Medley Management Inc.
US ˙ OTCPK ˙ US58503T2050

Introduction

This page provides a comprehensive analysis of the known insider trading history of Seth Taube. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate Seth Taube has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:MDLM / Medley Management Inc. Co-CEO and CIO, Director, 10% Owner 49,999
US:US58503F4037 / PREFSTCK Director, 10% Owner 0
Chief Executive Officer, Director 80,000
Chief Executive Officer, Director 111
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Seth Taube. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases MDLM / Medley Management Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in MDLM / Medley Management Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

MDLM / Medley Management Inc. Insider Trades
Insider Sales MDLM / Medley Management Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in MDLM / Medley Management Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

MDLM / Medley Management Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Seth Taube as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2021-01-20 2021-01-19 4 MDLY MEDLEY MANAGEMENT INC.
Medley LLC Units 		C - Conversion -450,000 49,999 -90.00
2021-01-20 2021-01-19 4 MDLY MEDLEY MANAGEMENT INC.
Class A Common Stock 		C - Conversion 450,000 450,000
2021-01-20 2021-01-18 4 MDLY MEDLEY MANAGEMENT INC.
Medley LLC Units 		J - Other 499,999 499,999
2021-01-20 2021-01-17 4 MDLY MEDLEY MANAGEMENT INC.
Medley LLC Units 		J - Other -90,909 0 -100.00
2021-01-20 2021-01-17 4 MDLY MEDLEY MANAGEMENT INC.
Medley LLC Units 		J - Other -90,909 0 -100.00
2021-01-20 2021-01-17 4 MDLY MEDLEY MANAGEMENT INC.
Medley LLC Units 		J - Other -818,181 0 -100.00
2019-10-29 2019-10-28 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		S - Sale -5,978,350 0 -100.00
2019-10-29 2019-10-25 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		S - Sale -1,778,588 5,978,350 -22.93
2017-07-12 2017-07-10 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 12,109 7,756,938 0.16 6.40 77,482 49,634,319
2017-07-07 2017-07-07 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 92,116 7,744,829 1.20 6.35 584,927 49,178,890
2017-07-07 2017-07-06 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 105,932 7,652,713 1.40 6.38 676,100 48,842,675
2017-07-07 2017-07-05 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 50,049 7,546,781 0.67 6.40 320,314 48,299,398
2017-07-03 2017-07-03 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 14,999 7,496,732 0.20 6.40 95,994 47,979,085
2017-07-03 2017-06-30 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 3,039 7,481,733 0.04 6.40 19,450 47,883,091
2017-07-03 2017-06-29 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 33,114 7,478,694 0.44 6.40 211,900 47,856,911
2017-06-28 2017-06-28 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 102,152 7,445,580 1.39 6.36 649,973 47,374,736
2017-06-28 2017-06-27 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 136,154 7,343,428 1.89 6.35 863,938 46,596,254
2017-06-28 2017-06-26 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 38,287 7,207,274 0.53 6.39 244,608 46,045,832
2017-06-23 2017-06-23 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 117,833 7,168,987 1.67 6.33 745,353 45,347,427
2017-06-23 2017-06-22 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 153,711 7,051,154 2.23 6.26 962,215 44,139,519
2017-06-23 2017-06-21 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 153,711 6,897,443 2.28 6.24 958,573 43,013,834
2017-06-20 2017-06-20 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 153,711 6,743,732 2.33 6.34 974,712 42,763,353
2017-06-20 2017-06-19 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 95,713 6,590,021 1.47 6.39 611,826 42,125,391
2017-06-20 2017-06-16 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 162,212 6,494,308 2.56 6.32 1,025,407 41,053,119
2017-06-15 2017-06-15 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 162,212 6,332,096 2.63 6.26 1,014,863 39,616,125
2017-06-15 2017-06-14 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 143,497 6,169,884 2.38 6.24 895,579 38,506,863
2017-06-15 2017-06-13 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 162,212 6,026,387 2.77 6.26 1,014,733 37,698,667
2017-06-12 2017-06-12 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 162,212 5,864,175 2.84 6.18 1,001,740 36,214,213
2017-06-12 2017-06-09 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 194,967 5,701,963 3.54 6.14 1,196,590 34,995,228
2017-06-12 2017-06-08 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 194,967 5,506,996 3.67 6.15 1,198,384 33,849,302
2017-06-07 2017-06-07 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 194,967 5,312,029 3.81 6.09 1,187,817 32,363,005
