Hyster-Yale, Inc.
US ˙ NYSE ˙ US4491721050

Introduction

This page provides a comprehensive analysis of the known insider trading history of Thomas E Jr Taplin. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Thomas E Jr Taplin has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:NC / NACCO Industries, Inc. 0
US:HY / Hyster-Yale, Inc. 183,172
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Thomas E Jr Taplin. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases HY / Hyster-Yale, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in HY / Hyster-Yale, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HY / Hyster-Yale, Inc. Insider Trades
Insider Sales HY / Hyster-Yale, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in HY / Hyster-Yale, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HY / Hyster-Yale, Inc. Insider Trades
Insider Purchases NC / NACCO Industries, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in HY / Hyster-Yale, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

NC / NACCO Industries, Inc. Insider Trades
Insider Sales NC / NACCO Industries, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in HY / Hyster-Yale, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2012-03-14 NC TAPLIN THOMAS E JR 300 101.0800 300 101.0800 30,324 201 26.8217 -22,277 -73.46
2012-03-14 NC TAPLIN THOMAS E JR 200 101.0700 200 101.0700 20,214
2012-03-14 NC TAPLIN THOMAS E JR 100 101.0400 100 101.0400 10,104
2012-03-14 NC TAPLIN THOMAS E JR 600 101.2300 600 101.2300 60,738
2012-03-14 NC TAPLIN THOMAS E JR 100 101.7500 100 101.7500 10,175
2012-03-14 NC TAPLIN THOMAS E JR 100 101.9080 100 101.9080 10,191
2012-03-14 NC TAPLIN THOMAS E JR 100 101.8500 100 101.8500 10,185
2012-03-14 NC TAPLIN THOMAS E JR 100 101.4200 100 101.4200 10,142
2012-03-14 NC TAPLIN THOMAS E JR 200 101.4100 200 101.4100 20,282
2012-03-14 NC TAPLIN THOMAS E JR 200 101.5800 200 101.5800 20,316
2012-03-14 NC TAPLIN THOMAS E JR 200 101.7400 200 101.7400 20,348
2012-03-14 NC TAPLIN THOMAS E JR 200 102.0900 200 102.0900 20,418
2012-03-14 NC TAPLIN THOMAS E JR 400 102.0200 400 102.0200 40,808
2012-03-14 NC TAPLIN THOMAS E JR 200 102.3800 200 102.3800 20,476
2012-03-14 NC TAPLIN THOMAS E JR 400 102.2500 400 102.2500 40,900
2012-03-14 NC TAPLIN THOMAS E JR 300 101.0500 300 101.0500 30,315
2012-03-14 NC TAPLIN THOMAS E JR 100 101.2200 100 101.2200 10,122
2012-03-14 NC TAPLIN THOMAS E JR 300 101.8500 300 101.8500 30,555
2012-03-14 NC TAPLIN THOMAS E JR 200 101.9400 200 101.9400 20,388
2012-03-14 NC TAPLIN THOMAS E JR 200 101.7400 200 101.7400 20,348
2012-03-14 NC TAPLIN THOMAS E JR 100 102.0700 100 102.0700 10,207
2012-03-14 NC TAPLIN THOMAS E JR 200 102.0900 200 102.0900 20,418
2012-03-14 NC TAPLIN THOMAS E JR 200 102.4200 200 102.4200 20,484

