Advanced Energy Industries, Inc.
US ˙ NasdaqGS ˙ US0079731008

Introduction

This page provides a comprehensive analysis of the known insider trading history of Thomas O Mcgimpsey. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Thomas O Mcgimpsey has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:AEIS / Advanced Energy Industries, Inc. EVP & General Counsel 8,854
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Thomas O Mcgimpsey. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases AEIS / Advanced Energy Industries, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AEIS / Advanced Energy Industries, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AEIS / Advanced Energy Industries, Inc. Insider Trades
Insider Sales AEIS / Advanced Energy Industries, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AEIS / Advanced Energy Industries, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AEIS / Advanced Energy Industries, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Thomas O Mcgimpsey as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2022-03-17 2022-03-16 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 8,854 8,854
2022-03-17 2022-03-16 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 4,427 42,764 11.55 85.97 380,589 3,676,421
2022-03-07 2022-03-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -522 38,337 -1.34 86.38 -45,090 3,311,550
2022-03-03 2022-03-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -354 38,859 -0.90 85.10 -30,125 3,306,901
2022-02-24 2022-02-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -725 39,213 -1.82 83.62 -60,624 3,278,991
2021-05-26 2021-05-24 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -2,219 39,809 -5.28 100.00 -221,900 3,980,900
2021-03-05 2021-03-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -795 42,028 -1.86 105.26 -83,682 4,423,867
2021-03-03 2021-03-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 7,350 7,350
2021-03-03 2021-03-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 3,675 42,823 9.39 111.37 409,285 4,769,198
2021-02-26 2021-02-24 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -1,141 39,148 -2.83 108.80 -124,141 4,259,302
2021-02-26 2021-02-24 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 2,712 40,289 7.22 108.80 295,066 4,383,443
2021-02-24 2021-02-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -971 37,577 -2.52 104.30 -101,275 3,919,281
2021-02-04 2021-02-02 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -722 38,548 -1.84 111.81 -80,727 4,310,052
2020-08-17 2020-08-13 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -1,629 39,270 -3.98 80.00 -130,320 3,141,600
2020-08-17 2020-08-13 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -1,725 40,899 -4.05 80.00 -138,000 3,271,920
2020-06-05 2020-06-05 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -4,749 42,624 -10.02 75.00 -356,175 3,196,800
2020-06-05 2020-06-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -5,251 47,373 -9.98 70.00 -367,570 3,316,110
2020-03-05 2020-03-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 10,847 10,847
2020-03-05 2020-03-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -938 52,624 -1.75 59.62 -55,924 3,137,443
2020-03-05 2020-03-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 2,409 53,562 4.71 59.62 143,625 3,193,366
2020-03-05 2020-03-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 5,423 51,153 11.86
2020-02-26 2020-02-24 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -902 45,730 -1.93 62.97 -56,799 2,879,618
2020-02-05 2020-02-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -1,403 46,632 -2.92 71.07 -99,711 3,314,136
2019-02-26 2019-02-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 13,891 13,891
2019-02-26 2019-02-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 6,945 48,035 16.90
2019-02-26 2019-02-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -921 41,090 -2.19 51.94 -47,837 2,134,215
2019-02-26 2019-02-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 3,181 42,011 8.19 51.94 165,221 2,182,051
2019-02-06 2019-02-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -2,947 38,830 -7.05 52.52 -154,776 2,039,352
2018-08-20 2018-08-16 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -8,391 41,777 -16.73 59.32 -497,754 2,478,212
2018-03-02 2018-02-28 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -2,198 50,168 -4.20 66.32 -145,771 3,327,142
2018-02-20 2018-02-15 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -2,383 52,366 -4.35 66.66 -158,851 3,490,718
2018-02-20 2018-02-15 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 5,423 54,749 10.99 66.66 361,497 3,649,568
2018-02-20 2018-02-15 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -595 49,326 -1.19 66.66 -39,663 3,288,071
2018-02-20 2018-02-15 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 1,355 49,921 2.79 66.66 90,324 3,327,734
2018-02-20 2018-02-15 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -1,015 48,566 -2.05 66.66 -67,660 3,237,410
