One Stop Systems, Inc.
US ˙ NasdaqCM ˙ US68247W1099

Introduction

This page provides a comprehensive analysis of the known insider trading history of David Raun. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate David Raun has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:OSS / One Stop Systems, Inc. Director 425,597
US:PLXT / Plx Technology Inc President And Ceo, Director 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by David Raun. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases OSS / One Stop Systems, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in OSS / One Stop Systems, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2023-08-14 OSS RAUN DAVID 5,000 1.9700 5,000 1.9700 9,850 203 4.0300 10,300 104.57
2021-11-22 OSS RAUN DAVID 2,000 5.0000 2,000 5.0000 10,000
2021-08-18 OSS RAUN DAVID 2,000 5.4500 2,000 5.4500 10,900
2021-03-31 OSS RAUN DAVID 2,000 6.0700 2,000 6.0700 12,140
2020-11-18 OSS RAUN DAVID 2,500 2.2400 2,500 2.2400 5,600
2020-11-18 OSS RAUN DAVID 2,500 2.2200 2,500 2.2200 5,550
2020-08-18 OSS RAUN DAVID 2,500 2.3000 2,500 2.3000 5,750
2020-08-18 OSS RAUN DAVID 2,500 2.2800 2,500 2.2800 5,700
2020-06-25 OSS RAUN DAVID 2,500 2.0200 2,500 2.0200 5,050
2020-06-25 OSS RAUN DAVID 2,500 2.0481 2,500 2.0481 5,120
2019-12-16 OSS RAUN DAVID 300 1.7100 300 1.7100 513
2019-12-16 OSS RAUN DAVID 1,711 1.7200 1,711 1.7200 2,943
2019-12-16 OSS RAUN DAVID 289 1.7300 289 1.7300 500
2019-12-12 OSS RAUN DAVID 1,000 1.7000 1,000 1.7000 1,700
2019-12-10 OSS RAUN DAVID 2,400 1.7811 2,400 1.7811 4,275
2019-12-10 OSS RAUN DAVID 100 1.7711 100 1.7711 177
2019-12-06 OSS RAUN DAVID 2,500 1.7500 2,500 1.7500 4,375
2019-12-03 OSS RAUN DAVID 3,610 1.8000 3,610 1.8000 6,498
2019-11-27 OSS RAUN DAVID 1,000 1.8600 1,000 1.8600 1,860
2019-03-27 OSS RAUN DAVID 5,000 2.0500 5,000 2.0500 10,250
2019-03-27 OSS RAUN DAVID 2,500 2.0000 2,500 2.0000 5,000
2018-12-28 OSS RAUN DAVID 2,500 2.0500 2,500 2.0500 5,125
2018-12-27 OSS RAUN DAVID 5,000 2.1050 5,000 2.1050 10,525
2018-12-21 OSS RAUN DAVID 5,000 2.0850 5,000 2.0850 10,425

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

OSS / One Stop Systems, Inc. Insider Trades
Insider Sales OSS / One Stop Systems, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in OSS / One Stop Systems, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

