Basic Stats
| Portfolio Value | $ 16,518,745 |
| Current Positions | 196 |
Latest Holdings, Performance, AUM (from 13F, 13D)
BMATX - BMO Alternative Strategies Fund Class A has disclosed 196 total holdings in their latest SEC filings. Most recent portfolio value is calculated to be $ 16,518,745 USD. Actual Assets Under Management (AUM) is this value plus cash (which is not disclosed). BMATX - BMO Alternative Strategies Fund Class A’s top holdings are BMO Institutional Prime Money Market Fund (US:US09658V3472) , Enel SpA - Depositary Receipt (Common Stock) (US:ENLAY) , Roche Holding AG (US:RHHBF) , Fisher & Paykel Healthcare Corporation Limited (NZ:FPH) , and Novo Nordisk A/S - Depositary Receipt (Common Stock) (US:NVO) .
Top Increases This Quarter
We use the change in the portfolio allocation because this is the most meaningful metric. Changes can be due to trades or changes in share prices.
| Security | Shares (MM) |
Value (MM$) |
Portfolio % | ΔPortfolio % |
|---|---|---|---|---|
| 1.53 | 8.3892 | 8.3892 | ||
| 12.48 | 12.48 | 68.6021 | 2.5436 | |
| 0.00 | 0.13 | 0.7164 | 0.6661 | |
| 0.11 | 0.6298 | 0.6298 | ||
| 0.03 | 0.1651 | 0.1651 | ||
| 0.01 | 0.14 | 0.7915 | 0.1611 | |
| 0.03 | 0.1387 | 0.1387 | ||
| 0.00 | 0.11 | 0.6049 | 0.1119 | |
| 0.00 | 0.14 | 0.7956 | 0.1091 | |
| 0.00 | 0.07 | 0.3774 | 0.0995 |
Top Decreases This Quarter
We use the change in the portfolio allocation because this is the most meaningful metric. Changes can be due to trades or changes in share prices.
| Security | Shares (MM) |
Value (MM$) |
Portfolio % | ΔPortfolio % |
|---|---|---|---|---|
| -2.09 | -11.5034 | -11.5034 | ||
| 0.00 | 0.05 | 0.2816 | -0.2908 | |
| -0.03 | -0.1806 | -0.1806 | ||
| 0.00 | 0.05 | 0.2487 | -0.1535 | |
| 0.00 | 0.09 | 0.5022 | -0.1432 | |
| -0.02 | -0.1306 | -0.1306 | ||
| -0.02 | -0.1158 | -0.1158 | ||
| 0.03 | 0.07 | 0.4007 | -0.1025 | |
| -0.02 | -0.0856 | -0.0856 | ||
| 0.00 | 0.01 | 0.0593 | -0.0838 |
13F and Fund Filings
This form was filed on 2020-07-20 for the reporting period 2020-05-31. Click the link icon to see the full transaction history.
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2022-07-28: Important Note - We have changed the treatment of the Δ Portfolio % column in this table. Previously, we were reporting it as the percent change in the portfolio allocation. We are now reporting it as the raw change in the portfolio allocation (still reported as a percent). In formula terms, we were previously reporting it as 100 * (current allocation - prior allocation ) / prior allocation. We are now reporting it as (current allocation - prior allocation).
