INTI / Inhibitor Therapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Inhibitor Therapeutics, Inc.
US ˙ OTCPK

Shares Outstanding 172,573,545 shares
Insider Shares447,585,264 shares
Total Insiders25
Insider Sentiment Score

The Insider Sentiment Score finds the companies being bought by corporate insiders.

It is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of insider accumulation. The scoring model uses a combination of the net number of insiders buying the prior 90 days, the total shares bought as a percentage of float, and the total shares owned by insiders. The number ranges from 0 to 100, with higher numbers indicating a higher level of accumulation to its peers, and 50 being the average.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider accumulation.

Officer Sentiment Score

The Officer Sentiment Score finds companies being bought by Corporate Officers.

By definition Corporate Officers are Corporate Insiders, but unlike some of the other Insiders (10% Shareholders and Board Members), Officers work for the company on a daily basis, and they user their own money when trading. (10% Shareholders and Board Members are often fund managers managing other people’s money.) As such, insider trades made by Officers are much more significant and should be treated appropriately.

Like the Insider Sentiment Score, the Officer Sentiment Score is the result of a sophisticated, multi-factor quantitative model that identifies companies with the highest levels of officer accumulation.

Update Frequency: Daily

See Insiders Top Picks, which provides a list of companies with highest insider sentiment.

Key Insider Metrics

This card shows how the company ranks along various insider metrics. The percentile rank shows how this company compares to other companies in the US markets. Higher rankings are indicative of better situations.

For example, it is generally accepted that insider buying is a positive indicator, so companies with more insider buying would rank higher than companies with less insider buying (or even insider selling).

Net Number of Insiders Buying (Rank)

0 ( )

2498 out of 11305

Net Number of Insiders Buying is the total number of insiders buying minus the total number of insiders selling in the last 90 days. The percentile rank is shown here (range from 0 to 100%).

Percent of Float Bought by Insiders (Rank)

0.000 %( )

2485 out of 11224

Percent of Float Bought by Insiders is the total number of shares purchased by insiders minus the total number of shares sold by insiders in the last 90 days, divided by the total float and multiplied by 100.

Insider Trading Chart

Inhibitor Therapeutics, Inc. insider trades are shown in the following chart. Insiders are officers, directors, or significant investors in a company. In general, it is generally illegal for insiders to make trades in their companies based on material, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.

Insider Roster and Profitability Metrics

This table shows the list known insiders, and is generated automatically from filings disclosed to the SEC. In addition to the names, most recent title, and director, officer, or 10% owner designation, we provide the latest disclosed holdings. Additionally, when possible we provide the historical trade performance for the insider. The historical trade performance is a weighted average of the performance of actual open-market purchase transactions made by the insider. For more information on how this is calculated, watch this YouTube webinar.

See our leaderboard of most profitable insider traders.

Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Black Robe Capital LLC 10% Owner - [10%] 40,202,114 40,202,114
James D Causey Director - [D] 1,000 1,000
Stefan Cross Director - [D] 0 0
Peter C Einselen 3,000
Richard J Freer Chief Executive Officer, Director, 10% Owner - [D] [O] [10%] 7,485,141 7,485,141
Hasara Garrison J. CFO and Treasurer - [O] 3,972,544 3,972,544
HedgePath, LLC 10% Owner - [10%] 79,627,069 79,627,069
Michael Allen Jerman Director - [D] 80,411 80,411
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Gerald P Krueger Director - [D] 0 0
Magrab E. Brendan Director - [D] 65,000 65,000
James A Mcnulty 10% Owner - [10%] 1,946,135 1,946,135
Robert Daniel Martin Director - [D] 116,000 116,000
Pharma Group Ltd Mayne 10% Owner - [10%] 204,083,227 204,083,227
Pharma Ventures Pty Ltd Mayne Director, 10% Owner - [D] [10%] 204,083,227 204,083,227
Francis E Jr Odonnell See Remarks, Director, 10% Owner - [D] [O] [10%] 85,627,069 85,627,069
Ronald E Osman Director, 10% Owner - [D] [10%] 23,554,985 23,554,985
Insider Avg Profit (%) Shares
Owned
Split
Adjusted
Richard Dana Ono Director - [D] 453,000 453,000
Debra Peattie 580,646
Ronald E Osman Irrevocable Trust III 10% Owner - [10%] 23,489,985 23,554,985
Samuel P Jr Sears Director - [D] 1,279,543 1,279,543
Tpb 2012 Llc 10% Owner - [10%] 28,616,250 28,616,250
Nicholas J Virca President and CEO - [O] 8,727,519 8,727,519
Niraj Vasisht 0
Watson W. Mark Director - [D] 1,054,100 1,054,100
Michelle Yanez Director - [D] 896,271 896,271

