Charlie's Holdings, Inc.
US ˙ OTCPK

Introduction

This page provides a comprehensive analysis of the known insider trading history of Vincent C Smith. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Vincent C Smith has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:DMRC / Digimarc Corporation 10% Owner 614,491
US:TRUU / True Drinks Holdings, Inc. 10% Owner 33,333,333
US:QSFT / Quest Software Inc Chairman and CEO, Director, 10% Owner 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Vincent C Smith. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases CHUC / Charlie's Holdings, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CHUC / Charlie's Holdings, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2015-07-13 TRUU Smith Vincent C 31,500 0.2100 31,500 0.2100 6,615 15 0.2801 2,208 33.38
2015-07-08 TRUU Smith Vincent C 100,000 0.2100 100,000 0.2100 21,000
2015-07-07 TRUU Smith Vincent C 445,685 0.2000 445,685 0.2000 89,137

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CHUC / Charlie's Holdings, Inc. Insider Trades
Insider Sales CHUC / Charlie's Holdings, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CHUC / Charlie's Holdings, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CHUC / Charlie's Holdings, Inc. Insider Trades
Insider Purchases DMRC / Digimarc Corporation - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CHUC / Charlie's Holdings, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DMRC / Digimarc Corporation Insider Trades
Insider Sales DMRC / Digimarc Corporation - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CHUC / Charlie's Holdings, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DMRC / Digimarc Corporation Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Vincent C Smith as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2022-05-19 3 DMRC Digimarc CORP
Common Stock
614,491
2022-05-19 3 DMRC Digimarc CORP
Common Stock
1,015,000
2022-05-19 3 DMRC Digimarc CORP
Common Stock
150,102
2022-05-19 3 DMRC Digimarc CORP
Common Stock
20,000
2022-05-19 3 DMRC Digimarc CORP
Common Stock
60,000
2022-05-19 3 DMRC Digimarc CORP
Common Stock
187,532
2016-04-14 2016-04-13 4 TRUU True Drinks Holdings, Inc.
Common Stock Warrant (Right to Acquire)
P - Purchase 33,333,333 33,333,333
2016-04-14 2016-04-13 4 TRUU True Drinks Holdings, Inc.
Series C Convertible Preferred Stock
P - Purchase 50,000 106,471 88.54 100.00 5,000,000 10,647,100
2015-12-03 2015-11-25 4 TRUU True Drinks Holdings, Inc.
Common Stock Warrant (Right to Acquire)
P - Purchase 7,000,002 7,000,002
2015-12-03 2015-11-25 4 TRUU True Drinks Holdings, Inc.
Series C Convertible Preferred Stock
P - Purchase 30,000 56,471 113.33 100.00 3,000,000 5,647,100
2015-10-21 2015-09-11 4/A TRUU True Drinks Holdings, Inc.
Common Stock Warrant (Right to Acquire)
J - Other 726,559 726,559
2015-10-21 2015-09-11 4/A TRUU True Drinks Holdings, Inc.
Series C Convertible Preferred Stock
X - Other 3,529 17,648 24.99 113.33 399,942 2,000,048
2015-10-21 2015-09-11 4/A TRUU True Drinks Holdings, Inc.
Option to Acquire Series C Convertible Preferred Stock
X - Other -1 0 -100.00
2015-10-21 2015-08-14 4/A TRUU True Drinks Holdings, Inc.
Option to Acquire Series C Convertible Preferred Stock
P - Purchase 1 17,648 0.01
2015-10-21 2015-08-14 4/A TRUU True Drinks Holdings, Inc.
Common Stock Warrant (Right to Acquire)
P - Purchase 2,906,852 2,906,852
2015-10-21 2015-08-14 4/A TRUU True Drinks Holdings, Inc.
Series C Convertible Preferred Stock
P - Purchase 14,119 14,119 113.33 1,600,106 1,600,106
2015-10-20 2015-10-16 4 TRUU True Drinks Holdings, Inc.
Common Stock Warrant (Right to Acquire)
P - Purchase 1,816,500 1,816,500
2015-10-20 2015-10-16 4 TRUU True Drinks Holdings, Inc.
Series C Convertible Preferred Stock
P - Purchase 8,823 26,471 49.99 113.33 999,911 2,999,958
2015-10-14 2015-10-09 4 TRUU True Drinks Holdings, Inc.
Common Stock Warrant (Right to Acquire)
J - Other 17,500,000 17,500,000
2015-09-15 2015-09-11 4 TRUU True Drinks Holdings, Inc.
Common Stock Warrant (Right to Acquire)
