Aqua Metals, Inc.
US ˙ NasdaqCM ˙ US03837J1016

Introduction

This page provides a comprehensive analysis of the known insider trading history of Mark Weinswig. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Mark Weinswig has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:OUST / Ouster, Inc. Chief Financial Officer 173,960
US:VLDR / Velodyne Lidar Inc Chief Financial Officer 0
US:AVGR / Avinger, Inc. Chief Financial Officer 16,667
US:AQMS / Aqua Metals, Inc. Chief Financial Officer 2,219
US:EMKR / Emcore Corporation Chief Financial Officer 100,185
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Mark Weinswig. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases AQMS / Aqua Metals, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AQMS / Aqua Metals, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AQMS / Aqua Metals, Inc. Insider Trades
Insider Sales AQMS / Aqua Metals, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AQMS / Aqua Metals, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AQMS / Aqua Metals, Inc. Insider Trades
Insider Purchases OUSTZ / Ouster, Inc. - Equity Warrant - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AQMS / Aqua Metals, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

OUSTZ / Ouster, Inc. - Equity Warrant Insider Trades
Insider Sales OUSTZ / Ouster, Inc. - Equity Warrant - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AQMS / Aqua Metals, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2024-12-12 OUST WEINSWIG MARK 19,712 9.6906 19,712 9.6906 191,021 117 6.6100 -60,725 -31.79
2024-11-29 OUST WEINSWIG MARK 518 9.7000 518 9.7000 5,025
2024-09-12 OUST WEINSWIG MARK 2,540 6.1633 2,540 6.1633 15,655
2024-08-29 OUST WEINSWIG MARK 519 7.3500 519 7.3500 3,815
2024-06-12 OUST WEINSWIG MARK 2,535 11.1411 2,535 11.1411 28,243
2024-05-29 OUST WEINSWIG MARK 7,159 11.7158 7,159 11.7158 83,873
2024-03-12 OUST WEINSWIG MARK 3,079 5.1287 3,079 5.1287 15,791
2024-02-29 OUST WEINSWIG MARK 597 5.4300 597 5.4300 3,242
2023-12-12 OUST WEINSWIG MARK 2,462 5.9824 2,462 5.9824 14,729
2023-11-29 OUST WEINSWIG MARK 504 5.2600 504 5.2600 2,651
2023-09-12 OUST WEINSWIG MARK 2,514 4.8094 2,514 4.8094 12,091
2023-08-29 OUST WEINSWIG MARK 504 5.6000 504 5.6000 2,822
2023-06-12 OUST WEINSWIG MARK 2,462 5.6614 2,462 5.6614 13,938
2023-05-30 OUST WEINSWIG MARK 8,203 6.5900 8,203 6.5900 54,058

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

OUSTZ / Ouster, Inc. - Equity Warrant Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Mark Weinswig as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2024-12-16 2024-12-12 4 OUST Ouster, Inc.
Common Stock
S - Sale -19,712 173,960 -10.18 9.69 -191,021 1,685,777
2024-12-03 2024-11-29 4 OUST Ouster, Inc.
Common Stock
S - Sale -518 193,672 -0.27 9.70 -5,025 1,878,618
2024-11-22 2024-11-21 4 OUST Ouster, Inc.
Common Stock
S - Sale X -4,460 194,190 -2.25 8.91 -39,750 1,730,718
2024-11-22 2024-11-20 4 OUST Ouster, Inc.
Common Stock
S - Sale X -7,177 198,650 -3.49 8.72 -62,554 1,731,414
2024-11-22 2024-11-20 4 OUST Ouster, Inc.
Common Stock
S - Sale X -24,220 205,827 -10.53 8.73 -211,353 1,796,129
2024-09-16 2024-09-12 4 OUST Ouster, Inc.
Common Stock
S - Sale -2,540 227,047 -1.11 6.16 -15,655 1,399,359
2024-08-30 2024-08-29 4 OUST Ouster, Inc.