| Security | Type | Avg Share Price | Shares (MM) |
ΔShares (%) |
ΔShares (%) |
Value ($MM) |
Portfolio (%) |
ΔPortfolio (%) |
|
|---|---|---|---|---|---|---|---|---|---|
| US09658V3472 / BMO Institutional Prime Money Market Fund | 12.48 | -48.58 | 12.48 | -48.59 | 68.6021 | 2.5436 | |||
| DE000C4SA6R6 / EURO STOXX 50 Index | 1.53 | 2,486.44 | 8.3892 | 8.3892 | |||||
| ENLAY / Enel SpA - Depositary Receipt (Common Stock) | 0.02 | -46.18 | 0.15 | -50.67 | 0.8178 | -0.0008 | |||
| RHHBF / Roche Holding AG | 0.00 | -46.12 | 0.14 | -42.86 | 0.7956 | 0.1091 | |||
| FPH / Fisher & Paykel Healthcare Corporation Limited | 0.01 | -46.18 | 0.14 | -37.66 | 0.7915 | 0.1611 | |||
| NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock) | 0.00 | -45.97 | 0.13 | 1,344.44 | 0.7164 | 0.6661 | |||
| DE000C4SA6R6 / EURO STOXX 50 Index | 0.11 | 93.22 | 0.6298 | 0.6298 | |||||
| MAS / Masco Corporation | 0.00 | -46.19 | 0.11 | -39.23 | 0.6049 | 0.1119 | |||
| SSNLF / Samsung Electronics Co., Ltd. | 0.00 | -46.18 | 0.11 | -51.12 | 0.5994 | -0.0082 | |||
| ADRNY / Koninklijke Ahold Delhaize N.V. - Depositary Receipt (Common Stock) | 0.00 | -46.18 | 0.11 | -41.94 | 0.5981 | 0.0897 | |||
| ESS / Essex Property Trust, Inc. | 0.00 | -46.22 | 0.11 | -54.24 | 0.5978 | -0.0445 | |||
| GSK / GSK plc - Depositary Receipt (Common Stock) | 0.01 | -46.18 | 0.11 | -44.74 | 0.5800 | 0.0609 | |||
| BHP / BHP Group Limited - Depositary Receipt (Common Stock) | 0.00 | -46.18 | 0.09 | -41.98 | 0.5197 | 0.0783 | |||
| AP.UN / Allied Properties Real Estate Investment Trust | 0.00 | -46.18 | 0.09 | -61.60 | 0.5022 | -0.1432 | |||
| 8964 / Frontier Real Estate Investment Corporation | 0.00 | -46.00 | 0.09 | -52.72 | 0.4830 | -0.0190 | |||
| DBSDY / DBS Group Holdings Ltd - Depositary Receipt (Common Stock) | 0.01 | -45.71 | 0.08 | -57.38 | 0.4334 | -0.0656 | |||
| GMS / GMS Inc. | 0.00 | -46.18 | 0.08 | -51.85 | 0.4303 | -0.0112 | |||
| CNMD / CONMED Corporation | 0.00 | -46.18 | 0.08 | -58.06 | 0.4289 | -0.0797 | |||
| LGGNY / Legal & General Group Plc - Depositary Receipt (Common Stock) | 0.03 | -46.18 | 0.07 | -60.87 | 0.4007 | -0.1025 | |||
| WN / George Weston Limited | 0.00 | -46.18 | 0.07 | -48.53 | 0.3887 | 0.0161 | |||
| 1216 / Uni-President Enterprises Corp. | 0.03 | -46.30 | 0.07 | -45.74 | 0.3868 | 0.0342 | |||
| MMSI / Merit Medical Systems, Inc. | 0.00 | -46.19 | 0.07 | -33.33 | 0.3774 | 0.0995 | |||
| BBY / Best Buy Co., Inc. | 0.00 | -46.20 | 0.07 | -44.44 | 0.3584 | 0.0389 | |||
| NPPXF / NTT, Inc. | 0.00 | -45.83 | 0.06 | -48.21 | 0.3236 | 0.0180 | |||
| ITGR / Integer Holdings Corporation | 0.00 | -46.19 | 0.06 | -53.23 | 0.3225 | -0.0154 | |||
