Lumentum Holdings Inc.
US ˙ NasdaqGS ˙ US55024U1097

Introduction

This page provides a comprehensive analysis of the known insider trading history of Aaron Tachibana. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

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Companies with Reported Insider Positions

The SEC filings indicate Aaron Tachibana has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:PSNL / Personalis, Inc. CFO AND COO 164,458
US:LITE / Lumentum Holdings Inc. CFO 75,455
US:PSEM / Pericom Semiconductor Corporation Sr. VP of Finance, and CFO 3,900
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Aaron Tachibana. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases LITE / Lumentum Holdings Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in LITE / Lumentum Holdings Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

LITE / Lumentum Holdings Inc. Insider Trades
Insider Sales LITE / Lumentum Holdings Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in LITE / Lumentum Holdings Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2018-05-17 LITE Tachibana Aaron 830 63.2100 830 63.2100 52,464 179 37.5 -21,339 -40.67
2018-05-16 LITE Tachibana Aaron 867 63.5900 867 63.5900 55,133
2018-02-21 LITE Tachibana Aaron 832 59.2596 832 59.2596 49,304
2018-02-16 LITE Tachibana Aaron 942 58.5161 942 58.5161 55,122
2016-08-19 LITE Tachibana Aaron 6,086 34.6400 6,086 34.6400 210,819

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

LITE / Lumentum Holdings Inc. Insider Trades
Insider Purchases PSNL / Personalis, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in LITE / Lumentum Holdings Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PSNL / Personalis, Inc. Insider Trades
Insider Sales PSNL / Personalis, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in LITE / Lumentum Holdings Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2025-07-28 PSNL Tachibana Aaron 641 6.5700 641 6.5700 4,211 9 4.4050 -1,387 -32.95
2025-05-16 PSNL Tachibana Aaron 1,291 4.9500 1,291 4.9500 6,390
2025-01-28 PSNL Tachibana Aaron 708 5.7900 708 5.7900 4,099
2024-12-16 PSNL Tachibana Aaron 6,865 3.8200 6,865 3.8200 26,224
2024-11-18 PSNL Tachibana Aaron 1,307 3.7900 1,307 3.7900 4,954
2024-07-30 PSNL Tachibana Aaron 742 2.9700 742 2.9700 2,204
2024-06-17 PSNL Tachibana Aaron 7,176 1.2900 7,176 1.2900 9,257
2024-05-17 PSNL Tachibana Aaron 1,333 1.3800 1,333 1.3800 1,840
2024-01-29 PSNL Tachibana Aaron 716 1.3700 716 1.3700 981
2023-12-15 PSNL Tachibana Aaron 6,747 1.4700 6,747 1.4700 9,918
2023-11-16 PSNL Tachibana Aaron 1,344 1.0400 1,344 1.0400 1,398
2023-07-31 PSNL Tachibana Aaron 662 2.2600 662 2.2600 1,496
2023-06-16 PSNL Tachibana Aaron 6,904 2.0700 6,904 2.0700 14,291
2023-05-17 PSNL Tachibana Aaron 1,389 1.9800 1,389 1.9800 2,750
2023-03-17 PSNL Tachibana Aaron 3,945 2.8300 3,945 2.8300 11,164
2023-01-31 PSNL Tachibana Aaron 767 2.2000 767 2.2000 1,687
2022-12-20 PSNL Tachibana Aaron 3,843 1.9200 3,843 1.9200 7,379
2022-12-15 PSNL Tachibana Aaron 7,177 2.5000 7,177 2.5000 17,942
2022-12-02 PSNL Tachibana Aaron 4,360 2.6000 4,360 2.6000 11,336
2022-11-16 PSNL Tachibana Aaron 1,294 2.7100 1,294 2.7100 3,507
2022-09-20 PSNL Tachibana Aaron 3,474 3.4800 3,474 3.4800 12,090
2022-09-02 PSNL Tachibana Aaron 4,168 3.3300 4,168 3.3300 13,879
2022-07-28 PSNL Tachibana Aaron 632 3.9100 632 3.9100 2,471
2022-06-17 PSNL Tachibana Aaron 3,440 3.2900 3,440 3.2900 11,318
2022-06-15 PSNL Tachibana Aaron 6,818 3.2400 6,818 3.2400 22,090
2022-06-02 PSNL Tachibana Aaron 4,187 3.5900 4,187 3.5900 15,031
2022-05-16 PSNL Tachibana Aaron 1,286 4.8600 1,286 4.8600 6,250
2022-03-02 PSNL Tachibana Aaron 4,511 10.1800 4,511 10.1800 45,922
2022-01-28 PSNL Tachibana Aaron 705 9.9300 705 9.9300 7,001
2021-12-17 PSNL Tachibana Aaron 3,437 12.8000 3,437 12.8000 43,994
2021-12-02 PSNL Tachibana Aaron 4,184 12.9200 4,184 12.9200 54,057
2021-11-17 PSNL Tachibana Aaron 1,253 17.0400 1,253 17.0400 21,351