Report errors via our new Insider Auditing Tool

Track Records of Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in INTI / Inhibitor Therapeutics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2019-12-12 Watson W. Mark 500 0.0619 500 0.0619 31 180 0.1035 22 72.50
2019-12-02 Hasara Garrison J. 13,500 0.0700 13,500 0.0700 945
2017-12-19 Mayne Pharma Ventures Pty Ltd 600,000 162,660.0000 600,000 162,660.0000 97,596,000,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

INTI / Inhibitor Therapeutics, Inc. Insider Trades
Track Records of Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in INTI / Inhibitor Therapeutics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical .

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2018-08-30 Hasara Garrison J. 100,000 0.2700 100,000 0.2700 27,000 145 0.0410 -22,900 -84.81
2017-06-30 HedgePath, LLC 2,500,000 2,500,000
2016-06-15 HedgePath, LLC 2,560,000 2,560,000
2016-06-15 ODONNELL FRANCIS E JR 2,560,000 2,560,000
2015-09-10 HedgePath, LLC 20,000,000 20,000,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

INTI / Inhibitor Therapeutics, Inc. Insider Trades
Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2025-04-10 2025-04-01 4 Vasisht Niraj INTI Common Stock A - Award D 50,000
2025-04-07 2025-04-01 4 Yanez Michelle INTI Common Stock A - Award D 50,000 896,271
2025-04-07 2025-04-01 4 SEARS SAMUEL P JR INTI Common Stock A - Award D 50,000 1,279,543
2025-04-07 2025-04-01 4 OSMAN RONALD E See Footnotes INTI Common Stock A - Award I 50,000 23,554,985
2025-04-07 2025-04-01 4 Jerman Michael Allen INTI Common Stock A - Award D 50,000 80,411
2025-02-19 2024-12-02 5 MCNULTY JAMES A INTI Common Stock G - Gift D 1,000,000 1,946,135
2025-02-19 2024-12-02 5 Yanez Michelle INTI Common Stock G - Gift D 250,000 1,146,271
2024-05-16 2024-04-01 4 Jerman Michael Allen INTI Common Stock A - Award D 50,000 80,411
2024-05-16 2024-04-01 4 OSMAN RONALD E Seefootnote INTI Common Stock A - Award I 50,000 23,564,985
2024-05-16 2024-04-01 4 SEARS SAMUEL P JR INTI Common Stock A - Award D 50,000 1,129,543
2024-05-16 2024-04-01 4 Yanez Michelle INTI Common Stock A - Award D 50,000 896,271
2023-08-29 2023-08-11 4 OSMAN RONALD E INTI Common Stock A - Award D 25,000 23,514,985
2023-08-29 3 Ronald E Osman Irrevocable Trust III INTI Common Stock D 23,489,985
2023-05-22 3 Donovan James Joseph III INTI Common Stock D 349,500
2023-05-22 3 Donovan James Joseph III INTI Common Stock I 27,917,250
2023-05-17 2023-05-05 4 MCNULTY JAMES A INTI Common Stock J - Other I 20,101,057 26,101,057
2023-05-17 2023-05-05 4 MCNULTY JAMES A INTI Common Stock J - Other D 398,135 946,135
2023-05-17 2023-05-05 4 MCNULTY JAMES A INTI Common Stock J - Other I -79,627,069 0
2023-05-17 3 MCNULTY JAMES A INTI Common Stock D 20,101,057
2023-05-17 2023-05-05 4 Yanez Michelle INTI Common Stock J - Other D 796,271 800,673
2022-12-22 3 SEARS SAMUEL P JR INTI Common Stock D 969,096
2022-12-22 3 ODONNELL FRANCIS E JR See Footnotes INTI Common Stock I 85,627,069
2022-12-22 3 Yanez Michelle INTI Common Stock D 4,402
2022-12-22 3 MCNULTY JAMES A See Footnotes INTI Common Stock I 85,627,069
