Urban One, Inc.
US ˙ NasdaqCM ˙ US91705J2042

Introduction

This page provides a comprehensive analysis of the known insider trading history of Peter Thompson. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Peter Thompson has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:UONEK / Urban One, Inc. CFO/EVP 220,642
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Peter Thompson. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases UONEK / Urban One, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in UONEK / Urban One, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

UONEK / Urban One, Inc. Insider Trades
Insider Sales UONEK / Urban One, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in UONEK / Urban One, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2024-12-11 UONEK Thompson Peter 100,000 1.0700 100,000 1.0700 107,000 146 0.4400 -63,000 -58.88
2024-09-23 UONE/UONEK Thompson Peter 200,000 1.2300 200,000 1.2300 246,000
2020-06-22 UONE/UONEK Thompson Peter 65,098 3.3500 65,098 3.3500 218,078
2020-06-17 UONE/UONEK Thompson Peter 114,035 3.5200 114,035 3.5200 401,403
2020-06-17 UONE/UONEK Thompson Peter 95,591 3.5200 95,591 3.5200 336,480
2020-06-17 UONE/UONEK Thompson Peter 170,958 3.3500 170,958 3.3500 572,709
2019-11-27 UONE/UONEK Thompson Peter 37,929 1.9500 37,929 1.9500 73,962
2019-11-26 UONE/UONEK Thompson Peter 867 1.9700 867 1.9700 1,708
2019-11-25 UONE/UONEK Thompson Peter 15,651 1.9870 15,651 1.9870 31,099
2019-11-22 UONE/UONEK Thompson Peter 20,553 2.0000 20,553 2.0000 41,106
2019-09-17 UONE/UONEK Thompson Peter 50,000 1.8300 50,000 1.8300 91,500
2019-05-29 UONE/UONEK Thompson Peter 50,000 1.8000 50,000 1.8000 90,000
2018-12-20 UONE/UONEK Thompson Peter 50,000 1.9000 50,000 1.9000 95,000
2016-12-19 ROIA/ROIAK Thompson Peter 1,900 2.8000 1,900 2.8000 5,320
2016-12-16 ROIA/ROIAK Thompson Peter 6,100 2.8300 6,100 2.8300 17,263
2016-09-23 ROIA/ROIAK Thompson Peter 5,418 3.0000 5,418 3.0000 16,254
2016-09-22 ROIA/ROIAK Thompson Peter 8,000 3.1100 8,000 3.1100 24,880
2016-09-21 ROIA/ROIAK Thompson Peter 11,000 3.1200 11,000 3.1200 34,320
2016-08-09 ROIA/ROIAK Thompson Peter 4,140 3.1800 4,140 3.1800 13,165
2016-08-08 ROIA/ROIAK Thompson Peter 5,788 3.3000 5,788 3.3000 19,100
2016-08-05 ROIA/ROIAK Thompson Peter 8,572 3.3400 8,572 3.3400 28,630
2016-06-17 ROIA/ROIAK Thompson Peter 15,000 2.9400 15,000 2.9400 44,100
2015-06-24 ROIA/ROIAK Thompson Peter 16,000 3.5800 16,000 3.5800 57,280
2015-06-23 ROIA/ROIAK Thompson Peter 40,582 3.5500 40,582 3.5500 144,066
2015-06-22 ROIA/ROIAK Thompson Peter 43,418 3.5700 43,418 3.5700 155,002
2015-06-19 ROIA/ROIAK Thompson Peter 20,700 3.6500 20,700 3.6500 75,555
2014-09-05 ROIA/ROIAK Thompson Peter 5,250 3.1100 5,250 3.1100 16,328
2014-09-04 ROIA/ROIAK Thompson Peter 4,000 3.1700 4,000 3.1700 12,680

