BioCardia, Inc.
US ˙ NasdaqCM ˙ US09060U5074

Introduction

This page provides a comprehensive analysis of the known insider trading history of Allan R Tessler. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

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Companies with Reported Insider Positions

The SEC filings indicate Allan R Tessler has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:US87236YAD04 / TD Ameritrade Holding Corp. Director 0
BR:B1BW34 / Bath & Body Works, Inc. - Depositary Receipt (Common Stock) Director 58,277
10% Owner 1,700
US:BCDA / BioCardia, Inc. Director 567
US:IMPV / Imperva, Inc. Director 0
US:SPLP / Steel Partners Holdings L.P. - Limited Partnership Director 43,836
US:EPHC / Epoch Holding Corp Director 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Allan R Tessler. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases BCDA / BioCardia, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BCDA / BioCardia, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

BCDA / BioCardia, Inc. Insider Trades
Insider Sales BCDA / BioCardia, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BCDA / BioCardia, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

BCDA / BioCardia, Inc. Insider Trades
Insider Purchases SPLP / Steel Partners Holdings L.P. - Limited Partnership - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in BCDA / BioCardia, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SPLP / Steel Partners Holdings L.P. - Limited Partnership Insider Trades
Insider Sales SPLP / Steel Partners Holdings L.P. - Limited Partnership - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in BCDA / BioCardia, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SPLP / Steel Partners Holdings L.P. - Limited Partnership Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Allan R Tessler as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2020-10-07 2020-10-06 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		D - Sale to Issuer -10,000 0 -100.00
2020-10-07 2020-10-06 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		D - Sale to Issuer -72,973 0 -100.00
2020-08-25 2020-08-21 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 24 72,973 0.03
2020-05-22 2020-05-20 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 26 72,949 0.04
2020-05-18 2020-05-14 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		A - Award 4,574 58,277 8.52
2020-03-11 2020-03-09 4 TPL TEXAS PACIFIC LAND TRUST
Sub-share Certificates of Proprietary Interest 		P - Purchase 400 1,700 30.77 498.00 199,200 846,600
2020-02-26 2020-02-24 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 5,243 72,923 7.75
2020-02-21 2020-02-19 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 16 67,680 0.02
2019-11-21 2019-11-19 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 20 67,664 0.03
2019-10-08 2019-10-04 4 TPL TEXAS PACIFIC LAND TRUST
Sub-share Certificates of Proprietary Interest 		P - Purchase 500 10,830 4.84 603.86 301,930 6,539,804
2019-08-23 2019-07-26 4 BCDA;BCDAW BioCardia, Inc.
Restricted Stock Units 		M - Exercise -3,594 567 -86.37
2019-08-23 2019-07-26 4 BCDA;BCDAW BioCardia, Inc.
Common Stock 		M - Exercise 3,594 23,186 18.34
2019-08-23 2019-01-13 4 BCDA;BCDAW BioCardia, Inc.
Restricted Stock Units 		M - Exercise -567 4,161 -11.99
2019-08-23 2019-01-13 4 BCDA;BCDAW BioCardia, Inc.
Common Stock 		M - Exercise 567 19,592 2.98
2019-08-22 2019-08-20 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 18 67,644 0.03
2019-08-08 2019-08-06 4 BCDA;BCDAW BioCardia, Inc.
Warrant (right to buy) 		P - Purchase 16,871 16,871
2019-08-08 2019-08-06 4 BCDA;BCDAW BioCardia, Inc.
Convertible promissory note 		C - Conversion
2019-08-08 2019-08-06 4 BCDA;BCDAW BioCardia, Inc.
Common Stock 		C - Conversion 16,871 19,025 783.24 3.00 50,613 57,075
2019-08-08 2019-07-05 4 BCDA;BCDAW BioCardia, Inc.