| IRE / Iren SpA | 0.02 | -46.18 | 0.06 | -57.14 | 0.3174 | -0.0458 | |||
| ESNT / Essent Group Ltd. | 0.00 | -46.20 | 0.05 | -59.23 | 0.2916 | -0.0627 | |||
| 6823 / HKT Trust and HKT Limited - Debt/Equity Composite Units | 0.04 | -46.38 | 0.05 | -49.51 | 0.2902 | 0.0086 | |||
| 8ZI / Scandinavian Tobacco Group A/S | 0.00 | -46.18 | 0.05 | -37.80 | 0.2853 | 0.0609 | |||
| AC / Air Canada | 0.00 | -46.18 | 0.05 | -75.71 | 0.2816 | -0.2908 | |||
| 8276 / Heiwado Co.,Ltd. | 0.00 | -45.83 | 0.05 | -37.84 | 0.2569 | 0.0547 | |||
| USFD / US Foods Holding Corp. | 0.00 | -46.19 | 0.05 | -69.39 | 0.2487 | -0.1535 | |||
| RUSHA / Rush Enterprises, Inc. | 0.00 | -46.20 | 0.05 | -46.43 | 0.2480 | 0.0181 | |||
| SYY / Sysco Corporation | 0.00 | -46.19 | 0.04 | -56.00 | 0.2465 | -0.0276 | |||
| LRN / Stride, Inc. | 0.00 | -46.18 | 0.04 | -33.33 | 0.2432 | 0.0625 | |||
| RGS / Regis Corporation | 0.01 | -46.18 | 0.04 | -27.12 | 0.2404 | 0.0775 | |||
| VSH / Vishay Intertechnology, Inc. | 0.00 | -46.18 | 0.04 | -53.85 | 0.2353 | -0.0136 | |||
| SFB1 / Asseco Poland S.A. | 0.00 | -46.18 | 0.04 | -36.36 | 0.2327 | 0.0504 | |||
| 2404 / United Integrated Services Co., Ltd. | 0.01 | -50.00 | 0.04 | -40.85 | 0.2310 | 0.0374 | |||
| CAS / Cascades Inc. | 0.00 | -46.19 | 0.04 | -31.67 | 0.2267 | 0.0614 | |||
| HAE / Haemonetics Corporation | 0.00 | -46.21 | 0.04 | -45.83 | 0.2182 | 0.0198 | |||
| DFS / Discover Financial Services | 0.00 | -46.20 | 0.04 | -61.39 | 0.2181 | -0.0589 | |||
| BCHEY / Beach Energy Limited - Depositary Receipt (Common Stock) | 0.04 | -46.18 | 0.04 | -48.68 | 0.2147 | 0.0057 | |||
| 000990 / DB HiTek CO., LTD. | 0.00 | -46.19 | 0.04 | -37.70 | 0.2141 | 0.0454 | |||
| CJLU / NetLink NBN Trust | 0.05 | -46.20 | 0.04 | -44.93 | 0.2133 | 0.0238 | |||
| A64 / PT Alamtri Resources Indonesia Tbk | 0.51 | -46.18 | 0.04 | -51.28 | 0.2131 | 0.0008 | |||
| IIP.UN / InterRent Real Estate Investment Trust | 0.00 | -46.19 | 0.04 | -53.75 | 0.2040 | -0.0143 | |||
| 9511 / The Okinawa Electric Power Company, Incorporated | 0.00 | -43.71 | 0.04 | -38.98 | 0.1996 | 0.0369 | |||
| CCA / Cogeco Communications Inc. | 0.00 | -46.23 | 0.04 | -49.30 | 0.1991 | 0.0048 | |||
| SZY / Sykes Enterprises, Inc. | 0.00 | -46.17 | 0.04 | -53.95 | 0.1946 | -0.0134 | |||
| CRAI / CRA International, Inc. | 0.00 | -46.21 | 0.04 | -53.33 | 0.1936 | -0.0116 | |||
| CGO / Cogeco Inc. | 0.00 | -46.16 | 0.03 | -50.72 | 0.1884 | -0.0014 | |||
| RF / Regions Financial Corporation | 0.00 | -46.18 | 0.03 | -55.41 | 0.1848 | -0.0184 | |||
| PTBA / PT Bukit Asam Tbk | 0.24 | -46.19 | 0.03 | -54.93 | 0.1798 | -0.0135 | |||