2021-09-17 PSNL Tachibana Aaron 3,152 21.2500 3,152 21.2500 66,980
2021-09-02 PSNL Tachibana Aaron 3,820 21.9200 3,820 21.9200 83,734
2021-06-17 PSNL Tachibana Aaron 2,421 22.7500 2,421 22.7500 55,078
2021-06-02 PSNL Tachibana Aaron 2,899 21.5700 2,899 21.5700 62,531
2021-03-17 PSNL Tachibana Aaron 2,446 26.7300 2,446 26.7300 65,382
2021-03-02 PSNL Tachibana Aaron 3,022 32.6000 3,022 32.6000 98,517
2020-12-17 PSNL Tachibana Aaron 2,391 36.3700 2,391 36.3700 86,961
2020-12-02 PSNL Tachibana Aaron 2,926 27.7600 2,926 27.7600 81,226
2020-09-17 PSNL Tachibana Aaron 2,463 22.7400 2,463 22.7400 56,009
2020-09-02 PSNL Tachibana Aaron 2,899 22.9900 2,899 22.9900 66,648

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PSNL / Personalis, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Aaron Tachibana as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-07-30 2025-07-28 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -641 164,458 -0.39 6.57 -4,211 1,080,489
2025-05-20 2025-05-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,291 165,099 -0.78 4.95 -6,390 817,240
2025-01-30 2025-01-28 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -708 166,390 -0.42 5.79 -4,099 963,398
2024-12-18 2024-12-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -6,865 167,098 -3.95 3.82 -26,224 638,314
2024-11-20 2024-11-18 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,307 173,963 -0.75 3.79 -4,954 659,320
2024-08-01 2024-07-30 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -742 175,270 -0.42 2.97 -2,204 520,552
2024-06-20 2024-06-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -7,176 176,012 -3.92 1.29 -9,257 227,055
2024-05-21 2024-05-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,333 183,188 -0.72 1.38 -1,840 252,799
2024-01-31 2024-01-29 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -716 184,521 -0.39 1.37 -981 252,794
2023-12-19 2023-12-15 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -6,747 185,237 -3.51 1.47 -9,918 272,298
2023-11-20 2023-11-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,344 191,984 -0.70 1.04 -1,398 199,663
2023-08-02 2023-07-31 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -662 193,328 -0.34 2.26 -1,496 436,921
2023-06-21 2023-06-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -6,904 193,990 -3.44 2.07 -14,291 401,559
2023-05-19 2023-05-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,389 200,894 -0.69 1.98 -2,750 397,770
2023-03-21 2023-03-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,945 202,283 -1.91 2.83 -11,164 572,461
2023-02-02 2023-01-31 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -767 206,228 -0.37 2.20 -1,687 453,702
2022-12-22 2022-12-20 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,843 206,995 -1.82 1.92 -7,379 397,430
2022-12-19 2022-12-15 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -7,177 210,838 -3.29 2.50 -17,942 527,095
2022-12-06 2022-12-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,360 218,015 -1.96 2.60 -11,336 566,839
2022-11-18 2022-11-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,294 222,375 -0.58 2.71 -3,507 602,636
2022-09-22 2022-09-20 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,474 223,669 -1.53 3.48 -12,090 778,368
2022-09-08 2022-09-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,168 227,143 -1.80 3.33 -13,879 756,386
2022-08-01 2022-07-28 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -632 231,311 -0.27 3.91 -2,471 904,426
2022-06-21 2022-06-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,440 231,943 -1.46 3.29 -11,318 763,092
2022-06-17 2022-06-15 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -6,818 235,383 -2.82 3.24 -22,090 762,641
2022-06-06 2022-06-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,187 242,201 -1.70 3.59 -15,031 869,502
2022-05-18 2022-05-16 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,286 246,388 -0.52 4.86 -6,250 1,197,446
2022-03-21 2022-03-17 4 PSNL Personalis, Inc.