Convertible promissory note 		P - Purchase 50,000.00
2019-05-23 2019-05-21 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 14 67,626 0.02
2019-04-02 2019-03-28 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		A - Award 6,063 53,703 12.73
2019-03-25 3 TPL TEXAS PACIFIC LAND TRUST
Sub-share Certificates of Proprietary Interest 		21,960
2019-03-25 3 TPL TEXAS PACIFIC LAND TRUST
Sub-share Certificates of Proprietary Interest 		12,930
2019-03-25 3 TPL TEXAS PACIFIC LAND TRUST
Sub-share Certificates of Proprietary Interest 		21,960
2019-03-25 3 TPL TEXAS PACIFIC LAND TRUST
Sub-share Certificates of Proprietary Interest 		12,930
2019-03-25 3 TPL TEXAS PACIFIC LAND TRUST
Sub-share Certificates of Proprietary Interest 		21,960
2019-03-25 3 TPL TEXAS PACIFIC LAND TRUST
Sub-share Certificates of Proprietary Interest 		12,930
2019-02-21 2019-02-20 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 2,602 67,612 4.00
2019-02-21 2019-02-19 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 12 65,010 0.02
2019-01-11 2019-01-10 4 IMPV IMPERVA INC
Stock Option (right to buy) 		D - Sale to Issuer -3,075 0 -100.00
2019-01-11 2019-01-10 4 IMPV IMPERVA INC
Stock Option (right to buy) 		D - Sale to Issuer -6,380 0 -100.00
2019-01-11 2019-01-10 4 IMPV IMPERVA INC
Restricted Stock Units 		D - Sale to Issuer -4,081 0 -100.00
2019-01-11 2019-01-10 4 IMPV IMPERVA INC
Common Stock 		D - Sale to Issuer -13,557 0 -100.00
2019-01-11 2019-01-10 4 IMPV IMPERVA INC
Common Stock 		D - Sale to Issuer -31,860 0 -100.00
2019-01-11 2019-01-10 4 IMPV IMPERVA INC
Common Stock 		D - Sale to Issuer -33,654 0 -100.00
2019-01-11 2019-01-10 4 IMPV IMPERVA INC
Common Stock 		D - Sale to Issuer -34,103 0 -100.00
2018-12-20 2018-12-19 4 IMPV IMPERVA INC
Common Stock 		G - Gift -1,794 31,860 -5.33
2018-12-20 2018-12-18 4 IMPV IMPERVA INC
Common Stock 		G - Gift -449 33,654 -1.32
2018-12-20 2018-12-18 4 IMPV IMPERVA INC
Common Stock 		G - Gift -897 34,103 -2.56
2018-11-21 2018-11-20 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 13 64,998 0.02
2018-09-26 2018-07-26 4 BCDA BioCardia, Inc.
Restricted Stock Units 		A - Award 32,353 32,353
2018-09-26 2018-06-15 4 BCDA BioCardia, Inc.
Restricted Stock Units 		M - Exercise -9,166 0 -100.00
2018-09-26 2018-06-15 4 BCDA BioCardia, Inc.
Common Stock 		M - Exercise 9,166 14,277 179.34
2018-09-26 2018-01-13 4 BCDA BioCardia, Inc.
Restricted Stock Units 		M - Exercise -5,111 10,222 -33.33
2018-09-26 2018-01-13 4 BCDA BioCardia, Inc.
Common Stock 		M - Exercise 5,111 5,111
2018-08-23 2018-08-21 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 8 64,985 0.01
2018-05-24 2018-05-22 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 7 64,977 0.01
2018-04-26 2018-04-26 4 IMPV IMPERVA INC
Restricted Stock Units 		M - Exercise -4,624 0 -100.00
2018-04-26 2018-04-26 4 IMPV IMPERVA INC
Common Stock 		M - Exercise 4,624 13,557 51.76
2018-04-26 2018-04-24 4 IMPV IMPERVA INC
Restricted Stock Units 		A - Award 4,081 4,081
2018-03-23 2018-03-21 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		A - Award 4,298 47,640 9.92
2018-02-22 2018-02-20 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		G - Gift -3,835 64,970 -5.57
2018-02-22 2018-02-20 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 2,343 68,805 3.53
2018-02-05 2018-02-02 4 IMPV IMPERVA INC
Restricted Stock Units 		M - Exercise -1,028 0 -100.00
2018-02-05 2018-02-02 4 IMPV IMPERVA INC
Common Stock 		M - Exercise 1,028 8,933 13.00
2017-11-22 2017-11-21 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 12 66,462 0.02
2017-09-25 2017-09-21 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		P - Purchase 10,000 34,298 41.16 37.00 369,994 1,269,005
2017-09-25 2017-09-21 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		P - Purchase 10,000 34,298 41.16 37.00 369,994 1,269,005
2017-08-25 2017-06-15 4 BCDA BioCardia, Inc.
Restricted Stock Units 		A - Award 110,000 110,000
2017-08-17 2017-08-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 12 66,450 0.02
2017-08-17 2017-08-10 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		G - Gift -3,400 66,438 -4.87
2017-05-26 2017-05-26 4 SPLP STEEL PARTNERS HOLDINGS L.P.
