Anixa Biosciences, Inc.
US ˙ NasdaqCM ˙ US03528H1095

Introduction

This page provides a comprehensive analysis of the known insider trading history of Amit Kumar. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

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Companies with Reported Insider Positions

The SEC filings indicate Amit Kumar has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:ANIX / Anixa Biosciences, Inc. Chief Executive Officer 579,925
US:ASTI / Ascent Solar Technologies, Inc. Director 934,970
US:AOLS / Aeolus Pharmaceuticals, Inc. Director 100,000
US:CBMX / CombiMatrix Corp. Director 20,000
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Amit Kumar. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases ANIX / Anixa Biosciences, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ANIX / Anixa Biosciences, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2025-07-30 ANIX KUMAR AMIT 5,000 3.1600 5,000 3.1600 15,800 5 3.2600 500 3.16
2025-07-11 ANIX KUMAR AMIT 5,000 3.1500 5,000 3.1500 15,750
2025-06-04 ANIX KUMAR AMIT 10,000 2.8500 10,000 2.8500 28,500
2025-01-15 ANIX KUMAR AMIT 43,000 2.2300 43,000 2.2300 95,890
2024-06-07 ANIX KUMAR AMIT 25,000 2.4100 25,000 2.4100 60,250
2024-03-15 ANIX KUMAR AMIT 30,000 3.2200 30,000 3.2200 96,600
2022-01-07 ANIX KUMAR AMIT 20,000 3.0000 20,000 3.0000 60,000
2021-10-29 ANIX KUMAR AMIT 2,000 4.7700 2,000 4.7700 9,540
2021-07-23 ANIX KUMAR AMIT 5,000 4.2800 5,000 4.2800 21,400
2021-07-16 ANIX KUMAR AMIT 10,000 3.9400 10,000 3.9400 39,400
2021-03-25 ANIX KUMAR AMIT 5,000 4.8600 5,000 4.8600 24,300
2021-01-29 ANIX KUMAR AMIT 10,000 3.7300 10,000 3.7300 37,300
2020-09-11 ANIX KUMAR AMIT 28,000 2.1100 28,000 2.1100 59,080
2020-06-12 ANIX KUMAR AMIT 20,000 2.0300 20,000 2.0300 40,600
2020-03-12 ANIX KUMAR AMIT 20,000 1.8200 20,000 1.8200 36,400
2020-01-14 ANIX KUMAR AMIT 20,000 2.9900 20,000 2.9900 59,800
2019-09-13 ANIX KUMAR AMIT 10,000 4.1200 10,000 4.1200 41,200
2019-04-26 ANIX KUMAR AMIT 4,000 4.2100 4,000 4.2100 16,840
2019-04-24 ANIX KUMAR AMIT 10,000 4.2700 10,000 4.2700 42,700
2018-10-25 ANIX KUMAR AMIT 11,000 3.9000 11,000 3.9000 42,900
2018-09-14 ITUS KUMAR AMIT 3,000 4.0800 3,000 4.0800 12,240
2018-09-13 ITUS KUMAR AMIT 4,112 3.9600 4,112 3.9600 16,284
2018-09-13 ITUS KUMAR AMIT 3,000 3.8400 3,000 3.8400 11,520
2018-09-12 ITUS KUMAR AMIT 4,480 3.9900 4,480 3.9900 17,875
2017-06-05 ITUS KUMAR AMIT 10,000 0.9000 10,000 0.9000 9,000
2017-06-02 ITUS KUMAR AMIT 500 0.8600 500 0.8600 430
2017-06-02 ITUS KUMAR AMIT 1,422 0.8700 1,422 0.8700 1,237
2017-06-02 ITUS KUMAR AMIT 8,078 0.8800 8,078 0.8800 7,109
2016-03-01 ITUS KUMAR AMIT 1,000 2.5200 1,000 2.5200 2,520
2016-02-29 ITUS KUMAR AMIT 1,000 2.4000 1,000 2.4000 2,400
2015-09-25 ITUS KUMAR AMIT 1,000 4.7000 1,000 4.7000 4,700
2015-07-30 ITUS KUMAR AMIT 1,500 5.2300 1,500 5.2300 7,845
2015-07-24 ITUS KUMAR AMIT 1,500 5.6300 1,500 5.6300 8,445
2015-07-21 ITUS KUMAR AMIT 5,000 5.6900 5,000 5.6900 28,450
2015-07-20 ITUS KUMAR AMIT 1,000 5.4200 1,000 5.4200 5,420
2015-07-17 ITUS KUMAR AMIT 1,000 5.4000 1,000 5.4000 5,400
2015-07-06 ITUSD KUMAR AMIT 3,500 3.9400 3,500 3.9400 13,790
2015-06-30 ITUSD KUMAR AMIT 1,700 3.9800 1,700 3.9800 6,766
2015-06-29 ITUSD KUMAR AMIT 2,000 3.9500 2,000 3.9500 7,900
2015-06-26 ITUSD KUMAR AMIT 100 8.9500 4 223.7500 895
2015-06-22 ITUS KUMAR AMIT 50,000 0.1510 50,000 0.1510 7,550
2015-06-22 ITUS KUMAR AMIT 50,000 0.1510 50,000 0.1510 7,550
