Ares Dynamic Credit Allocation Fund, Inc.
US ˙ NYSE ˙ US04014F1021

Introduction

This page provides a comprehensive analysis of the known insider trading history of David A Sachs. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate David A Sachs has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:TEX / Terex Corporation Director 288,725
US:ARDC / Ares Dynamic Credit Allocation Fund, Inc. Director 67,193
US:ARMF / Director 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by David A Sachs. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases ARDC / Ares Dynamic Credit Allocation Fund, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ARDC / Ares Dynamic Credit Allocation Fund, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2015-12-07 ARDC SACHS DAVID A 7,500 13.5200 7,500 13.5200 101,400 366 14.8700 10,125 9.99
2015-12-07 ARDC SACHS DAVID A 7,500 13.5200 7,500 13.5200 101,400
2014-03-31 ARDC SACHS DAVID A 700 18.1350 700 18.1350 12,694
2014-03-28 ARDC SACHS DAVID A 1,000 18.1600 1,000 18.1600 18,160
2013-10-04 ARDC SACHS DAVID A 1,800 18.1100 1,800 18.1100 32,598
2013-08-22 ARDC SACHS DAVID A 300 18.1500 300 18.1500 5,445
2013-08-21 ARDC SACHS DAVID A 1,500 18.1750 1,500 18.1750 27,262
2013-08-19 ARDC SACHS DAVID A 1,500 18.2985 1,500 18.2985 27,448
2013-07-25 ARDC SACHS DAVID A 1,000 18.4000 1,000 18.4000 18,400
2013-06-19 ARDC SACHS DAVID A 3,000 18.9458 3,000 18.9458 56,837
2013-06-10 ARDC SACHS DAVID A 5,000 19.4600 5,000 19.4600 97,300
2013-03-19 ARDC SACHS DAVID A 500 19.5100 500 19.5100 9,755
2012-11-27 ARDC SACHS DAVID A 2,500 20.0000 2,500 20.0000 50,000
2012-11-27 ARDC SACHS DAVID A 25,000 20.0000 25,000 20.0000 500,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ARDC / Ares Dynamic Credit Allocation Fund, Inc. Insider Trades
Insider Sales ARDC / Ares Dynamic Credit Allocation Fund, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ARDC / Ares Dynamic Credit Allocation Fund, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ARDC / Ares Dynamic Credit Allocation Fund, Inc. Insider Trades
Insider Purchases TEX / Terex Corporation - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ARDC / Ares Dynamic Credit Allocation Fund, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2024-12-13 TEX SACHS DAVID A 20,000 49.7500 20,000 49.7500 995,000 209 53.4000 73,000 7.34
2024-12-12 TEX SACHS DAVID A 10,000 50.1600 10,000 50.1600 501,600
2024-12-11 TEX SACHS DAVID A 10,000 51.3000 10,000 51.3000 513,000
2024-11-07 TEX SACHS DAVID A 10,000 56.9800 10,000 56.9800 569,800
2023-12-12 TEX SACHS DAVID A 25,000 50.9300 25,000 50.9300 1,273,250
2023-12-11 TEX SACHS DAVID A 25,000 51.1600 25,000 51.1600 1,279,000
2023-10-31 TEX SACHS DAVID A 2,500 44.7600 2,500 44.7600 111,900
2023-10-31 TEX SACHS DAVID A 5,000 45.0500 5,000 45.0500 225,250
2020-03-10 TEX SACHS DAVID A 10,000 16.2000 10,000 16.2000 162,000
2020-03-10 TEX SACHS DAVID A 10,000 16.2600 10,000 16.2600 162,600
2018-03-26 TEX SACHS DAVID A 200 36.9800 200 36.9800 7,396
2018-03-26 TEX SACHS DAVID A 400 36.9900 400 36.9900 14,796
2018-03-26 TEX SACHS DAVID A 2,900 37.0000 2,900 37.0000 107,300
2018-03-26 TEX SACHS DAVID A 250 36.9900 250 36.9900 9,248
2018-03-23 TEX SACHS DAVID A 2,500 36.0500 2,500 36.0500 90,125
2018-03-23 TEX SACHS DAVID A 750 36.6500 750 36.6500 27,488
2018-03-23 TEX SACHS DAVID A 3,250 37.0000 3,250 37.0000 120,250
2017-08-18 TEX SACHS DAVID A 3,000 37.9700 3,000 37.9700 113,910
2015-09-16 TEX SACHS DAVID A 2,500 20.8000 2,500 20.8000 52,000
2015-09-16 TEX SACHS DAVID A 2,500 20.8000 2,500 20.8000 52,000
2014-12-12 TEX SACHS DAVID A 1,600 26.4000 1,600 26.4000 42,240
2014-12-12 TEX SACHS DAVID A 3,400 26.4100 3,400 26.4100 89,794
2014-12-10 TEX SACHS DAVID A 5,000 27.2500 5,000 27.2500 136,250
2014-09-19 TEX SACHS DAVID A 5,000 32.5000 5,000 32.5000 162,500
2014-09-18 TEX SACHS DAVID A 5,000 33.2100 5,000 33.2100 166,050
2012-06-04 TEX SACHS DAVID A 2,500 15.0000 2,500 15.0000 37,500
2012-06-01 TEX SACHS DAVID A 2,500 15.9000 2,500 15.9000 39,750
2012-05-23 TEX SACHS DAVID A 2,500 16.3000 2,500 16.3000 40,750
2009-06-03 TEX SACHS DAVID A 50,000 13.0000 50,000 13.0000 650,000
2007-11-26 TEX SACHS DAVID A 15,000 58.4800 15,000 58.4800 877,200

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TEX / Terex Corporation Insider Trades
