Iovance Biotherapeutics, Inc.
US ˙ NasdaqGM ˙ US4622601007

Introduction

This page provides a comprehensive analysis of the known insider trading history of Merrill A Mcpeak. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Merrill A Mcpeak has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:RSSS / Research Solutions, Inc. Director 409,608
US:IOVA / Iovance Biotherapeutics, Inc. Director 320,150
US:AJRD / Aerojet Rocketdyne Holdings Inc Director 63,912
US:LLEX / Lilis Energy, Inc. Director 466,922
US:MILL / Director 40,000
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Merrill A Mcpeak. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases IOVA / Iovance Biotherapeutics, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in IOVA / Iovance Biotherapeutics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2024-02-20 IOVA MCPEAK MERRILL A 250,000 9.1500 250,000 9.1500 2,287,500 7 17.4700 2,080,000 90.93
2023-09-18 IOVA MCPEAK MERRILL A 10,000 5.5600 10,000 5.5600 55,600
2022-12-21 IOVA MCPEAK MERRILL A 10,000 6.1500 10,000 6.1500 61,500
2022-11-29 IOVA MCPEAK MERRILL A 10,000 6.3100 10,000 6.3100 63,100
2022-11-28 IOVA MCPEAK MERRILL A 10,000 6.1800 10,000 6.1800 61,800
2022-05-31 IOVA MCPEAK MERRILL A 10,000 6.8400 10,000 6.8400 68,400
2022-05-31 IOVA MCPEAK MERRILL A 10,000 6.8000 10,000 6.8000 68,000
2018-12-13 IOVA MCPEAK MERRILL A 10,000 9.6273 10,000 9.6273 96,273
2013-11-05 LBIO MCPEAK MERRILL A 50,000 2.0000 50,000 2.0000 100,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

IOVA / Iovance Biotherapeutics, Inc. Insider Trades
Insider Sales IOVA / Iovance Biotherapeutics, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in IOVA / Iovance Biotherapeutics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

IOVA / Iovance Biotherapeutics, Inc. Insider Trades
Insider Purchases RSSS / Research Solutions, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in IOVA / Iovance Biotherapeutics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2016-06-24 RSSS MCPEAK MERRILL A 25,000 1.0000 25,000 1.0000 25,000 238 1.2 5,000 20.00
2016-03-18 RSSS MCPEAK MERRILL A 10,000 0.7500 10,000 0.7500 7,500
2015-08-06 RSSS MCPEAK MERRILL A 10,000 0.8800 10,000 0.8800 8,800
2015-06-18 RSSS MCPEAK MERRILL A 5,000 0.9600 5,000 0.9600 4,800
2015-06-17 RSSS MCPEAK MERRILL A 5,000 0.9600 5,000 0.9600 4,800
2015-06-16 RSSS MCPEAK MERRILL A 5,000 0.9600 5,000 0.9600 4,800
2015-02-25 RSSS MCPEAK MERRILL A 1,400 0.8500 1,400 0.8500 1,190
2015-02-25 RSSS MCPEAK MERRILL A 6,964 0.8400 6,964 0.8400 5,850
2015-02-25 RSSS MCPEAK MERRILL A 6,964 0.8400 6,964 0.8400 5,850
2015-02-25 RSSS MCPEAK MERRILL A 1,400 0.8500 1,400 0.8500 1,190
2015-02-25 RSSS MCPEAK MERRILL A 5,000 0.8800 5,000 0.8800 4,400
2015-02-24 RSSS MCPEAK MERRILL A 4,516 0.8000 4,516 0.8000 3,613
2015-02-20 RSSS MCPEAK MERRILL A 1,000 0.7400 1,000 0.7400 740
2015-02-20 RSSS MCPEAK MERRILL A 8,600 0.7500 8,600 0.7500 6,450
2014-12-24 RSSS MCPEAK MERRILL A 4,600 0.8500 4,600 0.8500 3,910
2014-12-19 RSSS MCPEAK MERRILL A 1,380 0.9200 1,380 0.9200 1,270
2014-12-17 RSSS MCPEAK MERRILL A 2,248 0.9000 2,248 0.9000 2,023
2014-12-16 RSSS MCPEAK MERRILL A 5,000 0.9000 5,000 0.9000 4,500