2015-06-19 ITUS KUMAR AMIT 50,000 0.1435 50,000 0.1435 7,175
2015-06-19 ITUS KUMAR AMIT 50,000 0.1435 50,000 0.1435 7,175
2015-06-11 ITUS KUMAR AMIT 25,000 0.1380 25,000 0.1380 3,450
2015-06-10 ITUS KUMAR AMIT 100,000 0.1497 100,000 0.1497 14,970
2015-06-09 ITUS KUMAR AMIT 50,000 0.1350 50,000 0.1350 6,750
2015-06-04 ITUS KUMAR AMIT 25,000 0.1600 25,000 0.1600 4,000
2015-06-02 ITUS KUMAR AMIT 50,000 0.1500 50,000 0.1500 7,500
2015-06-01 ITUS KUMAR AMIT 50,000 0.1240 50,000 0.1240 6,200
2015-04-06 ITUS KUMAR AMIT 15,000 0.1600 15,000 0.1600 2,400
2015-04-06 ITUS KUMAR AMIT 35,000 0.1640 35,000 0.1640 5,740
2015-03-13 ITUS KUMAR AMIT 113,000 0.0800 113,000 0.0800 9,040
2014-07-15 COPY KUMAR AMIT 100,000 4,000
2014-03-24 COPY KUMAR AMIT 30,000 0.2900 1,200 7.2500 8,700
2014-03-24 COPY KUMAR AMIT 10,000 0.2875 400 7.1875 2,875
2014-03-24 COPY KUMAR AMIT 50,000 0.2850 2,000 7.1250 14,250
2014-03-21 COPY KUMAR AMIT 5,000 0.2850 200 7.1250 1,425
2014-03-21 COPY KUMAR AMIT 10,000 0.2900 400 7.2500 2,900
2014-01-31 COPY KUMAR AMIT 50,000 0.3969 2,000 9.9225 19,845
2014-01-31 COPY KUMAR AMIT 5,000 0.4200 200 10.5000 2,100
2014-01-31 COPY KUMAR AMIT 2,500 0.4205 100 10.5125 1,051
2014-01-31 COPY KUMAR AMIT 2,500 0.4209 100 10.5225 1,052
2014-01-28 COPY KUMAR AMIT 7,500 0.3250 300 8.1250 2,438
2014-01-28 COPY KUMAR AMIT 12,500 0.3350 500 8.3750 4,188
2014-01-28 COPY KUMAR AMIT 20,000 0.3400 800 8.5000 6,800
2014-01-28 COPY KUMAR AMIT 5,000 0.3410 200 8.5250 1,705
2014-01-28 COPY KUMAR AMIT 2,500 0.3420 100 8.5500 855
2014-01-28 COPY KUMAR AMIT 2,500 0.3440 100 8.6000 860
2014-01-28 COPY KUMAR AMIT 3,300 0.3450 132 8.6250 1,138
2014-01-27 COPY KUMAR AMIT 2,500 0.2640 100 6.6000 660
2014-01-27 COPY KUMAR AMIT 19,800 0.2650 792 6.6250 5,247
2014-01-27 COPY KUMAR AMIT 7,500 0.2700 300 6.7500 2,025
2014-01-27 COPY KUMAR AMIT 2,500 0.2740 100 6.8500 685
2014-01-27 COPY KUMAR AMIT 5,200 0.2745 208 6.8625 1,427
2014-01-27 COPY KUMAR AMIT 948 0.2750 38 6.8750 261
2014-01-27 COPY KUMAR AMIT 16,552 0.2800 662 7.0000 4,635
2014-01-27 COPY KUMAR AMIT 10,000 0.2900 400 7.2500 2,900
2014-01-27 COPY KUMAR AMIT 2,500 0.3000 100 7.5000 750
2014-01-23 COPY KUMAR AMIT 12,000 0.2700 480 6.7500 3,240
2014-01-23 COPY KUMAR AMIT 5,000 0.2750 200 6.8750 1,375
2014-01-23 COPY KUMAR AMIT 8,000 0.2895 320 7.2375 2,316
2014-01-23 COPY KUMAR AMIT 10,000 0.2650 400 6.6250 2,650
2014-01-23 COPY KUMAR AMIT 57,352 0.2900 2,294 7.2500 16,632
2014-01-23 COPY KUMAR AMIT 42,648 0.2950 1,706 7.3750 12,581
2014-01-21 COPY KUMAR AMIT 9,000 0.2040 360 5.1000 1,836
2014-01-21 COPY KUMAR AMIT 15,000 0.2080 600 5.2000 3,120
2014-01-21 COPY KUMAR AMIT 26,000 0.2099 1,040 5.2475 5,457
2014-01-21 COPY KUMAR AMIT 39,300 0.2100 1,572 5.2500 8,253
2014-01-21 COPY KUMAR AMIT 10,000 0.2150 400 5.3750 2,150
2014-01-21 COPY KUMAR AMIT 700 0.2199 28 5.4975 154
2013-01-25 COPY KUMAR AMIT

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ANIX / Anixa Biosciences, Inc. Insider Trades
Insider Sales ANIX / Anixa Biosciences, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ANIX / Anixa Biosciences, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2023-07-31 ANIX KUMAR AMIT 11,800 3.5700 11,800 3.5700 42,126 333 2.2100 -16,048 -38.10

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ANIX / Anixa Biosciences, Inc. Insider Trades
Insider Purchases AOLS / Aeolus Pharmaceuticals, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ANIX / Anixa Biosciences, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AOLS / Aeolus Pharmaceuticals, Inc. Insider Trades
