 4 dEsparbes Eric PROG Common Stock F - Taxes D 1.6600 -5,718 -9 196,397
2021-08-17 2021-08-15 4 Hashemi Hutan PROG Common Stock F - Taxes D 1.6600 -158 -0 22,440
2021-08-09 2021-08-06 4 Seelye Troy PROG Common Stock F - Taxes D 1.9400 -23,673 -46 59,756
2021-07-06 2021-07-01 4 Sarna Surbhi PROG Stock Option (Right to Buy) A - Award D 3.41 96,456 96,456
2021-07-06 2021-07-01 4 Sarna Surbhi PROG Common Stock A - Award D 60,137 60,137
2021-06-16 2021-06-14 4 Powell Lynne PROG Stock Option (Right to Buy) A - Award D 3.17 51,724 51,724
2021-06-16 2021-06-14 4 Powell Lynne PROG Common Stock A - Award D 29,183 47,518
2021-06-16 2021-06-14 4 NUSSBAUM SAMUEL R MD PROG Stock Option (Right to Buy) A - Award D 3.17 51,724 51,724
2021-06-16 2021-06-14 4 NUSSBAUM SAMUEL R MD PROG Common Stock A - Award D 29,183 47,518
2021-06-16 2021-06-14 4 Kotzin Brian L. PROG Stock Option (Right to Buy) A - Award D 3.17 51,724 51,724
2021-06-16 2021-06-14 4 Kotzin Brian L. PROG Common Stock A - Award D 29,183 47,518
2021-06-16 2021-06-14 4 Bigalke John T. PROG Stock Option (Right to Buy) A - Award D 3.17 51,724 51,724
2021-06-16 2021-06-14 4 Bigalke John T. PROG Common Stock A - Award D 29,183 47,518
2021-06-16 2021-06-14 4 Alter Jeffrey D. PROG Stock Option (Right to Buy) A - Award D 3.17 51,724 51,724
2021-06-16 2021-06-14 4 Alter Jeffrey D. PROG Common Stock A - Award D 29,183 67,518
2021-06-14 2021-06-14 4 Athyrium Capital Management, LP See footnotes PROG Warrant P - Purchase I 2.84 2.4700 8,097,166 20,000 8,097,166
2021-06-14 2021-06-14 4 Athyrium Capital Management, LP See footnotes PROG Common Stock P - Purchase I 2.4700 8,097,166 20,000 36,396,907
2021-06-14 2021-06-14 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Warrant P - Purchase I 2.84 2.4700 8,097,166 20,000 8,097,166
2021-06-14 2021-06-14 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Common Stock P - Purchase I 2.4700 8,097,166 20,000 36,396,907
2021-06-03 2021-06-01 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Common Stock P - Purchase I 2.8600 961,807 2,751 28,299,741
2021-06-03 2021-06-01 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Common Stock P - Purchase I 2.8600 306,308 876 28,299,741
2021-06-03 2021-06-01 4 Athyrium Capital Management, LP See footnotes PROG Common Stock P - Purchase I 2.8600 961,807 2,751 28,299,741
2021-06-03 2021-06-01 4 Athyrium Capital Management, LP See footnotes PROG Common Stock P - Purchase I 2.8600 306,308 876 28,299,741
2021-05-17 2021-05-15 4 Shihabi Sami PROG Common Stock F - Taxes D 2.3600 -840 -2 126,176
2021-05-17 2021-05-15 4 Seelye Troy PROG Common Stock F - Taxes D 2.3600 -1,925 -5 83,429
2021-05-17 2021-05-15 4 Hashemi Hutan PROG Common Stock F - Taxes D 2.3600 -69 -0 22,598
2021-05-17 2021-05-15 4 NEUMANN CLARKE PROG Common Stock F - Taxes D 2.3600 -1,505 -4 136,586
2021-05-17 2021-05-15 4 Cooper Matthew T PROG Common Stock F - Taxes D 2.3600 -1,400 -3 128,412
2021-04-23 2021-04-15 4/A Hashemi Hutan PROG Stock Option (Right to Buy) A - Award D 3.41 24,114 24,114