2014-12-15 RSSS MCPEAK MERRILL A 5,000 0.9500 5,000 0.9500 4,750
2014-12-11 RSSS MCPEAK MERRILL A 2,500 0.8400 2,500 0.8400 2,100
2014-12-03 RSSS MCPEAK MERRILL A 8,600 0.8500 8,600 0.8500 7,310
2014-12-03 RSSS MCPEAK MERRILL A 1,400 0.8500 1,400 0.8500 1,190
2014-12-02 RSSS MCPEAK MERRILL A 3,200 0.8400 3,200 0.8400 2,688
2014-11-25 RSSS MCPEAK MERRILL A 700 0.7600 700 0.7600 532

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

RSSS / Research Solutions, Inc. Insider Trades
Insider Sales RSSS / Research Solutions, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in IOVA / Iovance Biotherapeutics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2015-09-16 RSSS MCPEAK MERRILL A 6,900 0.8500 6,900 0.8500 5,865 141 0.4901 -2,483 -42.34
2015-09-16 RSSS MCPEAK MERRILL A 3,100 0.9800 3,100 0.9800 3,038

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

RSSS / Research Solutions, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Merrill A Mcpeak as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-06-18 2025-06-18 4 RSSS Research Solutions, Inc.
Common Stock
M - Exercise 75,000 409,608 22.41 1.10 82,500 450,569
2025-06-04 2025-05-02 4 RSSS Research Solutions, Inc.
Common Stock
M - Exercise 50,000 334,608 17.57 1.05 52,500 351,338
2024-02-20 2024-02-20 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
P - Purchase 250,000 320,150 356.38 9.15 2,287,500 2,929,372
2023-09-19 2023-09-18 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
P - Purchase 10,000 248,633 4.19 5.56 55,600 1,382,399
2023-01-17 2023-01-16 4 RSSS Research Solutions, Inc.
Common Stock
M - Exercise 50,000 284,608 21.31 1.15 57,500 327,299
2022-12-22 2022-12-21 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
P - Purchase 10,000 70,150 16.63 6.15 61,500 431,422
2022-11-30 2022-11-29 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
P - Purchase 10,000 238,633 4.37 6.31 63,100 1,505,774
2022-11-28 2022-11-28 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
P - Purchase 10,000 228,633 4.57 6.18 61,800 1,412,952
2022-08-25 2022-08-23 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
M - Exercise 40,000 60,150 198.51 5.65 226,000 339,848
2022-08-10 2021-11-05 4 RSSS Research Solutions, Inc.
Common Stock
M - Exercise 50,000 234,608 27.08 1.19 59,500 279,184
2022-06-02 2022-05-31 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
P - Purchase 10,000 218,633 4.79 6.80 68,000 1,486,704
2022-06-02 2022-05-31 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
P - Purchase 10,000 20,150 98.52 6.84 68,400 137,826
2022-02-10 2022-02-08 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 50,000 50,000
2022-01-19 2021-01-08 5 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
G - Gift -37,800 418,783 -8.28
2021-07-01 2021-06-29 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 35,000 35,000
2021-06-10 2021-06-07 4 RSSS Research Solutions, Inc.
Common Stock Warrants (right to buy)
M - Exercise -7,500 0 -100.00 1.00 -7,500
2021-06-10 2021-06-07 4 RSSS Research Solutions, Inc.
Common Stock
M - Exercise 7,500 184,608 4.23 1.25 9,375 230,760
2020-11-18 2020-11-17 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 50,000 50,000
2020-10-13 2020-10-09 4 RSSS Research Solutions, Inc.