Insider Sales AOLS / Aeolus Pharmaceuticals, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ANIX / Anixa Biosciences, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AOLS / Aeolus Pharmaceuticals, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Amit Kumar as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-07-31 2025-07-30 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 5,000 579,925 0.87 3.16 15,800 1,832,563
2025-07-14 2025-07-11 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 5,000 574,925 0.88 3.15 15,750 1,811,014
2025-06-05 2025-06-04 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 10,000 569,925 1.79 2.85 28,500 1,624,286
2025-01-15 2025-01-15 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 43,000 559,925 8.32 2.23 95,890 1,248,633
2024-06-07 2024-06-07 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 25,000 516,925 5.08 2.41 60,250 1,245,789
2024-03-15 2024-03-15 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 30,000 491,925 6.49 3.22 96,600 1,583,998
2023-07-31 2023-07-31 4 ANIX Anixa Biosciences Inc
Common Stock 		S - Sale -11,800 461,925 -2.49 3.57 -42,126 1,649,072
2023-07-31 2023-07-28 4 ANIX Anixa Biosciences Inc
Common Stock 		F - Taxes -28,375 473,725 -5.65 3.63 -103,001 1,719,622
2023-07-31 2023-07-28 4 ANIX Anixa Biosciences Inc
Common Stock 		M - Exercise 40,000 502,100 8.66 2.58 103,000 1,292,908
2022-09-16 2022-09-15 4 ANIX Anixa Biosciences Inc
Common Stock 		F - Taxes -491,900 462,100 -51.56 4.48 -2,203,712 2,070,208
2022-09-16 2022-09-15 4 ANIX Anixa Biosciences Inc
Common Stock 		M - Exercise 640,000 954,000 203.82 2.58 1,648,000 2,456,550
2022-03-11 2022-03-10 4 ANIX Anixa Biosciences Inc
Employee Stock Option (Right to Buy) 		A - Award 500,000 500,000
2022-01-07 2022-01-07 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 20,000 314,000 6.80 3.00 60,000 942,000
2021-11-01 2021-10-29 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 2,000 294,000 0.68 4.77 9,540 1,402,380
2021-07-27 2021-07-23 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 5,000 292,000 1.74 4.28 21,400 1,249,760
2021-07-20 2021-07-16 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 10,000 287,000 3.61 3.94 39,400 1,130,780
2021-06-02 2021-06-01 4 ANIX Anixa Biosciences Inc
Employee Stock Option (Right to Buy) 		A - Award 500,000 500,000
2021-06-02 2021-06-01 4 ANIX Anixa Biosciences Inc
Employee Stock Option (Right to Buy) 		A - Award 2,000,000 2,000,000
2021-06-02 2021-05-31 4 ANIX Anixa Biosciences Inc
Restricted Stock Award 		D - Sale to Issuer -1,500,000 0 -100.00
2021-03-25 2021-03-25 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 5,000 277,000 1.84 4.86 24,300 1,346,220
2021-02-01 2021-01-29 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 10,000 272,000 3.82 3.73 37,300 1,014,560
2020-12-28 2020-12-23 4 ANIX Anixa Biosciences Inc
Employee Stock Option (Right to Buy) 		A - Award 1,000,000 1,000,000
2020-09-11 2020-09-11 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 28,000 262,000 11.97 2.11 59,080 552,820
2020-06-12 2020-06-12 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 20,000 234,000 9.35 2.03 40,600 475,020
2020-03-12 2020-03-12 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 20,000 214,000 10.31 1.82 36,400 389,480
