abrdn Emerging Markets ex-China Fund, Inc.
US ˙ NYSEAM ˙ US00301W1053

Introduction

This page provides a comprehensive analysis of the known insider trading history of Steven N Rappaport. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate Steven N Rappaport has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:AEF / abrdn Emerging Markets ex-China Fund, Inc. Director 83,197
FR:FR0014007NF1 / ICADE Director 10,707
US:ABE / Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. Director 0
US:LAQ / Aberdeen Latin America Equity Fund, Inc. Director 0
US:ISL / Aberdeen Israel Fund, Inc. Director 0
US:IF / Aberdeen Indonesia Fund, Inc. Director 0
US:CIK / Credit Suisse Asset Management Income Fund, Inc. Chairman of the Board/, Director 69,829
US:DHY / Credit Suisse High Yield Bond Fund, Inc. Trustee/Chairman of the Board/ 301,734
Director 15,000
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Steven N Rappaport. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases AEF / abrdn Emerging Markets ex-China Fund, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AEF / abrdn Emerging Markets ex-China Fund, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2017-11-08 CH RAPPAPORT STEVEN N 450 8.8676 450 8.8676 3,986 79
2017-04-12 CH RAPPAPORT STEVEN N 548 7.2745 548 7.2745 3,984
2016-11-09 CH RAPPAPORT STEVEN N 621 6.4152 621 6.4152 3,983
2016-04-13 CH RAPPAPORT STEVEN N 653 6.0969 653 6.0969 3,982
2015-12-28 CH RAPPAPORT STEVEN N 689 5.7803 689 5.7803 3,981
2015-07-27 CH RAPPAPORT STEVEN N 1,252 6.3638 1,252 6.3638 7,970
2014-12-26 CH RAPPAPORT STEVEN N 1,053 7.5745 1,053 7.5745 7,974
2014-07-25 CH RAPPAPORT STEVEN N 798 9.9989 798 9.9989 7,979
2013-12-26 CH RAPPAPORT STEVEN N 673 11.2030 673 11.2030 7,539
2013-07-25 CH RAPPAPORT STEVEN N 536 13.9600 536 13.9600 7,482
2012-12-26 CH RAPPAPORT STEVEN N 406 15.3500 406 15.3500 6,237
2012-07-25 CH RAPPAPORT STEVEN N 405 15.4167 405 15.4167 6,237
2012-07-25 CH RAPPAPORT STEVEN N 405 15.4167 405 15.4167 6,237
2009-07-28 CH RAPPAPORT STEVEN N 349 16.8900 349 16.8900 5,895

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AEF / abrdn Emerging Markets ex-China Fund, Inc. Insider Trades
Insider Sales AEF / abrdn Emerging Markets ex-China Fund, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AEF / abrdn Emerging Markets ex-China Fund, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AEF / abrdn Emerging Markets ex-China Fund, Inc. Insider Trades
Insider Purchases CIK / Credit Suisse Asset Management Income Fund, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AEF / abrdn Emerging Markets ex-China Fund, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2017-12-26 CIK RAPPAPORT STEVEN N 1,256 3.5800 1,256 3.5800 4,496 22 3.3300 -314 -6.97
2017-07-25 CIK RAPPAPORT STEVEN N 1,253 3.5900 1,253 3.5900 4,498
2016-12-27 CIK RAPPAPORT STEVEN N 1,293 3.4800 1,293 3.4800 4,500
2016-07-25 CIK RAPPAPORT STEVEN N 1,351 3.3300 1,351 3.3300 4,499
2015-12-28 CIK RAPPAPORT STEVEN N 2,812 3.2000 2,812 3.2000 8,998
2015-07-27 CIK RAPPAPORT STEVEN N 2,528 3.5600 2,528 3.5600 9,000
2015-07-27 CIK RAPPAPORT STEVEN N 2,528 3.5600 2,528 3.5600 9,000
2014-12-26 CIK RAPPAPORT STEVEN N 2,486 3.6200 2,486 3.6200 8,999
2014-07-25 CIK RAPPAPORT STEVEN N 4,437 3.8600 4,437 3.8600 17,127