2017-06-07 2017-06-06 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 194,967 5,117,062 3.96 6.06 1,181,247 31,002,744
2017-06-07 2017-06-05 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 194,967 4,922,095 4.12 6.08 1,185,029 29,916,986
2017-06-05 2017-06-01 4 SRNTX Sierra Total Return Fund
Class T Shares of Beneficial Interest 		P - Purchase 80,000 80,000 25.00 2,000,000 2,000,000
2017-06-02 2017-06-02 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 169,029 4,291,001 4.10 6.12 1,035,235 26,280,665
2017-06-02 2017-06-01 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 169,029 4,121,972 4.28 6.14 1,037,280 25,295,306
2017-06-02 2017-05-31 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 117,298 3,952,943 3.06 6.11 716,632 24,150,505
2017-05-30 2017-05-30 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 169,029 4,271,772 4.12 6.10 1,031,753 26,074,896
2017-05-30 2017-05-26 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 133,549 4,102,743 3.36 6.06 808,960 24,851,955
2017-05-30 2017-05-25 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 133,549 3,969,194 3.48 6.08 811,390 24,115,235
2017-05-24 2017-05-24 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 133,549 3,835,645 3.61 6.11 815,450 23,420,448
2017-05-24 2017-05-23 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 124,927 3,702,096 3.49 6.13 765,965 22,698,661
2017-05-24 2017-05-22 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 133,549 3,577,169 3.88 6.15 821,086 21,993,150
2017-05-19 2017-05-19 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 101,376 3,443,620 3.03 6.22 630,123 21,404,509
2017-05-19 2017-05-18 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 101,376 3,342,244 3.13 6.23 632,069 20,838,557
2017-05-19 2017-05-17 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 101,376 3,240,868 3.23 6.15 623,645 19,937,172
2017-05-16 2017-05-16 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 94,986 3,139,492 3.12 6.16 585,351 19,347,119
2017-05-16 2017-05-15 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 55,151 3,044,506 1.84 6.14 338,853 18,705,749
2017-05-16 2017-05-12 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 80,000 2,989,355 2.75 6.18 494,000 18,459,267
2017-05-11 2017-05-11 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 49,869 2,909,355 1.74 6.16 307,088 17,915,517
2017-05-11 2017-05-10 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 49,869 2,859,486 1.77 6.19 308,749 17,703,650
2017-05-11 2017-05-09 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 49,869 2,809,617 1.81 6.84 341,149 19,220,309
2017-03-20 2017-03-17 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 11,660 2,759,748 0.42 7.50 87,450 20,698,110
2017-03-20 2017-03-16 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 400 2,748,088 0.01 7.50 3,000 20,610,660
2017-03-15 2017-03-15 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 42,800 2,747,688 1.58 7.50 321,000 20,607,660
2017-03-15 2017-03-14 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 39,270 2,704,888 1.47 7.50 294,525 20,286,660
2017-03-15 2017-03-13 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 11,253 2,665,618 0.42 7.50 84,391 19,990,536
2017-03-09 2017-03-09 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 76,845 2,654,365 2.98 7.47 574,363 19,839,520
2017-03-09 2017-03-08 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 3,081 2,577,520 0.12 7.50 23,108 19,331,400
2017-03-09 2017-03-07 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 37,754 2,574,439 1.49 7.50 283,064 19,302,114
2017-02-01 2017-02-01 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 14,835 2,536,685 0.59 7.49 111,065 18,991,400
2017-02-01 2017-01-31 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 63,937 2,521,850 2.60 7.48 478,178 18,860,664
2017-02-01 2017-01-30 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 27,909 2,457,913 1.15 7.50 209,315 18,434,102
2017-01-23 2017-01-23 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 17,826 2,430,004 0.74 7.50 133,693 18,224,787
2017-01-23 2017-01-20 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 6,644 2,412,178 0.28 7.49 49,789 18,076,621
2017-01-23 2017-01-19 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 42,115 2,405,534 1.78 7.50 315,862 18,041,505
2017-01-04 2016-12-30 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 16,077 2,363,419 0.68 7.45 119,830 17,615,744
2016-12-29 2016-12-29 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 60,886 2,347,342 2.66 7.44 452,967 17,463,286
2016-12-29 2016-12-28 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 21,564 2,286,456 0.95 7.49 161,517 17,125,784
2016-12-29 2016-12-27 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 1,300 2,264,892 0.06 7.49 9,731 16,953,623
2016-12-21 2016-12-20 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 15,136 2,263,592 0.67 7.49 113,378 16,955,662