2021-04-23 2021-04-15 4/A Hashemi Hutan PROG Common Stock A - Award D 11,494 22,667
2021-04-19 2021-04-15 4 Silvestry Damon PROG Stock Option (Right to Buy) A - Award D 3.41 118,810 118,810
2021-04-19 2021-04-15 4 Silvestry Damon PROG Common Stock F - Taxes D 3.4100 -3,681 -13 290,656
2021-04-19 2021-04-15 4 Silvestry Damon PROG Common Stock A - Award D 73,107 294,337
2021-04-19 2021-04-15 4 Shihabi Sami PROG Stock Option (Right to Buy) A - Award D 3.41 192,911 192,911
2021-04-19 2021-04-15 4 Shihabi Sami PROG Common Stock A - Award D 91,954 127,016
2021-04-19 2021-04-15 4 Seelye Troy PROG Stock Option (Right to Buy) A - Award D 3.41 78,129 78,129
2021-04-19 2021-04-15 4 Seelye Troy PROG Common Stock F - Taxes D 3.4100 -6,231 -21 85,354
2021-04-19 2021-04-15 4 Seelye Troy PROG Common Stock A - Award D 54,836 91,585
2021-04-19 2021-04-15 4 NEUMANN CLARKE PROG Stock Option (Right to Buy) A - Award D 3.41 183,265 183,265
2021-04-19 2021-04-15 4 NEUMANN CLARKE PROG Common Stock A - Award D 87,356 138,091
2021-04-19 2021-04-15 4 dEsparbes Eric PROG Stock Option (Right to Buy) A - Award D 3.41 175,790 175,790
2021-04-19 2021-04-15 4 dEsparbes Eric PROG Common Stock F - Taxes D 3.4100 -13,690 -47 202,115
2021-04-19 2021-04-15 4 dEsparbes Eric PROG Common Stock A - Award D 123,382 215,805
2021-04-19 2021-04-15 4 Hashemi Hutan PROG Stock Option (Right to Buy) A - Award D 3.41 24,114 24,114
2021-04-19 2021-04-15 4 Hashemi Hutan PROG Common Stock A - Award D 11,494 11,494
2021-04-19 2021-04-15 4 Cooper Matthew T PROG Stock Option (Right to Buy) A - Award D 3.41 168,797 168,797
2021-04-19 2021-04-15 4 Cooper Matthew T PROG Common Stock A - Award D 80,460 129,812
2021-04-19 2021-04-15 4 Stylli Harry PROG Stock Option (Right to Buy) A - Award D 3.41 482,276 482,276
2021-04-19 2021-04-15 4 Stylli Harry PROG Common Stock A - Award D 229,885 14,826,857
2021-03-17 2021-03-15 4 Stylli Harry PROG Stock Option (Right to Buy) A - Award D 4.73 185,823 185,823
2021-03-17 2021-03-15 4 Cooper Matthew T PROG Stock Option (Right to Buy) A - Award D 4.73 98,991 98,991
2021-03-17 2021-03-15 4 Shihabi Sami PROG Stock Option (Right to Buy) A - Award D 4.73 65,150 65,150
2021-03-17 2021-03-15 4 Hashemi Hutan PROG Stock Option (Right to Buy) A - Award D 4.73 4,849 4,849
2021-03-17 2021-03-15 4 dEsparbes Eric PROG Stock Option (Right to Buy) A - Award D 4.73 67,953 67,953
2021-03-17 2021-03-15 4 Gianakopoulos George PROG Stock Option (Right to Buy) A - Award D 4.73 38,065 38,065
2021-03-17 2021-03-15 4 Silvestry Damon PROG Stock Option (Right to Buy) A - Award D 4.73 13,431 13,431
2021-03-17 2021-03-15 4 Seelye Troy PROG Stock Option (Right to Buy) A - Award D 4.73 16,148 16,148
2021-03-17 2021-03-15 4 NEUMANN CLARKE PROG Stock Option (Right to Buy) A - Award D 4.73 89,137 89,137
2021-03-15 3 Hashemi Hutan PROG Common Stock D 11,173
2021-03-08 2021-03-04 4 Shihabi Sami PROG Common Stock F - Taxes D 4.0500 -2,623 -11 35,062