2018-02-20 2018-02-15 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 2,308 49,581 4.88 66.66 153,851 3,305,069
2018-02-06 2018-02-05 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -1,903 47,273 -3.87 66.00 -125,598 3,120,018
2018-02-06 2018-02-02 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 9,645 9,645
2018-02-06 2018-02-02 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 4,822 49,176 10.87
2018-02-06 2018-02-02 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -868 44,354 -1.92 69.69 -60,491 3,091,030
2017-11-09 2017-11-07 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -5,190 45,222 -10.30 85.06 -441,461 3,846,583
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise -1,563 0 -100.00
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise -1,587 0 -100.00
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise -1,313 0 -100.00
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise -1,313 0 -100.00
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise -1,313 0 -100.00
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise -2,625 0 -100.00
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 1,563 50,412 3.20 14.21 22,210 716,355
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 1,587 48,849 3.36 14.52 23,043 709,287
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 1,313 47,262 2.86 14.50 19,038 685,299
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 1,313 45,949 2.94 13.85 18,185 636,394
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 1,313 44,636 3.03 16.25 21,336 725,335
2017-09-15 2017-09-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 2,625 43,323 6.45 15.65 41,081 678,005
2017-08-07 2017-08-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -1,075 40,698 -2.57 68.53 -73,670 2,789,034
2017-08-07 2017-08-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 2,308 41,773 5.85
2017-05-26 2017-05-25 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -15,781 0 -100.00
2017-05-26 2017-05-25 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -13,991 6,995 -66.67
2017-05-26 2017-05-25 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -29,772 39,465 -43.00 77.04 -2,293,635 3,040,384
2017-05-26 2017-05-25 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 15,781 69,237 29.52 11.02 173,907 762,992
2017-05-26 2017-05-25 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 13,991 53,456 35.45 26.32 368,243 1,406,962
2017-05-08 2017-05-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -2,150 39,465 -5.17 74.29 -159,724 2,931,855
2017-05-08 2017-05-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 4,617 41,615 12.48
2017-03-15 2017-03-13 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise -1,564 0 -100.00
2017-03-15 2017-03-13 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise -1,565 0 -100.00
2017-03-15 2017-03-13 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to by)
M - Exercise -5,250 0 -100.00
2017-03-15 2017-03-13 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 1,564 36,998 4.41 9.51 14,874 351,851
2017-03-15 2017-03-13 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 1,565 35,434 4.62 12.44 19,469 440,799
2017-03-15 2017-03-13 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 5,250 33,869 18.34 12.77 67,042 432,507
2017-03-02 2017-02-28 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 5,000 28,619 21.17
2017-02-27 2017-02-23 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -2,150 23,619 -8.34 61.66 -132,569 1,456,348
2017-02-27 2017-02-23 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 4,616 25,769 21.82 61.66 284,623 1,588,917
2017-02-06 2017-02-06 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -2,086 21,153 -8.98 61.19 -127,642 1,294,352
2017-02-06 2017-02-02 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 10,845 10,845
2017-02-06 2017-02-02 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 5,422 23,239 30.43
2016-04-06 2016-04-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -1,562 0 -100.00 34.86 -54,456
2016-04-06 2016-04-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -4,685 0 -100.00 34.86 -163,332
2016-04-06 2016-04-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -1,562 17,817 -8.06 34.86 -54,456 621,151
2016-04-06 2016-04-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -4,685 19,379 -19.47 34.86 -163,332 675,606
2016-04-06 2016-04-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 1,562 24,064 6.94 9.51 14,855 228,849
2016-04-06 2016-04-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 4,685 22,502 26.30 12.44 58,281 279,925
2016-03-03 2016-03-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -4,687 0 -100.00 30.53 -143,095
2016-03-03 2016-03-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -4,687 17,817 -20.83 30.53 -143,095 543,957
2016-03-03 2016-03-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 4,687 22,504 26.31 14.21 66,602 319,782
2016-02-11 2016-02-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -12,347 17,817 -40.93 27.72 -342,293 493,937
