John Hancock Financial Opportunities Fund
US ˙ NYSE ˙ US4097352060

Introduction

This page provides a comprehensive analysis of the known insider trading history of Thomas Rowe Wright. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Thomas Rowe Wright has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:JHS / John Hancock Income Securities Trust Director 1,030
US:PDT / John Hancock Premium Dividend Fund Director 929
US:JHI / John Hancock Investors Trust Director 875
US:HTD / John Hancock Tax-Advantaged Dividend Income Fund Director 518
US:HPS / John Hancock Preferred Income Fund III Director 794
US:HPI / John Hancock Preferred Income Fund Director 726
US:HPF / John Hancock Preferred Income Fund II Director 715
US:HEQ / John Hancock Diversified Income Fund Director 1,139
US:BTO / John Hancock Financial Opportunities Fund Director 378
US:JMP / JMP Group LLC Director of Equities 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Thomas Rowe Wright. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases BTO / John Hancock Financial Opportunities Fund - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-08 BTO Wright Thomas Rowe 378 29.5480 378 29.5480 11,169 156 37.8440 3,136 28.08

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

BTO / John Hancock Financial Opportunities Fund Insider Trades
Insider Sales BTO / John Hancock Financial Opportunities Fund - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

BTO / John Hancock Financial Opportunities Fund Insider Trades
Insider Purchases HEQ / John Hancock Diversified Income Fund - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-08 HEQ Wright Thomas Rowe 1,139 9.7011 1,139 9.7011 11,050 156 10.8600 1,321 11.95

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HEQ / John Hancock Diversified Income Fund Insider Trades
Insider Sales HEQ / John Hancock Diversified Income Fund - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HEQ / John Hancock Diversified Income Fund Insider Trades
Insider Purchases HPF / John Hancock Preferred Income Fund II - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-08 HPF Wright Thomas Rowe 715 15.3899 715 15.3899 11,004 156 16.6600 909 8.26

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HPF / John Hancock Preferred Income Fund II Insider Trades
Insider Sales HPF / John Hancock Preferred Income Fund II - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HPF / John Hancock Preferred Income Fund II Insider Trades
Insider Purchases HPI / John Hancock Preferred Income Fund - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-08 HPI Wright Thomas Rowe 726 15.1625 726 15.1625 11,008 156 16.7400 1,146 10.41

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HPI / John Hancock Preferred Income Fund Insider Trades
Insider Sales HPI / John Hancock Preferred Income Fund - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HPI / John Hancock Preferred Income Fund Insider Trades
Insider Purchases HPS / John Hancock Preferred Income Fund III - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-08 HPS Wright Thomas Rowe 794 13.7873 794 13.7873 10,947 155 15.1500 1,082 9.88

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HPS / John Hancock Preferred Income Fund III Insider Trades
Insider Sales HPS / John Hancock Preferred Income Fund III - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HPS / John Hancock Preferred Income Fund III Insider Trades
Insider Purchases HTD / John Hancock Tax-Advantaged Dividend Income Fund - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-08 HTD Wright Thomas Rowe 518 21.3000 518 21.3000 11,033 155 24.6800 1,751 15.87

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HTD / John Hancock Tax-Advantaged Dividend Income Fund Insider Trades
Insider Sales HTD / John Hancock Tax-Advantaged Dividend Income Fund - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HTD / John Hancock Tax-Advantaged Dividend Income Fund Insider Trades
Insider Purchases JHI / John Hancock Investors Trust - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-08 JHI Wright Thomas Rowe 875 12.5698 875 12.5698 10,999 156 14.4900 1,681 15.28

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

JHI / John Hancock Investors Trust Insider Trades
Insider Sales JHI / John Hancock Investors Trust - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

JHI / John Hancock Investors Trust Insider Trades
Insider Purchases JHS / John Hancock Income Securities Trust - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-10 JHS Wright Thomas Rowe 1,030 10.9000 1,030 10.9000 11,227 151 11.6600 783 6.97

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

JHS / John Hancock Income Securities Trust Insider Trades
Insider Sales JHS / John Hancock Income Securities Trust - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