Common Units no par value 		A - Award 3,947 43,836 9.89
2017-05-18 2017-05-16 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 13 69,838 0.02
2017-05-04 2017-05-04 4 IMPV IMPERVA INC
Restricted Stock Units 		M - Exercise -4,417 0 -100.00
2017-05-04 2017-05-04 4 IMPV IMPERVA INC
Common Stock 		M - Exercise 4,417 7,905 126.63
2017-04-27 2017-04-26 4 IMPV IMPERVA INC
Restricted Stock Units 		A - Award 4,624 4,624
2017-04-04 2017-03-31 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		A - Award 3,597 43,342 9.05
2017-02-28 2015-04-08 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		G - Gift -2,100 42,140 -4.75
2017-02-24 2017-02-22 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 2,970 69,825 4.44
2017-02-03 2017-02-02 4 IMPV IMPERVA INC
Restricted Stock Units 		M - Exercise -1,027 1,028 -49.98
2017-02-03 2017-02-02 4 IMPV IMPERVA INC
Common Stock 		M - Exercise 1,027 3,488 41.73
2017-01-18 2017-01-13 4 BCDA BioCardia, Inc.
Restricted Stock Units 		A - Award 184,000 184,000
2017-01-03 2016-11-29 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		G - Gift -2,500 66,855 -3.60
2017-01-03 2016-11-28 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		G - Gift -1,250 69,355 -1.77
2016-11-25 2016-11-22 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 18 70,605 0.03
2016-11-02 2016-09-13 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		G - Gift -1,690 51,143 -3.20
2016-10-26 3 BCDA BioCardia, Inc.
Common Stock 		16,740,362
2016-10-26 3 BCDA BioCardia, Inc.
Common Stock 		11,180,331
2016-10-26 3 BCDA BioCardia, Inc.
Common Stock 		11,180,331
2016-10-26 3 BCDA BioCardia, Inc.
Common Stock 		16,740,362
2016-10-26 3 BCDA BioCardia, Inc.
Common Stock 		11,180,331
2016-10-26 3 BCDA BioCardia, Inc.
Common Stock 		11,180,331
2016-08-25 2016-08-19 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		G - Gift -1,283 52,833 -2.37
2016-08-22 2016-08-18 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 22 70,587 0.03
2016-06-24 2016-06-24 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		P - Purchase 3,500 3,500 67.92 237,706 237,706
2016-06-16 2016-05-27 4 SPLP STEEL PARTNERS HOLDINGS L.P.
Common Units no par value 		A - Award 5,282 39,889 15.26
2016-05-19 2016-05-17 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 23 70,565 0.03
2016-05-06 2016-05-06 4 IMPV IMPERVA INC
Restricted Stock Units 		M - Exercise -1,433 0 -100.00
2016-05-06 2016-05-06 4 IMPV IMPERVA INC
Common Stock 		M - Exercise 1,433 2,461 139.40
2016-05-06 2016-05-04 4 IMPV IMPERVA INC
Restricted Stock Units 		A - Award 4,417 4,417
2016-04-04 2016-03-31 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		A - Award 1,930 54,116 3.70
2016-02-19 2016-02-17 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 24 70,542 0.03
2016-02-03 2016-02-02 4 IMPV IMPERVA INC
Restricted Stock Units 		M - Exercise -1,028 2,055 -33.34
2016-02-03 2016-02-02 4 IMPV IMPERVA INC
Common Stock 		M - Exercise 1,028 1,028
2016-01-25 2016-01-21 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 4,042 70,518 6.08
2015-11-27 2015-11-24 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 17 66,476 0.03
2015-08-20 2015-08-18 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 15 66,459 0.02
2015-07-08 2015-06-29 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		G - Gift -1,352 52,186 -2.53
2015-06-15 2015-06-12 4 SPLP STEEL PARTNERS HOLDINGS L.P.
Common Units no par value 		A - Award 4,235 34,607 13.94
2015-05-27 2015-05-26 4 IMPV IMPERVA INC
Common Stock 		A - Award 15,000 35,000 75.00 59.56 893,376 2,084,544
2015-05-19 2015-05-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 15 66,444 0.02
2015-05-07 2015-05-06 4 IMPV IMPERVA INC
Restricted Stock Units 		A - Award 1,433 1,433
2015-05-07 2015-05-06 4 IMPV IMPERVA INC
Employee Stock Option (right to buy) 		A - Award 3,075 3,075
2015-04-06 2015-04-02 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		A - Award 1,814 53,538 3.51
2015-03-09 2014-12-05 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		G - Gift -1,525 51,724 -2.86
2015-02-20 2015-02-18 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 15 66,429 0.02
2015-02-05 2015-02-04 4 IMPV IMPERVA INC
Restricted Stock Unit 		A - Award 3,083 3,083
2015-02-05 2015-02-04 4 IMPV IMPERVA INC
Stock Option (right to buy) 		A - Award 6,380 6,380
2015-02-05 3 IMPV IMPERVA INC
Common Stock 		40,000
2015-02-05 3 IMPV IMPERVA INC
Common Stock 		40,000
2015-01-23 2015-01-21 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 3,746 66,414 5.98
2014-11-24 2014-11-20 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 18 62,668 0.03
2014-08-19 2014-08-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 16 62,650 0.03
2014-07-08 2014-05-16 4/A AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 17 62,634 0.03
2014-05-30 2014-05-28 4 SPLP STEEL PARTNERS HOLDINGS L.P.