Warrant to purchase common stock
M - Exercise -50,000 0 -100.00
2020-10-13 2020-10-09 4 RSSS Research Solutions, Inc.
Common Stock
M - Exercise 50,000 177,108 39.34 1.25 62,500 221,385
2020-06-10 2020-06-08 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 35,000 35,000
2019-11-14 2019-11-12 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 50,000 50,000
2019-06-11 2019-06-10 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 35,000 35,000
2019-02-19 2019-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 217 63,912 0.34
2019-02-19 2019-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 435 63,695 0.69
2018-12-14 2018-12-13 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Common Stock
P - Purchase 10,000 456,583 2.24 9.63 96,273 4,395,662
2018-11-19 2018-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 243 63,260 0.39
2018-11-19 2018-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 486 63,017 0.78
2018-11-15 2018-11-13 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 50,000 50,000
2018-08-17 2018-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 241 62,531 0.39
2018-08-17 2018-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 483 62,290 0.78
2018-07-19 2018-07-17 4 IOVA IOVANCE BIOTHERAPEUTICS, INC.
Stock Option (right to buy)
A - Award 35,000 35,000
2018-05-17 2018-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 3,588 61,807 6.16
2018-05-17 2018-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 762 58,219 1.33
2018-05-17 2018-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 1,524 57,457 2.72
2018-02-20 2018-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 317 55,933 0.57
2018-02-20 2018-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 634 55,616 1.15
2018-02-02 2018-01-31 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 38,217 466,922 8.91
2017-12-01 2017-11-21 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 75,000 75,000
2017-11-16 2017-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 303 54,982 0.55
2017-11-16 2017-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 606 54,679 1.12
2017-10-19 2017-10-17 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 22,500 428,705 5.54
2017-08-16 2017-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 252 54,073 0.47
2017-08-16 2017-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 504 53,821 0.95
2017-06-05 2017-06-01 4 LBIO Lion Biotechnologies, Inc.
Stock Option (right to buy)
A - Award 35,000 35,000
2017-05-17 2017-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 1,062 53,317 2.03
2017-05-17 2017-05-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 2,124 52,255 4.24
2017-05-08 2017-05-04 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 4,085 50,131 8.87 22.03 89,993 1,104,386
2017-02-16 2017-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 356 46,046 0.78
2017-02-16 2017-02-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 712 45,690 1.58
2017-02-02 2017-01-31 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 18,333 406,205 4.73
2016-11-23 2016-11-21 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 75,000 75,000
2016-11-17 2016-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 340 40,066 0.86
2016-11-17 2016-11-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 681 39,726 1.74
2016-08-18 2016-08-16 4 LBIO Lion Biotechnologies, Inc.
Stock Option (right to buy)
A - Award 35,000 35,000
2016-08-17 2016-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 568 39,045 1.48
2016-08-17 2016-08-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 1,136 38,477 3.04
2016-07-11 2016-07-07 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 50,000 387,872 14.80
2016-06-27 2016-06-23 4 LLEX LILIS ENERGY, INC.
Series A 8% Convertible Preferred Stock
C - Conversion -250 0 -100.00
2016-06-27 2016-06-23 4 LLEX LILIS ENERGY, INC.
Subordinated Convertible Note
C - Conversion 0
2016-06-27 2016-06-23 4 LLEX LILIS ENERGY, INC.
Common Stock
C - Conversion 227,275 337,962 205.33
2016-06-27 2016-06-23 4 LLEX LILIS ENERGY, INC.
Common Stock
C - Conversion 50,000 110,687 82.39
2016-06-27 2016-06-24 4 RSSS Research Solutions, Inc.