JHS / John Hancock Income Securities Trust Insider Trades
Insider Purchases PDT / John Hancock Premium Dividend Fund - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BTO / John Hancock Financial Opportunities Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-08 PDT Wright Thomas Rowe 929 11.8475 929 11.8475 11,006 121 13.4600 1,498 13.61

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PDT / John Hancock Premium Dividend Fund Insider Trades
Insider Sales PDT / John Hancock Premium Dividend Fund - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BTO / John Hancock Financial Opportunities Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PDT / John Hancock Premium Dividend Fund Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Thomas Rowe Wright as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-04-11 2025-04-10 4 JHS JOHN HANCOCK INCOME SECURITIES TRUST
Common Shares of Beneficial Interest
P - Purchase 1,030 1,030 10.90 11,227 11,227
2025-04-09 2025-04-08 4 PDT JOHN HANCOCK PREMIUM DIVIDEND FUND
Common Shares of Beneficial Interest
P - Purchase 929 929 11.85 11,006 11,006
2025-04-09 2025-04-08 4 JHI JOHN HANCOCK INVESTORS TRUST
Common Shares of Beneficial Interest
P - Purchase 875 875 12.57 10,999 10,999
2025-04-09 2025-04-08 4 HTD JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND
Common Shares of Beneficial Interest
P - Purchase 518 518 21.30 11,033 11,033
2025-04-09 2025-04-08 4 HPS JOHN HANCOCK PREFERRED INCOME FUND III
Common Shares of Beneficial Interest
P - Purchase 794 794 13.79 10,947 10,947
2025-04-09 2025-04-08 4 HPI JOHN HANCOCK PREFERRED INCOME FUND
Common Shares of Beneficial Interest
P - Purchase 726 726 15.16 11,008 11,008
2025-04-09 2025-04-08 4 HPF JOHN HANCOCK PREFERRED INCOME FUND II
Common Shares of Beneficial Interest
P - Purchase 715 715 15.39 11,004 11,004
2025-04-09 2025-04-08 4 HEQ John Hancock Diversified Income Fund
Common Shares of Beneficial Interest
P - Purchase 1,139 1,139 9.70 11,050 11,050
2025-04-09 2025-04-08 4 BTO JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND
Common Shares of Beneficial Interest
P - Purchase 378 378 29.55 11,169 11,169
2021-11-17 2021-11-15 4 JMP JMP GROUP LLC
Restricted Share Unit
D - Sale to Issuer -5,862 0 -100.00
2021-11-17 2021-11-15 4 JMP JMP GROUP LLC
Common Shares
D - Sale to Issuer -429,058 0 -100.00 7.50 -3,217,935
2020-12-03 2020-12-01 4 JMP JMP GROUP LLC
Restricted Share Unit
M - Exercise -5,861 5,862 -50.00
2020-12-03 2020-12-01 4 JMP JMP GROUP LLC
Restricted Share Unit
M - Exercise -17,562 11,723 -59.97
2020-12-03 2020-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise -2,240 429,058 -0.52 3.09 -6,932 1,327,763
2020-12-03 2020-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise -6,712 431,298 -1.53 3.09 -20,771 1,334,695
2020-12-03 2020-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise 5,861 438,010 1.36
2020-12-03 2020-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise 17,562 432,149 4.24
2020-05-27 2020-05-26 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 575 414,587 0.14 2.80 1,607 1,158,936
2020-05-21 2020-05-21 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 750 414,012 0.18 2.73 2,047 1,129,797
2020-05-21 2020-05-20 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 500 413,262 0.12 2.73 1,367 1,129,941
2020-05-21 2020-05-19 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 500 412,762 0.12 2.71 1,356 1,119,699
2020-05-18 2020-05-18 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 1,000 412,262 0.24 2.71 2,712 1,118,178
2020-05-15 2020-05-15 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 1,500 411,262 0.37 2.66 3,995 1,095,314