Common Units no par value 		A - Award 4,483 30,372 17.32
2014-05-20 2014-05-16 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 17 62,634 0.03
2014-04-02 2014-03-31 4 LB L Brands, Inc.
Common Stock, $0.50 par value 		A - Award 2,599 53,249 5.13
2014-02-21 2014-02-19 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 15 62,617 0.02
2014-01-17 2014-01-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 4,263 62,602 7.31
2013-12-19 2013-12-17 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 129 58,339 0.22
2013-11-21 2013-11-19 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 31 58,210 0.05
2013-08-19 2013-08-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 25 58,179 0.04
2013-05-23 2013-05-22 4 SPLP STEEL PARTNERS HOLDINGS L.P.
Common Units no par value 		A - Award 5,535 25,889 27.19
2013-05-21 2012-10-31 4 SPLP STEEL PARTNERS HOLDINGS L.P.
Common Units no par value 		A - Award 6,421 20,354 46.08
2013-05-17 2013-05-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 30 58,154 0.05
2013-04-02 2013-03-29 4 LTD L Brands, Inc.
Common Stock, $0.50 par value 		A - Award 3,303 50,650 6.98
2013-03-28 2013-03-27 4 EPHC EPOCH HOLDING CORP
Common Stock 		D - Sale to Issuer -69,179 0 -100.00
2013-03-28 2013-03-27 4 EPHC EPOCH HOLDING CORP
Common Stock 		D - Sale to Issuer -300,962 0 -100.00
2013-03-28 2013-03-27 4 EPHC EPOCH HOLDING CORP
Common Stock 		D - Sale to Issuer -257,645 0 -100.00
2013-02-20 2013-02-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 33 58,124 0.06
2013-01-18 2013-01-16 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 7,462 58,091 14.74
2013-01-03 2012-12-31 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 385 50,629 0.77
2012-11-27 2012-11-23 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 72 50,244 0.14
2012-09-21 2012-09-04 4 LTD LIMITED BRANDS INC
Common Stock, $0.50 par value 		G - Gift -3,100 47,347 -6.15
2012-08-16 2012-08-14 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 45 50,172 0.09
2012-07-16 2012-07-13 4 LTD LIMITED BRANDS INC
Common Stock, $0.50 par value 		S - Sale -10,000 50,447 -16.54 46.00 -459,997 2,320,547
2012-07-16 2012-07-13 4 EPHC EPOCH HOLDING CORP
Common Stock 		S - Sale -679 300,962 -0.23 24.01 -16,303 7,226,098
2012-07-16 2012-07-13 4 EPHC EPOCH HOLDING CORP
Common Stock 		S - Sale -679 300,962 -0.23 24.01 -16,303 7,226,098
2012-07-12 2012-07-11 4 EPHC EPOCH HOLDING CORP
Common Stock 		S - Sale -500 301,641 -0.17 24.00 -12,000 7,239,384
2012-07-12 2012-07-11 4 EPHC EPOCH HOLDING CORP
Common Stock 		S - Sale -500 301,641 -0.17 24.00 -12,000 7,239,384
2012-07-03 2012-07-02 4 EPHC EPOCH HOLDING CORP
Common Stock 		A - Award 2,671 258,824 1.04 22.47 60,017 5,815,775
2012-05-17 2012-05-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 43 50,127 0.09
2012-04-03 2012-03-30 4 LTD LIMITED BRANDS INC
Common Stock, $0.50 par value 		A - Award 2,553 60,447 4.41
2012-03-06 2011-12-23 5 LTD LIMITED BRANDS INC
Common Stock, $0.50 par value 		G - Gift -3,900 57,894 -6.31
2012-02-17 2012-02-15 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 43 50,084 0.09
2012-02-13 3 SPNHU.PK STEEL PARTNERS HOLDINGS L.P.
Common Units, no par value 		13,933
2012-01-20 2012-01-18 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 8,177 50,041 19.53
2007-01-25 2007-01-23 4 AMTD TD AMERITRADE HOLDING CORP
Common Stock 		A - Award 11,549 11,549
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)