Carlyle Secured Lending, Inc.
US ˙ NasdaqGS ˙ US8722801029

Introduction

This page provides a comprehensive analysis of the known insider trading history of Petrick Michael J.. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

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Companies with Reported Insider Positions

The SEC filings indicate Petrick Michael J. has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:ENVX / Enovix Corporation Director 3,163
US:CGBD / Carlyle Secured Lending, Inc. Director 31,739
Director 38,214
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Petrick Michael J.. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases CGBD / Carlyle Secured Lending, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CGBD / Carlyle Secured Lending, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2016-04-22 NONE Petrick Michael J. 1,210 17.8700 1,210 17.8700 21,623 0
2016-02-26 NONE Petrick Michael J. 967 18.1800 967 18.1800 17,580
2015-12-07 NONE Petrick Michael J. 1,884 19.0800 1,884 19.0800 35,947
2015-09-25 NONE Petrick Michael J. 1,104 19.1400 1,104 19.1400 21,131
2015-08-07 NONE Petrick Michael J. 789 19.3700 789 19.3700 15,283
2015-06-11 NONE Petrick Michael J. 2,019 19.4800 2,019 19.4800 39,330
2015-05-08 NONE Petrick Michael J. 1,489 19.3200 1,489 19.3200 28,767
2015-04-17 NONE Petrick Michael J. 1,088 19.2000 1,088 19.2000 20,890
2015-02-11 NONE Petrick Michael J. 1,944 19.4600 1,944 19.4600 37,830
2015-01-02 NONE Petrick Michael J. 819 19.4600 819 19.4600 15,938
2014-11-21 NONE Petrick Michael J. 1,970 19.5300 1,970 19.5300 38,474
2014-10-20 NONE Petrick Michael J. 863 19.8300 863 19.8300 17,113
2014-10-01 NONE Petrick Michael J. 989 19.8300 989 19.8300 19,612
2014-01-10 NONE Petrick Michael J. 765 19.5900 765 19.5900 14,986
2013-07-17 NONE Petrick Michael J. 2,617 20.0000 2,617 20.0000 52,340
2013-06-11 NONE Petrick Michael J. 4,605 20.0000 4,605 20.0000 92,100
2013-05-08 NONE Petrick Michael J. 3,882 20.0000 3,882 20.0000 77,640

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CGBD / Carlyle Secured Lending, Inc. Insider Trades
Insider Sales CGBD / Carlyle Secured Lending, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CGBD / Carlyle Secured Lending, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CGBD / Carlyle Secured Lending, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Petrick Michael J. as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2021-10-22 2021-10-20 4 ENVX Enovix Corp
Restricted Stock Units 		M - Exercise -1,054 3,163 -24.99
2021-10-22 2021-10-20 4 ENVX Enovix Corp
Restricted Stock Units 		A - Award 4,217 4,217
2021-10-22 2021-10-20 4 ENVX Enovix Corp
Common Stock 		A - Award 1,054 1,054
2021-07-16 3 ENVX Enovix Corp
No securities owned. 		0
2021-07-16 2021-07-14 4 ENVX Enovix Corp
Stock Option (Right to Buy) 		A - Award 110,767 110,767
2021-07-16 2021-07-14 4 ENVX Enovix Corp
Common Stock 		A - Award 2,958,219 2,958,219
2016-04-26 2016-04-22 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 1,210 31,739 3.96 17.87 21,623 567,176
2016-03-01 2016-02-26 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 2,185 38,214 6.06 19.26 42,083 736,002
2016-03-01 2016-02-26 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 967 30,529 3.27 18.18 17,580 555,017
2015-12-09 2015-12-07 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		A - Award 1,915 29,562 6.93
2015-12-09 2015-12-07 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 1,884 27,647 7.31 19.08 35,947 527,505
2015-12-08 2015-12-04 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 796 36,029 2.26 19.82 15,777 714,095
2015-09-28 2015-09-25 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 1,104 25,763 4.48 19.14 21,131 493,104
2015-09-28 2015-09-25 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 1,596 35,233 4.74 19.78 31,569 696,909
2015-08-10 2015-08-07 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 789 24,659 3.31 19.37 15,283 477,645
2015-08-10 2015-08-07 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 790 33,637 2.41 19.97 15,776 671,731
2015-06-15 2015-06-11 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 786 32,847 2.45 20.09 15,791 659,896
2015-06-15 2015-06-11 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		J - Other 818 23,870 3.55
2015-06-15 2015-06-11 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 2,019 23,052 9.60 19.48 39,330 449,053
2015-05-11 2015-05-08 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 1,978 32,061 6.58 19.95 39,461 639,617
2015-05-11 2015-05-08 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 1,489 21,033 7.62 19.32 28,767 406,358
2015-04-20 2015-04-17 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 1,328 30,083 4.62 19.80 26,294 595,643
2015-04-20 2015-04-17 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 1,088 19,544 5.90 19.20 20,890 375,245
2015-02-13 2015-02-11 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 1,944 18,456 11.77 19.46 37,830 359,154
2015-02-13 2015-02-11 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 466 28,755 1.65 19.70 9,180 566,474
2015-02-13 2014-02-07 5 NONE Carlyle GMS Finance, Inc.
Common Stock 		L - Other 2 15,693 0.01
2015-01-05 2015-01-02 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 819 16,512 5.22 19.46 15,938 321,324
2014-11-25 2014-11-21 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 1,970 15,693 14.36 19.53 38,474 306,484
2014-10-21 2014-10-20 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 863 13,723 6.71 19.83 17,113 272,127
2014-10-03 2014-10-01 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 989 12,860 8.33 19.83 19,612 255,014
2014-01-14 2014-01-10 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 765 11,869 6.89 19.59 14,986 232,514
2013-12-10 2013-12-06 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 6,934 28,289 32.47 19.81 137,363 560,405
2013-09-11 2013-09-10 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 749 21,355 3.63 20.00 14,980 427,100
2013-08-20 2013-08-19 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 9,367 20,606 83.34 20.00 187,340 412,120
2013-08-08 2013-08-07 4 NONE NF Investment Corp.
Common Stock 		P - Purchase 11,239 11,239 20.00 224,780 224,780
2013-07-19 2013-07-17 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 2,617 11,104 30.84 20.00 52,340 222,080
2013-06-13 2013-06-11 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 4,605 8,487 118.62 20.00 92,100 169,740
2013-05-10 2013-05-08 4 NONE Carlyle GMS Finance, Inc.
Common Stock 		P - Purchase 3,882 3,882 20.00 77,640 77,640
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)