Common Stock
S - Sale -519 229,587 -0.23 7.35 -3,815 1,687,464
2024-06-13 2024-06-12 4 OUST Ouster, Inc.
Common Stock
S - Sale -2,535 230,106 -1.09 11.14 -28,243 2,563,634
2024-05-30 2024-05-29 4 OUST Ouster, Inc.
Common Stock
S - Sale -7,159 232,641 -2.99 11.72 -83,873 2,725,575
2024-04-04 2024-04-02 4 OUST Ouster, Inc.
Common Stock
S - Sale X -4,538 236,800 -1.88 10.00 -45,380 2,368,000
2024-04-04 2024-04-02 4 OUST Ouster, Inc.
Common Stock
S - Sale X -15,452 241,338 -6.02 9.16 -141,568 2,211,090
2024-04-01 2024-03-28 4 OUST Ouster, Inc.
Common Stock
A - Award 83,087 256,790 47.83
2024-03-13 2024-03-12 4 OUST Ouster, Inc.
Common Stock
S - Sale -3,079 173,703 -1.74 5.13 -15,791 890,871
2024-03-04 2024-02-29 4 OUST Ouster, Inc.
Common Stock
S - Sale -597 176,782 -0.34 5.43 -3,242 959,926
2023-12-13 2023-12-12 4 OUST Ouster, Inc.
Common Stock
S - Sale -2,462 177,379 -1.37 5.98 -14,729 1,061,152
2023-11-30 2023-11-29 4 OUST Ouster, Inc.
Common Stock
S - Sale -504 179,841 -0.28 5.26 -2,651 945,964
2023-09-13 2023-09-12 4 OUST Ouster, Inc.
Common Stock
S - Sale -2,514 177,345 -1.40 4.81 -12,091 852,923
2023-08-30 2023-08-29 4 OUST Ouster, Inc.
Common Stock
S - Sale -504 179,859 -0.28 5.60 -2,822 1,007,210
2023-06-14 2023-06-12 4 OUST Ouster, Inc.
Common Stock
S - Sale -2,462 180,363 -1.35 5.66 -13,938 1,021,107
2023-05-31 2023-05-30 4 OUST Ouster, Inc.
Common Stock
S - Sale -8,203 182,825 -4.29 6.59 -54,058 1,204,817
2023-03-20 2023-03-16 4 OUST Ouster, Inc.
Common Stock
A - Award 1,120,000 1,910,279 141.72
2023-02-14 2023-02-10 4 OUST Ouster, Inc.
Common Stock
A - Award 790,279 790,279
2023-02-13 2023-02-10 4 VLDR Velodyne Lidar, Inc.
Common Stock
D - Sale to Issuer -963,286 0 -100.00
2023-02-13 2023-02-10 4 VLDR Velodyne Lidar, Inc.
Common Stock
D - Sale to Issuer -654,587 963,286 -40.46
2022-06-03 2022-06-01 4 VLDR Velodyne Lidar, Inc.
Common Stock
A - Award 1,309,174 1,589,711 466.67
2022-06-03 2022-06-01 4 VLDR Velodyne Lidar, Inc.