Common Stock 		D - Sale to Issuer -3,767 247,674 -1.50 7.98 -30,061 1,976,439
2022-03-04 2022-03-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,511 251,441 -1.76 10.18 -45,922 2,559,669
2022-02-01 2022-01-28 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -705 255,952 -0.27 9.93 -7,001 2,541,603
2021-12-20 2021-12-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,437 256,657 -1.32 12.80 -43,994 3,285,210
2021-12-16 2021-12-14 4 PSNL Personalis, Inc.
Common Stock 		A - Award 80,000 260,094 44.42
2021-12-06 2021-12-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -4,184 180,094 -2.27 12.92 -54,057 2,326,814
2021-11-19 2021-11-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -1,253 184,278 -0.68 17.04 -21,351 3,140,097
2021-09-21 2021-09-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,152 185,531 -1.67 21.25 -66,980 3,942,534
2021-09-07 2021-09-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,820 188,683 -1.98 21.92 -83,734 4,135,931
2021-07-29 2021-07-27 4 PSNL Personalis, Inc.
Stock Option (Right to Buy) 		A - Award 12,500 12,500
2021-07-29 2021-07-27 4 PSNL Personalis, Inc.
Common Stock 		A - Award 10,000 192,503 5.48
2021-06-22 2021-06-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,421 182,503 -1.31 22.75 -55,078 4,151,943
2021-06-04 2021-06-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,899 184,924 -1.54 21.57 -62,531 3,988,811
2021-05-18 2021-05-15 4 PSNL Personalis, Inc.
Stock Option (right to buy) 		A - Award 40,000 40,000
2021-05-18 2021-05-15 4 PSNL Personalis, Inc.
Common Stock 		A - Award 20,000 187,823 11.92
2021-03-19 2021-03-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,446 167,823 -1.44 26.73 -65,382 4,485,909
2021-03-04 2021-03-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -3,022 170,269 -1.74 32.60 -98,517 5,550,769
2020-12-21 2020-12-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,391 173,291 -1.36 36.37 -86,961 6,302,594
2020-12-03 2020-12-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,926 175,682 -1.64 27.76 -81,226 4,876,932
2020-12-03 2020-12-01 4 PSNL Personalis, Inc.
Stock Option (Right to Buy) 		A - Award 30,000 30,000
2020-09-21 2020-09-17 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,463 178,608 -1.36 22.74 -56,009 4,061,546
2020-09-04 2020-09-02 4 PSNL Personalis, Inc.
Common Stock 		S - Sale -2,899 181,071 -1.58 22.99 -66,648 4,162,822
2020-03-18 2020-03-16 4 PSNL Personalis, Inc.
Common Stock 		A - Award 82,500 183,970 81.30
2020-03-18 2020-03-16 4 PSNL Personalis, Inc.
Common Stock 		A - Award 82,500 183,970 81.30
2019-12-05 2019-12-03 4 PSNL Personalis, Inc.