Common Stock Warrants (right to buy)
P - Purchase 7,500 7,500 1.00 7,500 7,500
2016-06-27 2016-06-24 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 25,000 127,108 24.48 1.00 25,000 127,108
2016-05-17 2016-05-16 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 1,841 37,341 5.19
2016-05-17 2016-05-16 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 3,683 35,500 11.58
2016-05-03 2016-05-02 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 4,912 4,912
2016-03-21 2016-03-18 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 10,000 102,108 10.86 0.75 7,500 76,581
2016-02-02 2016-01-29 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 400,000 672,629 146.72 0.15 60,000 100,894
2016-01-20 2016-01-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 457 31,817 1.46 15.03 6,869 478,210
2016-01-20 2016-01-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 914 31,360 3.00 15.03 13,737 471,341
2016-01-07 2016-01-05 4 LLEX LILIS ENERGY, INC.
Subordinated Convertible Note
P - Purchase 1,000,008
2016-01-07 2016-01-05 4 LLEX LILIS ENERGY, INC.
Warrant (Right to Buy)
P - Purchase 1,000,008 1,000,008
2016-01-06 2016-01-04 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 106,250 272,629 63.86 0.20 21,250 54,526
2015-12-23 2015-12-04 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 75,000 75,000
2015-10-19 2015-10-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 411 30,446 1.37
2015-10-19 2015-10-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 822 30,035 2.81
2015-10-02 2015-10-01 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 34,837 166,379 26.48 0.61 21,251 101,491
2015-09-17 2015-09-16 4 RSSS Research Solutions, Inc.
Common Stock
S - Sale -3,100 92,102 -3.26 0.98 -3,038 90,260
2015-09-17 2015-09-16 4 RSSS Research Solutions, Inc.
Common Stock
S - Sale -6,900 95,208 -6.76 0.85 -5,865 80,927
2015-08-07 2015-08-06 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 10,000 102,108 10.86 0.88 8,800 89,855
2015-07-31 2015-07-30 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 18,641 131,542 16.51 1.14 21,251 149,958
2015-07-16 2015-07-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 285 29,213 0.99
2015-07-16 2015-07-15 4 AJRD AEROJET ROCKETDYNE HOLDINGS, INC.
Common Stock
A - Award 571 28,928 2.01
2015-07-02 2015-06-30 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 75,000 75,000
2015-06-22 2015-06-18 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 5,000 92,108 5.74 0.96 4,800 88,424
2015-06-18 2015-06-17 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 5,000 87,108 6.09 0.96 4,800 83,624
2015-06-18 2015-06-16 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 5,000 82,108 6.48 0.96 4,800 78,824
2015-06-15 2015-06-12 4 LBIO Lion Biotechnologies, Inc.
Common Stock
A - Award 35,000 35,000
2015-05-27 2015-05-22 4 RSSS Research Solutions, Inc.
Warrant to purchase common stock
A - Award 50,000 50,000
2015-05-27 2015-05-22 4 RSSS Research Solutions, Inc.
Warrant to purchase common stock
D - Sale to Issuer -50,000 0 -100.00
2015-05-27 2015-05-22 4 RSSS Research Solutions, Inc.
Option to purchase common stock
A - Award 50,000 50,000
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 5,190 12,901 67.31 1.70 8,823 21,932
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 3,390 7,711 78.45 1.69 5,729 13,032
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 100 4,321 2.37 1.68 168 7,259
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 920 4,221 27.87 1.67 1,536 7,049
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 100 3,301 3.12 1.66 166 5,480
2015-05-21 2015-05-20 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 300 3,201 10.34 1.64 492 5,250
2015-04-22 2015-04-20 4 LLEX LILIS ENERGY, INC.
Stock Option (Right to Buy)
A - Award 450,000 450,000
2015-04-22 2015-04-20 4 LLEX LILIS ENERGY, INC.
Common Stock
A - Award 100,000 103,803 2,629.50
2015-04-17 2015-04-15 4 GY GENCORP INC
Common Stock
A - Award 1,251 28,357 4.62
2015-04-17 2015-04-15 4 GY GENCORP INC
Common Stock
A - Award 2,502 27,106 10.17
2015-04-02 2015-03-31 4 GY GENCORP INC
Common Stock
A - Award 3,880 24,604 18.72
2015-03-04 2015-03-03 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 6,000 77,108 8.44 0.98 5,880 75,566
2015-03-04 2015-03-03 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 4,000 71,108 5.96 0.95 3,800 67,553
2015-03-04 2015-03-02 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 5,000 67,108 8.05 0.95 4,750 63,753
2015-03-04 2015-02-25 4/A RSSS Research Solutions, Inc.
