Great Elm Capital Corp. - Corporate Bond/Note
US ˙ NasdaqGM ˙ US3903206049

Introduction

This page provides a comprehensive analysis of the known insider trading history of John Edward Stuart. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate John Edward Stuart has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:GECC / Great Elm Capital Corp. Director 1,034
US:FULL / Full Circle Capital Corp. Chairman, Director 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by John Edward Stuart. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases GECCO / Great Elm Capital Corp. - Corporate Bond/Note - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in GECCO / Great Elm Capital Corp. - Corporate Bond/Note. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

GECCO / Great Elm Capital Corp. - Corporate Bond/Note Insider Trades
Insider Sales GECCO / Great Elm Capital Corp. - Corporate Bond/Note - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in GECCO / Great Elm Capital Corp. - Corporate Bond/Note. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

GECCO / Great Elm Capital Corp. - Corporate Bond/Note Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by John Edward Stuart as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2021-01-26 2021-01-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 18 1,034 1.77
2021-01-26 2021-01-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 40 2,383 1.71
2021-01-26 2021-01-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 97 5,073 1.95
2021-01-26 2021-01-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 330 17,202 1.96
2020-12-23 2020-12-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 19 1,016 1.91
2020-12-23 2020-12-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 42 2,343 1.83
2020-12-23 2020-12-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 96 4,976 1.97
2020-12-23 2020-12-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 324 16,872 1.96
2020-11-24 2020-11-20 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 24 997 2.47
2020-11-24 2020-11-20 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 53 2,301 2.36
2020-11-24 2020-11-20 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 128 4,880 2.69
2020-11-24 2020-11-20 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 432 16,548 2.68
2020-10-23 2020-10-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 20 973 2.10
2020-10-23 2020-10-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 46 2,248 2.09
2020-10-23 2020-10-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 111 4,752 2.39
2020-10-23 2020-10-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 245 16,116 1.54
2020-10-01 2020-09-28 4 GECC Great Elm Capital Corp.
Subscription Rights
X - Other -5,773 0 -100.00
2020-10-01 2020-09-28 4 GECC Great Elm Capital Corp.
Common Stock
X - Other 5,773 15,871 57.17 2.95 17,030 46,819
2020-09-23 2020-09-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 14 953 1.49
2020-09-23 2020-09-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 30 2,202 1.38
2020-09-23 2020-09-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 72 4,641 1.58
2020-09-23 2020-09-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 160 10,098 1.61
2020-08-25 2020-08-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 14 939 1.51
2020-08-25 2020-08-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 32 2,172 1.50
2020-08-25 2020-08-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 74 4,569 1.65
2020-08-25 2020-08-21 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 161 9,938 1.65
2020-07-23 2020-07-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 41 9,777 0.42
2020-07-17 2020-07-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 13 925 1.43
2020-07-17 2020-07-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 29 2,140 1.37
2020-07-17 2020-07-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 72 4,495 1.63
2020-07-17 2020-07-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 119 9,736 1.24
2020-06-17 2020-06-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 12 912 1.33
2020-06-17 2020-06-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 27 2,111 1.30
2020-06-17 2020-06-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 69 4,423 1.58
2020-06-17 2020-06-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 152 9,617 1.61
2020-05-19 2020-05-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 13 900 1.47
2020-05-19 2020-05-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 30 2,084 1.46
2020-05-19 2020-05-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 83 4,354 1.94
2020-05-19 2020-05-15 4 GECC Great Elm Capital Corp.
Common Stock
A - Award 185 9,465 1.99
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
25,825
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
20,816
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
18,599
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
16,598
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
17,432
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
25,825
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
20,816
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
18,599
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
16,598
2016-12-09 3 GECC Great Elm Capital Corp.
Common Stock
17,432
2016-11-04 2016-11-03 4 FULL Full Circle Capital Corp
Common Stock
D - Sale to Issuer -237 0 -100.00
2016-11-04 2016-11-03 4 FULL Full Circle Capital Corp
Common Stock
D - Sale to Issuer -9,258 0 -100.00
2016-11-04 2016-11-03 4 FULL Full Circle Capital Corp
Common Stock
D - Sale to Issuer -19,351 0 -100.00
2016-11-04 2016-11-03 4 FULL Full Circle Capital Corp
Common Stock
D - Sale to Issuer -4,000 0 -100.00
2016-11-04 2016-11-03 4 FULL Full Circle Capital Corp
Common Stock
D - Sale to Issuer -41,830 0 -100.00
2016-11-04 2016-11-02 4 FULL Full Circle Capital Corp
Common Stock
J - Other -1,453,692 0 -100.00 2.69 -3,910,431
2015-04-08 2015-04-07 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 3,000 9,258 47.94 3.50 10,500 32,403
2015-04-08 2015-04-07 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 3,000 9,258 47.94 3.50 10,500 32,403
2015-04-08 2015-04-07 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 2,900 19,351 17.63 3.50 10,150 67,728
2015-04-08 2015-04-07 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 6,400 41,830 18.06 3.50 22,400 146,405
2015-04-08 2015-04-07 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 1,428,572 1,453,692 5,686.99 3.50 5,000,002 5,087,922
2015-04-08 2015-03-30 4 FULL Full Circle Capital Corp
Subscription Rights
X - Other 3,000 0 -100.00
2015-04-08 2015-03-30 4 FULL Full Circle Capital Corp
Subscription Rights
X - Other 3,000 0 -100.00
2015-04-08 2015-03-30 4 FULL Full Circle Capital Corp
Subscription Rights
X - Other 2,900 0 -100.00
2015-04-08 2015-03-30 4 FULL Full Circle Capital Corp
Subscription Rights
X - Other 6,400 0 -100.00
2015-04-08 2015-03-30 4 FULL Full Circle Capital Corp
Subscription Rights
X - Other 1,428,572 0 -100.00
2015-03-02 2015-02-27 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 18,468 25,120 277.63 3.77 69,624 94,702
2015-03-02 2015-02-26 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 6,532 6,652 5,443.33 3.77 24,626 25,078
2014-12-08 2014-12-08 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 7,000 35,430 24.62 4.70 32,900 166,521
2014-09-22 2014-09-22 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 2,000 16,451 13.84 6.22 12,440 102,325
2014-06-23 2014-06-19 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 4,000 14,451 38.27 7.40 29,600 106,937
2014-06-23 2014-06-19 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 1,000 28,430 3.65 7.40 7,400 210,382
2013-12-16 2013-12-16 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 1,000 27,430 3.78 7.22 7,220 198,045
2013-12-12 2013-12-12 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 2,000 26,430 8.19 7.20 14,400 190,296
2012-12-06 2012-12-06 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 2,000 24,430 8.92 7.25 14,490 176,998
2012-11-15 2012-11-15 4 FULL Full Circle Capital Corp
Common Stock
P - Purchase 1,000 22,430 4.67 6.83 6,830 153,197
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)