Keurig Dr Pepper Inc.
US ˙ NasdaqGS ˙ US49271V1008

Introduction

This page provides a comprehensive analysis of the known insider trading history of David Thomas. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate David Thomas has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:KDP / Keurig Dr Pepper Inc. Executive Vice President 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by David Thomas. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases KDP / Keurig Dr Pepper Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in KDP / Keurig Dr Pepper Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

KDP / Keurig Dr Pepper Inc. Insider Trades
Insider Sales KDP / Keurig Dr Pepper Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in KDP / Keurig Dr Pepper Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2017-03-15 DPS Thomas David 5,695 96.2665 5,695 96.2665 548,238 274
2017-03-10 DPS Thomas David 6,206 94.5363 6,206 94.5363 586,692
2017-02-24 DPS Thomas David 3,250 94.6900 3,250 94.6900 307,742
2017-02-15 DPS Thomas David 4,162 92.5548 4,162 92.5548 385,213
2016-08-12 DPS Thomas David 2,000 97.2000 2,000 97.2000 194,400
2016-05-10 DPS Thomas David 3,000 95.5095 3,000 95.5095 286,528
2016-04-28 DPS Thomas David 5,720 90.0000 5,720 90.0000 514,800
2016-03-15 DPS Thomas David 6,206 91.2727 6,206 91.2727 566,438
2016-03-04 DPS Thomas David 5,009 92.0322 5,009 92.0322 460,989
2016-03-04 DPS Thomas David 5,009 92.0322 5,009 92.0322 460,989
2015-10-23 DPS Thomas David 3,500 90.1900 3,500 90.1900 315,665
2015-08-05 DPS Thomas David 2,500 83.1102 2,500 83.1102 207,776
2015-07-24 DPS Thomas David 3,398 78.1187 3,398 78.1187 265,447
2015-04-24 DPS Thomas David 4,603 78.8009 4,603 78.8009 362,721
2015-03-05 DPS Thomas David 6,217 78.5404 6,217 78.5404 488,286
2015-03-03 DPS Thomas David 3,949 78.8069 3,949 78.8069 311,208
2014-10-24 DPS Thomas David 5,000 67.0200 5,000 67.0200 335,100
2014-07-25 DPS Thomas David 7,164 61.0089 7,164 61.0089 437,068
2014-04-24 DPS Thomas David 5,970 54.6382 5,970 54.6382 326,190
2014-03-04 DPS Thomas David 2,541 51.7847 2,541 51.7847 131,585
2014-02-24 DPS Thomas David 5,656 52.0000 5,656 52.0000 294,112
2013-11-01 DPS Thomas David 10,488 47.3884 10,488 47.3884 497,010
2013-04-25 DPS Thomas David 17,167 48.2072 17,167 48.2072 827,573
2012-07-27 DPS Thomas David 11,422 45.3990 11,422 45.3990 518,547
2012-07-22 DPS Thomas David 11,422 45.3990 11,422 45.3990 518,547
2012-06-15 DPS Thomas David 11,350 42.9450 11,350 42.9450 487,426
2012-03-07 DPS Thomas David 1,081 37.6202 1,081 37.6202 40,667
2012-03-06 DPS Thomas David 3,511 37.8305 3,511 37.8305 132,823
2012-03-05 DPS Thomas David 1,458 37.7596 1,458 37.7596 55,053
2012-03-02 DPS Thomas David 16,794 37.7641 16,794 37.7641 634,210

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

KDP / Keurig Dr Pepper Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by David Thomas as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Employee Stock Options (Right to Buy)
M - Exercise -14,071 0 -100.00
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Employee Stock Options (Right to Buy)
M - Exercise -13,096 0 -100.00
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Employee Stock Options (Right to Buy)
M - Exercise -11,713 0 -100.00
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Restricted Stock Unit
M - Exercise -6,022 0 -100.00
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Restricted Stock Unit
M - Exercise -2,219 0 -100.00
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Restricted Stock Unit
M - Exercise -2,120 0 -100.00
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
M - Exercise 3,811 96,913 4.09
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
M - Exercise 3,724 93,102 4.17
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
M - Exercise 14,071 89,378 18.68 94.62 1,331,398 8,456,946
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
M - Exercise 13,096 75,307 21.05 91.98 1,204,570 6,926,738
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
M - Exercise 11,713 62,211 23.19 79.20 927,670 4,927,111
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
J - Other 28 50,498 0.06
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
M - Exercise 6,022 50,470 13.55
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
J - Other 67 44,448 0.15
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
M - Exercise 2,219 44,381 5.26
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
J - Other 115 42,162 0.27
2018-07-10 2018-07-09 4 KDP Keurig Dr Pepper Inc.