Common Stock
A - Award 280,537 280,537
2021-09-20 2021-09-18 4 AVGR Avinger Inc
Restricted Stock Units
M - Exercise -16,667 16,667 -50.00
2021-09-20 2021-09-18 4 AVGR Avinger Inc
Common Stock
M - Exercise 16,667 80,382 26.16
2021-09-07 2021-09-05 4 AVGR Avinger Inc
Restricted Stock Unit
M - Exercise -8,333 0 -100.00
2021-09-07 2021-09-05 4 AVGR Avinger Inc
Common Stock
M - Exercise 8,333 63,715 15.05
2020-09-24 2020-09-22 4 AVGR Avinger Inc
Common Stock
S - Sale -6,097 55,382 -9.92 0.33 -2,015 18,304
2020-09-21 2020-09-18 4 AVGR Avinger Inc
Restricted Stock Units
M - Exercise -16,666 33,334 -33.33
2020-09-21 2020-09-18 4 AVGR Avinger Inc
Common Stock
M - Exercise 16,666 61,479 37.19
2020-09-11 2020-09-08 4 AVGR Avinger Inc
Common Stock
S - Sale -2,991 44,813 -6.26 0.40 -1,210 18,136
2020-09-09 2020-09-05 4 AVGR Avinger Inc
Restricted Stock Unit
M - Exercise -8,333 8,333 -50.00
2020-09-09 2020-09-05 4 AVGR Avinger Inc
Common Stock
M - Exercise 8,333 47,804 21.11
2020-05-01 2020-04-30 4 AVGR Avinger Inc
Common Stock
A - Award 3,597 39,471 10.03 0.28 1,000 10,973
2020-04-16 2020-04-15 4 AVGR Avinger Inc
Common Stock
A - Award 2,326 35,874 6.93 0.43 1,000 15,419
2020-04-01 2020-03-31 4 AVGR Avinger Inc
Common Stock
A - Award 2,409 33,548 7.74 0.42 1,000 13,922
2020-03-17 2020-03-13 4 AVGR Avinger Inc
Common Stock
A - Award 2,625 31,139 9.21 0.38 1,000 11,861
2020-03-02 2020-02-28 4 AVGR Avinger Inc
Common Stock
A - Award 1,638 28,514 6.09 0.61 1,000 17,402
2020-02-18 2020-02-14 4 AVGR Avinger Inc
Common Stock
A - Award 1,615 26,876 6.39 0.69 1,114 18,544
2020-02-03 2020-01-31 4 AVGR Avinger Inc
Common Stock
A - Award 1,639 25,261 6.94 0.61 1,000 15,409
2020-01-16 2020-01-15 4 AVGR Avinger Inc
Common Stock
A - Award 952 23,622 4.20 1.05 1,000 24,803
2020-01-02 2019-12-31 4 AVGR Avinger Inc
Common Stock
A - Award 877 22,670 4.02 1.14 1,000 25,844
2019-12-17 2019-12-15 4 AVGR Avinger Inc
Common Stock
A - Award 793 21,793 3.78 1.26 999 27,459
2019-12-03 2019-11-30 4 AVGR Avinger Inc
Common Stock
A - Award 662 21,000 3.25 1.51 1,000 31,710
2019-11-18 2019-11-15 4 AVGR Avinger Inc
Common Stock
A - Award 1,069 20,338 5.55 0.93 999 19,012
2019-11-04 2019-10-31 4 AVGR Avinger Inc
Common Stock
A - Award 793 19,269 4.29 1.26 999 24,277
2019-10-17 2019-10-15 4 AVGR Avinger Inc
Common Stock
A - Award 1,250 18,476 7.26 0.80 1,000 14,777
2019-10-02 2019-09-30 4 AVGR Avinger Inc
Common Stock
A - Award 1,217 17,226 7.60 0.82 999 14,146
2019-09-20 2019-09-18 4 AVGR Avinger Inc
Restricted Stock Units
A - Award 50,000 50,000
2019-09-17 2019-09-13 4 AVGR Avinger Inc
Common Stock
A - Award 884 16,009 5.84 1.13 999 18,090
2019-09-09 2019-09-05 4 AVGR Avinger Inc
Restricted Stock Unit
M - Exercise -8,334 16,666 -33.34
2019-09-09 2019-09-05 4 AVGR Avinger Inc
Common Stock
M - Exercise 8,334 15,125 122.72
2019-09-04 2019-08-30 4 AVGR Avinger Inc
Common Stock
A - Award 892 6,791 15.12 1.12 999 7,606
2019-08-16 2019-08-15 4 AVGR Avinger Inc
Common Stock
A - Award 657 5,899 12.53 1.52 999 8,966
2019-08-02 2019-08-01 4 AVGR Avinger Inc
Common Stock
A - Award 518 5,242 10.97 1.93 1,000 10,117
2019-07-16 2019-07-15 4 AVGR Avinger Inc
Common Stock
A - Award 368 4,724 8.45 2.72 1,001 12,849
2019-07-02 2019-06-28 4 AVGR Avinger Inc
Common Stock