| FSUGY / Fortescue Ltd - Depositary Receipt (Common Stock) | 0.00 | -46.18 | 0.03 | -23.08 | 0.1657 | 0.0573 | |||
| NASDAQ 100 E-MINI JUN20 XCME 20200619 / DE (000000000) | 0.03 | -49.15 | 0.1651 | 0.1651 | |||||
| 2408 / Nanya Technology Corporation | 0.01 | -46.43 | 0.03 | -57.35 | 0.1646 | -0.0212 | |||
| 1308 / SITC International Holdings Company Limited | 0.03 | -46.55 | 0.03 | -56.72 | 0.1619 | -0.0221 | |||
| GMED / Globus Medical, Inc. | 0.00 | -46.15 | 0.03 | -35.56 | 0.1616 | 0.0386 | |||
| GKOS / Glaukos Corporation | 0.00 | -46.19 | 0.03 | -52.46 | 0.1605 | -0.0061 | |||
| EBS / Emergent BioSolutions Inc. | 0.00 | -46.21 | 0.03 | -24.32 | 0.1565 | 0.0552 | |||
| 9948 / ARCS Company Limited | 0.00 | -46.15 | 0.03 | -31.71 | 0.1558 | 0.0429 | |||
| SUPN / Supernus Pharmaceuticals, Inc. | 0.00 | -46.18 | 0.03 | -28.21 | 0.1550 | 0.0486 | |||
| FFIV / F5, Inc. | 0.00 | -46.15 | 0.03 | -35.71 | 0.1505 | 0.0360 | |||
| KDDIY / KDDI Corporation - Depositary Receipt (Common Stock) | 0.00 | -43.75 | 0.03 | -42.22 | 0.1441 | 0.0210 | |||
| ARCB / ArcBest Corporation | 0.00 | -46.17 | 0.03 | -39.02 | 0.1402 | 0.0261 | |||
| EURO STOXX 50 JUN20 XEUR 20200619 / DE (000000000) | 0.03 | -57.63 | 0.1387 | 0.1387 | |||||
| OFIX / Orthofix Medical Inc. | 0.00 | -46.22 | 0.02 | -48.94 | 0.1358 | 0.0062 | |||
| UNM / Unum Group | 0.00 | -46.18 | 0.02 | -64.71 | 0.1321 | -0.0549 | |||
| EIG / Employers Holdings, Inc. | 0.00 | -46.20 | 0.02 | -58.93 | 0.1291 | -0.0241 | |||
| PCRX / Pacira BioSciences, Inc. | 0.00 | -46.13 | 0.02 | -47.62 | 0.1261 | 0.0117 | |||
| 1899 / Fukuda Corporation | 0.00 | -44.44 | 0.02 | -31.25 | 0.1246 | 0.0361 | |||
| 819 / Tianneng Power International Limited | 0.02 | -47.62 | 0.02 | -29.03 | 0.1226 | 0.0380 | |||
| IMB / Imperial Brands PLC | 0.00 | -46.20 | 0.02 | -51.11 | 0.1210 | -0.0030 | |||
| SAN / Santander UK plc - Preferred Stock | 0.00 | -46.13 | 0.02 | -43.24 | 0.1158 | 0.0149 | |||
| ANZLY / Air New Zealand Limited - Depositary Receipt (Common Stock) | 0.02 | -46.18 | 0.02 | -68.25 | 0.1129 | -0.0598 | |||
| VZ1 / ComfortDelGro Corporation Limited | 0.02 | -46.20 | 0.02 | -60.78 | 0.1113 | -0.0299 | |||
| MYCR / Mycronic AB (publ) | 0.00 | -46.16 | 0.02 | -33.33 | 0.1109 | 0.0289 | |||
| 2613 / J-Oil Mills, Inc. | 0.00 | -44.44 | 0.02 | -39.39 | 0.1104 | 0.0191 | |||
| LNTH / Lantheus Holdings, Inc. | 0.00 | -46.17 | 0.02 | -52.50 | 0.1051 | -0.0044 | |||
| PUGOF / Peugeot S.A. | 0.00 | -46.18 | 0.02 | -62.50 | 0.1042 | -0.0264 | |||
| HSTM / HealthStream, Inc. | 0.00 | -46.19 | 0.02 | -50.00 | 0.1018 | 0.0018 | |||