2020-01-14 2020-01-14 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 20,000 194,000 11.49 2.99 59,800 580,060
2019-12-16 2019-12-12 4 ANIX Anixa Biosciences Inc
Employee Stock Option (Right to Buy) 		A - Award 520,000 520,000
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		A - Award 200,000 200,000
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		D - Sale to Issuer -200,000 0 -100.00
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		A - Award 40,000 40,000
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		D - Sale to Issuer -40,000 0 -100.00
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		A - Award 213,333 213,333
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		D - Sale to Issuer -213,333 0 -100.00
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		A - Award 106,667 106,667
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		D - Sale to Issuer -106,667 0 -100.00
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		A - Award 320,000 320,000
2019-09-20 2019-09-20 4 ANIX Anixa Biosciences Inc
Employee Stock Option 		D - Sale to Issuer -320,000 0 -100.00
2019-09-16 2019-09-13 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 10,000 174,000 6.10 4.12 41,200 716,880
2019-04-29 2019-04-26 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 4,000 164,000 2.50 4.21 16,840 690,440
2019-04-24 2019-04-24 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 10,000 160,000 6.67 4.27 42,700 683,200
2018-10-25 2018-10-25 4 ANIX Anixa Biosciences Inc
Common Stock 		P - Purchase 11,000 150,000 7.91 3.90 42,900 585,000
2018-09-18 2018-09-14 4 ITUS ITUS Corp
Common Stock 		P - Purchase 3,000 139,000 2.21 4.08 12,240 567,120
2018-09-14 2018-09-13 4 ITUS ITUS Corp
Common Stock 		P - Purchase 3,000 136,000 2.26 3.84 11,520 522,240
2018-09-13 2018-09-13 4 ITUS ITUS Corp
Common Stock 		P - Purchase 4,112 133,000 3.19 3.96 16,284 526,680
2018-09-12 2018-09-12 4 ITUS ITUS Corp
Common Stock 		P - Purchase 4,480 128,888 3.60 3.99 17,875 514,263
2018-05-14 2018-05-08 4 ITUS ITUS Corp
Restricted Stock Award 		A - Award 1,500,000 1,500,000
2018-05-14 2018-05-08 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 1,500,000 1,500,000
2018-05-14 2018-05-08 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 600,000 600,000
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 200,000 200,000
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -200,000 0 -100.00
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 40,000 40,000
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -40,000 0 -100.00
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 213,333 213,333
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -213,333 0 -100.00
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 106,667 106,667
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -106,667 0 -100.00
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 320,000 320,000
2017-09-08 2017-09-06 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -320,000 0 -100.00
2017-06-06 2017-06-05 4 ITUS ITUS Corp
Common Stock 		P - Purchase 10,000 124,408 8.74 0.90 9,000 111,967
2017-06-05 2017-06-02 4 ITUS ITUS Corp
Common Stock 		P - Purchase 8,078 114,408 7.60 0.88 7,109 100,679
2017-06-05 2017-06-02 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,422 106,330 1.36 0.87 1,237 92,507
2017-06-05 2017-06-02 4 ITUS ITUS Corp
Common Stock 		P - Purchase 500 104,908 0.48 0.86 430 90,221
2016-05-23 2016-05-19 4 ASTI Ascent Solar Technologies, Inc.