Common Stock
P - Purchase 5,000 62,108 8.76 0.88 4,400 54,655
2015-03-04 2015-02-25 4/A RSSS Research Solutions, Inc.
Common Stock
P - Purchase 1,400 57,108 2.51 0.85 1,190 48,542
2015-03-04 2015-02-25 4/A RSSS Research Solutions, Inc.
Common Stock
P - Purchase 6,964 55,708 14.29 0.84 5,850 46,795
2015-03-04 2015-02-24 4/A RSSS Research Solutions, Inc.
Common Stock
P - Purchase 4,516 48,744 10.21 0.80 3,613 38,995
2015-02-25 2015-02-25 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 6,964 57,108 13.89 0.84 5,850 47,971
2015-02-25 2015-02-25 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 1,400 50,144 2.87 0.85 1,190 42,622
2015-02-25 2015-02-24 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 4,516 48,744 10.21 0.80 3,613 38,995
2015-02-24 2015-02-20 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 8,600 44,228 24.14 0.75 6,450 33,171
2015-02-24 2015-02-20 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 1,000 35,628 2.89 0.74 740 26,365
2015-02-24 2014-12-24 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 4,600 34,628 15.32 0.85 3,910 29,434
2015-02-09 2015-01-29 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 2,000 2,901 221.98 1.00 2,000 2,901
2015-02-09 2015-01-29 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 900 901 90,000.00 1.00 900 901
2015-02-09 2015-01-29 4 LLEX LILIS ENERGY, INC.
Common Stock
P - Purchase 1 1 0.98 1 1
2015-01-20 2015-01-15 4 GY GENCORP INC
Common Stock
A - Award 400 20,724 1.97
2015-01-20 2015-01-15 4 GY GENCORP INC
Common Stock
A - Award 800 20,324 4.10
2014-12-24 2014-12-19 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 1,380 30,028 4.82 0.92 1,270 27,626
2014-12-19 2014-12-17 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 2,248 28,648 8.52 0.90 2,023 25,783
2014-12-17 2014-12-16 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 5,000 26,400 23.36 0.90 4,500 23,760
2014-12-17 2014-12-15 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 5,000 21,400 30.49 0.95 4,750 20,330
2014-12-15 2014-12-11 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 2,500 16,400 17.99 0.84 2,100 13,776
2014-12-09 2014-12-05 4 LBIO Lion Biotechnologies, Inc.
Stock Option (right to buy)
A - Award 50,000 50,000
2014-12-05 2014-12-03 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 8,600 13,900 162.26 0.85 7,310 11,815
2014-12-03 2014-12-03 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 1,400 5,300 35.90 0.85 1,190 4,505
2014-12-03 2014-12-02 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 3,200 3,900 457.14 0.84 2,688 3,276
2014-11-28 2014-11-25 4 RSSS Research Solutions, Inc.
Common Stock
P - Purchase 700 700 0.76 532 532
2014-10-17 2014-10-15 4 GY GENCORP INC
Common Stock
A - Award 431 19,524 2.26
2014-10-17 2014-10-15 4 GY GENCORP INC
Common Stock
A - Award 862 19,093 4.73
2014-07-16 2014-07-15 4 GY GENCORP INC
Common Stock
A - Award 376 18,231 2.11
2014-07-16 2014-07-15 4 GY GENCORP INC
Common Stock
A - Award 753 17,855 4.40
2014-04-17 2014-04-15 4 GY GENCORP INC
Common Stock
A - Award 1,185 17,102 7.44
2014-04-17 2014-04-15 4 GY GENCORP INC
Common Stock
A - Award 2,371 15,917 17.50
2014-04-09 2014-04-07 4 GY GENCORP INC
Common Stock
A - Award 5,211 13,546 62.52
2014-03-05 2013-11-18 4 LBIO Lion Biotechnologies, Inc.