Insider Sales TEX / Terex Corporation - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ARDC / Ares Dynamic Credit Allocation Fund, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2023-02-28 TEX SACHS DAVID A 13,563 59.5000 13,563 59.5000 806,998 37 42.3100 -233,147 -28.89
2023-02-28 TEX SACHS DAVID A 750 59.5000 750 59.5000 44,625
2023-02-23 TEX SACHS DAVID A 13,000 57.5000 13,000 57.5000 747,500
2023-02-23 TEX SACHS DAVID A 750 57.5000 750 57.5000 43,125
2023-02-16 TEX SACHS DAVID A 13,000 55.5000 13,000 55.5000 721,500
2023-02-16 TEX SACHS DAVID A 750 55.5000 750 55.5000 41,625
2021-05-06 TEX SACHS DAVID A 5,000 52.1100 5,000 52.1100 260,550
2021-05-05 TEX SACHS DAVID A 10,000 51.7000 10,000 51.7000 517,000
2021-05-05 TEX SACHS DAVID A 11,000 51.7400 11,000 51.7400 569,140
2021-05-05 TEX SACHS DAVID A 8,736 52.0000 8,736 52.0000 454,272

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TEX / Terex Corporation Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by David A Sachs as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-05-19 2025-05-15 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 5,745 288,725 2.03 46.99 269,958 13,567,188
2024-12-17 2024-12-13 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 20,000 137,500 17.02 49.75 995,000 6,840,625
2024-12-13 2024-12-12 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 10,000 117,500 9.30 50.16 501,600 5,893,800
2024-12-13 2024-12-11 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 10,000 107,500 10.26 51.30 513,000 5,514,750
2024-12-13 2024-12-11 4 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -32,000 281,954 -10.19
2024-11-08 2024-11-07 4 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -10,000 313,954 -3.09
2024-11-08 2024-11-07 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 10,000 97,500 11.43 56.98 569,800 5,555,550
2024-05-29 2024-05-24 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 3,945 323,142 1.24 60.83 239,974 19,656,728
2023-12-18 2023-12-14 4 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -50,000 318,487 -13.57
2023-12-13 2023-12-12 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 25,000 87,500 40.00 50.93 1,273,250 4,456,375
2023-12-13 2023-12-11 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 25,000 62,500 66.67 51.16 1,279,000 3,197,500
2023-11-02 2023-10-31 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 5,000 37,500 15.38 45.05 225,250 1,689,375
2023-11-02 2023-10-31 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 2,500 32,500 8.33 44.76 111,900 1,454,700
2023-09-05 2023-08-30 4 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -500 368,137 -0.14
2023-09-05 2023-08-16 4 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -500 368,637 -0.14
2023-03-02 2023-02-28 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -750 8,300 -8.29 59.50 -44,625 493,850
2023-03-02 2023-02-28 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -13,563 368,431 -3.55 59.50 -806,998 21,921,644
2023-02-27 2023-02-23 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -750 9,050 -7.65 57.50 -43,125 520,375
2023-02-27 2023-02-23 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -13,000 381,994 -3.29 57.50 -747,500 21,964,655
2023-02-21 2023-02-16 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -750 9,800 -7.11 55.50 -41,625 543,900
2023-02-21 2023-02-16 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -13,000 394,994 -3.19 55.50 -721,500 21,922,167
2023-01-18 2023-01-11 4 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -5,000 407,994 -1.21
2022-05-24 2022-05-20 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 7,747 411,607 1.92 30.98 240,002 12,751,585
2021-05-11 2021-05-07 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 4,133 402,544 1.04
2021-05-07 2021-05-06 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -5,000 398,411 -1.24 52.11 -260,550 20,761,197
2021-05-07 2021-05-05 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -8,736 403,411 -2.12 52.00 -454,272 20,977,372
2021-05-07 2021-05-05 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -11,000 412,147 -2.60 51.74 -569,140 21,324,486
2021-05-07 2021-05-05 4 TEX TEREX CORP
Common Stock, par value $.01 		S - Sale -10,000 423,147 -2.31 51.70 -517,000 21,876,700
2021-02-02 2020-10-12 5 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -18,000 432,874 -3.99