2022-12-22 3 MCNULTY JAMES A INTI Common Stock D 548,000
2021-01-19 2021-01-15 4 Mayne Pharma Ventures Pty Ltd INTI Common Stock J - Other D 2,240,488 204,083,227
2020-12-28 2020-12-22 4 Watson W. Mark INTI Common Stock Option A - Award D 0.03 1,306,452 1,306,452
2020-12-28 2020-12-22 4 Martin Robert Daniel INTI Common Stock Option A - Award D 0.03 754,839 754,839
2020-12-28 2020-12-22 4 VIRCA NICHOLAS J INTI Common Stock Option A - Award D 0.03 125,000 125,000
2020-12-28 2020-12-22 4 Peattie Debra INTI Common Stock Option A - Award D 0.03 580,646 580,646
2020-12-28 2020-12-22 4 Hasara Garrison J. INTI Common Stock Option A - Award D 0.03 125,000 125,000
2020-12-28 2020-12-22 4 Ono Richard Dana INTI Common Stock Option A - Award D 0.03 754,839 754,839
2020-09-21 2020-09-17 4 VIRCA NICHOLAS J INTI Common Stock Option A - Award D 0.05 100,000 100,000
2020-09-21 2020-09-17 4 Hasara Garrison J. INTI Common Stock Option A - Award D 0.05 100,000 100,000
2020-07-20 2020-07-15 4 Mayne Pharma Ventures Pty Ltd INTI Common Stock J - Other D 3,189,688 201,842,739
2020-03-24 2020-03-20 4 Watson W. Mark INTI Common Stock Option A - Award D 0.05 1,500,000 1,500,000
2020-03-24 2020-03-20 4 Martin Robert Daniel INTI Common Stock Option A - Award D 0.05 1,000,000 1,000,000
2020-03-24 2020-03-20 4 Peattie Debra INTI Common Stock Option A - Award D 0.05 1,000,000 1,000,000
2020-03-24 2020-03-20 4 Ono Richard Dana INTI Common Stock Option A - Award D 0.05 1,000,000 1,000,000
2020-02-10 2019-12-12 5 Watson W. Mark INTI Common Stock P - Purchase D 0.0619 500 0 1,054,100
2019-12-16 2019-12-12 4 Peattie Debra INTI Common Stock Option A - Award D 0.05 210,000 210,000
2019-12-02 2019-12-02 4 Hasara Garrison J. INTI Common Stock P - Purchase D 0.0700 13,500 1 3,972,544
2019-06-10 2019-06-03 4 Watson W. Mark HPPI Common Stock Option A - Award D 0.07 25,000 25,000
2019-02-05 2019-02-03 4 MAGRAB E. BRENDAN HPPI Common Stock Options A - Award D 0.08 986,842 986,842
2019-02-05 2019-02-03 4 Watson W. Mark HPPI Common Stock Option A - Award D 0.08 657,895 657,895
2019-02-05 2019-02-03 4 Martin Robert Daniel HPPI Common Stock Option A - Award D 0.08 657,895 657,895
2019-02-05 2019-02-03 4 Ono Richard Dana HPPI Common Stock Option A - Award D 0.08 657,895 657,895
2019-01-24 2019-01-15 4 Mayne Pharma Ventures Pty Ltd HPPI Common Stock J - Other D 362,121 198,653,051
2018-12-26 2018-12-20 4 MAGRAB E. BRENDAN HPPI Common Stock A - Award D 0.0800 65,000 5 65,000
2018-12-26 2018-12-20 4 Martin Robert Daniel HPPI Common Stock A - Award D 0.0800 60,000 5 116,000
2018-12-19 2018-07-15 4 Mayne Pharma Ventures Pty Ltd HPPI Common Stock J - Other D 184,798 198,290,930
2018-08-31 2018-08-30 4 Hasara Garrison J. HPPI Common Stock S - Sale D 0.2700 -100,000 -27 3,959,044
2018-07-06 2018-07-05 4 Mayne Pharma Ventures Pty Ltd HPPI Series B Warrants to Purchase Common Stock P - Purchase D 0.28 1,739,131 1,739,131
2018-07-06 2018-07-05 4 Mayne Pharma Ventures Pty Ltd HPPI Series A Warrants to Purchase Common Stock P - Purchase D 0.23 1,739,131 1,739,131
2018-07-06 2018-07-05 4 Mayne Pharma Ventures Pty Ltd HPPI Series B Convertible Preferred Stock P - Purchase D 2,318,841 5,797,102