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

UONEK / Urban One, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Peter Thompson as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2024-12-13 2024-12-11 4 UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -100,000 220,642 -31.19 1.07 -107,000 236,087
2024-09-24 2024-09-23 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -200,000 320,642 -38.41 1.23 -246,000 394,390
2024-01-09 2024-01-05 4 UONEK URBAN ONE, INC.
Class D Common Stock
F - Taxes -64,829 520,642 -11.07 3.71 -240,516 1,931,582
2024-01-09 2024-01-05 4 UONEK URBAN ONE, INC.
Class D Common Stock
A - Award 131,402 585,471 28.94
2023-02-17 2023-02-06 4/A UONEK URBAN ONE, INC.
Class D Common Stock
F - Taxes -45,295 304,069 -12.96 5.15 -233,269 1,565,955
2023-02-17 2023-02-06 4/A UONEK URBAN ONE, INC.
Class D Common Stock
A - Award 94,660 349,364 37.16
2023-02-08 2023-02-06 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
F - Taxes -46,330 303,034 -13.26 5.15 -238,600 1,560,625
2023-02-08 2023-02-06 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
A - Award 94,660 349,364 37.16
2022-09-29 2022-09-27 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
F - Taxes -55,147 254,704 -17.80 4.23 -233,272 1,077,398
2022-09-29 2022-09-27 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
A - Award 115,248 309,851 59.22
2021-01-15 2021-01-06 4 UONE/UONEK URBAN ONE, INC.
Stock Option to purchase Class D Common Stock
A - Award 108,333 108,333
2021-01-15 2021-01-06 4 UONE/UONEK URBAN ONE, INC.
Restricted Stock Unit
M - Exercise 159,692 0 -100.00
2021-01-15 2021-01-06 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
M - Exercise 159,692 194,603 457.43
2020-06-30 2020-06-22 4 UONE/UONEK URBAN ONE, INC.
Stock Option
M - Exercise -24,779 24,779 -50.00 3.50 -86,726 86,726
2020-06-30 2020-06-22 4 UONE/UONEK URBAN ONE, INC.
Stock Option
M - Exercise -40,319 40,319 -50.00 3.50 -141,116 141,116
2020-06-30 2020-06-22 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -65,098 34,911 -65.09 3.35 -218,078 116,952
2020-06-30 2020-06-22 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
M - Exercise 24,779 100,009 32.94 1.80 44,602 180,016
2020-06-30 2020-06-22 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
M - Exercise 40,319 75,230 115.49 2.17 87,492 163,249
2020-06-30 2020-06-17 4 UONE/UONEK URBAN ONE, INC.
Stock Option
M - Exercise -95,591 95,591 -50.00 3.52 -336,480 336,480
2020-06-30 2020-06-17 4 UONE/UONEK URBAN ONE, INC.
Stock Option
M - Exercise -114,035 114,035 -50.00 3.52 -401,403 401,403
2020-06-30 2020-06-17 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -170,958 34,911 -83.04 3.35 -572,709 116,952
2020-06-30 2020-06-17 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -95,591 205,869 -31.71 3.52 -336,480 724,659
2020-06-30 2020-06-17 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -114,035 301,460 -27.45 3.52 -401,403 1,061,139
2020-06-30 2020-06-17 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
M - Exercise 95,591 415,495 29.88 1.80 172,064 747,891
2020-06-30 2020-06-17 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
M - Exercise 114,035 319,904 55.39 1.90 216,666 607,818
2020-04-27 2020-04-24 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
D - Sale to Issuer -150,000 544,904 -21.59 0.90 -135,000 490,414
2020-04-27 2020-01-06 4 UONE/UONEK URBAN ONE, INC.
Stock Option to purchase Class D Common Stock
A - Award 99,846 99,846
2020-04-27 2020-01-06 4 UONE/UONEK URBAN ONE, INC.
Restricted Stock Unit
M - Exercise 140,473 0 -100.00
2020-04-27 2020-01-06 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
M - Exercise 140,473 694,904 25.34 1.85 259,875 1,285,572
2019-12-02 2019-11-27 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -37,929 554,431 -6.40 1.95 -73,962 1,081,140
2019-12-02 2019-11-26 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -867 592,360 -0.15 1.97 -1,708 1,166,949