Common Stock 		A - Award 100,000 102,249 4,446.42
2018-08-24 2018-08-10 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 4,389 75,455 6.18
2018-08-24 2018-08-10 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 10,533 73,724 16.67
2018-08-21 2018-08-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -5,574 73,945 -7.01 59.69 -332,712 4,413,777
2018-08-17 2018-08-17 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,189 73,634 -1.59 59.87 -71,185 4,408,468
2018-08-17 2018-08-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -867 74,823 -1.15 60.13 -52,133 4,499,107
2018-08-17 2018-08-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,754 73,216 -3.63 60.13 -165,598 4,402,478
2018-08-17 2018-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 0 -100.00
2018-08-17 2018-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -6,400 0 -100.00
2018-08-17 2018-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 75,690 3.38
2018-08-17 2018-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 6,400 75,970 9.20
2018-05-17 2018-05-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -830 69,570 -1.18 63.21 -52,464 4,397,520
2018-05-17 2018-05-16 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -867 70,400 -1.22 63.59 -55,133 4,476,736
2018-05-17 2018-05-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 2,474 -50.00
2018-05-17 2018-05-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 71,267 3.60
2018-03-07 2018-03-06 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -2,000 68,530 -2.84 65.00 -130,000 4,454,450
2018-02-21 2018-02-21 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -832 70,530 -1.17 59.26 -49,304 4,179,580
2018-02-21 2018-02-16 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -942 71,362 -1.30 58.52 -55,122 4,175,826
2018-02-21 2018-02-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 4,948 -33.33
2018-02-21 2018-02-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 72,304 3.54
2017-12-06 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 2,658 73,276 3.76
2017-12-06 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 6,379 70,618 9.93
2017-11-22 2017-11-22 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -1,248 69,830 -1.76 60.00 -74,880 4,189,800
2017-11-17 2017-11-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,251 71,078 -1.73 57.12 -71,457 4,059,975
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -5,459 0 -100.00
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 7,422 -25.00
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,886 72,071 -3.85 57.80 -166,811 4,165,704
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 5,459 74,957 7.85
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,309 69,498 -1.85 57.80 -75,660 4,016,984
2017-11-17 2017-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 70,807 3.62
2017-10-16 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 9,037 73,276 14.07
2017-10-16 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 5,396 64,239 9.17
2017-10-16 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 3,237 58,843 5.82
2017-10-16 2017-08-18 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 9,713 55,606 21.16
2017-08-23 2017-08-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -100 68,333 -0.15 53.15 -5,315 3,631,899
2017-08-23 2017-08-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -5,394 68,433 -7.31 52.60 -283,740 3,599,774
2017-08-22 2017-08-21 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -409 73,827 -0.55 51.10 -20,900 3,772,582
2017-08-22 2017-08-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 0 -100.00
2017-08-22 2017-08-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 74,236 1.31
2017-08-22 2017-08-18 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 8,054 73,276 12.35
2017-08-22 2017-08-18 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 4,832 65,222 8.00
2017-08-22 2017-08-18 4 LITE Lumentum Holdings Inc.
Common Stock 		A - Award 14,497 60,390 31.59
2017-08-17 2017-08-17 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -3,565 45,893 -7.21 52.12 -185,808 2,391,943
2017-08-17 2017-08-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -943 49,458 -1.87 52.81 -49,800 2,611,877
2017-08-17 2017-08-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,438 47,927 -4.84 52.81 -128,751 2,531,025
2017-08-17 2017-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 9,896 -20.00
2017-08-17 2017-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -6,401 6,400 -50.00
2017-08-17 2017-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 50,401 5.16
2017-08-17 2017-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 6,401 50,365 14.56
2017-05-23 2017-05-22 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -364 43,964 -0.82 53.90 -19,620 2,369,660
2017-05-23 2017-05-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 960 -50.00
2017-05-23 2017-05-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 44,328 2.21
2017-05-17 2017-05-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -1,521 43,368 -3.39 54.40 -82,742 2,359,219
2017-05-17 2017-05-16 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -953 44,889 -2.08 53.31 -50,804 2,393,033
2017-05-17 2017-05-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 12,370 -16.67
2017-05-17 2017-05-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 45,495 5.75
2017-02-21 2017-02-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 1,920 -33.33
2017-02-21 2017-02-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -360 43,021 -0.83 51.10 -18,396 2,198,373
2017-02-21 2017-02-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 43,381 2.26
2017-02-17 2017-02-16 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -1,546 42,421 -3.52 50.15 -77,532 2,127,413
2017-02-17 2017-02-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,474 14,844 -14.29
2017-02-17 2017-02-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -928 43,967 -2.07 49.45 -45,890 2,174,168
2017-02-17 2017-02-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,474 44,895 5.83
2016-11-22 2016-11-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -959 2,880 -24.98
2016-11-22 2016-11-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -500 42,421 -1.16 42.20 -21,100 1,790,166
2016-11-22 2016-11-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 959 42,921 2.29
2016-11-17 2016-11-17 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -1,184 41,962 -2.74 40.45 -47,893 1,697,363
2016-11-17 2016-11-16 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale X -3,996 43,146 -8.48 40.00 -159,840 1,725,840
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -2,475 17,318 -12.50
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -5,459 5,459 -50.00
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,291 47,142 -2.67 38.80 -50,091 1,829,110
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 2,475 47,873 5.45
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,150 45,398 -4.52 38.80 -83,420 1,761,442
2016-11-17 2016-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 5,459 47,548 12.97
2016-09-01 2016-08-16 4/A LITE Lumentum Holdings Inc.
