Nuveen Mortgage and Income Fund
US ˙ NYSE ˙ US6707351093

Introduction

This page provides a comprehensive analysis of the known insider trading history of Aashh Parekh. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Aashh Parekh has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:JLS / Nuveen Mortgage and Income Fund 4,551
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Aashh Parekh. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases JLS / Nuveen Mortgage and Income Fund - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in JLS / Nuveen Mortgage and Income Fund. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-04-04 JLS Parekh Aashh 50 17.7000 50 17.7000 885 102 19.0200 66 7.46
2025-04-02 JLS Parekh Aashh 100 18.2500 100 18.2500 1,825
2023-10-20 JLS Parekh Aashh 200 15.5300 200 15.5300 3,106
2023-10-17 JLS Parekh Aashh 200 15.6500 200 15.6500 3,130
2023-05-19 JLS Parekh Aashh 100 15.8900 100 15.8900 1,589
2023-05-19 JLS Parekh Aashh 100 15.8800 100 15.8800 1,588
2023-05-19 JLS Parekh Aashh 100 15.8500 100 15.8500 1,585
2023-05-19 JLS Parekh Aashh 100 15.8500 100 15.8500 1,585
2023-05-04 JLS Parekh Aashh 100 15.8500 100 15.8500 1,585
2023-04-28 JLS Parekh Aashh 100 15.9200 100 15.9200 1,592
2023-04-21 JLS Parekh Aashh 100 15.9300 100 15.9300 1,593
2023-04-19 JLS Parekh Aashh 50 15.9800 50 15.9800 799
2023-04-14 JLS Parekh Aashh 100 16.0400 100 16.0400 1,604
2023-04-14 JLS Parekh Aashh 50 16.0400 50 16.0400 802
2023-03-14 JLS Parekh Aashh 75 16.0000 75 16.0000 1,200
2022-11-07 JLS Parekh Aashh 157 15.8686 157 15.8686 2,491
2022-09-27 JLS Parekh Aashh 314 0.0000 314 0.0000 0
2022-09-26 JLS Parekh Aashh 157 16.0000 157 16.0000 2,512
2022-09-23 JLS Parekh Aashh 154 16.2500 154 16.2500 2,502
2022-09-13 JLS Parekh Aashh 150 16.8000 150 16.8000 2,520
2022-07-28 JLS Parekh Aashh 150 16.7000 150 16.7000 2,505
2022-05-13 JLS Parekh Aashh 290 17.3000 290 17.3000 5,017
2022-04-13 JLS Parekh Aashh 230 17.8891 230 17.8891 4,114
2022-03-25 JLS Parekh Aashh 97 18.0000 97 18.0000 1,746
2022-02-25 JLS Parekh Aashh 92 19.0000 92 19.0000 1,748
2022-01-20 JLS Parekh Aashh 146 20.5000 146 20.5000 2,993
2021-11-23 JLS Parekh Aashh 385 20.8000 385 20.8000 8,008
2021-06-23 JLS Parekh Aashh 360 20.8500 360 20.8500 7,506
2021-06-23 JLS Parekh Aashh 100 20.7500 100 20.7500 2,075
2021-03-03 JLS Parekh Aashh 244 20.4300 244 20.4300 4,985
2020-03-27 JLS Parekh Aashh 65 15.2900 65 15.2900 994
2020-03-26 JLS Parekh Aashh 68 14.7500 68 14.7500 1,003
2020-03-25 JLS Parekh Aashh 65 15.0700 65 15.0700 980
2020-03-25 JLS Parekh Aashh 32 14.8500 32 14.8500 475
2020-03-11 JLS Parekh Aashh 23 21.3500 23 21.3500 491
2020-02-28 JLS Parekh Aashh 23 21.9500 23 21.9500 505

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

JLS / Nuveen Mortgage and Income Fund Insider Trades
Insider Sales JLS / Nuveen Mortgage and Income Fund - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in JLS / Nuveen Mortgage and Income Fund. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2024-06-21 JLS Parekh Aashh 276 18.1340 276 18.1340 5,005 290 17.1600 -268 -5.35

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

JLS / Nuveen Mortgage and Income Fund Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Aashh Parekh as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-04-04 2025-04-04 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 50 4,551 1.11 17.70 885 80,553
2025-04-02 2025-04-02 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 4,501 2.27 18.25 1,825 82,143
2024-06-21 2024-06-21 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
S - Sale -276 4,401 -5.90 18.13 -5,005 79,808
2023-10-20 2023-10-20 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 200 4,677 4.47 15.53 3,106 72,634
2023-10-18 2023-10-17 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 200 4,477 4.68 15.65 3,130 70,065
2023-05-22 2023-05-19 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 4,177 2.45 15.85 1,585 66,205
2023-05-22 2023-05-19 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 4,177 2.45 15.85 1,585 66,205
2023-05-22 2023-05-19 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 4,077 2.51 15.88 1,588 64,743
2023-05-22 2023-05-19 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 3,977 2.58 15.89 1,589 63,195
2023-05-05 2023-05-04 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 3,877 2.65 15.85 1,585 61,450
2023-05-01 2023-04-28 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 3,777 2.72 15.92 1,592 60,130
2023-04-24 2023-04-21 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 3,677 2.80 15.93 1,593 58,575
2023-04-19 2023-04-19 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 50 3,577 1.42 15.98 799 57,160
2023-04-14 2023-04-14 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 50 3,527 1.44 16.04 802 56,573
2023-04-14 2023-04-14 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 3,477 2.96 16.04 1,604 55,771
2023-03-14 2023-03-14 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 75 3,377 2.27 16.00 1,200 54,032
2022-11-07 2022-11-07 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 157 3,302 4.99 15.87 2,491 52,398
2022-09-27 2022-09-26 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 157 2,831 5.87 16.00 2,512 45,296
2022-09-27 2022-09-27 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 314 3,145 11.09
2022-09-23 2022-09-23 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 154 2,674 6.11 16.25 2,502 43,452
2022-09-13 2022-09-13 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 150 2,520 6.33 16.80 2,520 42,336
2022-07-28 2022-07-28 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 150 2,370 6.76 16.70 2,505 39,579
2022-05-13 2022-05-13 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 290 2,220 15.03 17.30 5,017 38,406
2022-04-13 2022-04-13 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 230 1,930 13.53 17.89 4,114 34,526
2022-03-25 2022-03-25 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 97 1,700 6.05 18.00 1,746 30,600
2022-02-25 2022-02-25 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 92 1,603 6.09 19.00 1,748 30,457
2022-01-20 2022-01-20 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 146 1,511 10.70 20.50 2,993 30,976
2021-11-24 2021-11-23 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 385 1,365 39.29 20.80 8,008 28,392
2021-06-24 2021-06-23 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 100 980 11.36 20.75 2,075 20,335
2021-06-23 2021-06-23 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 360 880 69.23 20.85 7,506 18,348
2021-03-03 2021-03-03 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 244 520 88.41 20.43 4,985 10,624
2020-08-03 2020-02-28 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 23 23 21.95 505 505
2020-08-03 2020-03-11 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 23 46 100.00 21.35 491 982
2020-08-03 2020-03-26 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 68 211 47.55 14.75 1,003 3,112
2020-08-03 2020-03-25 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 32 143 28.83 14.85 475 2,124
2020-08-03 2020-03-25 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 65 111 141.30 15.07 980 1,673
2020-08-03 2020-03-27 4 JLS Nuveen Mortgage & Income Fund/MA/
Common Stock
P - Purchase 65 276 30.81 15.29 994 4,220
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)