2016-12-21 2016-12-19 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 81,622 2,248,456 3.77 7.43 606,166 16,698,158
2016-12-16 2016-12-16 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 90,838 2,166,834 4.38 7.31 663,890 15,836,306
2016-12-16 2016-12-15 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 99,136 2,075,996 5.01 7.23 717,209 15,019,001
2016-12-16 2016-12-14 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 99,136 1,976,860 5.28 7.19 713,026 14,218,368
2016-12-13 2016-12-13 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 99,136 1,877,724 5.57 7.13 706,473 13,381,225
2016-12-13 2016-12-09 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 89,200 1,778,588 5.28 7.48 667,377 13,307,040
2016-11-10 3 NONE Sierra Total Return Fund
Class T Shares of Beneficial Interest 		8,000
2016-11-10 3 NONE Sierra Total Return Fund
Class T Shares of Beneficial Interest 		8,000
2016-11-09 2016-11-08 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 8,037 1,689,388 0.48 7.58 60,910 12,803,365
2016-11-09 2016-11-07 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 10,500 1,681,351 0.63 7.57 79,474 12,726,146
2016-11-04 2016-11-04 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 67,600 1,670,851 4.22 7.44 502,876 12,429,461
2016-11-04 2016-11-03 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 67,600 1,603,251 4.40 7.48 505,736 11,994,402
2016-11-04 2016-11-02 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 67,600 1,535,651 4.60 7.43 502,579 11,416,951
2016-11-01 2016-11-01 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 67,600 1,468,051 4.83 7.56 511,279 11,103,310
2016-11-01 2016-10-31 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 67,600 1,400,451 5.07 7.55 510,414 10,574,105
2016-11-01 2016-10-28 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 6,910 1,332,851 0.52 7.58 52,367 10,100,878
2016-10-25 2016-10-20 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 11,844 1,325,941 0.90 7.59 89,922 10,066,809
2016-10-17 2016-10-17 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 2,000 1,314,097 0.15 7.59 15,186 9,977,939
2016-10-17 2016-10-13 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 2,450 1,312,097 0.19 7.60 18,620 9,971,937
2016-10-06 2016-10-06 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 79,600 1,309,647 6.47 7.60 604,801 9,950,698
2016-10-06 2016-10-04 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 35,500 1,230,047 2.97 7.60 269,800 9,348,357
2016-09-16 2016-09-16 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 122,100 1,194,547 11.39 7.18 876,348 8,573,622
2016-09-16 2016-09-15 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 32,100 1,072,447 3.09 7.17 230,228 7,691,804
2016-09-16 2016-09-14 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 127,100 1,040,347 13.92 7.12 904,672 7,404,982
2016-09-13 2016-09-13 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 122,100 913,247 15.43 7.07 863,247 6,456,656
2016-09-13 2016-09-12 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 122,100 791,147 18.25 7.25 884,883 5,733,601
2016-09-13 2016-09-09 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 138,100 669,047 26.01 7.42 1,025,227 4,966,871
2016-09-06 2016-09-01 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 20,000 530,947 3.91 7.49 149,800 3,976,793
2016-08-23 2016-08-22 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 100,000 510,947 24.33 7.55 755,000 3,857,650
2016-08-19 2016-08-19 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 106,000 410,947 34.76 7.72 818,776 3,174,278
2016-08-19 2016-08-18 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 65,000 304,947 27.09 7.64 496,724 2,330,374
2016-08-16 2016-08-16 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 50,000 239,947 26.32 7.48 374,000 1,794,804
2016-08-16 2016-08-15 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 106,547 189,947 127.75 7.44 792,220 1,412,332
2016-08-16 2016-08-12 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 83,400 83,400 7.43 619,929 619,929
2015-06-01 2015-06-01 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 87 142,038 0.06 9.32 811 1,324,504
2015-06-01 2015-05-29 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 24,913 142,423 21.20 9.41 234,441 1,340,257
2014-12-15 2014-12-12 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		P - Purchase 25,000 117,510 27.02 8.86 221,510 1,041,186
2013-11-01 2012-12-28 5 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		G - Gift -35,000 91,688 -27.63
2012-04-24 2012-04-19 4 MCC Medley Capital Corp
Common Stock, par value $0.001 per share 		J - Other 40,317 40,317
2012-04-16 3 NONE Sierra Income Corp
Common Stock, par value $0.001 per share 		111
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)