Common Stock 		A - Award 566,664 934,970 153.86
2016-03-02 2016-03-01 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,000 104,408 0.97 2.52 2,520 263,108
2016-03-02 2016-02-29 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,000 103,408 0.98 2.40 2,400 248,179
2016-02-19 2016-02-18 4 ITUS ITUS Corp
Employee Stock Options (Right to Buy) 		A - Award 200,000 200,000
2016-02-03 2015-10-01 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 100,000 100,000
2016-02-03 2014-10-01 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 100,000 100,000
2016-02-03 2013-10-01 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 100,000 100,000
2016-01-05 2016-01-01 4 ASTI Ascent Solar Technologies, Inc.
Common Stock 		A - Award 200,000 368,306 118.83
2015-09-29 2015-09-25 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,000 102,408 0.99 4.70 4,700 481,318
2015-08-03 2015-07-30 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,500 101,408 1.50 5.23 7,845 530,364
2015-07-28 2015-07-24 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,500 99,908 1.52 5.63 8,445 562,482
2015-07-23 2015-07-21 4 ITUS ITUS Corp
Common Stock 		P - Purchase 5,000 98,408 5.35 5.69 28,450 559,942
2015-07-21 2015-07-20 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,000 93,408 1.08 5.42 5,420 506,271
2015-07-21 2015-07-17 4 ITUS ITUS Corp
Common Stock 		P - Purchase 1,000 92,408 1.09 5.40 5,400 499,003
2015-07-08 2015-07-06 4 ITUSD ITUS Corp
Common Stock 		P - Purchase 3,500 91,408 3.98 3.94 13,790 360,148
2015-07-02 2015-06-30 4 ITUSD ITUS Corp
Common Stock 		P - Purchase 1,700 87,908 1.97 3.98 6,766 349,874
2015-07-01 2015-06-29 4 ITUSD ITUS Corp
Common Stock 		P - Purchase 2,000 86,208 2.38 3.95 7,900 340,522
2015-06-29 2015-06-26 4 ITUSD ITUS Corp
Common Stock 		P - Purchase 100 84,208 0.12 8.95 895 753,662
2015-06-24 2015-06-22 4/A ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 2,102,691 2.44 0.15 7,550 317,506
2015-06-24 2015-06-19 4/A ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 2,052,691 2.50 0.14 7,175 294,561
2015-06-23 2015-06-22 4 ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 21,002,691 0.24 0.15 7,550 3,171,406
2015-06-23 2015-06-19 4 ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 2,052,691 2.50 0.14 7,175 294,561
2015-06-19 2015-06-17 4 ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 2,002,691 2.56 0.14 6,750 270,363
2015-06-19 2015-06-15 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100,000 1,952,691 5.40 0.14 14,170 276,696
2015-06-11 2015-06-11 4 ITUS ITUS Corp
Common Stock 		P - Purchase 25,000 1,852,691 1.37 0.14 3,450 255,671
2015-06-11 2015-06-10 4 ITUS ITUS Corp
Common Stock 		P - Purchase 100,000 1,827,691 5.79 0.15 14,970 273,605
2015-06-11 2015-06-09 4 ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 1,727,691 2.98 0.14 6,750 233,238
2015-06-04 2015-06-04 4 ITUS ITUS Corp
Common Stock 		P - Purchase 25,000 1,677,691 1.51 0.16 4,000 268,431
2015-06-02 2015-06-02 4 ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 1,652,691 3.12 0.15 7,500 247,904
2015-06-02 2015-06-01 4 ITUS ITUS Corp
Common Stock 		P - Purchase 50,000 1,602,691 3.22 0.12 6,200 198,734
2015-04-08 2015-04-06 4 ITUS ITUS Corp
Common Stock 		P - Purchase 35,000 1,552,691 2.31 0.16 5,740 254,641
2015-04-08 2015-04-06 4 ITUS ITUS Corp
Common Stock 		P - Purchase 15,000 1,517,691 1.00 0.16 2,400 242,831
2015-03-16 2015-03-13 4 ITUS ITUS Corp
Common Stock 		P - Purchase 113,000 1,502,691 8.13 0.08 9,040 120,215
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 1,000,000 1,000,000
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -1,000,000 0 -100.00
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 8,000,000 8,000,000
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		A - Award 8,000,000 8,000,000
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -8,000,000 0 -100.00
2015-02-05 2015-02-05 4 ITUS ITUS Corp
Employee Stock Option 		D - Sale to Issuer -8,000,000 0 -100.00
2015-01-05 2015-01-01 4 ASTI Ascent Solar Technologies, Inc.
