Introduction

This page provides a comprehensive analysis of the known insider trading history of Stuart G Phillips. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Stuart G Phillips has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:MULE / Mulesoft, Inc. 10% Owner 127,111
US:APIC / American Pacific Investcorp LP - Units 10% Owner 0
US:XTLY / Xactly Corp. 10% Owner 0
US:ELOQ / Eloqua, Inc. 10% Owner 0
US:GWRE / Guidewire Software, Inc. 10% Owner 71,117
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Stuart G Phillips. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Trading History

This table shows the complete list of insider trades made by Stuart G Phillips as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2017-09-19 2017-09-18 4 MULE MULESOFT, INC
Class A Common Stock
J - Other 62,359 127,111 96.30
2017-09-19 2017-09-18 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -10,000 21,660 -31.59
2017-09-19 2017-09-18 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -1,990,000 3,036,747 -39.59
2017-09-15 2017-09-13 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -64,752 64,752 -50.00
2017-09-15 2017-09-13 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -10,000 31,660 -24.00
2017-09-15 2017-09-13 4 MULE MULESOFT, INC
Class A Common Stock
J - Other -1,990,000 5,026,747 -28.36
2017-08-31 2017-08-29 4 MULE MULESOFT, INC
Class B Common Stock
C - Conversion -41,660 0 -100.00
2017-08-31 2017-08-29 4 MULE MULESOFT, INC
Class B Common Stock
C - Conversion -7,016,747 0 -100.00
2017-08-31 2017-08-29 4 MULE MULESOFT, INC
Class A Common Stock
C - Conversion 41,660 41,660
2017-08-31 2017-08-29 4 MULE MULESOFT, INC
Class A Common Stock
C - Conversion 7,016,747 7,016,747
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Class B Common Stock
J - Other 41,660 41,660
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series G Preferred Stock
C - Conversion -570 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series F Preferred Stock
C - Conversion -3,917 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series E Preferred Stock
C - Conversion -3,153 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series D Preferred Stock
C - Conversion -23,516 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series C Preferred Stock
C - Conversion -10,504 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Class B Common Stock
J - Other 7,016,747 7,016,747
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series G Preferred Stock
C - Conversion -88,498 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series F Preferred Stock
C - Conversion -608,264 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series E Preferred Stock
C - Conversion -460,637 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series D Preferred Stock
C - Conversion -3,769,208 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Series C Preferred Stock
C - Conversion -2,090,140 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Common Stock
J - Other -41,660 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Common Stock
C - Conversion 41,660 41,660
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Common Stock
J - Other -7,016,747 0 -100.00
2017-03-23 2017-03-22 4 MULE MULESOFT, INC
Common Stock
C - Conversion 7,016,747 7,016,747
2016-11-15 2016-11-10 4 APIC Apigee Corp
Common Stock
U - Other -233,439 0 -100.00
2016-11-15 2016-11-10 4 APIC Apigee Corp
Common Stock
U - Other -4,213,153 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series D-1 Convertible Preferred Stock
C - Conversion -6,476 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series D-1 Convertible Preferred Stock
C - Conversion -116,889 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series D Convertible Preferred Stock
C - Conversion -19,506 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series D Convertible Preferred Stock
C - Conversion -352,060 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series C Convertible Preferred Stock
C - Conversion -20,193 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series C Convertible Preferred Stock
C - Conversion -364,453 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series B Convertible Preferred Stock
C - Conversion -25,486 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series B Convertible Preferred Stock
C - Conversion -459,976 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series A Convertible Preferred Stock
C - Conversion -56,632 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Series A Convertible Preferred Stock
C - Conversion -1,022,088 0 -100.00
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Common Stock
C - Conversion 128,293 128,293
2015-07-01 2015-07-01 4 XTLY Xactly Corp
Common Stock
C - Conversion 2,315,466 2,315,466
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series H Convertible Preferred Stock
C - Conversion -2,596 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series H Convertible Preferred Stock
C - Conversion -46,866 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series G Convertible Preferred Stock
C - Conversion -10,485 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series G Convertible Preferred Stock
C - Conversion -189,245 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series F Convertible Preferred Stock
C - Conversion -23,760 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series F Convertible Preferred Stock
C - Conversion -428,827 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series E Convertible Preferred Stock
C - Conversion -23,412 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series E Convertible Preferred Stock
C - Conversion -422,540 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series D Convertible Preferred Stock
C - Conversion -27,868 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series D Convertible Preferred Stock
C - Conversion -502,968 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series C Convertible Preferred Stock
C - Conversion -45,088 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series C Convertible Preferred Stock
C - Conversion -813,754 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series B Convertible Preferred Stock
C - Conversion -42,647 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series B Convertible Preferred Stock
C - Conversion -769,704 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series A Convertible Preferred Stock
C - Conversion -57,583 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Series A Convertible Preferred Stock
C - Conversion -1,039,249 0 -100.00
2015-04-29 2015-04-29 4 APIC Apigee Corp
Common Stock
C - Conversion 233,439 233,439
2015-04-29 2015-04-29 4 APIC Apigee Corp
Common Stock
C - Conversion 4,213,153 4,213,153
2013-02-08 2013-02-08 4 ELOQ Eloqua, Inc.