OSS / One Stop Systems, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by David Raun as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2024-04-03 2024-04-01 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 13,953 425,597 3.39 2.15 29,999 915,034
2023-08-15 2023-08-14 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 5,000 411,644 1.23 1.97 9,850 810,939
2023-06-27 2023-06-23 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
F - Taxes -2,917 406,644 -0.71 2.95 -8,605 1,199,600
2023-06-27 2023-06-23 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 7,434 409,561 1.85
2023-06-21 2023-06-16 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
D - Sale to Issuer -59,566 402,127 -12.90
2023-06-21 2023-06-16 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
F - Taxes -52,883 461,693 -10.28 2.95 -156,005 1,361,994
2023-06-21 2023-06-16 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 68,688 514,576 15.40
2023-02-10 2023-02-08 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
F - Taxes -24,757 403,645 -5.78 3.50 -86,650 1,412,758
2023-01-06 2023-01-04 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
F - Taxes -28,626 470,645 -5.73 2.93 -83,874 1,378,990
2023-01-06 2023-01-04 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 68,687 499,271 15.95
2022-06-30 2022-06-29 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
F - Taxes -29,655 430,584 -6.44 3.96 -117,434 1,705,113
2022-06-30 2022-06-29 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 68,688 460,239 17.54
2022-03-21 2022-03-17 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
A - Award 201,000 391,551 105.48
2021-12-23 2021-12-23 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Units
M - Exercise -68,688 206,062 -25.00
2021-12-23 2021-12-23 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
F - Taxes -36,096 190,551 -15.93 4.64 -167,485 884,157
2021-12-23 2021-12-23 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 68,688 226,647 43.48
2021-11-22 2021-11-22 4 OSS ONE STOP SYSTEMS, INC.
Common Stocik
P - Purchase 2,000 157,959 1.28 5.00 10,000 789,795
2021-08-19 2021-08-18 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,000 155,959 1.30 5.45 10,900 849,977
2021-07-12 2021-07-09 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Units
M - Exercise -137,375 274,750 -33.33
2021-07-12 2021-07-09 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
F - Taxes -66,960 153,959 -30.31 6.06 -405,778 932,992
2021-07-12 2021-07-09 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 137,375 220,919 164.43
2021-03-31 2021-03-31 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,000 83,544 2.45 6.07 12,140 507,112
2021-02-17 2021-02-11 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Units
M - Exercise -10,000 0 -100.00
2021-02-17 2021-02-11 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Units
M - Exercise -8,634 0 -100.00
2021-02-17 2021-02-11 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 10,000 81,544 13.98
2021-02-17 2021-02-11 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 8,634 71,544 13.72
2020-11-18 2020-11-18 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 62,910 4.14 2.22 5,550 139,660
2020-11-18 2020-11-18 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 60,410 4.32 2.24 5,600 135,318
2020-08-19 2020-08-18 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 57,910 4.51 2.28 5,700 132,035
2020-08-19 2020-08-18 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 55,410 4.73 2.30 5,750 127,443
2020-08-05 2020-08-03 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Unit
A - Award 8,634 8,634
2020-06-30 2020-06-25 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 52,910 4.96 2.05 5,120 108,365
2020-06-30 2020-06-25 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 50,410 5.22 2.02 5,050 101,828
2020-06-25 2020-06-24 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Unit
A - Award 412,125 412,125
2020-06-25 2020-06-24 4 OSS ONE STOP SYSTEMS, INC.
Employee Stock Option (right to buy)
A - Award 412,125 412,125
2020-03-06 2020-03-04 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Unit
A - Award 10,000 10,000
2020-02-13 2020-02-12 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Unit
M - Exercise -7,500 0 -100.00
2020-02-13 2020-02-12 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 7,500 47,910 18.56
2019-12-16 2019-12-16 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 289 40,410 0.72 1.73 500 69,909
2019-12-16 2019-12-16 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 1,711 40,121 4.45 1.72 2,943 69,008
2019-12-16 2019-12-16 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 300 38,410 0.79 1.71 513 65,681
2019-12-16 2019-12-12 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 1,000 38,110 2.69 1.70 1,700 64,787
2019-12-10 2019-12-10 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 100 37,110 0.27 1.77 177 65,726
2019-12-10 2019-12-10 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,400 37,010 6.93 1.78 4,275 65,919
2019-12-10 2019-12-06 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 34,610 7.79 1.75 4,375 60,568
2019-12-03 2019-12-03 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 3,610 32,110 12.67 1.80 6,498 57,798
2019-12-03 2019-11-27 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 1,000 28,500 3.64 1.86 1,860 53,010
2019-06-06 2019-04-04 4 OSS ONE STOP SYSTEMS, INC.
Common Stock Purchase Warrant
A - Award 13,953 13,953 2.15 29,999 29,999
2019-04-16 2019-04-11 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Units
M - Exercise -7,500 0 -100.00
2019-04-16 2019-04-11 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
M - Exercise 7,500 27,500 37.50
2019-03-29 2019-03-27 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 20,000 14.29 2.00 5,000 40,000
2019-03-29 2019-03-27 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 5,000 17,500 40.00 2.05 10,250 35,875
2019-03-21 2019-02-13 4 OSS ONE STOP SYSTEMS, INC.
Restricted Stock Unit
A - Award 7,500 7,500
2019-01-02 2018-12-28 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 2,500 12,500 25.00 2.05 5,125 25,625
2018-12-27 2018-12-27 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 5,000 10,000 100.00 2.10 10,525 21,050
2018-12-27 2018-12-21 4 OSS ONE STOP SYSTEMS, INC.
Common Stock
P - Purchase 5,000 5,000 2.08 10,425 10,425
2018-04-13 2018-04-11 4 OSS ONE STOP SYSTEMS INC
Restricted Stock Unit
A - Award 7,500 7,500
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -11,875 0 -100.00
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -125,000 0 -100.00 0.56 -70,000
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -60,000 0 -100.00 1.58 -94,800
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -150,000 0 -100.00 1.66 -249,000
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -110,000 0 -100.00 1.95 -214,500
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -90,000 0 -100.00 2.40 -216,000
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -50,000 0 -100.00 2.63 -131,500
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -40,000 0 -100.00 2.77 -110,800
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -50,000 0 -100.00 4.50 -225,000
2014-08-15 2014-08-12 4 PLXT PLX TECHNOLOGY INC
Common Stock
D - Sale to Issuer -33,000 0 -100.00 6.50 -214,500
2014-06-04 2014-06-02 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
A - Award 125,000 125,000
2013-04-03 2013-04-01 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
A - Award 110,000 110,000
2013-02-05 2013-02-01 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
A - Award 150,000 150,000
2012-08-03 2012-08-01 4 PLXT PLX TECHNOLOGY INC
Common Stock
A - Award 6,000 33,000 22.22
2012-04-05 2012-04-02 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
A - Award 35,000 90,000 63.64
2012-04-04 2012-04-02 4 PLXT PLX TECHNOLOGY INC
Non-Qualified Stock Option (right to buy)
A - Award 55,000 55,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)