A - Award 330 4,356 8.20 3.03 1,000 13,199
2019-06-17 2019-06-14 4 AVGR Avinger Inc
Common Stock
A - Award 2,232 40,267 5.87 0.45 1,000 18,040
2019-06-04 2019-05-31 4 AVGR Avinger Inc
Common Stock
A - Award 1,941 38,035 5.38 0.52 1,000 19,588
2019-05-16 2019-05-15 4 AVGR Avinger Inc
Common Stock
A - Award 1,951 36,094 5.71 0.51 999 18,491
2019-05-01 2019-04-30 4 AVGR Avinger Inc
Common Stock
A - Award 1,666 34,143 5.13 0.60 1,000 20,486
2019-04-16 2019-04-15 4 AVGR Avinger Inc
Common Stock
A - Award 1,497 32,477 4.83 0.67 999 21,682
2019-04-05 2019-03-29 4 AVGR Avinger Inc
Common Stock
A - Award 1,045 30,980 3.49 0.96 999 29,626
2019-03-19 2019-03-15 4 AVGR Avinger Inc
Common Stock
A - Award 1,123 29,935 3.90 0.89 999 26,642
2019-03-04 2019-02-28 4 AVGR Avinger Inc
Common Stock
A - Award 1,515 28,812 5.55 0.66 1,000 19,013
2019-02-19 2019-02-15 4 AVGR Avinger Inc
Common Stock
A - Award 2,278 27,297 9.11 0.44 1,000 11,981
2019-02-04 2019-01-31 4 AVGR Avinger Inc
Common Stock
A - Award 2,993 25,019 13.59 0.33 1,000 8,359
2019-01-17 2019-01-15 4 AVGR Avinger Inc
Common Stock
A - Award 3,362 22,026 18.01 0.30 1,000 6,551
2019-01-02 2018-12-31 4 AVGR Avinger Inc
Common Stock
A - Award 3,720 18,664 24.89 0.27 1,000 5,017
2018-12-17 2018-12-14 4 AVGR Avinger Inc
Common Stock
A - Award 3,078 14,944 25.94 0.32 1,000 4,854
2018-12-03 2018-11-30 4 AVGR Avinger Inc
Common Stock
A - Award 3,225 11,866 37.32 0.31 1,000 3,678
2018-11-16 2018-11-15 4 AVGR Avinger Inc
Common Stock
A - Award 3,274 8,641 61.00 0.31 1,000 2,639
2018-11-01 2018-10-31 4 AVGR Avinger Inc
Common Stock
A - Award 3,034 5,367 130.05 0.33 1,000 1,768
2018-10-16 2018-10-15 4 AVGR Avinger Inc
Common Stock
A - Award 877 2,333 60.23 1.14 1,000 2,660
2018-10-01 2018-09-28 4 AVGR Avinger Inc
Common Stock
A - Award 757 1,456 108.30 1.32 999 1,922
2018-09-17 2018-09-14 4 AVGR Avinger Inc
Common Stock
A - Award 699 699 1.43 1,000 1,000
2018-09-07 2018-09-05 4 AVGR Avinger Inc
Restricted Stock Units
A - Award 250,000 250,000
2018-07-16 3 AVGR Avinger Inc
Common Stock
0
2018-02-23 2018-02-23 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 192 2,219 9.47 2.60 499 5,769
2018-02-12 2018-02-09 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 310 2,027 18.05 1.61 499 3,263
2018-01-30 2018-01-26 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 256 1,717 17.52 1.95 499 3,348
2018-01-16 2018-01-12 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 259 1,461 21.55 1.93 500 2,820
2018-01-02 2017-12-29 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 236 1,202 24.43 2.12 500 2,548
2017-12-18 2017-12-15 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 251 966 35.10 1.99 499 1,922
2017-12-01 2017-12-01 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 170 715 31.19 2.94 500 2,102
2017-11-20 2017-11-17 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 154 545 39.39 3.25 500 1,771
2017-11-06 2017-11-03 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 135 391 52.73 3.72 502 1,455
2017-10-20 2017-10-20 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 93 256 57.06 5.37 499 1,375
2017-10-06 2017-10-06 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 72 163 79.12 6.91 498 1,126
2017-09-25 2017-09-22 4 AQMS Aqua Metals, Inc.
