Applied Energetics, Inc.
US ˙ OTCPK ˙ US03819M1062

Introduction

This page provides a comprehensive analysis of the known insider trading history of Schultz John E. Jr.. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

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Companies with Reported Insider Positions

The SEC filings indicate Schultz John E. Jr. has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:AERG / Applied Energetics, Inc. Director 720,000
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Schultz John E. Jr.. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases AERG / Applied Energetics, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AERG / Applied Energetics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AERG / Applied Energetics, Inc. Insider Trades
Insider Sales AERG / Applied Energetics, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AERG / Applied Energetics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2023-05-26 AERG Schultz John E. Jr. 5,000 2.8600 5,000 2.8600 14,300 264 1.74 -5,600 -39.16
2023-05-26 AERG Schultz John E. Jr. 5,000 2.8003 5,000 2.8003 14,002
2023-05-26 AERG Schultz John E. Jr. 5,000 2.8200 5,000 2.8200 14,100
2023-05-26 AERG Schultz John E. Jr. 5,000 2.7633 5,000 2.7633 13,816
2023-05-25 AERG Schultz John E. Jr. 8,300 2.7600 8,300 2.7600 22,908
2023-05-25 AERG Schultz John E. Jr. 1,100 2.7700 1,100 2.7700 3,047
2023-05-25 AERG Schultz John E. Jr. 200 2.8100 200 2.8100 562
2023-05-25 AERG Schultz John E. Jr. 400 2.8300 400 2.8300 1,132
2023-05-25 AERG Schultz John E. Jr. 12,500 2.8100 12,500 2.8100 35,125
2023-05-25 AERG Schultz John E. Jr. 6,400 2.7600 6,400 2.7600 17,664
2023-05-25 AERG Schultz John E. Jr. 1,100 2.7700 1,100 2.7700 3,047
2023-05-25 AERG Schultz John E. Jr. 10,000 2.7605 10,000 2.7605 27,605
2022-11-18 AERG Schultz John E. Jr. 10,000 2.0400 10,000 2.0400 20,400
2022-11-17 AERG Schultz John E. Jr. 17,500 2.1000 17,500 2.1000 36,750
2022-11-17 AERG Schultz John E. Jr. 9,900 2.0700 9,900 2.0700 20,493
2022-11-17 AERG Schultz John E. Jr. 5,000 2.0600 5,000 2.0600 10,300
2022-11-17 AERG Schultz John E. Jr. 100 2.0800 100 2.0800 208
2022-06-15 AERG Schultz John E. Jr. 3,500 2.3000 3,500 2.3000 8,050
2022-06-15 AERG Schultz John E. Jr. 1,500 2.2700 1,500 2.2700 3,405
2022-06-15 AERG Schultz John E. Jr. 625 2.3500 625 2.3500 1,469
2022-06-15 AERG Schultz John E. Jr. 1,875 2.3600 1,875 2.3600 4,425
2022-06-15 AERG Schultz John E. Jr. 3,700 2.3500 3,700 2.3500 8,695
2022-06-15 AERG Schultz John E. Jr. 1,300 2.3600 1,300 2.3600 3,068
2022-06-14 AERG Schultz John E. Jr. 5,000 2.5150 5,000 2.5150 12,575
2022-06-14 AERG Schultz John E. Jr. 875 2.4950 875 2.4950 2,183
2022-06-14 AERG Schultz John E. Jr. 300 2.4800 300 2.4800 744
2022-06-14 AERG Schultz John E. Jr. 3,825 2.4800 3,825 2.4800 9,486
2022-06-14 AERG Schultz John E. Jr. 100 2.5550 100 2.5550 256
2022-06-14 AERG Schultz John E. Jr. 200 2.5500 200 2.5500 510
2022-06-14 AERG Schultz John E. Jr. 2,500 2.5100 2,500 2.5100 6,275
2022-06-14 AERG Schultz John E. Jr. 3,000 2.5100 3,000 2.5100 7,530
2022-06-14 AERG Schultz John E. Jr. 1,000 2.5100 1,000 2.5100 2,510
2022-06-14 AERG Schultz John E. Jr. 1,000 2.5100 1,000 2.5100 2,510
2022-06-13 AERG Schultz John E. Jr. 875 2.4050 875 2.4050 2,104
2022-06-13 AERG Schultz John E. Jr. 1,625 2.3800 1,625 2.3800 3,868
2022-06-13 AERG Schultz John E. Jr. 1,322 2.4300 1,322 2.4300 3,212
2022-06-13 AERG Schultz John E. Jr. 1,400 2.4700 1,400 2.4700 3,458
2022-06-13 AERG Schultz John E. Jr. 2,300 2.4500 2,300 2.4500 5,635
2022-06-13 AERG Schultz John E. Jr. 875 2.4050 875 2.4050 2,104
2022-06-13 AERG Schultz John E. Jr. 1,625 2.3800 1,625 2.3800 3,868
2022-06-10 AERG Schultz John E. Jr. 1,000 2.6000 1,000 2.6000 2,600
2022-06-10 AERG Schultz John E. Jr. 3,127 2.5200 3,127 2.5200 7,880
2022-06-10 AERG Schultz John E. Jr. 2,500 2.5000 2,500 2.5000 6,250
2022-06-10 AERG Schultz John E. Jr. 5,630 2.6500 5,630 2.6500 14,920
2022-06-09 AERG Schultz John E. Jr. 2,500 2.7100 2,500 2.7100 6,775
2022-06-09 AERG Schultz John E. Jr. 2,500 2.7100 2,500 2.7100 6,775
2022-06-09 AERG Schultz John E. Jr. 2,500 2.7100 2,500 2.7100 6,775
2022-06-09 AERG Schultz John E. Jr. 2,500 2.7100 2,500 2.7100 6,775
2022-06-09 AERG Schultz John E. Jr. 10,000 2.7000 10,000 2.7000 27,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AERG / Applied Energetics, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Schultz John E. Jr. as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2023-05-30 2023-05-26 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -5,000 720,000 -0.69 2.76 -13,816 1,989,576
2023-05-30 2023-05-26 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -5,000 725,000 -0.68 2.82 -14,100 2,044,500
2023-05-30 2023-05-26 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -5,000 730,000 -0.68 2.80 -14,002 2,044,219
2023-05-30 2023-05-26 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -5,000 735,000 -0.68 2.86 -14,300 2,102,100
2023-05-30 2023-05-25 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -10,000 740,000 -1.33 2.76 -27,605 2,042,770
2023-05-30 2023-05-25 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,100 600,000 -0.18 2.77 -3,047 1,662,000
2023-05-30 2023-05-25 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,100 600,000 -0.18 2.77 -3,047 1,662,000
2023-05-30 2023-05-25 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -6,400 601,100 -1.05 2.76 -17,664 1,659,036