2021-03-08 2021-03-04 4 NEUMANN CLARKE PROG Common Stock F - Taxes D 4.0500 -1,564 -6 50,735
2021-03-08 2021-03-04 4 Cooper Matthew T PROG Common Stock F - Taxes D 4.0500 -1,609 -7 49,352
2021-03-08 2021-03-04 4 Gianakopoulos George PROG Common Stock F - Taxes D 4.0500 -490 -2 21,789
2021-03-08 2021-03-04 4 dEsparbes Eric PROG Common Stock F - Taxes D 4.0500 -1,608 -7 92,423
2021-02-17 2021-02-15 4 Stylli Harry PROG Common Stock F - Taxes D 5.6000 -11,287 -63 14,596,972
2021-02-17 2021-02-15 4 Shihabi Sami PROG Common Stock F - Taxes D 5.6000 -932 -5 37,685
2021-02-17 2021-02-15 4 NEUMANN CLARKE PROG Common Stock F - Taxes D 5.6000 -663 -4 52,299
2021-02-17 2021-02-15 4 Gianakopoulos George PROG Common Stock F - Taxes D 5.6000 -377 -2 22,279
2021-02-17 2021-02-15 4 dEsparbes Eric PROG Common Stock F - Taxes D 5.6000 -5,361 -30 94,031
2021-02-17 2021-02-15 4 Cooper Matthew T PROG Common Stock F - Taxes D 5.6000 -662 -4 50,961
2020-12-22 2020-12-19 4 Gianakopoulos George PROG Common Stock F - Taxes D 6.3200 -843 -5 22,656
2020-12-22 2020-12-19 4 Stylli Harry PROG Common Stock F - Taxes D 6.3200 -8,615 -54 14,608,259
2020-12-22 2020-12-19 4 NEUMANN CLARKE PROG Common Stock F - Taxes D 6.3200 -1,726 -11 52,962
2020-12-22 2020-12-19 4 Shihabi Sami PROG Common Stock F - Taxes D 6.3200 -1,757 -11 38,617
2020-12-22 2020-12-19 4 dEsparbes Eric PROG Common Stock F - Taxes D 6.3200 -1,228 -8 99,392
2020-12-22 2020-12-19 4 Cooper Matthew T PROG Common Stock F - Taxes D 6.3200 -1,805 -11 51,623
2020-12-17 2020-12-16 4 Silvestry Damon PROG Common Stock P - Purchase D 4.4000 23,746 104 221,230
2020-12-17 2020-12-16 4 Silvestry Damon PROG Common Stock P - Purchase D 4.7000 34,335 161 197,484
2020-12-16 2020-12-15 4 Silvestry Damon PROG Common Stock P - Purchase D 4.0700 63,870 260 163,149
2020-12-15 2020-12-14 4 Alter Jeffrey D. PROG Common Stock P - Purchase D 4.8500 20,000 97 38,335
2020-12-09 2020-12-07 4 Athyrium Opportunities Fund (A) LP See footnotes PROG 7.25% Convertible Senior Notes due 2025 P - Purchase I 78,500,000.0000 -78,500,000 -6,162,250,000,000 78,500,000
2020-12-09 2020-12-07 4 Athyrium Opportunities Fund (A) LP See footnotes PROG 7.25% Convertible Senior Notes due 2025 P - Purchase I 25,000,000.0000 -25,000,000 -625,000,000,000 25,000,000
2020-12-09 2020-12-07 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Common Stock P - Purchase I 3.2700 4,128,440 13,500 26,991,626
2020-12-09 2020-12-07 4 Athyrium Capital Management, LP See footnotes PROG 7.25% Convertible Senior Notes due 2025 P - Purchase I 78,500,000.0000 -78,500,000 -6,162,250,000,000 78,500,000
2020-12-09 2020-12-07 4 Athyrium Capital Management, LP See footnotes PROG 7.25% Convertible Senior Notes due 2025 P - Purchase I 25,000,000.0000 -25,000,000 -625,000,000,000 25,000,000
2020-12-09 2020-12-07 4 Athyrium Capital Management, LP See footnotes PROG Common Stock P - Purchase I 3.2700 4,128,440 13,500 26,991,626
2020-12-04 2020-12-02 4 Stylli Harry PROG Common Stock P - Purchase D 3.2700 152,905 500 14,616,874