| 315 / SmarTone Telecommunications Holdings Limited | 0.03 | -46.03 | 0.02 | -61.36 | 0.0975 | -0.0241 | |||
| QRVO / Qorvo, Inc. | 0.00 | -46.33 | 0.02 | -45.16 | 0.0967 | 0.0110 | |||
| AUSS / Austevoll Seafood ASA | 0.00 | -46.18 | 0.02 | -55.26 | 0.0967 | -0.0074 | |||
| SHA / Schaeffler AG - Preferred Stock | 0.00 | -46.17 | 0.02 | -54.05 | 0.0961 | -0.0067 | |||
| WJG / Watkin Jones Plc | 0.01 | -46.18 | 0.02 | -66.00 | 0.0952 | -0.0423 | |||
| HLUYY / H. Lundbeck AS - ADR | 0.00 | -46.14 | 0.02 | -42.86 | 0.0930 | 0.0161 | |||
| WHGRF / WH Group Limited | 0.02 | -46.38 | 0.02 | -54.29 | 0.0882 | -0.0082 | |||
| QBR.B / Quebecor Inc. | 0.00 | -46.19 | 0.02 | -48.39 | 0.0880 | 0.0019 | |||
| NTUS / Natus Medical Inc | 0.00 | -46.19 | 0.01 | -57.58 | 0.0798 | -0.0124 | |||
| 5192 / Mitsuboshi Belting Ltd. | 0.00 | -43.75 | 0.01 | -38.10 | 0.0752 | 0.0159 | |||
| 2109 / Mitsui DM Sugar Co.,Ltd. | 0.00 | -46.15 | 0.01 | -40.91 | 0.0744 | 0.0123 | |||
| US55027E1029 / Luminex Corporation | 0.00 | -46.15 | 0.01 | -31.58 | 0.0743 | 0.0200 | |||
| SRDX / Surmodics, Inc. | 0.00 | -46.17 | 0.01 | -43.48 | 0.0742 | 0.0098 | |||
| SPTN / SpartanNash Company | 0.00 | -46.22 | 0.01 | -7.14 | 0.0737 | 0.0343 | |||
| MX / Magnachip Semiconductor Corporation | 0.00 | -46.16 | 0.01 | -70.45 | 0.0737 | -0.0467 | |||
| US06747W8495 / Barclays Bank plc into Metlife, Inc. | 0.01 | -79.66 | 0.0712 | 0.0712 | |||||
| VNDA / Vanda Pharmaceuticals Inc. | 0.00 | -46.18 | 0.01 | -45.45 | 0.0707 | 0.0095 | |||
| S+P500 EMINI FUT JUN20 XCME 20200619 / DE (000000000) | 0.01 | -79.66 | 0.0682 | 0.0682 | |||||
| GWW / W.W. Grainger, Inc. | 0.00 | -46.67 | 0.01 | -40.00 | 0.0681 | 0.0114 | |||
| LUV / Southwest Airlines Co. | 0.00 | -46.15 | 0.01 | -63.64 | 0.0679 | -0.0219 | |||
| CFG / Citizens Financial Group, Inc. | 0.00 | -46.19 | 0.01 | -58.62 | 0.0673 | -0.0141 | |||
| ACGBF / Agricultural Bank of China Limited | 0.03 | -45.45 | 0.01 | -45.45 | 0.0670 | 0.0067 | |||
| MYGN / Myriad Genetics, Inc. | 0.00 | -46.16 | 0.01 | -55.56 | 0.0667 | -0.0077 | |||
| UAL / United Airlines Holdings, Inc. | 0.00 | -46.18 | 0.01 | -75.51 | 0.0663 | -0.0676 | |||
| CORT / Corcept Therapeutics Incorporated | 0.00 | -46.20 | 0.01 | -33.33 | 0.0660 | 0.0154 | |||
| AMKR / Amkor Technology, Inc. | 0.00 | -46.17 | 0.01 | -47.62 | 0.0646 | 0.0060 | |||
| ICAGY / International Consolidated Airlines Group S.A. - Depositary Receipt (Common Stock) | 0.00 | -46.18 | 0.01 | -76.60 | 0.0634 | -0.0648 | |||
| 8097 / San-Ai Obbli Co., Ltd. | 0.00 | -45.00 | 0.01 | -35.29 | 0.0620 | 0.0146 | |||
| AT / ASTM SpA | 0.00 | -46.18 | 0.01 | -56.00 | 0.0613 | -0.0070 | |||