Common Stock
D - Sale to Issuer -328,614 0 -100.00
2013-02-08 2013-02-08 4 ELOQ Eloqua, Inc.
Common Stock
D - Sale to Issuer -5,930,700 0 -100.00
2012-12-03 2012-11-29 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other 68,807 71,117 2,978.66
2012-10-09 2012-10-09 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other 924 2,310 66.67
2012-10-09 2012-10-09 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other -52,500 264,139 -16.58
2012-10-09 2012-10-09 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other -947,500 4,772,148 -16.57
2012-10-03 2012-10-02 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other 924 1,386 200.00
2012-10-03 2012-10-02 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other -52,500 316,639 -14.22
2012-10-03 2012-10-02 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other -947,500 5,719,648 -14.21
2012-09-12 2012-09-10 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other 462 462
2012-09-12 2012-09-10 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other -52,500 369,139 -12.45
2012-09-12 2012-09-10 4 GWRE Guidewire Software, Inc.
Common Stock
J - Other -947,500 6,667,148 -12.44
2012-08-07 2012-08-07 4 ELOQ Eloqua, Inc.
Series C Convertible Preferred Stock
C - Conversion -61,613 0 -100.00
2012-08-07 2012-08-07 4 ELOQ Eloqua, Inc.
Series B Convertible Preferred Stock
C - Conversion -267,001 0 -100.00
2012-08-07 2012-08-07 4 ELOQ Eloqua, Inc.
Series C Convertible Preferred Stock
C - Conversion -1,111,967 0 -100.00
2012-08-07 2012-08-07 4 ELOQ Eloqua, Inc.
Series B Convertible Preferred Stock
C - Conversion -4,818,733 0 -100.00
2012-08-07 2012-08-07 4 ELOQ Eloqua, Inc.
Common Stock
C - Conversion 328,614 328,614
2012-08-07 2012-08-07 4 ELOQ Eloqua, Inc.
Common Stock
C - Conversion 5,930,700 5,930,700
2012-04-24 2012-04-24 4 GWRE Guidewire Software, Inc.
Common Stock
S - Sale -1,895,000 7,614,648 -19.93 28.25 -53,533,750 215,113,806
2012-04-24 2012-04-24 4 GWRE Guidewire Software, Inc.
Common Stock
S - Sale -105,000 421,639 -19.94 28.25 -2,966,250 11,911,302
2012-01-31 2012-01-30 4 GWRE Guidewire Software, Inc.
Series C Convertible Preferred Stock
C - Conversion -852,429 0 -100.00
2012-01-31 2012-01-30 4 GWRE Guidewire Software, Inc.
Series B Convertible Preferred Stock
C - Conversion -2,733,173 0 -100.00
2012-01-31 2012-01-30 4 GWRE Guidewire Software, Inc.
Series A Convertible Preferred Stock
C - Conversion -5,659,063 0 -100.00
2012-01-31 2012-01-30 4 GWRE Guidewire Software, Inc.
Series C Convertible Preferred Stock
C - Conversion -47,232 0 -100.00
2012-01-31 2012-01-30 4 GWRE Guidewire Software, Inc.
Series B Convertible Preferred Stock
C - Conversion -151,443 0 -100.00
2012-01-31 2012-01-30 4 GWRE Guidewire Software, Inc.
Series A Convertible Preferred Stock
C - Conversion -313,281 0 -100.00
2012-01-31 2012-01-30 4 GWRE Guidewire Software, Inc.
Common Stock
C - Conversion 9,244,665 9,509,648 3,488.78
2012-01-31 2012-01-30 4 GWRE Guidewire Software, Inc.
Common Stock
C - Conversion 511,956 526,639 3,486.73
2012-01-24 3 GWRE Guidewire Software, Inc.
Common Stock
264,983
2012-01-24 3 GWRE Guidewire Software, Inc.
Common Stock
14,683
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)