2020-11-17 2020-11-15 4 Silvestry Damon PROG Stock Option (Right to Buy) A - Award D 4.47 150,000 150,000
2020-11-17 2020-11-15 4 Silvestry Damon PROG Common Stock A - Award D 75,000 99,279
2020-10-19 2020-10-15 4 Seelye Troy PROG Stock Option (Right to Buy) A - Award D 9.00 24,035 24,035
2020-10-19 2020-10-15 4 Seelye Troy PROG Common Stock A - Award D 14,493 36,749
2020-09-04 2020-09-03 4 Cooper Matthew T PROG Common Stock P - Purchase D 8.5500 9,151 78 53,428
2020-09-04 2020-09-02 4 Cooper Matthew T PROG Common Stock P - Purchase D 8.5500 99 1 44,277
2020-08-24 3/A Gianakopoulos George PROG Common Stock D 23,499
2020-08-24 3/A Silvestry Damon PROG Common Stock D 24,279
2020-08-24 3/A Shihabi Sami PROG Common Stock D 40,374
2020-08-24 3/A Cooper Matthew T PROG Common Stock D 44,178
2020-08-21 2020-08-19 4 Stylli Harry PROG Common Stock P - Purchase D 8.9400 10,000 89 14,463,969
2020-08-21 2020-02-05 4 Stylli Harry PROG Stock Option (Right to Buy) A - Award D 9.76 478,148 478,148
2020-08-18 2020-08-15 4 NEUMANN CLARKE PROG Stock Option (Right to Buy) A - Award D 7.71 42,114 42,114
2020-08-18 2020-08-15 4 NEUMANN CLARKE PROG Common Stock A - Award D 20,534 54,688
2020-08-18 2020-03-04 4 NEUMANN CLARKE PROG Stock Option (Right to Buy) A - Award D 9.76 34,800 34,800
2020-08-18 2019-04-15 4 NEUMANN CLARKE PROG Stock Option (Right to Buy) A - Award D 9.88 19,422 19,422
2020-08-18 2018-02-22 4 NEUMANN CLARKE PROG Stock Option (Right to Buy) A - Award D 9.88 6,474 6,474
2020-08-18 2017-02-23 4 NEUMANN CLARKE PROG Stock Option (Right to Buy) A - Award D 9.88 19,423 19,423
2020-08-18 2020-08-15 4 dEsparbes Eric PROG Stock Option (Right to Buy) A - Award D 7.71 73,863 73,863
2020-08-18 2020-08-15 4 dEsparbes Eric PROG Common Stock A - Award D 36,243 100,620
2020-08-18 2019-06-15 4 dEsparbes Eric PROG Stock Option (Right to Buy) A - Award D 9.88 28,406 28,406
2020-06-25 2020-06-23 4 Athyrium Capital Management, LP See footnotes PROG Series B Preferred Stock C - Conversion I -101,736,263 0
2020-06-25 2020-06-23 4 Athyrium Capital Management, LP See footnotes PROG Unsecured Convertible Promissory Note C - Conversion I 0
2020-06-25 2020-06-23 4 Athyrium Capital Management, LP See footnotes PROG Common Stock C - Conversion I 18,319,853 23,303,346
2020-06-25 2020-06-23 4 Athyrium Capital Management, LP See footnotes PROG Common Stock C - Conversion I 1,250,000 23,303,346
2020-06-25 2020-06-23 4 Athyrium Capital Management, LP See footnotes PROG Common Stock P - Purchase I 15.0000 3,333,333 50,000 23,303,346
2020-06-25 2020-06-23 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Unsecured Convertible Promissory Note C - Conversion I 0
2020-06-25 2020-06-23 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Series B Preferred Stock C - Conversion I -101,736,263 0
2020-06-25 2020-06-23 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Common Stock C - Conversion I 18,319,853 23,303,346
2020-06-25 2020-06-23 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Common Stock C - Conversion I 1,250,000 23,303,346