2021-02-02 2020-06-08 5 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -2,000 450,874 -0.44
2020-05-19 2020-05-15 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 12,867 452,874 2.92
2020-03-11 2020-03-10 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 10,000 30,000 50.00 16.26 162,600 487,800
2020-03-11 2020-03-10 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 10,000 439,195 2.33 16.20 162,000 7,114,959
2019-05-21 2019-05-17 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 7,826 428,147 1.86
2018-03-27 2018-03-26 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 250 10,550 2.43 36.99 9,248 390,244
2018-03-27 2018-03-26 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 2,900 419,340 0.70 37.00 107,300 15,515,580
2018-03-27 2018-03-26 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 400 416,440 0.10 36.99 14,796 15,404,116
2018-03-27 2018-03-26 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 200 416,040 0.05 36.98 7,396 15,385,159
2018-03-27 2018-03-23 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 3,250 415,840 0.79 37.00 120,250 15,386,080
2018-03-27 2018-03-23 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 750 412,590 0.18 36.65 27,488 15,121,424
2018-03-27 2018-03-23 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 2,500 411,840 0.61 36.05 90,125 14,846,832
2018-02-01 2017-10-04 5 TEX TEREX CORP
Common Stock, par value $ .01 		G - Gift -10,000 409,124 -2.39
2017-08-21 2017-08-18 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 3,000 418,836 0.72 37.97 113,910 15,903,203
2017-02-07 2016-11-30 5 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -2,500 415,442 -0.60
2017-02-07 2016-11-10 5 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -5,814 417,942 -1.37
2016-03-03 2015-12-07 4/A ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 7,500 67,193 12.56 13.52 101,400 908,449
2015-12-09 2015-12-07 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 7,500 64,648 13.12 13.52 101,400 874,043
2015-09-17 2015-09-16 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 2,500 10,300 32.05 20.80 52,000 214,240
2015-09-17 2015-09-16 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 2,500 30,300 8.99 20.80 52,000 630,240
2015-09-02 2015-08-31 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		D - Sale to Issuer -13,100 0 -100.00
2015-09-02 2015-08-31 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		D - Sale to Issuer -11,000 0 -100.00
2015-09-02 2015-08-31 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		J - Other 13,348 57,148 30.48
2015-09-02 2015-08-31 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		J - Other 15,896 20,994 311.82
2015-07-24 2015-07-23 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		P - Purchase 4,710 13,100 56.14 18.58 87,533 243,458
2015-07-24 2015-07-22 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		P - Purchase 290 8,390 3.58 18.50 5,364 155,186
2015-06-03 2015-06-01 4 TEX TEREX CORP
4% Convertible Senior Subordinated Notes Due 2015 		C - Conversion 0
2015-06-03 2015-06-01 4 TEX TEREX CORP
Common Stock, par value $.01 		C - Conversion 6,563 419,623 1.59 27.91 183,142 11,709,706
2015-05-20 2015-05-18 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 3,530 413,060 0.86 28.33 100,005 11,701,990
2015-01-06 2015-01-02 4 TEX TEREX CORP
Stock Option (right to buy) 		M - Exercise -8,736 0 -100.00
2015-01-06 2015-01-02 4 TEX TEREX CORP
Common Stock, par value $.01 		M - Exercise 8,736 409,353 2.18 22.89 199,967 9,370,090
2014-12-16 2014-12-12 4 TEX TEREX CORP
Common Stock, Par value $.01 		P - Purchase 3,400 20,000 20.48 26.41 89,794 528,200
2014-12-16 2014-12-12 4 TEX TEREX CORP
Common Stock, Par value $.01 		P - Purchase 1,600 16,600 10.67 26.40 42,240 438,240
2014-12-12 2014-12-10 4 TEX TEREX CORP
Common Stock, Par value $.01 		P - Purchase 5,000 15,000 50.00 27.25 136,250 408,750
2014-09-22 2014-09-19 4 TEX TEREX CORP
Common Stock, Par value $.01 		P - Purchase 5,000 10,000 100.00 32.50 162,500 325,000
2014-09-22 2014-09-18 4 TEX TEREX CORP
Common Stock, Par value $.01 		P - Purchase 5,000 5,000 33.21 166,050 166,050
2014-05-12 2014-05-09 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2014-05-12 2014-05-09 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 5,008 400,263 1.27 39.94 200,020 15,986,504
2014-04-01 2014-03-31 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		P - Purchase 1,500 8,100 22.73 22.10 33,150 179,010