Common Stock 		A - Award 107,476 168,306 176.68
2014-07-17 2014-07-15 4 COPY COPYTELE INC
Common Stock Purchase Warrants (Right to Buy) 		P - Purchase 50,000 50,000
2014-07-17 2014-07-15 4 COPY COPYTELE INC
Common Stock 		P - Purchase 100,000 1,389,691 7.75
2014-03-24 2014-03-24 4 COPY COPYTELE INC
Common Stock 		P - Purchase 50,000 613,804 8.87 0.28 14,250 174,934
2014-03-24 2014-03-24 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 563,804 1.81 0.29 2,875 162,094
2014-03-24 2014-03-24 4 COPY COPYTELE INC
Common Stock 		P - Purchase 30,000 553,804 5.73 0.29 8,700 160,603
2014-03-24 2014-03-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 523,804 1.95 0.29 2,900 151,903
2014-03-24 2014-03-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 5,000 513,804 0.98 0.28 1,425 146,434
2014-01-31 2014-01-31 4 COPY COPYTELE INC
Common Stock 		P - Purchase 2,500 508,804 0.49 0.42 1,052 214,156
2014-01-31 2014-01-31 4 COPY COPYTELE INC
Common Stock 		P - Purchase 2,500 506,304 0.50 0.42 1,051 212,901
2014-01-31 2014-01-31 4 COPY COPYTELE INC
Common Stock 		P - Purchase 5,000 503,804 1.00 0.42 2,100 211,598
2014-01-31 2014-01-31 4 COPY COPYTELE INC
Common Stock 		P - Purchase 50,000 498,804 11.14 0.40 19,845 197,975
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 3,300 448,804 0.74 0.34 1,138 154,837
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 2,500 445,504 0.56 0.34 860 153,253
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 2,500 443,004 0.57 0.34 855 151,507
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 5,000 440,504 1.15 0.34 1,705 150,212
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 20,000 435,504 4.81 0.34 6,800 148,071
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 12,500 415,504 3.10 0.34 4,188 139,194
2014-01-29 2014-01-28 4 COPY COPYTELE INC
Common Stock 		P - Purchase 7,500 403,004 1.90 0.32 2,438 130,976
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 2,500 395,504 0.64 0.30 750 118,651
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 393,004 2.61 0.29 2,900 113,971
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 16,552 383,004 4.52 0.28 4,635 107,241
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 948 366,452 0.26 0.28 261 100,774
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 5,200 365,504 1.44 0.27 1,427 100,331
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 2,500 360,304 0.70 0.27 685 98,723
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 7,500 357,804 2.14 0.27 2,025 96,607
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 19,800 350,304 5.99 0.26 5,247 92,831
2014-01-29 2014-01-27 4 COPY COPYTELE INC
Common Stock 		P - Purchase 2,500 330,504 0.76 0.26 660 87,253
2014-01-27 2014-01-23 4 COPY COPYTELE INC
Common Stock 		P - Purchase 42,648 328,004 14.95 0.30 12,581 96,761
2014-01-27 2014-01-23 4 COPY COPYTELE INC
Common Stock 		P - Purchase 57,352 285,356 25.15 0.29 16,632 82,753
2014-01-27 2014-01-23 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 228,004 4.59 0.26 2,650 60,421
2014-01-27 2014-01-23 4 COPY COPYTELE INC
Common Stock 		P - Purchase 8,000 218,004 3.81 0.29 2,316 63,112
2014-01-27 2014-01-23 4 COPY COPYTELE INC
Common Stock 		P - Purchase 5,000 210,004 2.44 0.28 1,375 57,751
2014-01-27 2014-01-23 4 COPY COPYTELE INC
Common Stock 		P - Purchase 12,000 205,004 6.22 0.27 3,240 55,351
2014-01-23 2014-01-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 700 193,004 0.36 0.22 154 42,442
