David Ogens - Insider Trading Tracker

Introduction

This page provides a comprehensive analysis of the known insider trading history of David Ogens. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

Companies with Reported Insider Positions

The SEC filings indicate David Ogens has reported holdings or trades in the following companies:

How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by David Ogens. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases NMFC / New Mountain Finance Corporation - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in NMFC / New Mountain Finance Corporation. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date	Ticker	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Max	Price at Max	Max Profit ($)	Max Return (%)
2025-08-11	NMFC	Ogens David	18,000	10.2300	18,000	10.2300	184,140	18	10.6600	7,740	4.20
2025-08-11	NMFC	Ogens David	4,000	10.2570	4,000	10.2570	41,028
2025-08-11	NMFC	Ogens David	4,000	10.2199	4,000	10.2199	40,880
2025-03-07	NMFC	Ogens David	5,000	11.3000	5,000	11.3000	56,500
2025-03-06	NMFC	Ogens David	5,000	11.3200	5,000	11.3200	56,600
2025-03-05	NMFC	Ogens David	5,000	11.3100	5,000	11.3100	56,550
2025-03-04	NMFC	Ogens David	5,000	11.4400	5,000	11.4400	57,200
2024-06-07	NMFC	Ogens David	3,500	12.6199	3,500	12.6199	44,170
2023-03-10	NMFC	Ogens David	5,400	11.6482	5,400	11.6482	62,900
2022-09-02	NMFC	Ogens David	2,600	12.9152	2,600	12.9152	33,580
2022-05-17	NMFC	Ogens David	1,089	12.9500	1,089	12.9500	14,103
2022-05-16	NMFC	Ogens David	493	12.7000	493	12.7000	6,261
2021-08-09	NMFC	Ogens David	2,700	13.4670	2,700	13.4670	36,361
2020-12-15	NMFC	Ogens David	2,500	11.4760	2,500	11.4760	28,690
2020-05-13	NMFC	Ogens David	20,000	8.0800	20,000	8.0800	161,600
2019-08-13	NMFC	Ogens David	1,850	13.4765	1,850	13.4765	24,932
2018-11-13	NMFC	Ogens David	1,799	13.5300	1,799	13.5300	24,340
2017-05-17	NMFC	Ogens David	3,600	14.3700	3,600	14.3700	51,732
2016-10-31	NMFC	Ogens David	1,600	13.4000	1,600	13.4000	21,440
2015-11-12	NMFC	Ogens David	1,656	14.1200	1,656	14.1200	23,383
2015-11-12	NMFC	Ogens David	1,656	14.1200	1,656	14.1200	23,383
2014-12-10	NMFC	Ogens David	1,250	14.8300	1,250	14.8300	18,538
2014-08-12	NMFC	Ogens David	10,000	14.9800	10,000	14.9800	149,800
2013-05-23	NMFC	Ogens David	6,000	15.1000	6,000	15.1000	90,600
2012-11-12	NMFC	Ogens David	1,000	14.3900	1,000	14.3900	14,390
2012-03-12	NMFC	Ogens David	11,000	13.5000	11,000	13.5000	148,500

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Insider Sales NMFC / New Mountain Finance Corporation - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in NMFC / New Mountain Finance Corporation. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date	Ticker	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Min	Price at Min	Max Loss Avoided ($)	Max Loss Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Insider Trading History

This table shows the complete list of insider trades made by David Ogens as disclosed to the Securities Exchange Commission (SEC).