2020-05-14 2020-05-14 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 1,300 409,762 0.32 2.68 3,482 1,097,548
2020-05-14 2020-05-13 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 1,000 408,462 0.25 2.70 2,696 1,101,173
2020-05-12 2020-05-12 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 2,000 407,462 0.49 2.64 5,276 1,074,926
2020-05-12 2020-05-11 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 552 405,462 0.14 2.63 1,454 1,068,190
2020-05-08 2020-05-08 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 1,500 404,910 0.37 2.63 3,952 1,066,695
2020-05-08 2020-05-07 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 3,300 403,410 0.82 2.61 8,599 1,051,165
2020-05-06 2020-05-06 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 1,750 400,110 0.44 2.49 4,350 994,553
2020-05-06 2020-05-05 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 2,000 398,360 0.50 2.48 4,964 988,650
2020-05-05 2020-05-04 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 1,750 396,360 0.44 2.45 4,284 970,369
2020-02-06 2020-02-05 4 JMP JMP GROUP LLC
Restricted Share Unit
A - Award 11,723 29,285 66.75
2019-12-03 2019-12-02 4 JMP JMP GROUP LLC
Restricted Share Unit
M - Exercise -17,562 17,562 -50.00
2019-12-03 2019-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise -6,712 394,610 -1.67 3.24 -21,747 1,278,536
2019-12-03 2019-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise 17,562 401,322 4.58
2019-02-07 2019-02-06 4 JMP JMP GROUP LLC
Restricted Share Unit
A - Award 35,124 35,124
2018-12-04 2018-12-01 4 JMP JMP GROUP LLC
Restricted Share Unit
M - Exercise -3,552 0 -100.00
2018-12-04 2018-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise -1,357 383,760 -0.35 4.91 -6,663 1,884,262
2018-12-04 2018-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise 3,552 385,117 0.93
2018-10-29 2018-10-29 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 6,119 381,565 1.63 5.01 30,629 1,909,962
2018-10-29 2018-10-26 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 6,350 375,446 1.72 4.95 31,446 1,859,246
2017-12-05 2017-12-01 4 JMP JMP GROUP LLC
Restricted Share Unit
M - Exercise -5,736 3,552 -61.76
2017-12-05 2017-12-01 4 JMP JMP GROUP LLC
Restricted Share Unit
M - Exercise -3,552 9,288 -27.66
2017-12-05 2017-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise -2,364 369,096 -0.64 5.38 -12,718 1,985,736
2017-12-05 2017-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise -1,464 371,460 -0.39 5.38 -7,876 1,998,455
2017-12-05 2017-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise 5,736 372,924 1.56
2017-12-05 2017-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise 3,552 367,188 0.98
2017-11-29 2017-11-28 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 12,500 363,636 3.56 5.33 66,584 1,936,980
2017-02-14 2017-02-07 4 JMP JMP GROUP LLC
Restricted Share Unit
A - Award 7,104 12,840 123.85
2016-12-05 2016-12-01 4 JMP JMP GROUP LLC
Restricted Share Unit
M - Exercise -5,736 5,736 -50.00
2016-12-05 2016-12-01 4 JMP JMP GROUP LLC
Restricted Share Unit
M - Exercise -20,805 11,472 -64.46
2016-12-05 2016-12-01 4 JMP JMP GROUP LLC
Common Shares
F - Taxes -2,120 351,136 -0.60 6.22 -13,186 2,184,066
2016-12-05 2016-12-01 4 JMP JMP GROUP LLC
Common Shares
F - Taxes -7,691 353,256 -2.13 6.22 -47,838 2,197,252
2016-12-05 2016-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise 5,736 360,947 1.61
2016-12-05 2016-12-01 4 JMP JMP GROUP LLC
Common Shares
M - Exercise 20,805 355,211 6.22
2016-10-31 2016-10-28 4 JMP JMP GROUP LLC
Common Shares
P - Purchase 7,500 334,406 2.29 5.75 43,155 1,924,172
2016-03-14 3 JMP JMP GROUP LLC
Common Shares
653,812
2016-03-14 3 JMP JMP GROUP LLC
Common Shares
653,812
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)