Common Stock
A - Award 91 91 5.49 500 500
2016-02-18 2016-02-17 4 EMKR EMCORE CORP
Common Stock
S - Sale -4,800 100,185 -4.57 5.08 -24,384 508,940
2016-02-18 2016-02-16 4 EMKR EMCORE CORP
Restricted Stock Units
A - Award 37,500 37,500
2016-02-18 2016-02-16 4 EMKR EMCORE CORP
Common Stock
A - Award 12,500 104,985 13.52
2016-01-08 2016-01-06 4 EMKR EMCORE CORP
Common Stock
S - Sale X -163 86,639 -0.19 5.78 -942 500,773
2016-01-08 2016-01-06 4 EMKR EMCORE CORP
Common Stock
S - Sale X -5,504 86,802 -5.96 5.77 -31,758 500,848
2016-01-08 2016-01-05 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -12,500 25,000 -33.33
2016-01-08 2016-01-05 4 EMKR EMCORE CORP
Common Stock
M - Exercise 12,500 92,306 15.66
2016-01-08 2015-01-05 4/A EMKR EMCORE CORP
Restricted Stock Units
A - Award 37,500 37,500
2016-01-08 2015-01-05 4/A EMKR EMCORE CORP
Common Stock
A - Award 12,500 103,911 13.67
2015-11-02 2015-11-02 4 EMKR EMCORE CORP
Common Stock
S - Sale X -18,512 86,056 -17.70 7.00 -129,584 602,392
2015-01-07 2015-01-06 4 EMKR EMCORE CORP
Common Stock
S - Sale X -89 104,568 -0.09 5.21 -464 544,810
2015-01-07 2015-01-06 4 EMKR EMCORE CORP
Common Stock
S - Sale X -5,504 104,657 -5.00 5.18 -28,511 542,123
2015-01-07 2015-01-05 4 EMKR EMCORE CORP
Restricted Stock Units
A - Award 56,250 56,250
2015-01-07 2015-01-05 4 EMKR EMCORE CORP
Common Stock
A - Award 18,750 110,161 20.51
2014-12-12 2014-12-11 4 EMKR EMCORE CORP
Common Stock
S - Sale X -23,987 91,411 -20.79 5.03 -120,655 459,797
2014-12-12 2014-12-10 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -50,000 0 -100.00
2014-12-12 2014-12-10 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -10,000 0 -100.00
2014-12-12 2014-12-10 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -13,333 0 -100.00
2014-12-12 2014-12-10 4 EMKR EMCORE CORP
Common Stock
M - Exercise 50,000 115,398 76.45
2014-12-12 2014-12-10 4 EMKR EMCORE CORP
Common Stock
M - Exercise 10,000 65,398 18.05
2014-12-12 2014-12-10 4 EMKR EMCORE CORP
Common Stock
M - Exercise 13,333 55,398 31.70
2014-12-09 2014-12-08 4 EMKR EMCORE CORP
Common Stock
S - Sale X -4 42,065 -0.01 5.13 -21 215,793
2014-12-09 2014-12-08 4 EMKR EMCORE CORP
Common Stock
S - Sale X -977 42,069 -2.27 5.10 -4,983 214,552
2014-12-09 2014-12-06 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -3,000 3,000 -50.00
2014-12-09 2014-12-06 4 EMKR EMCORE CORP
Common Stock
M - Exercise 3,000 43,046 7.49
2014-11-25 2014-11-24 4 EMKR EMCORE CORP
Common Stock
S - Sale X -1,625 40,046 -3.90 5.21 -8,466 208,640
2014-11-25 2014-11-22 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -5,000 10,000 -33.33
2014-11-25 2014-11-22 4 EMKR EMCORE CORP
Common Stock
M - Exercise 5,000 41,671 13.63
2014-08-26 2014-08-25 4 EMKR EMCORE CORP
Common Stock
S - Sale X -1,327 36,671 -3.49 4.23 -5,613 155,118