J - Other 726,559 726,559
2015-09-15 2015-09-11 4 TRUU True Drinks Holdings, Inc.
Series C Convertible Preferred Stock
X - Other 3,529 17,648 24.99 113.33 399,942 2,000,048
2015-09-15 2015-09-11 4 TRUU True Drinks Holdings, Inc.
Option to Acquire Series C Convertible Preferred Stock
X - Other -1 0 -100.00
2015-08-18 2015-07-13 4 TRUU True Drinks Holdings, Inc.
Common Stock
P - Purchase 31,500 1,459,329 2.21 0.21 6,615 306,459
2015-08-18 2015-07-08 4 TRUU True Drinks Holdings, Inc.
Common Stock
P - Purchase 100,000 1,427,829 7.53 0.21 21,000 299,844
2015-08-18 2015-07-07 4 TRUU True Drinks Holdings, Inc.
Common Stock
P - Purchase 445,685 1,327,829 50.52 0.20 89,137 265,566
2015-08-18 2015-07-30 4 TRUU True Drinks Holdings, Inc.
Series C Convertible Preferred Stock
C - Conversion -67,000 0 -100.00
2015-08-18 2015-07-30 4 TRUU True Drinks Holdings, Inc.
Common Stock
C - Conversion 44,666,667 44,666,667
2015-08-18 2015-08-14 4 TRUU True Drinks Holdings, Inc.
Option to Acquire Series C Convertible Preferred Stock
P - Purchase 1 17,648 0.01
2015-08-18 2015-08-14 4 TRUU True Drinks Holdings, Inc.
Common Stock Warrant (Right to Acquire)
P - Purchase 2,906,852 2,906,852
2015-08-18 2015-08-14 4 TRUU True Drinks Holdings, Inc.
Series C Convertible Preferred Stock
P - Purchase 14,119 14,119 113.33 1,600,106 1,600,106
2015-06-29 3/A TRUU True Drinks Holdings, Inc.
Common Stock
1,021,445
2015-06-29 3/A TRUU True Drinks Holdings, Inc.
Common Stock
882,144
2015-06-16 3 TRUU True Drinks Holdings, Inc.
Common Stock
1,764,288
2015-06-16 3 TRUU True Drinks Holdings, Inc.
Common Stock
1,764,288
2015-06-16 3 TRUU True Drinks Holdings, Inc.
Common Stock
1,764,288
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -750,000 0 -100.00 16.44 -12,330,000
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -287,500 0 -100.00
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -287,500 287,500 -50.00 11.15 -3,205,625 3,205,625
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -402,500 0 -100.00
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -172,500 402,500 -30.00 2.09 -360,525 841,225
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -165,787 0 -100.00 15.45 -2,561,409
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -74,600 0 -100.00
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -111,900 74,600 -60.00 15.45 -1,728,855 1,152,570
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -340,000 0 -100.00
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -85,000 340,000 -20.00 11.15 -947,750 3,791,000
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
D - Sale to Issuer -375,000 0 -100.00
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Common Stock
D - Sale to Issuer -1,360,109 0 -100.00 28.00 -38,083,052
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Common Stock
D - Sale to Issuer -901,491 0 -100.00 28.00 -25,241,748
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Common Stock
D - Sale to Issuer -355,749 0 -100.00 28.00 -9,960,972
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Common Stock
D - Sale to Issuer -153,440 0 -100.00 28.00 -4,296,320
2012-10-01 2012-09-27 4 QSFT QUEST SOFTWARE INC
Common Stock
D - Sale to Issuer -25,667,062 0 -100.00 28.00 -718,677,736
2012-10-01 2012-09-26 4 QSFT QUEST SOFTWARE INC
Common Stock
G - Gift -266,811 0 -100.00
2012-10-01 2012-09-26 4 QSFT QUEST SOFTWARE INC
Common Stock
G - Gift -55,413 1,360,109 -3.91
2012-10-01 2012-09-12 4 QSFT QUEST SOFTWARE INC
Common Stock
G - Gift -1,788 1,415,522 -0.13
2012-10-01 2012-09-07 4 QSFT QUEST SOFTWARE INC
Common Stock
G - Gift -4,830 1,417,310 -0.34
2012-08-07 2012-08-03 4 QSFT QUEST SOFTWARE INC
Stock Option (right to buy)
M - Exercise -800,000 0 -100.00
2012-08-07 2012-08-03 4 QSFT QUEST SOFTWARE INC
Common Stock
F - Taxes -498,309 25,090,597 -1.95 27.92 -13,912,787 700,529,468
2012-08-07 2012-08-03 4 QSFT QUEST SOFTWARE INC
Common Stock
M - Exercise 800,000 25,588,906 3.23 8.30 6,640,000 212,387,920
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)