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

NC / NACCO Industries, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Thomas E Jr Taplin as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2017-08-17 2017-08-15 4 NC NACCO INDUSTRIES INC
Class A Common Stock
J - Other -3,834 0 -100.00
2017-08-17 2017-08-15 4 NC NACCO INDUSTRIES INC
Class A Common Stock
J - Other -3,835 14,962 -20.40
2017-08-17 2017-08-15 4 NC NACCO INDUSTRIES INC
Class A Common Stock
J - Other -3,835 3,834 -50.01
2017-08-17 2017-02-08 4 NC NACCO INDUSTRIES INC
Class A Common Stock
J - Other 1,421 93,543 1.54
2017-02-14 2016-03-01 5 HY HYSTER-YALE MATERIALS HANDLING, INC.
Class A Common Stock
J - Other 3,925 183,172 2.19
2017-02-14 2016-03-01 5 NC NACCO INDUSTRIES INC
Class A Common Stock
J - Other 1,962 92,122 2.18
2016-01-26 2016-01-22 4 HY HYSTER-YALE MATERIALS HANDLING, INC.
Class B Common Stock
J - Other -90,440 0 -100.00
2016-01-26 2016-01-22 4 HY HYSTER-YALE MATERIALS HANDLING, INC.
Class A Common Stock
J - Other 90,440 179,247 101.84
2016-01-26 2015-03-26 4 HY HYSTER-YALE MATERIALS HANDLING, INC.
Class A Common Stock
G - Gift 65,306 66,939 3,999.14
2016-01-26 2016-01-22 4 NC NACCO INDUSTRIES INC
Class B Common Stock
J - Other -5,500 0 -100.00
2016-01-26 2016-01-22 4 NC NACCO INDUSTRIES INC
Class B Common Stock
J - Other -200 5,500 -3.51
2016-01-26 2016-01-22 4 NC NACCO INDUSTRIES INC
Class B Common Stock
J - Other -7,500 5,700 -56.82
2016-01-26 2016-01-22 4 NC NACCO INDUSTRIES INC
Class A Common Stock
J - Other 13,200 90,160 17.15
2016-01-26 2015-03-26 4 NC NACCO INDUSTRIES INC
Class A Common Stock
G - Gift 11,224 11,504 4,008.57
2014-12-22 2014-12-18 4 NC NACCO INDUSTRIES INC
Class A Common Stock
J - Other 280 280
2014-12-22 2014-12-18 4 NC NACCO INDUSTRIES INC
Class A Common Stock
J - Other -280 76,960 -0.36
2014-12-22 2014-12-18 4 HY HYSTER-YALE MATERIALS HANDLING, INC.
Class A Common Stock
J - Other 1,633 1,633
2014-12-22 2014-12-18 4 HY HYSTER-YALE MATERIALS HANDLING, INC.
Class A Common Stock
J - Other -1,633 88,807 -1.81
2013-01-25 2012-11-16 4 HY HYSTER-YALE MATERIALS HANDLING, INC.
Class B Common Stock
C - Conversion -5,564 0 -100.00
2013-01-25 2012-11-16 4 HY HYSTER-YALE MATERIALS HANDLING, INC.
Class A Common Stock
C - Conversion 5,564 11,128 100.00
2012-09-27 3 HY HYSTER YALE MATERIALS HANDLING INC.
Class A Common Stock
5,564
2012-09-27 3 HY HYSTER YALE MATERIALS HANDLING INC.
Class A Common Stock
90,440
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 77,240 -0.26 102.42 -20,484 7,910,921
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 77,440 -0.26 102.09 -20,418 7,905,850
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -100 77,640 -0.13 102.07 -10,207 7,924,715
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 77,740 -0.26 101.74 -20,348 7,909,268
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 77,940 -0.26 101.94 -20,388 7,945,204
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -300 78,140 -0.38 101.85 -30,555 7,958,559
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -100 78,440 -0.13 101.22 -10,122 7,939,697
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -300 78,540 -0.38 101.05 -30,315 7,936,467
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -400 78,840 -0.50 102.25 -40,900 8,061,390
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 79,240 -0.25 102.38 -20,476 8,112,591
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -400 79,440 -0.50 102.02 -40,808 8,104,469
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 79,840 -0.25 102.09 -20,418 8,150,866
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 80,040 -0.25 101.74 -20,348 8,143,270
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 80,240 -0.25 101.58 -20,316 8,150,779
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 80,440 -0.25 101.41 -20,282 8,157,420
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -100 80,640 -0.12 101.42 -10,142 8,178,509
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -100 80,740 -0.12 101.85 -10,185 8,223,369
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -100 80,840 -0.12 101.91 -10,191 8,238,243
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -100 80,940 -0.12 101.75 -10,175 8,235,645
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -600 81,040 -0.73 101.23 -60,738 8,203,679
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -100 81,640 -0.12 101.04 -10,104 8,248,906
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -200 81,740 -0.24 101.07 -20,214 8,261,462
2012-03-15 2012-03-14 4 NC NACCO INDUSTRIES INC
Class A Common Stock
S - Sale -300 81,940 -0.36 101.08 -30,324 8,282,495
2012-02-09 2011-12-29 5 NC NACCO INDUSTRIES INC
Class A Common Stock
G - Gift 5,564 5,564
2012-02-09 2011-02-22 5 NC NACCO INDUSTRIES INC
Class A Common Stock
G - Gift 3,190 82,240 4.04
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)