2018-03-15 2018-03-13 4 Martin Robert Daniel HPPI Common Stock Option A - Award D 0.27 56,000 56,000
2018-03-15 2018-03-13 4 Martin Robert Daniel HPPI Common Stock Option A - Award D 0.27 253,000 253,000
2018-03-15 2018-03-13 4 MAGRAB E. BRENDAN HPPI Common Stock Options A - Award D 0.27 345,000 345,000
2018-03-15 2018-03-13 4 Ono Richard Dana HPPI Common Stock Option A - Award D 0.27 56,000 56,000
2018-03-15 2018-03-13 4 Ono Richard Dana HPPI Common Stock Option A - Award D 0.27 253,000 253,000
2018-03-15 2018-03-13 4 VIRCA NICHOLAS J HPPI Common Stock Option A - Award D 0.27 310,000 310,000
2018-03-15 2018-03-13 4 Hasara Garrison J. HPPI Common Stock Option A - Award D 0.27 260,000 260,000
2018-03-15 2018-03-13 4 Watson W. Mark HPPI Common Stock Option A - Award D 0.27 76,000 76,000
2018-03-15 2018-03-13 4 Watson W. Mark HPPI Common Stock Option A - Award D 0.27 253,000 253,000
2018-02-12 2017-12-19 4 Cross Stefan HPPI Common Stock P - Purchase D 162,660.0000 -600,000 -97,596,000 0
2018-02-12 2017-12-19 4 Mayne Pharma Ventures Pty Ltd HPPI Common Stock P - Purchase D 162,660.0000 600,000 97,596,000 198,106,132
2018-01-11 2018-01-10 4 Mayne Pharma Ventures Pty Ltd HPPI Series A Warrants to Purchase Common Stock P - Purchase D 0.23 2,608,696 2,608,696
2018-01-11 2018-01-10 4 Mayne Pharma Ventures Pty Ltd HPPI Series B Warrants to Purchase Common Stock P - Purchase D 0.28 2,608,696 2,608,696
2018-01-11 2018-01-10 4 Mayne Pharma Ventures Pty Ltd HPPI Series B Convertible Preferred Stock P - Purchase D 3,478,261 3,478,261
2017-07-19 2017-05-04 4 MAGRAB E. BRENDAN HPPI Restricted Stock Units A - Award D 65,000 65,000
2017-07-19 2017-05-04 4 Martin Robert Daniel HPPI Restricted Stock Units A - Award D 60,000 60,000
2017-07-12 2017-06-30 4 HedgePath, LLC HPPI Common Stock, $.0001 par value per share S - Sale D -2,500,000 79,627,069
2017-03-10 2017-03-08 4 Hasara Garrison J. HPPI Restricted Stock Units M - Exercise D -3,500,000 0
2017-03-10 2017-03-08 4 Hasara Garrison J. HPPI Restricted Stock Units M - Exercise D -3,500,000 0
2017-03-10 2017-03-08 4 Hasara Garrison J. HPPI Common Stock F - Taxes D 0.3400 -1,470,478 -500 4,059,044
2017-03-10 2017-03-08 4 Hasara Garrison J. HPPI Common Stock F - Taxes D 0.3400 -1,470,478 -500 4,059,044
2017-03-10 2017-03-08 4 Hasara Garrison J. HPPI Common Stock M - Exercise D 3,500,000 5,529,522
2017-03-10 2017-03-08 4 Hasara Garrison J. HPPI Common Stock M - Exercise D 3,500,000 5,529,522
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Restricted Stock Units M - Exercise D -200,000 0
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Restricted Stock Units M - Exercise D -400,000 0
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Restricted Stock Units M - Exercise D -300,000 0
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Common Stock F - Taxes D 0.3400 -79,200 -27 553,600
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Common Stock M - Exercise D 200,000 632,800
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Common Stock F - Taxes D 0.3400 -158,400 -54 432,800
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Common Stock M - Exercise D 400,000 591,200