2016-02-08 2016-02-05 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -405 30,164 -1.32 27.76 -11,243 837,353
2016-02-08 2016-02-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 18,466 18,466
2016-02-08 2016-02-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 9,233 30,569 43.27
2016-02-03 2016-02-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -4,663 0 -100.00 27.46 -128,069
2016-02-03 2016-02-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -2,408 21,336 -10.14 27.58 -66,413 588,447
2016-02-03 2016-02-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 7,598 23,744 47.06 27.58 209,553 654,860
2016-02-03 2016-02-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -4,663 16,146 -22.41 27.46 -128,069 443,448
2016-02-03 2016-02-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 4,663 20,809 28.88 14.52 67,707 302,147
2016-01-06 2016-01-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -3,937 0 -100.00 27.00 -106,317
2016-01-06 2016-01-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -3,937 16,146 -19.60 27.00 -106,317 436,016
2016-01-06 2016-01-04 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 3,937 20,083 24.38 14.50 57,086 291,204
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -23,669 0 -100.00 29.15 -689,873
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -3,937 0 -100.00 29.15 -114,751
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -800 0 -100.00 29.15 -23,317
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
D - Sale to Issuer -663 16,146 -3.94 29.15 -19,328 470,682
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
D - Sale to Issuer -2,706 16,809 -13.87 29.15 -78,884 490,009
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -28,406 19,515 -59.28 29.15 -827,941 568,798
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 23,669 47,921 97.60 11.02 260,832 528,089
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 3,937 24,252 19.38 13.85 54,527 335,890
2015-12-14 2015-12-10 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 800 20,315 4.10 16.25 13,000 330,119
2015-10-28 2015-10-26 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -79 19,515 -0.40
2015-07-24 2015-07-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -79 19,594 -0.40
2015-04-30 2015-04-28 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -79 19,673 -0.40
2015-02-19 2015-02-17 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -79 19,752 -0.40
2015-02-09 2015-02-05 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 0 7,598 0.00
2015-02-09 2015-02-05 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Option (right to buy)
A - Award 20,986 20,986
2015-02-09 2015-02-05 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 3,799 19,831 23.70
2015-02-03 2015-01-30 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Option (right to buy)
A - Award 15,781 15,781
2015-02-03 2015-01-30 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -6,065 16,032 -27.45 24.00 -145,560 384,768
2015-02-03 2015-01-30 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 18,412 22,097 499.65
2014-11-17 2014-11-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -15,000 23,669 -38.79 20.61 -309,212 487,915
2014-11-17 2014-11-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Stock Options (right to buy)
M - Exercise X -3,124 1,562 -66.67 20.61 -64,398 32,199
2014-11-17 2014-11-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -18,124 3,685 -83.10 20.61 -373,610 75,963
2014-11-17 2014-11-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 15,000 21,809 220.30 11.02 165,300 240,335
2014-11-17 2014-11-14 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 3,124 6,809 84.78 9.51 29,709 64,754
2014-10-29 2014-10-27 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -203 3,685 -5.22 17.89 -3,632 65,925
2014-07-23 2014-07-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -116 3,888 -2.90 18.31 -2,124 71,189
2014-07-23 2014-07-21 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -87 4,004 -2.13 17.74 -1,543 71,031
2014-04-30 2014-04-28 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -116 4,091 -2.76 22.70 -2,633 92,866
2014-04-23 2014-04-21 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -87 4,207 -2.03 23.59 -2,052 99,243
2014-03-18 2014-03-17 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Options (right to buy)
M - Exercise X -5,250 0 -100.00
2014-03-18 2014-03-17 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -5,250 4,294 -55.01 24.98 -131,121 107,244
2014-03-18 2014-03-17 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 5,250 9,544 122.26 11.21 58,852 106,988
2014-02-20 2014-02-18 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -7,875 4,294 -64.71 27.29 -214,932 117,196
2014-02-20 2014-02-18 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 7,875 12,169 183.40 15.65 123,244 190,445
2014-02-20 2014-02-18 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -290 4,294 -6.33 27.80 -8,062 119,373