2023-05-30 2023-05-25 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -12,500 607,500 -2.02 2.81 -35,125 1,707,075
2023-05-30 2023-05-25 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -400 620,000 -0.06 2.83 -1,132 1,754,600
2023-05-30 2023-05-25 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -200 620,400 -0.03 2.81 -562 1,743,324
2023-05-30 2023-05-25 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -8,300 621,700 -1.32 2.76 -22,908 1,715,892
2022-11-23 2022-11-18 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -10,000 630,000 -1.56 2.04 -20,400 1,285,200
2022-11-23 2022-11-17 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -100 640,000 -0.02 2.08 -208 1,331,200
2022-11-23 2022-11-17 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -5,000 640,100 -0.78 2.06 -10,300 1,318,606
2022-11-23 2022-11-17 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -9,900 645,100 -1.51 2.07 -20,493 1,335,357
2022-11-23 2022-11-17 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -17,500 655,000 -2.60 2.10 -36,750 1,375,500
2022-11-07 2022-10-27 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		W - Other 100,000 672,500 17.47
2022-11-07 2022-10-18 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		W - Other 22,500 572,500 4.09
2022-06-17 2022-06-15 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,300 550,000 -0.24 2.36 -3,068 1,298,000
2022-06-17 2022-06-15 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -3,700 551,300 -0.67 2.35 -8,695 1,295,555
2022-06-17 2022-06-15 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,875 555,000 -0.34 2.36 -4,425 1,309,800
2022-06-17 2022-06-15 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -625 556,875 -0.11 2.35 -1,469 1,308,656
2022-06-17 2022-06-15 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,500 557,500 -0.27 2.27 -3,405 1,265,525
2022-06-17 2022-06-15 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -3,500 559,000 -0.62 2.30 -8,050 1,285,700
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,000 562,500 -0.18 2.51 -2,510 1,411,875
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,000 562,500 -0.18 2.51 -2,510 1,411,875
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -3,000 564,500 -0.53 2.51 -7,530 1,416,895
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -2,500 567,500 -0.44 2.51 -6,275 1,424,425
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -200 750,000 -0.03 2.55 -510 1,912,500
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -100 750,200 -0.01 2.56 -256 1,916,761
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -3,825 750,300 -0.51 2.48 -9,486 1,860,744
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -300 754,125 -0.04 2.48 -744 1,870,230
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -875 754,425 -0.12 2.50 -2,183 1,882,290
2022-06-15 2022-06-14 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -5,000 755,300 -0.66 2.52 -12,575 1,899,580
2022-06-15 2022-06-13 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,625 570,000 -0.28 2.38 -3,868 1,356,600
2022-06-15 2022-06-13 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -875 571,625 -0.15 2.40 -2,104 1,374,758
2022-06-15 2022-06-13 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -875 571,625 -0.15 2.40 -2,104 1,374,758
2022-06-15 2022-06-13 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -2,300 760,300 -0.30 2.45 -5,635 1,862,735
2022-06-15 2022-06-13 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,400 762,600 -0.18 2.47 -3,458 1,883,622
2022-06-15 2022-06-13 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,322 764,000 -0.17 2.43 -3,212 1,856,520
2022-06-15 2022-06-13 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,625 765,322 -0.21 2.38 -3,868 1,821,466
2022-06-13 2022-06-10 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -5,630 572,500 -0.97 2.65 -14,920 1,517,125
2022-06-13 2022-06-10 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -2,500 578,130 -0.43 2.50 -6,250 1,445,325
2022-06-13 2022-06-10 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -3,127 580,630 -0.54 2.52 -7,880 1,463,188
2022-06-13 2022-06-10 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -1,000 583,802 -0.17 2.60 -2,600 1,517,885
2022-06-13 2022-06-09 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -10,000 584,802 -1.68 2.70 -27,000 1,578,965
2022-06-13 2022-06-09 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -2,500 594,802 -0.42 2.71 -6,775 1,611,913
2022-06-13 2022-06-09 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -2,500 594,802 -0.42 2.71 -6,775 1,611,913
2022-06-13 2022-06-09 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -2,500 594,802 -0.42 2.71 -6,775 1,611,913
2022-06-13 2022-06-09 4 AERG APPLIED ENERGETICS, INC.
Common Stock, par value $0.001 per share 		S - Sale -2,500 597,302 -0.42 2.71 -6,775 1,618,688
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,474,926
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,642,946
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,372,624
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,474,926
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,642,946
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,372,624
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,474,926
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,642,946
2019-02-14 3 AERG APPLIED ENERGETICS, INC.
Common Stock 		2,372,624
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)