2014-08-26 2014-08-22 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -4,166 0 -100.00
2014-08-26 2014-08-22 4 EMKR EMCORE CORP
Common Stock
M - Exercise 4,166 37,998 12.31
2014-02-25 2014-02-24 4 EMKR EMCORE CORP
Common Stock
A - Award 3,931 33,832 13.15 3.31 12,998 111,866
2014-01-24 2014-01-23 4 EMKR EMCORE CORP
Restricted Stock Units
A - Award 50,000 50,000
2014-01-17 2014-01-16 4 EMKR EMCORE CORP
Common Stock
S - Sale X -2,521 29,901 -7.78 4.79 -12,076 143,226
2014-01-17 2014-01-16 4 EMKR EMCORE CORP
Common Stock
S - Sale X -85 32,422 -0.26 4.88 -415 158,223
2014-01-17 2014-01-15 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -6,667 13,333 -33.34
2014-01-17 2014-01-15 4 EMKR EMCORE CORP
Common Stock
M - Exercise 6,667 32,507 25.80
2013-12-11 2013-12-09 4 EMKR EMCORE CORP
Common Stock
S - Sale X -40 25,840 -0.15 4.60 -184 118,864
2013-12-11 2013-12-09 4 EMKR EMCORE CORP
Common Stock
S - Sale X -977 25,880 -3.64 4.59 -4,484 118,789
2013-12-11 2013-12-06 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -3,000 3,000 -50.00
2013-12-11 2013-12-06 4 EMKR EMCORE CORP
Common Stock
M - Exercise 3,000 26,857 12.57
2013-11-26 2013-11-25 4 EMKR EMCORE CORP
Common Stock
S - Sale X -2 23,857 -0.01 4.95 -10 118,092
2013-11-26 2013-11-25 4 EMKR EMCORE CORP
Common Stock
S - Sale X -1,625 23,859 -6.38 4.91 -7,979 117,148
2013-11-26 2013-11-22 4 EMKR EMCORE CORP
Restricted Stock Units
A - Award 15,000 15,000
2013-11-26 2013-11-22 4 EMKR EMCORE CORP
Common Stock
A - Award 5,000 25,484 24.41
2013-08-26 2013-08-23 4 EMKR EMCORE CORP
Common Stock
A - Award 3,415 20,484 20.01 3.35 11,437 68,601
2013-08-26 2013-08-23 4 EMKR EMCORE CORP
Common Stock
S - Sale X -1,346 17,069 -7.31 3.84 -5,168 65,542
2013-08-26 2013-08-22 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -4,167 4,166 -50.01
2013-08-26 2013-08-22 4 EMKR EMCORE CORP
Common Stock
M - Exercise 4,167 18,415 29.25
2013-02-27 2013-02-27 4 EMKR EMCORE CORP
Common Stock
D - Sale to Issuer -6,700 14,248 -31.98 5.66 -37,922 80,644
2013-02-27 2013-02-25 4 EMKR EMCORE CORP
Common Stock
D - Sale to Issuer -3,013 20,948 -12.57 6.00 -18,063 125,583
2013-02-14 2013-02-13 4 EMKR EMCORE CORP
Common Stock
S - Sale -2,448 23,961 -9.27 6.21 -15,202 148,798
2013-01-16 2013-01-15 4 EMKR EMCORE CORP
Restricted Stock Units
A - Award 20,000 20,000
2012-12-10 2012-12-07 4 EMKR EMCORE CORP
Common Stock
S - Sale X -1,140 26,409 -4.14 3.97 -4,522 104,757
2012-12-10 2012-12-06 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -3,000 6,000 -33.33
2012-12-10 2012-12-06 4 EMKR EMCORE CORP
Common Stock
M - Exercise 3,000 27,549 12.22
2012-08-24 2012-08-23 4 EMKR EMCORE CORP
Common Stock
S - Sale X -1,353 24,549 -5.22 4.97 -6,728 122,075
2012-08-24 2012-08-22 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -4,167 8,333 -33.34
2012-08-24 2012-08-22 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise 4,167 25,902 19.17