Common Stock
M - Exercise 2,120 42,047 5.31
2018-03-06 2018-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Units
M - Exercise -2,045 0 -100.00
2018-03-06 2018-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
A - Award 6,022 6,022
2018-03-06 2018-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -493 39,927 -1.22
2018-03-06 2018-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 151 40,420 0.37
2018-03-06 2018-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 2,045 40,269 5.35
2018-02-28 2018-02-26 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -750 38,224 -1.92
2018-02-28 2018-02-26 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
A - Award 2,974 38,974 8.26
2017-03-15 2017-03-15 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -5,695 36,000 -13.66 96.27 -548,238 3,465,594
2017-03-13 2017-03-10 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -6,206 0 -100.00 51.68 -320,726
2017-03-13 2017-03-10 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -6,206 41,695 -12.96 94.54 -586,692 3,941,691
2017-03-13 2017-03-10 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 6,206 47,901 14.88 51.68 320,726 2,475,524
2017-03-06 2017-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Units
M - Exercise -4,179 0 -100.00
2017-03-06 2017-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -1,886 41,695 -4.33
2017-03-06 2017-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 315 43,581 0.73
2017-03-06 2017-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 4,179 43,266 10.69
2017-03-06 2017-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
A - Award 2,219 2,219
2017-03-06 2017-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
A - Award 14,071 14,071 94.62 1,331,398 1,331,398
2017-02-27 2017-02-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -3,250 39,087 -7.68 94.69 -307,742 3,701,148
2017-02-27 2017-02-23 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -2,490 42,337 -5.55
2017-02-27 2017-02-23 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
A - Award 8,989 44,827 25.08
2017-02-16 2017-02-15 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -4,162 35,838 -10.40 92.55 -385,213 3,316,979
2016-08-15 2016-08-12 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -2,000 40,000 -4.76 97.20 -194,400 3,888,000
2016-05-11 2016-05-10 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -3,000 42,000 -6.67 95.51 -286,528 4,011,399
2016-04-29 2016-04-28 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -5,720 45,000 -11.28 90.00 -514,800 4,050,000
2016-03-15 2016-03-15 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -6,206 6,206 -50.00 51.68 -320,726 320,726
2016-03-15 2016-03-15 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -6,206 50,720 -10.90 91.27 -566,438 4,629,351
2016-03-15 2016-03-15 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 6,206 56,926 12.24 51.68 320,726 2,941,936
2016-03-09 2016-03-04 4/A DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -5,009 50,720 -8.99 92.03 -460,989 4,667,873
2016-03-09 2016-03-04 4/A DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 5,009 55,729 9.88 43.82 219,494 2,442,045
2016-03-08 2016-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,009 0 -100.00 43.82 -219,494
2016-03-08 2016-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
M - Exercise -4,746 0 -100.00
2016-03-08 2016-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -5,009 50,720 -8.99 92.03 -460,989 4,667,873
2016-03-08 2016-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 5,009 50,729 10.96 43.82 219,494 2,222,945
2016-03-08 2016-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -2,163 50,720 -4.09
2016-03-08 2016-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 409 52,883 0.78
2016-03-08 2016-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 4,746 52,474 9.94
2016-03-04 2016-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
A - Award 2,120 2,120
2016-03-04 2016-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
A - Award 13,096 13,096 91.98 1,204,570 1,204,570
2016-02-26 2016-02-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -2,848 47,728 -5.63
2016-02-26 2016-02-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
A - Award 10,311 50,576 25.61
2015-10-26 2015-10-23 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -3,500 40,265 -8.00 90.19 -315,665 3,631,500
2015-10-26 2015-10-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 265 43,765 0.61
2015-08-05 2015-08-05 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -2,500 43,500 -5.43 83.11 -207,776 3,615,294
2015-07-27 2015-07-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -3,398 46,000 -6.88 78.12 -265,447 3,593,460
2015-07-27 2015-07-07 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 310 49,398 0.63
2015-04-27 2015-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -52 12,412 -0.41 51.68 -2,671 641,452