| FXPO / Ferrexpo plc | 0.01 | -46.18 | 0.01 | -26.67 | 0.0607 | 0.0175 | |||
| SYF / Synchrony Financial | 0.00 | -46.22 | 0.01 | -65.52 | 0.0605 | -0.0190 | |||
| VPG / Vishay Precision Group, Inc. | 0.00 | -46.15 | 0.01 | -56.52 | 0.0600 | -0.0042 | |||
| MRLN / Marlin Business Services Corp | 0.00 | -46.17 | 0.01 | -80.77 | 0.0593 | -0.0838 | |||
| 036830 / Soulbrain Holdings Co., Ltd. | 0.00 | -46.05 | 0.01 | -52.38 | 0.0590 | -0.0006 | |||
| BNP / BNP Paribas SA | 0.01 | -83.05 | 0.0574 | 0.0574 | |||||
| SPOL / SpareBank 1 Østlandet | 0.00 | -46.17 | 0.01 | -52.63 | 0.0549 | 0.0012 | |||
| NXGN / NextGen Healthcare Inc | 0.00 | -46.16 | 0.01 | -59.09 | 0.0525 | -0.0087 | |||
| MPI / Malaysian Pacific Industries Berhad | 0.00 | -45.59 | 0.01 | -47.06 | 0.0516 | 0.0036 | |||
| NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock) | 0.00 | -45.59 | 0.01 | -52.63 | 0.0503 | -0.0026 | |||
| LMAT / LeMaitre Vascular, Inc. | 0.00 | -46.22 | 0.01 | -52.94 | 0.0494 | 0.0012 | |||
| TECK / Teck Resources Limited | 0.00 | -46.18 | 0.01 | -52.94 | 0.0489 | 0.0013 | |||
| 7294 / Yorozu Corporation | 0.00 | -42.86 | 0.01 | -50.00 | 0.0474 | 0.0021 | |||
| 3287 / Hoshino Resorts REIT, Inc. | 0.00 | -33.33 | 0.01 | -33.33 | 0.0451 | 0.0100 | |||
| 064960 / SNT Motiv Co., Ltd. | 0.00 | -46.24 | 0.01 | -50.00 | 0.0433 | 0.0030 | |||
| XS2068932222 / HSBC BANK PLC WARRANT | 0.01 | -88.14 | 0.0430 | 0.0430 | |||||
| 8255 / Axial Retailing Inc. | 0.00 | -50.00 | 0.01 | -41.67 | 0.0421 | 0.0076 | |||
| 7823 / Artnature Inc. | 0.00 | -47.83 | 0.01 | -46.15 | 0.0391 | 0.0011 | |||
| S8T / SThree plc | 0.00 | -46.19 | 0.01 | -61.11 | 0.0388 | -0.0116 | |||
| PURCHASED EUR / SOLD USD / DFE (000000000) | 0.01 | -89.83 | 0.0357 | 0.0357 | |||||
| 538 / Ajisen(China)Hldgs HKD0.10 | 0.04 | -46.48 | 0.01 | -64.71 | 0.0332 | -0.0154 | |||
| FNHC / FedNat Holding Co | 0.00 | -46.13 | 0.01 | -45.45 | 0.0331 | 0.0006 | |||
| RCH / Roto-Gro International Limited | 0.01 | -46.18 | 0.01 | -75.00 | 0.0329 | -0.0230 | |||
| WBCPM / Westpac Banking Corporation - Preferred Stock | 0.01 | -91.53 | 0.0326 | 0.0326 | |||||
| ITAYY / PT Indo Tambangraya Megah Tbk - Depositary Receipt (Common Stock) | 0.01 | -46.19 | 0.01 | -66.67 | 0.0324 | -0.0098 | |||
| PGSUS / Pegasus Hava Tasimaciligi Anonim Sirketi | 0.00 | -46.15 | 0.01 | -50.00 | 0.0304 | 0.0026 | |||
| EURO-BUND FUTURE JUN20 XEUR 20200608 / DIR (000000000) | 0.01 | -91.53 | 0.0294 | 0.0294 | |||||
| HHFA / Hamburger Hafen und Logistik Aktiengesellschaft | 0.00 | -46.14 | 0.01 | -58.33 | 0.0292 | -0.0058 | |||
| TWODY / Taylor Wimpey plc - Depositary Receipt (Common Stock) | 0.00 | -46.18 | 0.01 | -61.54 | 0.0278 | -0.0099 | |||
