Applied Optoelectronics, Inc.
US ˙ NasdaqGM ˙ US03823U1025

Introduction

This page provides a comprehensive analysis of the known insider trading history of Chewei Lin. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Chewei Lin has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:AAOI / Applied Optoelectronics, Inc. Director 253,506
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Chewei Lin. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases AAOI / Applied Optoelectronics, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AAOI / Applied Optoelectronics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-08-14 AAOI Lin Chewei 4,609 21.6400 4,609 21.6400 99,739 4 26.1300 20,695 20.75
2024-03-18 AAOI Lin Chewei 31,370 12.6963 31,370 12.6963 398,283
2020-12-11 AAOI Lin Chewei 25,401 7.8235 25,401 7.8235 198,725

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AAOI / Applied Optoelectronics, Inc. Insider Trades
Insider Sales AAOI / Applied Optoelectronics, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AAOI / Applied Optoelectronics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2017-09-11 AAOI Lin Chewei 7,000 58.0000 7,000 58.0000 406,000 198 23.6500 -240,450 -59.22
2017-05-18 AAOI Lin Chewei 7,500 64.0000 7,500 64.0000 480,000
2017-05-12 AAOI Lin Chewei 7,500 67.0000 7,500 67.0000 502,500
2017-05-11 AAOI Lin Chewei 5,300 65.0000 5,300 65.0000 344,500
2017-05-10 AAOI Lin Chewei 9,700 63.4536 9,700 63.4536 615,500

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AAOI / Applied Optoelectronics, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Chewei Lin as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-08-15 2025-08-14 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
P - Purchase 4,609 253,506 1.85 21.64 99,739 5,485,870
2025-06-17 2025-06-13 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 12,281 248,897 5.19
2024-06-25 2024-06-21 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 16,483 236,616 7.49
2024-03-18 2024-03-18 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
P - Purchase 31,370 220,133 16.62 12.70 398,283 2,794,875
2023-06-28 2023-06-26 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 40,925 188,763 27.68
2022-09-08 2022-09-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -4,438 147,838 -2.91 2.24 -9,941 331,157
2022-06-29 2022-06-27 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 52,995 152,276 53.38
2022-06-08 2022-06-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,224 99,281 -1.22 2.26 -2,766 224,375
2022-03-08 2022-03-04 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,214 100,505 -1.19 3.55 -4,310 356,793
2021-12-08 2021-12-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,210 101,719 -1.18 5.38 -6,510 547,248
2021-09-09 2021-09-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,207 102,929 -1.16 7.70 -9,294 792,553
2021-06-15 2021-06-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 14,538 104,136 16.23
2021-06-09 2021-06-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,083 89,598 -1.19 8.42 -9,119 754,415
2021-03-09 2021-03-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,083 90,681 -1.18 7.96 -8,621 721,821
2020-12-14 2020-12-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
P - Purchase 25,401 91,764 38.28 7.82 198,725 717,916
2020-12-09 2020-12-07 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,083 66,363 -1.61 8.44 -9,141 560,104
2020-09-10 2020-09-08 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,082 67,446 -1.58 10.17 -11,004 685,926
2020-06-16 2020-06-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 13,053 68,528 23.53
2020-06-03 2020-06-01 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,063 55,475 -1.88 8.82 -9,376 489,290
2020-03-04 2020-03-02 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,062 56,538 -1.84 8.95 -9,505 506,015
2019-12-05 2019-12-03 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,061 57,600 -1.81 10.47 -11,109 603,072
2019-09-05 2019-09-03 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -1,062 58,661 -1.78 8.77 -9,314 514,457
2019-06-12 2019-06-10 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -213 59,723 -0.36 9.68 -2,062 578,119
2019-06-04 2019-05-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 12,806 59,936 27.17
2019-03-13 2019-03-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -212 47,130 -0.45 13.01 -2,758 613,161
2018-12-12 2018-12-10 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -211 47,342 -0.44 19.08 -4,026 903,285
2018-09-12 2018-09-10 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes -211 47,553 -0.44 32.07 -6,767 1,525,025
2018-06-12 2018-06-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes X -409 47,764 -0.85 43.07 -17,616 2,057,195
2018-06-12 2018-06-08 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 2,535 48,173 5.55
2017-09-13 2017-09-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -7,000 45,638 -13.30 58.00 -406,000 2,647,004
2017-06-12 2017-06-09 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 1,236 52,638 2.40 64.71 79,982 3,406,205
2017-06-01 2017-05-30 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award -2,315 51,402 -4.31 71.24 -164,914 3,661,735
2017-05-19 2017-05-18 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -7,500 53,717 -12.25 64.00 -480,000 3,437,888
2017-05-15 2017-05-12 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -7,500 61,217 -10.91 67.00 -502,500 4,101,539
2017-05-15 2017-05-11 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -5,300 68,717 -7.16 65.00 -344,500 4,466,605
2017-05-15 2017-05-10 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
S - Sale -9,700 74,017 -11.59 63.45 -615,500 4,696,645
2016-06-08 2016-06-06 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 7,011 83,717 9.14
2016-05-04 2016-05-02 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award X -942 76,706 -1.21 11.21 -10,560 859,874
2015-08-04 2015-07-31 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
A - Award 2,827 77,648 3.78
2015-04-06 2015-04-02 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $.001 par value
F - Taxes X -1,005 74,821 -1.33 13.40 -13,467 1,002,601
2014-09-02 2014-08-08 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock
A - Award 3,021 75,826 4.15
2014-05-07 2014-05-05 4 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock
A - Award 1,834 72,805 2.58
2014-04-02 3 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value
141,942
2014-04-02 3 AAOI APPLIED OPTOELECTRONICS, INC.
Common Stock, $0.001 par value
141,942
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)