Common Stock 		A - Award 28,250 42,089 204.13
2016-08-23 2016-08-22 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 3,839 -20.00
2016-08-23 2016-08-22 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -360 13,839 -2.54 34.60 -12,456 478,829
2016-08-23 2016-08-22 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 14,199 7.25
2016-08-23 2016-08-19 4 LITE Lumentum Holdings Inc.
Common Stock 		S - Sale -6,086 13,239 -31.49 34.64 -210,819 458,599
2016-08-18 2016-08-16 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		A - Award 28,250 28,250
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -6,401 12,801 -33.34
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -9,749 19,793 -33.00
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,405 19,325 -11.07 32.66 -78,547 631,154
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 6,401 21,730 41.76
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -3,663 15,329 -19.29 32.66 -119,634 500,645
2016-08-17 2016-08-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 9,749 18,992 105.47
2016-05-24 2016-05-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -960 4,799 -16.67
2016-05-24 2016-05-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -360 9,243 -3.75
2016-05-24 2016-05-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 9,603 11.11
2016-02-24 2016-02-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise 960 5,759 20.00
2016-02-24 2016-02-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -352 7,990 -4.22 23.87 -8,402 190,721
2016-02-24 2016-02-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 960 8,342 13.00
2015-11-24 2015-11-20 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -959 6,719 -12.49
2015-11-24 2015-11-20 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -360 7,382 -4.65 18.81 -6,772 138,855
2015-11-24 2015-11-20 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 959 7,742 14.14
2015-11-17 2015-11-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -5,459 10,918 -33.33
2015-11-17 2015-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -2,051 6,783 -23.22
2015-11-17 2015-11-15 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 5,459 8,834 161.75
2015-08-26 2015-08-24 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		M - Exercise -3,783 7,678 -33.01
2015-08-26 2015-08-24 4 LITE Lumentum Holdings Inc.
Common Stock 		F - Taxes -1,656 3,375 -32.92 21.20 -35,107 71,550
2015-08-26 2015-08-24 4 LITE Lumentum Holdings Inc.
Common Stock 		M - Exercise 3,783 3,783
2015-08-18 2015-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		A - Award 19,202 19,202
2015-08-18 2015-08-15 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		A - Award 29,542 29,542
2015-08-11 2015-08-07 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		J - Other 11,463 11,463
2015-08-11 2015-08-07 4 LITE Lumentum Holdings Inc.
Restricted Stock Units 		J - Other 16,377 16,377
2015-07-16 3 LITE Lumentum Holdings Inc.
Common Stock 		0
2014-01-10 2014-01-08 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -3,300 3,900 -45.83 9.00 -29,700 35,100
2014-01-10 2014-01-08 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		S - Sale -3,300 27,001 -10.89 9.00 -29,700 243,009
2014-01-10 2014-01-08 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		M - Exercise 3,300 30,301 12.22 7.63 25,179 231,197
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -3,250 8,750 -27.08 9.50 -30,875 83,125
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		M - Exercise -146 6,854 -2.09 9.50 -1,387 65,113
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		S - Sale -146 27,001 -0.54 9.50 -1,387 256,510
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		M - Exercise 146 27,147 0.54 7.65 1,117 207,675
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		S - Sale -3,250 27,001 -10.74 9.50 -30,875 256,510
2014-01-10 2013-11-25 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		M - Exercise 3,250 30,251 12.04 8.85 28,762 267,721
2014-01-10 2013-09-20 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		A - Award 7,000 7,000 7.65 53,550 53,550
2013-05-14 2013-05-11 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		D - Sale to Issuer -2,864 27,001 -9.59 6.79 -19,446 183,331
2012-12-14 2012-12-12 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		D - Sale to Issuer -336 29,865 -1.11 7.99 -2,685 238,618
2012-11-13 2012-11-12 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		A - Award 6,000 30,201 24.79
2012-10-05 2012-10-02 4 PSEM PERICOM SEMICONDUCTOR CORP
Non-Qualified Stock Option (right to buy) 		A - Award 12,000 12,000 8.85 106,200 106,200
2012-05-15 2012-05-11 4 PSEM PERICOM SEMICONDUCTOR CORP
Common Stock 		D - Sale to Issuer -2,556 24,201 -9.55 7.75 -19,811 187,572
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)