| XS2068932222 / HSBC BANK PLC WARRANT | 0.00 | -93.22 | 0.0262 | 0.0262 | |||||
| ENVA / Enova International, Inc. | 0.00 | -46.23 | 0.00 | -63.64 | 0.0250 | -0.0063 | |||
| NZR / New Zealand Refining Co Ltd/The | 0.01 | -46.18 | 0.00 | -69.23 | 0.0236 | -0.0144 | |||
| DNO / DNO ASA | 0.01 | -46.18 | 0.00 | -60.00 | 0.0230 | -0.0051 | |||
| PURCHASED AUD / SOLD USD / DFE (000000000) | 0.00 | -93.22 | 0.0226 | 0.0226 | |||||
| BNP / BNP Paribas SA | 0.00 | -93.22 | 0.0220 | 0.0220 | |||||
| BNP / BNP Paribas SA | 0.00 | -94.92 | 0.0212 | 0.0212 | |||||
| CUTR / Cutera, Inc. | 0.00 | -46.23 | 0.00 | -77.78 | 0.0151 | -0.0109 | |||
| US 10YR ULTRA FUT SEP20 XCBT 20200921 / DIR (000000000) | 0.00 | -96.61 | 0.0126 | 0.0126 | |||||
| AUST 10Y BOND FUT JUN20 XSFE 20200615 / DIR (000000000) | 0.00 | -96.61 | 0.0124 | 0.0124 | |||||
| FTSE 100 IDX FUT JUN20 IFLL 20200619 / DE (000000000) | 0.00 | -98.31 | 0.0109 | 0.0109 | |||||
| PURCHASED TRY / SOLD USD / DFE (000000000) | 0.00 | -98.31 | 0.0105 | 0.0105 | |||||
| BNP / BNP Paribas SA | 0.00 | -98.31 | 0.0095 | 0.0095 | |||||
| JETD / MAX Airlines -3X Inverse Leveraged ETNs due May 28, 2043 - Structured Product | 0.00 | -98.31 | 0.0090 | 0.0090 | |||||
| BNP / BNP Paribas SA | 0.00 | -98.31 | 0.0080 | 0.0080 | |||||
| US 10YR NOTE (CBT)SEP20 XCBT 20200921 / DIR (000000000) | 0.00 | -98.31 | 0.0079 | 0.0079 | |||||
| MSCI TAIWAN INDEX JUN20 XSIM 20200629 / DE (000000000) | 0.00 | -100.00 | 0.0047 | 0.0047 | |||||
| XS2068932222 / HSBC BANK PLC WARRANT | 0.00 | -100.00 | 0.0045 | 0.0045 | |||||
| US06747W8495 / Barclays Bank plc into Metlife, Inc. | 0.00 | -100.00 | 0.0034 | 0.0034 | |||||
| XS2068932222 / HSBC BANK PLC WARRANT | 0.00 | -100.00 | 0.0025 | 0.0025 | |||||
| XS2068932222 / HSBC BANK PLC WARRANT | 0.00 | -100.00 | 0.0025 | 0.0025 | |||||
| US06747W8495 / Barclays Bank plc into Metlife, Inc. | 0.00 | -100.00 | 0.0023 | 0.0023 | |||||
| JETD / MAX Airlines -3X Inverse Leveraged ETNs due May 28, 2043 - Structured Product | 0.00 | -100.00 | 0.0021 | 0.0021 | |||||
| BNP / BNP Paribas SA | 0.00 | -100.00 | 0.0011 | 0.0011 | |||||
| US83370G5999 / Societe Generale SA, ELN, (linked to Nasdaq 100 Index) | 0.00 | -100.00 | 0.0010 | 0.0010 | |||||
| US06747W8495 / Barclays Bank plc into Metlife, Inc. | 0.00 | -100.00 | 0.0001 | 0.0001 | |||||
| PURCHASED USD / SOLD JPY / DFE (000000000) | -0.00 | -100.00 | -0.0000 | -0.0000 | |||||
| PURCHASED USD / SOLD AUD / DFE (000000000) | -0.00 | -100.00 | -0.0006 | -0.0006 | |||||
| S+P/TSX 60 IX FUT JUN20 XMOD 20200618 / DE (000000000) | -0.00 | -100.00 | -0.0018 | -0.0018 | |||||