2019-12-02 2019-11-25 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -15,651 593,227 -2.57 1.99 -31,099 1,178,742
2019-11-27 2019-11-22 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -20,553 608,878 -3.27 2.00 -41,106 1,217,756
2019-09-19 2019-09-17 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -50,000 629,431 -7.36 1.83 -91,500 1,151,859
2019-05-30 2019-05-29 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -50,000 679,431 -6.85 1.80 -90,000 1,222,976
2018-12-28 2018-12-20 4 UONE/UONEK URBAN ONE, INC.
Class D Common Stock
S - Sale -50,000 559,174 -8.21 1.90 -95,000 1,062,431
2018-08-15 2018-06-01 4/A UONE/UONEK URBAN ONE, INC.
Options
M - Exercise -75,000 0 -100.00
2018-08-15 2018-06-01 4/A UONE/UONEK URBAN ONE, INC.
Class D
J - Other -14,685 609,175 -2.35 2.00 -29,370 1,218,350
2018-08-15 2018-06-01 4/A UONE/UONEK URBAN ONE, INC.
Class D
F - Taxes -60,315 623,860 -8.82 2.00 -120,630 1,247,720
2018-08-15 2018-06-01 4/A UONE/UONEK URBAN ONE, INC.
Class D
M - Exercise 75,000 684,175 12.31 1.41 105,750 964,687
2018-06-07 2018-06-01 4 ROIA/ROIAK URBAN ONE, INC.
Options
M - Exercise -75,000 75,000 -50.00
2018-06-07 2018-06-01 4 ROIA/ROIAK URBAN ONE, INC.
Class D Common Stock
M - Exercise -14,685 609,175 -2.35 2.00 -29,370 1,218,350
2018-06-07 2018-06-01 4 ROIA/ROIAK URBAN ONE, INC.
Class D Common Stock
F - Taxes -60,315 623,860 -8.82 2.00 -120,630 1,247,720
2018-02-16 2018-01-05 5 ROIA/ROIAK URBAN ONE, INC.
Option
A - Award 127,451 1,177,094 12.14 1.70 216,667 2,001,060
2018-02-16 2018-01-05 5 ROIA/ROIAK URBAN ONE, INC.
Class D Common Stock
A - Award 270,833 1,049,643 34.78 1.70 460,416 1,784,393
2017-08-21 2017-08-07 4 ROIA/ROIAK URBAN ONE, INC.
Option
A - Award 114,035 778,810 17.15 1.90 216,666 1,479,739
2017-08-21 2017-08-07 4 ROIA/ROIAK URBAN ONE, INC.
Class D Common Stock
A - Award 256,579 664,775 62.86 1.90 487,500 1,263,072
2016-12-28 2016-12-19 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -1,900 258,534 -0.73 2.80 -5,320 723,895
2016-12-28 2016-12-16 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -6,100 260,434 -2.29 2.83 -17,263 737,028
2016-09-26 2016-09-23 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -5,418 266,534 -1.99 3.00 -16,254 799,602
2016-09-26 2016-09-22 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -8,000 271,952 -2.86 3.11 -24,880 845,771
2016-09-26 2016-09-21 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -11,000 279,952 -3.78 3.12 -34,320 873,450
2016-08-09 2016-08-09 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -4,140 290,952 -1.40 3.18 -13,165 925,227
2016-08-09 2016-08-08 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -5,788 295,092 -1.92 3.30 -19,100 973,804
2016-08-09 2016-08-05 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -8,572 300,880 -2.77 3.34 -28,630 1,004,939
2016-06-20 2016-06-17 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -15,000 309,452 -4.62 2.94 -44,100 909,789
2015-06-25 2015-06-24 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -16,000 99,790 -13.82 3.58 -57,280 357,248
2015-06-24 2015-06-23 4 ROIA/ROIAK RADIO ONE, INC.
Class D common stock
S - Sale -40,582 115,790 -25.95 3.55 -144,066 411,054
2015-06-24 2015-06-22 4 ROIA/ROIAK RADIO ONE, INC.
Class D common stock
S - Sale -43,418 156,372 -21.73 3.57 -155,002 558,248
2015-06-23 2015-06-19 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -20,700 199,790 -9.39 3.65 -75,555 729,234
2014-10-10 2014-10-06 4 ROIA/ROIAK RADIO ONE, INC.
Options
A - Award 225,000 762,306 41.88
2014-10-10 2014-10-06 4 ROIA/ROIAK RADIO ONE, INC.
Class D Restricted Stock
A - Award 350,000 762,306 84.89 2.75 962,500 2,096,342
2014-09-11 2014-09-05 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -5,250 99,806 -5.00 3.11 -16,328 310,397
2014-09-11 2014-09-04 4 ROIA/ROIAK RADIO ONE, INC.
Class D Common Stock
S - Sale -4,000 105,056 -3.67 3.17 -12,680 333,028
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)