2013-12-26 CIK RAPPAPORT STEVEN N 3,729 3.8400 3,729 3.8400 14,320
2013-07-25 CIK RAPPAPORT STEVEN N 2,073 3.8100 2,073 3.8100 7,898
2012-12-26 CIK RAPPAPORT STEVEN N 2,078 3.8000 2,078 3.8000 7,896
2012-07-25 CIK RAPPAPORT STEVEN N 2,135 3.7000 2,135 3.7000 7,900

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CIK / Credit Suisse Asset Management Income Fund, Inc. Insider Trades
Insider Sales CIK / Credit Suisse Asset Management Income Fund, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AEF / abrdn Emerging Markets ex-China Fund, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CIK / Credit Suisse Asset Management Income Fund, Inc. Insider Trades
Insider Purchases DHY / Credit Suisse High Yield Bond Fund, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AEF / abrdn Emerging Markets ex-China Fund, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2017-12-26 DHY RAPPAPORT STEVEN N 1,624 2.7700 1,624 2.7700 4,498 13 2.8500 130 2.90
2017-07-25 DHY RAPPAPORT STEVEN N 1,612 2.7900 1,612 2.7900 4,497
2016-12-27 DHY RAPPAPORT STEVEN N 1,679 2.6800 1,679 2.6800 4,500
2016-07-25 DHY RAPPAPORT STEVEN N 1,778 2.5300 1,778 2.5300 4,498
2015-12-28 DHY RAPPAPORT STEVEN N 3,750 2.4000 3,750 2.4000 9,000
2015-07-27 DHY RAPPAPORT STEVEN N 3,237 2.7800 3,237 2.7800 8,999
2015-07-27 DHY RAPPAPORT STEVEN N 3,237 2.7800 3,237 2.7800 8,999
2014-12-26 DHY RAPPAPORT STEVEN N 3,146 2.8600 3,146 2.8600 8,998
2014-07-25 DHY RAPPAPORT STEVEN N 15,389 3.1400 15,389 3.1400 48,322
2013-12-26 DHY RAPPAPORT STEVEN N 12,212 3.1000 12,212 3.1000 37,858
2013-07-25 DHY RAPPAPORT STEVEN N 2,564 3.0800 2,564 3.0800 7,897
2012-12-26 DHY RAPPAPORT STEVEN N 2,581 3.0600 2,581 3.0600 7,898
2012-07-25 DHY RAPPAPORT STEVEN N 2,696 2.9300 2,696 2.9300 7,899

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DHY / Credit Suisse High Yield Bond Fund, Inc. Insider Trades
Insider Sales DHY / Credit Suisse High Yield Bond Fund, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AEF / abrdn Emerging Markets ex-China Fund, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DHY / Credit Suisse High Yield Bond Fund, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Steven N Rappaport as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-03-06 2025-02-27 4 AEF abrdn Emerging Markets ex-China Fund, Inc.
Common Stock 		D - Sale to Issuer -31,757 83,197 -27.63 6.07 -192,765 505,006
2018-10-02 2018-09-28 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 10,707 10,707
2018-07-02 2018-06-29 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 10,217 10,217
2018-05-01 2018-04-27 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		J - Other -10,282 0 -100.00
2018-05-01 2018-04-27 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		J - Other -9,052 0 -100.00
2018-05-01 2018-04-27 4 AEF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
Common Stock 		J - Other 26,419 114,957 29.84
2018-05-01 2018-04-27 4 AEF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
Common Stock 		J - Other 22,552 88,538 34.18
2018-05-01 2018-04-27 4 AEF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
Common Stock 		J - Other 29,698 65,986 81.84
2018-05-01 2018-04-27 4 AEF ABERDEEN EMERGING MARKETS EQUITY INCOME FUND, INC.