2015-04-27 2015-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale 4,603 49,088 10.35 78.80 362,721 3,868,179
2015-04-27 2015-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 5,000 53,398 10.33 51.68 258,400 2,759,609
2015-04-27 2015-04-07 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 293 53,691 0.55
2015-03-06 2015-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -1,208 17,412 -6.49 51.68 -62,429 899,852
2015-03-06 2015-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,009 5,009 -50.00 43.82 -219,494 219,494
2015-03-06 2015-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -6,217 48,398 -11.38 78.54 -488,286 3,801,198
2015-03-06 2015-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 1,208 54,615 2.26 51.68 62,429 2,822,503
2015-03-06 2015-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 5,009 53,407 10.35 43.82 219,494 2,340,295
2015-03-04 2015-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
D - Sale to Issuer -5,654 0 -100.00 37.80 -213,721
2015-03-04 2015-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -3,949 48,398 -7.54 78.81 -311,208 3,814,096
2015-03-04 2015-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 5,654 52,347 12.11 37.80 213,721 1,978,717
2015-03-04 2015-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
A - Award 2,045 2,045
2015-03-04 2015-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
A - Award 11,713 11,713 79.20 927,670 927,670
2015-03-04 2015-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
J - Other -7,428 0 -100.00
2015-03-04 2015-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -2,370 46,693 -4.83
2015-03-04 2015-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 707 49,063 1.46
2015-03-04 2015-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 7,428 48,356 18.15
2015-02-26 2015-02-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -1,538 40,719 -3.64
2015-02-26 2015-02-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
A - Award 5,498 42,257 14.96
2015-02-26 2015-01-07 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 209 40,928 0.51
2014-10-27 2014-10-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -5,000 36,491 -12.05 67.02 -335,100 2,445,627
2014-10-27 2014-10-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 268 36,759 0.73
2014-07-28 2014-07-25 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -5,010 10,018 -33.34 43.82 -219,538 438,989
2014-07-28 2014-07-25 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -2,154 5,654 -27.59 37.80 -81,421 213,721
2014-07-28 2014-07-25 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -7,164 41,205 -14.81 61.01 -437,068 2,513,872
2014-07-28 2014-07-25 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 5,010 48,369 11.55 43.82 219,538 2,119,530
2014-07-28 2014-07-25 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 2,154 43,359 5.23 37.80 81,421 1,638,970
2014-07-28 2014-07-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 286 41,491 0.69
2014-04-24 2014-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -3,500 7,808 -30.95 37.80 -132,300 295,142
2014-04-24 2014-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -3,049 0 -100.00 36.42 -111,045
2014-04-24 2014-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 307 41,205 0.75
2014-04-24 2014-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -5,970 40,898 -12.74 54.64 -326,190 2,234,593
2014-04-24 2014-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 3,500 46,868 8.07 37.80 132,300 1,771,610
2014-04-24 2014-04-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 3,049 43,368 7.56 36.42 111,045 1,579,463
2014-03-05 2014-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -2,541 40,319 -5.93 51.78 -131,585 2,087,907
2014-03-05 2014-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 3,000 42,860 7.53 36.42 109,260 1,560,961
2014-03-05 2014-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (RIght to Buy)
M - Exercise -3,000 3,049 -49.59 36.42 -109,260 111,045
2014-03-05 2014-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
A - Award 4,179 4,179
2014-03-05 2014-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
A - Award 18,620 18,620 51.68 962,282 962,282
2014-03-05 2014-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
J - Other -7,710 0 -100.00
2014-03-05 2014-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -2,320 39,860 -5.50
2014-03-05 2014-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 770 42,180 1.86
2014-03-05 2014-03-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 7,710 41,410 22.88
2014-02-27 2014-02-25 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -786 33,700 -2.28
2014-02-27 2014-02-25 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
A - Award 2,955 34,486 9.37
2014-02-24 2014-02-24 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to
M - Exercise 5,656 11,308 100.07 37.80 213,797 427,442
2014-02-24 2014-02-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -5,656 31,531 -15.21 52.00 -294,112 1,639,612