2014-02-20 2013-11-12 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Options (right to buy)
M - Exercise X -7,875 2,625 -75.00
2014-02-12 2014-02-06 4/A AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Options (right to buy)
M - Exercise X -22,144 0 -100.00
2014-02-12 2014-02-06 4/A AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -22,144 4,584 -82.85 26.69 -591,046 122,352
2014-02-12 2014-02-06 4/A AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 22,144 26,728 483.07 11.02 244,027 294,543
2014-02-10 2014-02-06 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Options (right to buy)
M - Exercise X -3,137 0 -100.00
2014-02-10 2014-02-06 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -22,144 4,584 -82.85 26.69 -591,046 122,352
2014-02-10 2014-02-06 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise X 22,144 26,728 483.07 11.02 244,027 294,543
2013-11-14 2013-11-12 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Options (right to buy)
M - Exercise X -3,137 0 -100.00
2013-11-14 2013-11-12 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -3,137 4,584 -40.63 23.53 -73,827 107,881
2013-11-14 2013-11-12 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
M - Exercise 3,137 7,721 68.43 16.25 50,976 125,466
2013-10-30 2013-10-28 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -199 4,584 -4.16 19.57 -3,894 89,709
2013-08-07 2013-08-06 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -3,630 4,783 -43.15 21.43 -77,803 102,516
2013-08-07 2013-08-05 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Option (right to buy)
S - Sale X -5,250 113,534 -4.42 21.30 -111,842 2,418,649
2013-07-24 2013-07-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -374 8,413 -4.26 21.89 -8,187 184,161
2013-05-01 2013-04-29 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -77 8,787 -0.87 18.47 -1,422 162,296
2013-04-24 2013-04-24 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -58 8,864 -0.65 17.99 -1,043 159,463
2013-04-24 2013-04-22 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -58 8,922 -0.65 17.67 -1,025 157,652
2013-02-20 2013-02-19 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -116 8,980 -1.28 18.36 -2,130 164,873
2013-02-20 2013-02-15 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -77 9,096 -0.84 17.95 -1,382 163,273
2013-02-08 2013-02-06 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
S - Sale X -17,493 9,173 -65.60 16.61 -290,644 152,408
2013-02-05 2013-02-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Employee Stock Option (right to buy)
A - Award 22,144 89,144 33.05
2013-02-05 2013-02-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -8,343 26,666 -23.83 15.64 -130,485 417,056
2013-02-05 2013-02-01 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
A - Award 25,836 35,009 281.65
2013-02-05 2012-01-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Stock Option (right to buy)
A - Award 0 118,784 0.00
2013-02-05 2012-01-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 0 118,784 0.00
2012-11-02 2012-10-31 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -58 9,173 -0.63 11.83 -686 108,517
2012-10-30 2012-10-26 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -58 9,107 -0.63 11.78 -683 107,280
2012-10-30 2012-10-26 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -77 9,165 -0.83 11.78 -907 107,964
2012-07-25 2012-07-23 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -77 9,242 -0.83 11.24 -865 103,880
2012-07-25 2012-07-23 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -58 9,319 -0.62 11.24 -652 104,746
2012-07-24 2012-07-20 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -58 9,377 -0.61 11.46 -665 107,460
2012-05-02 2012-04-30 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -88 9,435 -0.92 11.94 -1,051 112,654
2012-04-26 2012-04-24 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -66 9,360 -0.70 11.93 -787 111,665
2012-04-24 2012-04-20 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -65 9,426 -0.68 12.02 -781 113,301
2012-02-21 2012-02-16 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -132 9,491 -1.37 11.27 -1,488 106,964
2012-02-17 2012-02-15 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Common Stock
F - Taxes -88 9,623 -0.91 11.01 -969 105,949
2012-01-06 2012-01-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 59,392 178,176 50.00
2012-01-06 2012-01-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 59,392 178,176 50.00
2012-01-06 2012-01-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Units
A - Award 59,392 118,784 100.00
2012-01-06 2012-01-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Stock Option (right to buy)
A - Award 50,906 152,718 50.00
2012-01-06 2012-01-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Stock Option (right to buy)
A - Award 50,906 152,718 50.00
2012-01-06 2012-01-03 4 AEIS ADVANCED ENERGY INDUSTRIES INC
Performance Stock Option (right to buy)
A - Award 50,906 101,812 100.00
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)