Common Stock 		J - Other 16,672 36,288 84.99
2018-05-01 2018-04-27 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		J - Other -14,395 0 -100.00
2018-05-01 2018-04-27 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		J - Other -28,825 0 -100.00
2018-04-03 2018-03-30 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 10,275 10,275
2018-02-16 2018-02-14 4 icad ICAD INC
Common Stock 		A - Award 4,000 81,870 5.14
2018-01-03 2017-12-29 4 icad ICAD INC
Director Stock (right to buy) 		A - Award 8,846 8,846
2017-12-28 2017-12-26 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 1,256 69,829 1.83 3.58 4,496 249,990
2017-12-28 2017-12-26 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 1,624 301,734 0.54 2.77 4,498 835,804
2017-11-13 2017-11-08 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 450 19,616 2.35 8.87 3,986 173,948
2017-11-13 2017-11-08 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 514 28,825 1.82 7.75 3,985 223,315
2017-11-13 2017-11-08 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 151 9,052 1.69 26.50 3,992 239,900
2017-11-13 2017-11-08 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 199 14,395 1.40 20.08 3,991 289,088
2017-11-13 2017-11-08 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 276 10,282 2.76 14.43 3,989 148,361
2017-10-04 2017-09-29 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 6,958 6,958
2017-07-27 2017-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 1,253 68,573 1.86 3.59 4,498 246,179
2017-07-27 2017-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 1,612 300,110 0.54 2.79 4,497 837,307
2017-07-05 2017-06-30 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 7,286 7,286
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy) 		M - Exercise -750 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy) 		M - Exercise -750 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy) 		M - Exercise -750 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy) 		M - Exercise -1,500 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Option (right to buy) 		M - Exercise -750 0 -100.00
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock 		M - Exercise 750 77,870 0.97 2.00 1,500 155,740
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock 		M - Exercise 750 77,870 0.97 2.00 1,500 155,740
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock 		M - Exercise 750 77,870 0.97 2.00 1,500 155,740
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock 		M - Exercise 1,500 76,370 2.00 2.15 3,225 164,196
2017-04-25 2017-04-07 4 ICAD ICAD INC
Common Stock 		M - Exercise 750 74,120 1.02 2.25 1,688 166,770
2017-04-14 2017-04-12 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 224 14,197 1.60 17.83 3,991 253,129
2017-04-14 2017-04-12 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 168 8,901 1.93 23.71 3,992 211,015
2017-04-14 2017-04-12 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 545 28,311 1.96 7.31 3,984 207,038
2017-04-14 2017-04-12 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 548 19,167 2.94 7.27 3,984 139,427
2017-04-14 2017-04-12 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 295 10,006 3.04 13.51 3,989 135,160
2017-04-04 2017-03-31 4 ICAD ICAD INC
Option (right to buy) 		A - Award 5,830 5,830
2017-01-04 2017-01-03 4 ICAD ICAD INC
Common Stock 		A - Award 4,000 4,000
2017-01-04 2016-12-30 4 ICAD ICAD INC
Common Stock 		A - Award 4,437 4,437
2016-12-29 2016-12-27 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 1,293 67,320 1.96 3.48 4,500 234,275
2016-12-29 2016-12-27 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 1,679 298,498 0.57 2.68 4,500 799,975
2016-11-14 2016-11-09 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 334 9,710 3.56 11.95 3,988 116,055
2016-11-14 2016-11-09 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 245 13,973 1.78 16.30 3,990 227,788
2016-11-14 2016-11-09 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 184 8,733 2.15 21.75 3,991 189,899
2016-11-14 2016-11-09 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 611 27,766 2.25 6.52 3,983 181,072
2016-11-14 2016-11-09 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 621 18,619 3.45 6.42 3,983 119,444
2016-10-12 2016-10-10 4 ICAD ICAD INC
Option (right to buy) 		M - Exercise -750 0 -100.00
2016-10-12 2016-10-10 4 ICAD ICAD INC
Common Stock 		M - Exercise 750 64,933 1.17 3.10 2,325 201,292
2016-07-27 2016-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 1,351 66,027 2.09 3.33 4,499 219,871
2016-07-27 2016-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 1,778 296,819 0.60 2.53 4,498 750,953
2016-04-15 2016-04-13 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 331 9,377 3.66 12.04 3,988 112,924
2016-04-15 2016-04-13 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 232 13,728 1.72 17.19 3,990 236,017
2016-04-15 2016-04-13 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 207 8,549 2.48 19.31 3,991 165,115
2016-04-15 2016-04-13 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 647 27,155 2.44 6.16 3,982 167,161
2016-04-15 2016-04-13 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 653 17,998 3.77 6.10 3,982 109,733
2016-01-06 2016-01-04 4 ICAD ICAD INC
Common Stock 		A - Award 4,000 64,183 6.65 5.16 20,640 331,184
2015-12-30 2015-12-28 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 250 8,342 3.09 15.98 3,990 133,324
2015-12-30 2015-12-28 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 229 13,496 1.72 17.46 3,990 235,626
