John C Swalling - Insider Trading Tracker

Introduction

This page provides a comprehensive analysis of the known insider trading history of John C Swalling. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

Companies with Reported Insider Positions

The SEC filings indicate John C Swalling has reported holdings or trades in the following companies:

How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by John C Swalling. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases NRIM / Northrim BanCorp, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in NRIM / Northrim BanCorp, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date	Ticker	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Max	Price at Max	Max Profit ($)	Max Return (%)
2023-05-03	NRIM	SWALLING JOHN C	700	36.7500	700	36.7500	25,725	237	59.6800	16,051	62.39
2023-05-03	NRIM	SWALLING JOHN C	700	36.7500	700	36.7500	25,725
2022-05-27	NRIM	SWALLING JOHN C	600	42.0000	600	42.0000	25,200
2021-08-24	NRIM	SWALLING JOHN C	600	40.9200	600	40.9200	24,552
2020-11-12	NRIM	SWALLING JOHN C	800	33.1484	800	33.1484	26,519
2019-09-12	NRIM	SWALLING JOHN C	35	41.1168	35	41.1168	1,437
2019-06-17	NRIM	SWALLING JOHN C	37	35.2932	37	35.2932	1,306
2019-06-17	NRIM	SWALLING JOHN C	1	34.1000	1	34.1000	34
2019-06-17	NRIM	SWALLING JOHN C	0	35.2827	0	35.2827	9
2019-05-30	NRIM	SWALLING JOHN C	730	34.0510	730	34.0510	24,857
2019-03-25	NRIM	SWALLING JOHN C	32	34.1787	32	34.1787	1,094
2018-12-24	NRIM	SWALLING JOHN C	1	43.7800	1	43.7800	44
2018-12-24	NRIM	SWALLING JOHN C	31	31.4670	31	31.4670	975
2018-09-17	NRIM	SWALLING JOHN C	21	44.6190	21	44.6190	937
2018-08-03	NRIM	SWALLING JOHN C	425	41.4000	425	41.4000	17,595
2018-08-03	NRIM	SWALLING JOHN C	200	41.3500	200	41.3500	8,270
2017-08-17	NRIM	SWALLING JOHN C	432	28.0000	432	28.0000	12,096
2016-06-27	NRIM	SWALLING JOHN C	22	25.6650	22	25.6650	565
2016-06-03	NRIM	SWALLING JOHN C	800	26.1752	800	26.1752	20,940
2015-08-05	NRIM	SWALLING JOHN C	151	25.8500	151	25.8500	3,903
2015-08-05	NRIM	SWALLING JOHN C	149	25.8500	149	25.8500	3,852
2015-08-05	NRIM	SWALLING JOHN C	100	25.8499	100	25.8499	2,585
2014-09-11	NRIM	SWALLING JOHN C	400	25.3899	400	25.3899	10,156
2013-10-29	NRIM	SWALLING JOHN C	400	25.2325	400	25.2325	10,093
2012-08-20	NRIM	SWALLING JOHN C	500	21.1000	500	21.1000	10,550

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Insider Sales NRIM / Northrim BanCorp, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in NRIM / Northrim BanCorp, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date	Ticker	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Min	Price at Min	Max Loss Avoided ($)	Max Loss Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Insider Trading History

This table shows the complete list of insider trades made by John C Swalling as disclosed to the Securities Exchange Commission (SEC).