2014-04-01 2014-03-28 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		P - Purchase 1,000 6,600 17.86 22.11 22,110 145,926
2014-04-01 2014-03-31 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 700 43,800 1.62 18.14 12,694 794,313
2014-04-01 2014-03-28 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 1,000 43,100 2.38 18.16 18,160 782,696
2014-01-06 2014-01-02 4 TEX TEREX CORP
Stock Option (right to buy) 		M - Exercise -6,916 0 -100.00
2014-01-06 2014-01-02 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2014-01-06 2014-01-02 4 TEX TEREX CORP
Common Stock, par value $.01 		M - Exercise 6,916 395,169 1.78 14.47 100,075 5,718,095
2013-12-24 2013-12-23 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		J - Other 5,098 5,098
2013-12-23 2013-12-20 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2013-12-23 2013-12-20 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 90 388,253 0.02 39.70 3,573 15,413,644
2013-11-27 2013-11-26 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		P - Purchase 6,000 11,000 120.00 20.95 125,700 230,450
2013-11-04 2013-10-28 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		P - Purchase 5,000 5,000 25.00 125,000 125,000
2013-11-04 2013-10-28 4 ARMF Ares Multi-Strategy Credit Fund, Inc.
Common Stock 		P - Purchase 5,600 5,600 25.00 140,000 140,000
2013-10-08 2013-10-04 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 1,800 42,100 4.47 18.11 32,598 762,431
2013-08-23 2013-08-22 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 300 40,300 0.75 18.15 5,445 731,445
2013-08-23 2013-08-21 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 1,500 40,000 3.90 18.18 27,262 727,000
2013-08-21 2013-08-19 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 1,500 38,500 4.05 18.30 27,448 704,492
2013-07-29 2013-07-25 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 1,000 37,000 2.78 18.40 18,400 680,800
2013-06-21 2013-06-19 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 3,000 36,000 9.09 18.95 56,837 682,049
2013-06-12 2013-06-10 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 5,000 33,000 17.86 19.46 97,300 642,180
2013-05-14 2013-05-10 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2013-05-14 2013-05-10 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 6,299 388,163 1.65 31.75 199,993 12,324,175
2013-03-25 2013-03-20 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2013-03-25 2013-03-20 4 TEX TEREX CORP
Common Stock, par value $.01 		G - Gift -6,000 381,864 -1.55
2013-03-21 2013-03-19 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 500 28,000 1.82 19.51 9,755 546,280
2012-11-29 2012-11-27 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 25,000 27,500 1,000.00 20.00 500,000 550,000
2012-11-29 2012-11-27 4 ARDC Ares Dynamic Credit Allocation Fund, Inc.
Common Stock 		P - Purchase 2,500 2,500 20.00 50,000 50,000
2012-06-05 2012-06-04 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2012-06-05 2012-06-04 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 2,500 387,864 0.65 15.00 37,500 5,817,960
2012-06-05 2012-06-01 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 2,500 385,364 0.65 15.90 39,750 6,127,288
2012-05-24 2012-05-23 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2012-05-24 2012-05-23 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 2,500 382,864 0.66 16.30 40,750 6,240,683
2012-05-14 2012-05-11 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2012-05-14 2012-05-11 4 TEX TEREX CORP
Common Stock, par value $.01 		A - Award 8,263 380,364 2.22 21.18 175,010 8,056,110
2009-06-04 2009-06-03 4 TEX TEREX CORP
4.00% Convertible Senior Subordinated Notes Due 2015 		P - Purchase 15,385 15,385
2009-06-04 2009-06-03 4 TEX TEREX CORP
Common Stock, par value $.01 		I - Other 0 7,800 0.00
2009-06-04 2009-06-03 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 50,000 322,230 18.37 13.00 650,000 4,188,990
2007-11-27 2007-11-26 4 TEX TEREX CORP
Stock Option Right to Buy 		M - Exercise -7,500 7,500 -50.00
2007-11-27 2007-11-26 4 TEX TEREX CORP
Common Stock, par value $.01 		P - Purchase 15,000 247,740 6.44 58.48 877,200 14,487,835
2007-11-27 2007-11-26 4 TEX TEREX CORP
Common Stock, par value $.01 		M - Exercise 7,500 232,740 3.33 5.64 42,300 1,312,654
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)