2014-01-23 2014-01-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 10,000 192,304 5.49 0.22 2,150 41,345
2014-01-23 2014-01-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 39,300 182,304 27.48 0.21 8,253 38,284
2014-01-23 2014-01-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 26,000 143,004 22.22 0.21 5,457 30,017
2014-01-23 2014-01-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 15,000 117,004 14.71 0.21 3,120 24,337
2014-01-23 2014-01-21 4 COPY COPYTELE INC
Common Stock 		P - Purchase 9,000 102,004 9.68 0.20 1,836 20,809
2014-01-06 2014-01-02 4 COPY COPYTELE INC
Common Stock 		J - Other 10,471 93,004 12.69 0.19 1,991 17,680
2014-01-03 2014-01-01 4 ASTI Ascent Solar Technologies, Inc.
Common Stock 		A - Award 161,968 608,279 36.29
2013-11-14 2013-11-08 4 COPY COPYTELE INC
Employee Stock Options (Right to Buy) 		A - Award 1,000,000 1,000,000
2013-07-16 2013-07-01 4 COPY COPYTELE INC
Common Stock 		J - Other 6,894 72,772 10.46 0.29 2,000 21,111
2013-05-10 2013-05-08 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 100,000 100,000
2013-03-06 2013-02-12 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2012-12-27 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2012-10-09 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 11,250 11,250
2013-03-06 2012-08-13 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2012-07-11 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 11,250 11,250
2013-03-06 2012-05-14 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2012-03-20 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 11,250 11,250
2013-03-06 2012-02-10 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2011-12-14 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2011-11-07 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 11,250 11,250
2013-03-06 2011-08-11 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2011-06-13 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2011-05-16 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2011-04-13 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 11,250 11,250
2013-03-06 2011-02-10 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-03-06 2010-12-28 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy) 		A - Award 3,750 3,750
2013-01-29 2013-01-25 4 COPY COPYTELE INC
8% Convertible Debentures Due 2015 		P - Purchase 333,300
2013-01-29 2013-01-25 4 COPY COPYTELE INC
Common Stock Purchase Warrant 		P - Purchase 333,300 333,300
2013-01-03 2013-01-03 4 ASTI Ascent Solar Technologies, Inc.
Common Stock 		A - Award 185,480 446,311 71.11
2012-12-07 3 COPY COPYTELE INC
CopyTele, Inc. common stock 		59,200
2012-02-29 2012-01-04 4/A ASTI Ascent Solar Technologies, Inc.
Common Stock 		A - Award 200,000 260,831 328.78
2012-01-06 2012-01-04 4 ASTI Ascent Solar Technologies, Inc.
Common Stock 		A - Award 247,832 308,663 407.41
2012-01-05 2012-01-03 4 CBMX CombiMatrix Corp
Stock Option (right to buy) 		A - Award 20,000 20,000
2010-10-04 2010-09-30 4 ASTI Ascent Solar Technologies, Inc.
Restricted Stock Units 		M - Exercise -2,877 2,877 -50.00
2010-10-04 2010-09-30 4 ASTI Ascent Solar Technologies, Inc.
Common Stock 		M - Exercise 2,877 26,706 12.07
2005-09-09 2005-09-07 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy) 		A - Award 20,000 20,000
2004-09-23 2004-09-22 4 AOLS AEOLUS PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy) 		A - Award 20,000 20,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)