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Common Stock F - Taxes D 0.3400 -118,800 -40 191,200
2017-03-10 2017-03-08 4 Watson W. Mark HPPI Common Stock M - Exercise D 300,000 310,000
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Restricted Stock Units M - Exercise D -150,000 0
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Restricted Stock Units M - Exercise D -300,000 0
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Restricted Stock Units M - Exercise D -300,000 0
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Common Stock F - Taxes D 0.3400 -59,400 -20 453,000
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Common Stock M - Exercise D 150,000 512,400
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Common Stock F - Taxes D 0.3400 -118,800 -40 362,400
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Common Stock F - Taxes D 0.3400 -118,800 -40 362,400
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Common Stock M - Exercise D 300,000 481,200
2017-03-10 2017-03-08 4 Ono Richard Dana HPPI Common Stock M - Exercise D 300,000 481,200
2017-03-10 2017-03-08 4 Cross Stefan HPPI Restricted Stock Units M - Exercise D -300,000 0
2017-03-10 2017-03-08 4 Cross Stefan HPPI Restricted Stock Units M - Exercise D -300,000 0
2017-03-10 2017-03-08 4 Cross Stefan HPPI Common Stock M - Exercise D 300,000 600,000
2017-03-10 2017-03-08 4 Cross Stefan HPPI Common Stock M - Exercise D 300,000 600,000
2017-03-10 2017-03-08 4 VIRCA NICHOLAS J HPPI Restricted Stock Units M - Exercise D -15,041,738 0
2017-03-10 2017-03-08 4 VIRCA NICHOLAS J HPPI Common Stock F - Taxes D 0.3400 -6,314,219 -2,147 8,727,519
2017-03-10 2017-03-08 4 VIRCA NICHOLAS J HPPI Common Stock M - Exercise D 15,041,738 15,041,738
2016-11-15 2016-11-15 4 Mayne Pharma Ventures Pty Ltd HPPI Warrant to Purchase Common Stock X - Other D 0.12 -4,860,000 23,504,236
2016-11-15 2016-11-15 4 Mayne Pharma Ventures Pty Ltd HPPI Warrant to Purchase Common Stock X - Other D 0.08 -333 0
2016-11-15 2016-11-15 4 Mayne Pharma Ventures Pty Ltd HPPI Warrant to Purchase Common Stock X - Other D 0.09 -4,750,569 0
2016-11-15 2016-11-15 4 Mayne Pharma Ventures Pty Ltd HPPI Common Stock X - Other D 4,860,000 197,506,132
2016-11-15 2016-11-15 4 Mayne Pharma Ventures Pty Ltd HPPI Common Stock X - Other D 333 192,646,132
2016-11-15 2016-11-15 4 Mayne Pharma Ventures Pty Ltd HPPI Common Stock X - Other D 4,750,569 192,645,799
2016-11-07 2016-11-04 4 Mayne Pharma Ventures Pty Ltd HPPI Warrant to Purchase Common Stock X - Other D 0.08 -33,333,000 333
2016-11-07 2016-11-04 4 Mayne Pharma Ventures Pty Ltd HPPI Warrant to Purchase Common Stock X - Other D 0.09 -5,500,000 4,750,569
2016-11-07 2016-11-04 4 Mayne Pharma Ventures Pty Ltd HPPI Common Stock X - Other D 33,333,000 187,895,230
2016-11-07 2016-11-04 4 Mayne Pharma Ventures Pty Ltd HPPI Common Stock X - Other D 5,500,000 154,562,230
2016-07-06 2016-07-01 4 SEARS SAMUEL P JR HPPI Options to Purchase Common Stock A - Award D 0.24 150,000 150,000
2016-07-06 2016-07-01 4 SEARS SAMUEL P JR HPPI Restricted Stock Units A - Award D 150,000 150,000