2020-06-25 2020-06-23 4 Athyrium Opportunities Fund (A) LP See footnotes PROG Common Stock P - Purchase I 15.0000 3,333,333 50,000 23,303,346
2020-06-23 2020-06-23 4 Stylli Harry PROG Series B Preferred Stock C - Conversion D -1,122,222 0
2020-06-23 2020-06-23 4 Stylli Harry PROG Series A Preferred Stock C - Conversion D -4,120,000 0
2020-06-23 2020-06-23 4 Stylli Harry PROG Common Stock C - Conversion D 202,080 14,453,969
2020-06-23 2020-06-23 4 Stylli Harry PROG Common Stock C - Conversion D 13,213,254 14,251,889
2020-06-23 2020-06-19 4 Stylli Harry PROG Common Stock P - Purchase D 15.0000 33,333 500 1,038,635
2020-06-18 3 Stylli Harry PROG Common Stock D 2,010,604
2020-06-18 3 Stylli Harry PROG Common Stock D 2,010,604
2020-06-18 3 Stylli Harry PROG Common Stock D 2,010,604
2020-06-18 3 Alter Jeffrey D. PROG Common Stock D 36,670
2020-06-18 3 Alter Jeffrey D. PROG Common Stock D 36,670
2020-06-18 3 Alter Jeffrey D. PROG Common Stock D 36,670
2020-06-18 3 Bigalke John T. PROG Common Stock D 36,670
2020-06-18 3 Bigalke John T. PROG Common Stock D 36,670
2020-06-18 3 Bigalke John T. PROG Common Stock D 36,670
2020-06-18 3 Kotzin Brian L. PROG Common Stock D 36,670
2020-06-18 3 Kotzin Brian L. PROG Common Stock D 36,670
2020-06-18 3 Kotzin Brian L. PROG Common Stock D 36,670
2020-06-18 3 NUSSBAUM SAMUEL R MD PROG Common Stock D 36,670
2020-06-18 3 NUSSBAUM SAMUEL R MD PROG Common Stock D 36,670
2020-06-18 3 NUSSBAUM SAMUEL R MD PROG Common Stock D 36,670
2020-06-18 3 Powell Lynne PROG Common Stock D 36,670
2020-06-18 3 Powell Lynne PROG Common Stock D 36,670
2020-06-18 3 Powell Lynne PROG Common Stock D 36,670
2020-06-18 3 dEsparbes Eric PROG Common Stock D 128,754
2020-06-18 3 dEsparbes Eric PROG Common Stock D 128,754
2020-06-18 3 dEsparbes Eric PROG Common Stock D 128,754
2020-06-18 3 Silvestry Damon PROG Common Stock D 48,558
2020-06-18 3 Silvestry Damon PROG Common Stock D 48,558
2020-06-18 3 Silvestry Damon PROG Common Stock D 48,558
2020-06-18 3 Shihabi Sami PROG Common Stock D 80,748
2020-06-18 3 Shihabi Sami PROG Common Stock D 80,748
2020-06-18 3 Shihabi Sami PROG Common Stock D 80,748
2020-06-18 3 Cooper Matthew T PROG Common Stock D 88,356
2020-06-18 3 Cooper Matthew T PROG Common Stock D 88,356
2020-06-18 3 Cooper Matthew T PROG Common Stock D 88,356
2020-06-18 3 Seelye Troy PROG Common Stock D 44,512
2020-06-18 3 Seelye Troy PROG Common Stock D 44,512
2020-06-18 3 Seelye Troy PROG Common Stock D 44,512
2020-06-18 3 NEUMANN CLARKE PROG Common Stock D 68,308
2020-06-18 3 NEUMANN CLARKE PROG Common Stock D 68,308
2020-06-18 3 NEUMANN CLARKE PROG Common Stock D 68,308
2020-06-18 3 Gianakopoulos George PROG Common Stock D 46,998
2020-06-18 3 Gianakopoulos George PROG Common Stock D 46,998
2020-06-18 3 Gianakopoulos George PROG Common Stock D 46,998
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
Other Listings
DE:4ZU
US:BIORQ
DE:4ZU0
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