2012-08-21 2012-08-17 4 EMKR EMCORE CORP
Common Stock
A - Award 280 21,735 1.31 5.35 1,498 116,282
2012-08-06 2012-08-03 4 EMKR EMCORE CORP
Common Stock
A - Award 299 21,455 1.41 5.02 1,501 107,704
2012-07-23 2012-07-20 4 EMKR EMCORE CORP
Common Stock
A - Award 310 21,156 1.49 4.84 1,500 102,395
2012-07-09 2012-07-06 4 EMKR EMCORE CORP
Common Stock
A - Award 337 20,846 1.64 4.45 1,500 92,765
2012-06-27 2012-06-27 4 EMKR EMCORE CORP
Common Stock
S - Sale X -3,650 20,509 -15.11 4.00 -14,600 82,036
2012-06-27 2012-06-25 4 EMKR EMCORE CORP
Common Stock
A - Award 12,500 24,159 107.21
2012-06-26 2012-06-22 4 EMKR EMCORE CORP
Common Stock
A - Award 392 11,659 3.48 3.82 1,497 44,537
2012-06-11 2012-06-08 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 376 11,267 3.45 3.99 1,500 44,955
2012-05-29 2012-05-25 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 379 10,891 3.61 3.96 1,501 43,128
2012-05-15 2012-05-11 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 328 10,512 3.22 4.57 1,499 48,040
2012-05-02 2012-04-27 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 326 10,184 3.31 4.60 1,500 46,846
2012-04-17 2012-04-13 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 356 9,858 3.75 4.22 1,502 41,601
2012-04-03 2012-03-30 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 314 9,502 3.42 4.77 1,498 45,325
2012-03-19 2012-03-16 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 344 9,188 3.89 4.37 1,503 40,152
2012-03-08 2012-02-24 4/A EMKR EMCORE CORP
Emcore Common Stock
A - Award 2,448 8,474 40.62 4.41 10,796 37,370
2012-03-06 2012-03-02 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 370 8,844 4.37 4.05 1,498 35,818
2012-02-28 2012-02-24 4 EMKR EMCORE CORP
Emcore Common Stock
P - Purchase 2,448 8,474 40.62 4.41 10,796 37,370
2012-02-22 2012-02-17 4 EMKR EMCORE CORP
Emcore Common Stock
S - Sale -974 6,026 -13.91
2012-02-21 2012-02-17 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 281 6,999 4.18 5.33 1,498 37,306
2012-02-16 2012-02-14 4 EMKR EMCORE CORP
Restricted Stock Units
M - Exercise -12,000 36,000 -25.00
2012-02-16 2012-02-14 4 EMKR EMCORE CORP
Emcore Common Stock
M - Exercise 12,000 26,873 80.68
2012-02-07 2012-02-03 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 1,095 14,873 7.95 1.37 1,500 20,376
2012-02-01 2011-12-07 4/A EMKR EMCORE CORP
Restricted Stock Units
A - Award 48,000 48,000
2012-02-01 2011-08-22 4/A EMKR EMCORE CORP
Restricted Stock Units
A - Award 50,000 50,000
2012-01-24 2012-01-20 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 1,230 113,008 1.10 1.22 1,501 137,870
2012-01-10 2012-01-06 4 EMKR EMCORE CORP
Emcore Common Stock
A - Award 1,456 111,778 1.32 1.03 1,500 115,131
2011-02-23 2011-02-18 4 EMKR EMCORE CORP
Common Stock
A - Award 625 625 2.40 1,500 1,500
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)