2016-07-06 2016-07-01 4 Ono Richard Dana HPPI Restricted Stock Units A - Award D 150,000 150,000
2016-07-06 2016-07-01 4 Ono Richard Dana HPPI Options to Purchase Common Stock A - Award D 0.24 150,000 150,000
2016-07-06 2016-07-01 4 Watson W. Mark HPPI Restricted Stock Units A - Award D 200,000 200,000
2016-07-06 2016-07-01 4 Watson W. Mark HPPI Options to Purchase Common Stock A - Award D 0.24 200,000 200,000
2016-06-20 2016-06-15 4/A ODONNELL FRANCIS E JR By Hopkins Capital Group II, LLC HPPI Common Stock, $.0001 par value per share P - Purchase I 2,560,000 16,560,000
2016-06-20 2016-06-15 4 HedgePath, LLC HPPI Common Stock, $.0001 par value per share S - Sale D -2,560,000 82,127,069
2016-06-17 2016-06-15 4 ODONNELL FRANCIS E JR By Hopkins Capital Group II, LLC HPPI Common Stock, $.0001 par value per share S - Sale I -2,560,000 11,440,000
2016-06-08 2016-06-06 4 ODONNELL FRANCIS E JR By Hopkins Capital Group II, LLC HPPI Common Stock, $.0001 par value per share J - Other I -6,000,000 14,000,000
2016-05-27 2016-05-25 4 Mayne Pharma Group Ltd Footnote HPPI* Warrant to Purchase Common Stock A - Award I 0.01 28,364,236 71,948,138
2016-05-27 2016-05-25 4 Mayne Pharma Group Ltd Footnote HPPI* Common Stock A - Award I 27,885,000 149,062,230
2015-09-14 2015-09-10 4 ODONNELL FRANCIS E JR By Hopkins Capital Group II, LLC HPPI Common Stock, $.0001 par value per share P - Purchase I 20,000,000 20,000,000
2015-09-14 2015-09-10 4 HedgePath, LLC HPPI Common Stock, $.0001 par value per share S - Sale D -20,000,000 84,687,069
2015-09-14 2014-08-14 4 HedgePath, LLC HPPI Common Stock, $.0001 par value per share C - Conversion D 82,156,842 104,687,069
2015-08-18 2015-08-14 4 Cross Stefan HPPI Restricted Stock Units A - Award D 300,000 300,000
2015-08-18 2015-08-14 4 Ono Richard Dana HPPI Restricted Stock Units A - Award D 300,000 300,000
2015-08-18 2015-08-14 4 SEARS SAMUEL P JR HPPI Restricted Stock Units A - Award D 300,000 300,000
2015-08-18 2015-08-14 4 Watson W. Mark HPPI Restricted Stock Units A - Award D 400,000 400,000
2015-05-19 2015-05-15 4 Mayne Pharma Group Ltd Footnote HPPI Warrant to Purchase Common Stock A - Award I 0.08 33,333,333 43,583,902
2015-05-19 2015-05-15 4 Mayne Pharma Group Ltd Footnote HPPI Common Stock A - Award I 33,333,333 121,177,230
2015-02-06 2014-07-18 5 VIRCA NICHOLAS J HPPI Restricted Stock Units A - Award D 15,041,738 15,041,738
2015-02-06 2014-08-06 5 Hasara Garrison J. HPPI Restricted Stock Units A - Award D 3,500,000 3,500,000
2015-02-06 2014-08-06 5 Hasara Garrison J. HPPI Restricted Stock Units A - Award D 3,500,000 3,500,000
2015-02-06 2014-07-18 5 Cross Stefan HPPI Restricted Stock Units A - Award D 300,000 300,000
2015-02-06 2014-07-18 5 SEARS SAMUEL P JR HPPI Restricted Stock Units A - Award D 300,000 300,000
2015-02-06 2014-07-18 5 Ono Richard Dana HPPI Restricted Stock Units A - Award D 300,000 300,000
2015-02-06 2014-07-18 5 Watson W. Mark HPPI Restricted Stock Units A - Award D 300,000 300,000
2014-09-09 2014-09-08 4 Watson W. Mark HPPI Common Stock P - Purchase D 0.1300 10,000 1 10,000
2014-07-09 2014-06-24 4 ODONNELL FRANCIS E JR By Trust HPPI Series A Convertible Preferred Stock J - Other I 18,984 64,034