| XS2068932222 / HSBC BANK PLC WARRANT | -0.00 | -100.00 | -0.0025 | -0.0025 | |||||
| JETD / MAX Airlines -3X Inverse Leveraged ETNs due May 28, 2043 - Structured Product | -0.00 | -100.00 | -0.0025 | -0.0025 | |||||
| PURCHASED USD / SOLD GBP / DFE (000000000) | -0.00 | -100.00 | -0.0045 | -0.0045 | |||||
| XS2068932222 / HSBC BANK PLC WARRANT | -0.00 | -101.69 | -0.0063 | -0.0063 | |||||
| US83370G5999 / Societe Generale SA, ELN, (linked to Nasdaq 100 Index) | -0.00 | -101.69 | -0.0067 | -0.0067 | |||||
| BNP / BNP Paribas SA | -0.00 | -101.69 | -0.0095 | -0.0095 | |||||
| XS2068932222 / HSBC BANK PLC WARRANT | -0.00 | -101.69 | -0.0110 | -0.0110 | |||||
| PURCHASED USD / SOLD NZD / DFE (000000000) | -0.00 | -103.39 | -0.0123 | -0.0123 | |||||
| RYBD34 / Royal Bank of Canada - Depositary Receipt (Common Stock) | -0.00 | -103.39 | -0.0135 | -0.0135 | |||||
| RYBD34 / Royal Bank of Canada - Depositary Receipt (Common Stock) | -0.00 | -103.39 | -0.0152 | -0.0152 | |||||
| CAN 10YR BOND FUT SEP20 XMOD 20200921 / DIR (000000000) | -0.00 | -105.08 | -0.0179 | -0.0179 | |||||
| RYBD34 / Royal Bank of Canada - Depositary Receipt (Common Stock) | -0.00 | -105.08 | -0.0191 | -0.0191 | |||||
| BNP / BNP Paribas SA | -0.00 | -105.08 | -0.0193 | -0.0193 | |||||
| BNP / BNP Paribas SA | -0.01 | -108.47 | -0.0289 | -0.0289 | |||||
| PURCHASED USD / SOLD AUD / DFE (000000000) | -0.01 | -108.47 | -0.0303 | -0.0303 | |||||
| BNP / BNP Paribas SA | -0.01 | -110.17 | -0.0332 | -0.0332 | |||||
| LONG GILT FUTURE SEP20 IFLL 20200928 / DIR (000000000) | -0.01 | -110.17 | -0.0337 | -0.0337 | |||||
| XS2068932222 / HSBC BANK PLC WARRANT | -0.01 | -111.86 | -0.0387 | -0.0387 | |||||
| US83370G5999 / Societe Generale SA, ELN, (linked to Nasdaq 100 Index) | -0.01 | -111.86 | -0.0406 | -0.0406 | |||||
| JETD / MAX Airlines -3X Inverse Leveraged ETNs due May 28, 2043 - Structured Product | -0.01 | -113.56 | -0.0471 | -0.0471 | |||||
| SGX NIFTY 50 JUN20 XSIM 20200625 / DE (000000000) | -0.01 | -116.95 | -0.0575 | -0.0575 | |||||
| US83370G5999 / Societe Generale SA, ELN, (linked to Nasdaq 100 Index) | -0.01 | -123.73 | -0.0787 | -0.0787 | |||||
| MSCI EMGMKT JUN20 IFUS 20200619 / DE (000000000) | -0.02 | -125.42 | -0.0856 | -0.0856 | |||||
| E-MINI RUSS 2000 JUN20 XCME 20200619 / DE (000000000) | -0.02 | -135.59 | -0.1158 | -0.1158 | |||||
| RYBD34 / Royal Bank of Canada - Depositary Receipt (Common Stock) | -0.02 | -138.98 | -0.1306 | -0.1306 | |||||
| YEN DENOM NIKKEI JUN20 XCME 20200611 / DE (000000000) | -0.03 | -154.24 | -0.1806 | -0.1806 | |||||
| DE000C4SA6R6 / EURO STOXX 50 Index | -2.09 | -3,645.76 | -11.5034 | -11.5034 |