2015-12-30 2015-12-28 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 690 26,508 2.67 5.77 3,981 152,857
2015-12-30 2015-12-28 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 689 17,345 4.14 5.78 3,981 100,259
2015-12-30 2015-12-28 4 ABE ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 365 9,045 4.20 10.94 3,988 98,926
2015-12-30 2015-12-28 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,812 64,676 4.55 3.20 8,998 206,965
2015-12-30 2015-12-28 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 3,750 295,041 1.29 2.40 9,000 708,099
2015-08-20 2015-07-27 4/A DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 3,237 276,932 1.18 2.78 8,999 769,871
2015-08-20 2015-07-27 4/A CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,528 59,568 4.43 3.56 9,000 212,064
2015-07-29 2015-07-27 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 631 8,681 7.83 12.66 7,982 109,883
2015-07-29 2015-07-27 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 3,237 276,154 1.19 2.78 8,999 767,709
2015-07-29 2015-07-27 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 419 8,093 5.46 19.06 7,987 154,289
2015-07-29 2015-07-27 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 422 13,267 3.28 18.93 7,987 251,156
2015-07-29 2015-07-27 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 1,252 16,219 8.37 6.36 7,970 103,213
2015-07-29 2015-07-27 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 1,180 25,478 4.86 6.75 7,971 172,075
2015-07-29 2015-07-27 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,528 49,569 5.37 3.56 9,000 176,465
2015-04-07 2014-12-26 4/A LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 338 7,277 4.87 23.63 7,988 171,969
2015-02-19 2015-02-18 4 ICAD ICAD INC
Common Stock 		A - Award 2,000 60,183 3.44
2015-01-22 2015-01-20 4 ICAD ICAD INC
Option (right to buy) 		A - Award 4,300 4,300
2015-01-21 2015-01-15 4 icad ICAD INC
Director Stock Option (right to buy) 		M - Exercise -4,123 0 -100.00
2015-01-21 2015-01-15 4 icad ICAD INC
Common Stock 		M - Exercise 4,123 58,183 7.63 7.45 30,716 433,463
2014-12-30 2014-12-26 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 1,053 13,848 8.23 7.57 7,974 104,889
2014-12-30 2014-12-26 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 599 7,925 8.17 13.33 7,983 105,651
2014-12-30 2014-12-26 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 3,146 256,833 1.24 2.86 8,998 734,544
2014-12-30 2014-12-26 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,486 44,396 5.93 3.62 8,999 160,714
2014-12-30 2014-12-26 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 338 7,251 4.89 23.63 7,988 171,351
2014-12-30 2014-12-26 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 468 12,406 3.92 17.07 7,986 211,831
2014-12-30 2014-12-26 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 872 22,786 3.98 9.15 7,978 208,471
2014-07-29 2014-07-25 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common Stock 		P - Purchase 541 7,323 7.97 14.76 7,984 108,115
2014-07-29 2014-07-25 4 ISL ABERDEEN ISRAEL FUND, INC.
common stock 		P - Purchase 444 11,938 3.87 17.97 7,986 214,523
2014-07-29 2014-07-25 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
common stock 		P - Purchase 257 6,913 3.87 31.05 7,990 214,665
2014-07-29 2014-07-25 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 786 21,914 3.72 10.15 7,979 222,374
2014-07-29 2014-07-25 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 798 12,419 6.87 10.00 7,979 124,180
2014-07-29 2014-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 4,437 40,255 12.39 3.86 17,127 155,384
2014-07-29 2014-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 15,389 243,789 6.74 3.14 48,322 765,498
2014-01-23 2014-01-21 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 4,300 4,300
2014-01-13 2014-01-09 4 icad ICAD INC
Director Stock Option (right to buy) 		M - Exercise -4,340 0 -100.00
2014-01-13 2014-01-09 4 icad ICAD INC
Director Stock Option (right to buy) 		M - Exercise -5,135 0 -100.00
2014-01-13 2014-01-09 4 icad ICAD INC
Director Stock Option (right to buy) 		M - Exercise -4,173 0 -100.00
2014-01-13 2014-01-09 4 icad ICAD INC
Common Stock 		M - Exercise 4,340 54,060 8.73 6.10 26,474 329,766
2014-01-13 2014-01-09 4 icad ICAD INC
Common Stock 		M - Exercise 5,135 49,720 11.52 5.05 25,932 251,086
2014-01-13 2014-01-09 4 icad ICAD INC
Common Stock 		M - Exercise 4,173 44,585 10.33 6.95 29,002 309,866
2013-12-30 2013-12-26 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common stock 		P - Purchase 546 6,084 9.86 13.81 7,541 84,015
2013-12-30 2013-12-26 4 ISL ABERDEEN ISRAEL FUND, INC.
Common stock 		P - Purchase 449 11,323 4.13 16.81 7,543 190,334
2013-12-30 2013-12-26 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common stock 		P - Purchase 249 6,195 4.19 30.29 7,547 187,677
2013-12-30 2013-12-26 4 IF ABERDEEN INDONESIA FUND, INC.
Common stock 		P - Purchase 799 18,505 4.51 9.44 7,536 174,610
2013-12-30 2013-12-26 4 CH ABERDEEN CHILE FUND, INC.
Common stock 		P - Purchase 673 10,713 6.70 11.20 7,539 120,022
2013-12-30 2013-12-26 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 3,729 35,818 11.62 3.84 14,320 137,541
2013-12-30 2013-12-26 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 12,212 228,400 5.65 3.10 37,858 708,040
2013-07-30 2013-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,073 32,089 6.91 3.81 7,898 122,258
2013-07-30 2013-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 2,564 216,188 1.20 3.08 7,897 665,858
2013-07-29 2013-07-25 4 ETF ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.