Stock Option (right to buy)
A - Award 40,000 40,000
2014-01-16 2014-01-15 4 GY GENCORP INC
Common Stock
A - Award 378 8,335 4.75
2014-01-16 2014-01-15 4 GY GENCORP INC
Common Stock
A - Award 756 7,957 10.50
2013-11-12 2013-11-05 4 LBIO Lion Biotechnologies, Inc.
Warrants
A - Award 50,000 50,000
2013-11-12 2013-11-05 4 LBIO Lion Biotechnologies, Inc.
Common Stock
P - Purchase 50,000 396,432 14.43 2.00 100,000 792,864
2013-10-17 2013-10-15 4 GY GENCORP INC
Common Stock
A - Award 413 7,201 6.08
2013-10-17 2013-10-15 4 GY GENCORP INC
Common Stock
A - Award 826 6,788 13.85
2013-07-26 2013-07-24 4 GNBP Genesis Biopharma, Inc
Common Stock
A - Award 13,353,215 34,643,215 62.72
2013-07-18 2013-07-17 4 MILL MILLER ENERGY RESOURCES, INC.
Option
A - Award 40,000 40,000
2013-07-17 2013-07-15 4 GY GENCORP INC
Common Stock
A - Award 404 5,962 7.27
2013-07-17 2013-07-15 4 GY GENCORP INC
Common Stock
A - Award 808 5,558 17.01
2013-05-30 2013-05-22 4 GNBP Genesis Biopharma, Inc
Common Stock
J - Other 21,280,000 21,290,000 212,800.00 0.01 212,800 212,900
2013-04-16 2013-04-15 4 GY GENCORP INC
Common Stock
A - Award 944 4,750 24.80
2013-04-16 2013-04-15 4 GY GENCORP INC
Common Stock
A - Award 1,889 3,806 98.54
2013-04-15 2013-04-11 4 GY GENCORP INC
Stock Appreciation Right
A - Award 7,355 7,355
2013-04-15 2013-04-11 4 GY GENCORP INC
Common Stock
A - Award 1,417 1,917 283.40
2013-04-15 2013-04-11 4 GY GENCORP INC
Common Stock
A - Award 500 500
2013-02-26 2013-02-22 4 MILL MILLER ENERGY RESOURCES, INC.
Common Stock
P - Purchase 5,000 30,000 20.00 3.94 19,700 118,200
2013-02-22 2013-02-06 4 DYSC Derycz Scientific Inc
Option to purchase common stock
A - Award 50,000 50,000
2012-07-31 2012-07-26 4 MILL MILLER ENERGY RESOURCES, INC.
Option
A - Award 40,000 40,000
2012-07-06 2012-07-03 4 MILL MILLER ENERGY RESOURCES, INC.
Common Stock
A - Award 10,120 40,120 33.73 4.99 50,499 200,199
2012-04-25 2011-12-21 4 DYSC Derycz Scientific Inc
Warrant to purchase common stock
A - Award 50,000 50,000
2012-02-23 2012-01-27 4/A MILL MILLER ENERGY RESOURCES, INC.
Common Stock
P - Purchase 5,000 25,000 25.00 3.37 16,850 84,250
2012-02-23 2012-01-27 4/A MILL MILLER ENERGY RESOURCES, INC.
Common Stock
P - Purchase 5,000 20,000 33.33 3.37 16,850 67,400
2012-01-31 2012-01-27 4 MILL MILLER ENERGY RESOURCES, INC.
Common Stock
P - Purchase 5,000 15,000 50.00 3.37 16,850 50,550
2012-01-31 2012-01-27 4 MILL MILLER ENERGY RESOURCES, INC.
Common Stock
P - Purchase 5,000 15,000 50.00 3.37 16,850 50,550
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)