2014-07-09 2014-06-24 4 ODONNELL FRANCIS E JR By Hedgepath LLC HPPI Series A Convertible Preferred Stock J - Other I 4,012 13,532
2014-07-09 2014-06-24 4 ODONNELL FRANCIS E JR By Trust HPPI Warrant to purchase Common Stock J - Other I 0.88 2,716,401 2,716,401
2014-07-09 2014-06-24 4 ODONNELL FRANCIS E JR By Hedgepath LLC HPPI Warrant to purchase Common Stock J - Other I 0.88 574,032 574,032
2014-07-09 2014-06-24 4 ODONNELL FRANCIS E JR By Trust HPPI Common Stock, $.0001 par value per share J - Other I 670,510 670,510
2014-07-09 2014-06-24 4 ODONNELL FRANCIS E JR By Hedgepath LLC HPPI Common Stock, $.0001 par value per share J - Other I 141,693 141,693
2014-07-09 2014-06-24 4 ODONNELL FRANCIS E JR By Trust HPPI Common Stock, $.0001 par value per share J - Other I 0.0750 5,300,000 398 5,970,510
2014-07-09 2014-06-24 4 ODONNELL FRANCIS E JR By Hedgepath LLC HPPI Common Stock, $.0001 par value per share J - Other I 0.0750 1,120,000 84 1,261,693
2014-07-09 2014-06-24 4 HedgePath, LLC HPPI Series A Convertible Preferred Stock A - Award D 71,636 241,637
2014-07-09 2014-06-24 4 HedgePath, LLC HPPI Warrant to purchase Common Stock A - Award D 0.88 10,250,569 10,250,569
2014-07-09 2014-06-24 4 HedgePath, LLC HPPI Common Stock, $.0001 par value per share A - Award D 2,530,227 2,530,227
2014-07-09 2014-06-24 4 HedgePath, LLC HPPI Common Stock, $.0001 par value per share A - Award D 0.0750 20,000,000 1,500 22,530,227
2014-06-26 2014-06-24 4 Mayne Pharma Ventures Pty Ltd CBTEQ Common Stock Purchase Warrant A - Award D 0.09 1 1
2014-06-26 2014-06-24 4 Mayne Pharma Ventures Pty Ltd CBTEQ Series A Convertible Preferred Stock A - Award D 258,363 258,363
2013-08-16 2013-08-13 4 ODONNELL FRANCIS E JR By Trust CBTEQ Series A Convertible Preferred Stock A - Award I 45,050 45,050
2013-08-16 2013-08-13 4 ODONNELL FRANCIS E JR By HedgePath, LLC CBTEQ Series A Convertible Preferred Stock A - Award I 9,520 9,520
2013-08-16 2013-08-13 4 HedgePath, LLC CBTEQ Series A Convertible Preferred Stock A - Award D 170,001 170,001
2013-04-19 2013-04-12 4 FREER RICHARD J CBTEQ Common Stock J - Other D 0.0457 2,846,715 130 7,485,141
2013-04-19 2013-04-12 4 SEARS SAMUEL P JR CBTEQ Common Stock J - Other D 0.0457 372,263 17 1,016,096
2012-09-07 2012-08-22 4 FREER RICHARD J CBTEQ Common Stock J - Other D 0.0200 2,025,000 40 4,638,426
2005-03-22 2005-03-22 4 CAUSEY JAMES D CBTE Common Stock A - Award D 4.2390 1,000 4 1,000
2005-01-06 2005-01-03 4 EINSELEN PETER C CBTE Options A - Award D 6.00 6.0000 3,000 18 3,000
2005-01-04 2005-01-03 4 Krueger Gerald P CBTE Options A - Award D 6.00 6.0000 3,000 18 3,000
2005-01-04 2004-11-05 4 Krueger Gerald P CBTE Options A - Award D 5.80 5.8000 5,000 29 18,000
2005-01-04 2004-11-05 4 Krueger Gerald P CBTE Options A - Award D 5.80 5.8000 5,000 29 13,000
2005-01-04 2004-11-05 4 Krueger Gerald P CBTE Options A - Award D 5.80 5.8000 5,000 29 8,000
2004-09-17 3 Krueger Gerald P CBTE Common Stock D 0
2003-12-01 2003-08-08 4 CAUSEY JAMES D CBTE Options A - Award D 2.42 15,000 15,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)
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