Common stock 		P - Purchase 368 5,464 7.23 20.32 7,487 111,024
2013-07-29 2013-07-25 4 ISL ABERDEEN ISRAEL FUND, INC.
Common stock 		P - Purchase 492 10,875 4.74 15.22 7,484 165,510
2013-07-29 2013-07-25 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common stock 		P - Purchase 233 5,708 4.26 32.12 7,490 183,344
2013-07-29 2013-07-25 4 IF ABERDEEN INDONESIA FUND, INC.
Common stock 		P - Purchase 654 17,333 3.92 11.45 7,483 198,463
2013-07-29 2013-07-25 4 CH ABERDEEN CHILE FUND, INC.
Common stock 		P - Purchase 536 9,510 5.97 13.96 7,482 132,759
2013-01-24 2013-01-22 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 4,300 4,300
2012-12-28 2012-12-26 4 ETF ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND, INC.
Common Stock 		P - Purchase 295 5,067 6.18 21.15 6,239 107,173
2012-12-28 2012-12-26 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 468 10,081 4.87 13.32 6,237 134,279
2012-12-28 2012-12-26 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 167 5,255 3.27 37.47 6,242 196,887
2012-12-28 2012-12-26 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 537 14,178 3.94 11.60 6,235 164,541
2012-12-28 2012-12-26 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 406 8,539 5.00 15.35 6,237 131,067
2012-12-28 2012-12-26 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,078 183,209 1.15 3.80 7,896 696,194
2012-12-28 2012-12-26 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 2,581 201,268 1.30 3.06 7,898 615,881
2012-12-28 2012-12-26 4/A CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,078 28,213 7.95 3.80 7,896 107,210
2012-10-23 2012-10-22 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 1,500 1,500
2012-08-15 2012-08-13 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 7,500 7,500
2012-08-10 2012-07-25 4/A ETF ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND, INC.
Common Stock 		P - Purchase 329 4,698 7.53 18.97 6,238 89,109
2012-08-10 2012-07-25 4/A CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 405 7,932 5.37 15.42 6,237 122,289
2012-08-10 2012-07-25 4/A LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 198 5,088 4.05 31.53 6,241 160,464
2012-07-27 2012-07-25 4 ETF ABERDEEN EMERGING MARKETS TELECOMMUNICATIONS & INFRASTRUCTURE FUND, INC.
Common Stock 		P - Purchase 329 4,690 7.54 18.97 6,238 88,957
2012-07-27 2012-07-25 4 ISL ABERDEEN ISRAEL FUND, INC.
Common Stock 		P - Purchase 528 8,941 6.27 11.81 6,234 105,597
2012-07-27 2012-07-25 4 LAQ ABERDEEN LATIN AMERICA EQUITY FUND, INC.
Common Stock 		P - Purchase 198 4,809 4.29 31.53 6,241 151,645
2012-07-27 2012-07-25 4 IF ABERDEEN INDONESIA FUND, INC.
Common Stock 		P - Purchase 490 12,525 4.08 12.71 6,236 159,239
2012-07-27 2012-07-25 4 CH ABERDEEN CHILE FUND, INC.
Common Stock 		P - Purchase 405 6,878 6.25 15.42 6,237 106,039
2012-07-27 2012-07-25 4 CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,135 179,886 1.20 3.70 7,900 665,577
2012-07-27 2012-07-25 4 DHY CREDIT SUISSE HIGH YIELD BOND FUND
common shares 		P - Purchase 2,696 190,283 1.44 2.93 7,899 557,529
2012-07-27 2012-07-25 4/A CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC
common stock 		P - Purchase 2,135 34,890 6.52 3.70 7,900 129,094
2012-07-23 2012-07-20 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 3,750 3,750
2012-07-18 2012-07-16 4 PRST PRESSTEK INC /DE/
Stock Option (right to buy) 		A - Award 15,000 15,000
2012-07-18 2012-07-16 4 PRST PRESSTEK INC /DE/
Common Stock 		A - Award 30,000 69,316 76.30
2012-05-07 2012-04-20 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 3,750 3,750
2012-01-24 2012-01-20 4 icad ICAD INC
Director Stock Option (right to buy) 		A - Award 3,750 3,750
2009-07-30 2009-07-28 4 CH CHILE FUND INC
Common Stock 		P - Purchase 349 3,646 10.58 16.89 5,895 61,585
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)