2014-02-24 2014-02-24 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 5,656 36,939 18.08 37.80 213,797 1,396,294
2014-02-24 2014-01-03 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 248 37,187 0.67
2013-11-04 2013-11-01 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -12,099 6,049 -66.67 36.42 -440,646 220,305
2013-11-04 2013-11-01 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -10,488 30,788 -25.41 47.39 -497,010 1,458,994
2013-11-04 2013-11-01 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 12,099 41,276 41.47 36.42 440,646 1,503,272
2013-11-04 2013-10-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 254 31,283 0.82
2013-11-04 2013-07-05 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 241 31,029 0.78
2013-04-29 2013-04-25 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise 17,167 0 -100.00 31.50 540,760
2013-04-29 2013-04-25 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 238 29,177 0.82
2013-04-29 2013-04-25 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -17,167 28,939 -37.23 48.21 -827,573 1,395,068
2013-04-29 2013-04-25 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 17,167 46,106 59.32 31.50 540,760 1,452,339
2013-03-06 2013-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
A - Award 4,746 4,746
2013-03-06 2013-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
A - Award 15,028 15,028
2013-03-06 2013-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
J - Other -8,888 0 -100.00
2013-03-06 2013-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
F - Taxes -2,708 28,777 -8.60
2013-03-06 2013-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 809 31,485 2.64
2013-03-06 2013-03-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 8,888 30,676 40.79
2013-03-06 2013-01-04 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 162 28,939 0.56
2013-01-15 2012-10-05 5 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 167 21,788 0.77
2012-07-31 2012-07-27 4/A DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -11,422 21,621 -34.57 45.40 -518,547 981,572
2012-07-30 2012-07-27 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (RIght to Buy)
M - Exercise -11,422 0 -100.00 25.36 -289,662
2012-07-30 2012-07-27 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 11,422 33,043 52.83 25.36 289,662 837,970
2012-07-30 2012-07-22 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -11,422 21,621 -34.57 45.40 -518,547 981,572
2012-07-30 2012-07-06 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 168 21,621 0.78
2012-06-18 2012-06-15 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (RIght to Buy)
M - Exercise -11,350 11,422 -49.84 25.36 -287,836 289,662
2012-06-18 2012-06-15 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -11,350 21,453 -34.60 42.94 -487,426 921,299
2012-06-18 2012-06-15 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 11,350 32,803 52.91 25.36 287,836 831,884
2012-06-18 2012-04-06 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 178 21,453 0.84
2012-03-07 2012-03-07 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -1,081 21,275 -4.84 37.62 -40,667 800,370
2012-03-07 2012-03-06 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -3,511 22,356 -13.57 37.83 -132,823 845,739
2012-03-07 2012-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
J - Other -15,578 0 -100.00
2012-03-07 2012-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -1,458 25,867 -5.34 37.76 -55,053 976,728
2012-03-07 2012-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 978 27,325 3.71
2012-03-07 2012-03-05 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 15,578 26,347 144.66
2012-03-06 2012-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
M - Exercise -16,794 0 -100.00 13.48 -226,383
2012-03-06 2012-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Employee Stock Option (Right to Buy)
A - Award 16,964 16,964
2012-03-06 2012-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Restricted Stock Unit
A - Award 7,428 7,428
2012-03-06 2012-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
S - Sale -16,794 10,769 -60.93 37.76 -634,210 406,682
2012-03-06 2012-03-02 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
M - Exercise 16,794 27,563 155.95 13.48 226,383 371,549
2012-03-06 2012-01-06 4 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 87 10,769 0.81
2012-01-10 2011-07-08 5 DPS Dr Pepper Snapple Group, Inc.
Common Stock
J - Other 164 10,682 1.56
2008-10-06 3 DPS Dr Pepper Snapple Group, Inc.
Employee Share Award
1,476
2008-10-06 3 DPS Dr Pepper Snapple Group, Inc.
Employee Share Award
589
2008-10-06 3 DPS Dr Pepper Snapple Group, Inc.
Employee Share Award
2,198
2008-10-06 3 DPS Dr Pepper Snapple Group, Inc.
Employee Share Award
1,570
2008-10-06 3 DPS Dr Pepper Snapple Group, Inc.
Employee Share Award
951
2008-10-06 3 DPS Dr Pepper Snapple Group, Inc.
Common Stock
403
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)