First Foundation Inc.
US ˙ NYSE ˙ US32026V1044

Introduction

This page provides a comprehensive analysis of the known insider trading history of Keller Ulrich E. Jr. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate Keller Ulrich E. Jr has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:FFWM / First Foundation Inc. Chairman, Director 21,326
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Keller Ulrich E. Jr. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases FFWM / First Foundation Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in FFWM / First Foundation Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

FFWM / First Foundation Inc. Insider Trades
Insider Sales FFWM / First Foundation Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in FFWM / First Foundation Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2024-02-29 FFWM KELLER ULRICH E. JR 25,000 8.1590 25,000 8.1590 203,975 364 4.9800 -79,475 -38.96
2023-12-15 FFWM KELLER ULRICH E. JR 30,000 8.8980 30,000 8.8980 266,940
2023-02-02 FFWM KELLER ULRICH E. JR 25,000 16.3596 25,000 16.3596 408,990
2021-09-10 FFWM KELLER ULRICH E. JR 5,000 24.7400 5,000 24.7400 123,700
2021-09-09 FFWM KELLER ULRICH E. JR 5,000 24.5297 5,000 24.5297 122,648
2021-09-08 FFWM KELLER ULRICH E. JR 5,000 24.3492 5,000 24.3492 121,746
2021-09-07 FFWM KELLER ULRICH E. JR 5,000 24.5137 5,000 24.5137 122,568
2021-09-03 FFWM KELLER ULRICH E. JR 5,000 23.9360 5,000 23.9360 119,680
2021-09-02 FFWM KELLER ULRICH E. JR 5,000 23.9402 5,000 23.9402 119,701
2021-09-01 FFWM KELLER ULRICH E. JR 5,000 23.9122 5,000 23.9122 119,561
2021-08-31 FFWM KELLER ULRICH E. JR 5,000 23.9560 5,000 23.9560 119,780
2021-08-30 FFWM KELLER ULRICH E. JR 5,000 24.3063 5,000 24.3063 121,532
2021-08-27 FFWM KELLER ULRICH E. JR 5,000 24.3160 5,000 24.3160 121,580
2021-08-11 FFWM KELLER ULRICH E. JR 10,000 24.8353 10,000 24.8353 248,353
2021-06-15 FFWM KELLER ULRICH E. JR 6,760 24.0000 6,760 24.0000 162,240
2021-06-14 FFWM KELLER ULRICH E. JR 3,240 24.1479 3,240 24.1479 78,239
2021-06-11 FFWM KELLER ULRICH E. JR 1,100 24.8000 1,100 24.8000 27,280
2021-06-11 FFWM KELLER ULRICH E. JR 8,900 24.3570 8,900 24.3570 216,777
2021-02-26 FFWM KELLER ULRICH E. JR 25,000 23.2340 25,000 23.2340 580,850
2020-12-11 FFWM KELLER ULRICH E. JR 9,285 18.8800 9,285 18.8800 175,301
2020-12-09 FFWM KELLER ULRICH E. JR 715 19.1000 715 19.1000 13,656
2020-12-09 FFWM KELLER ULRICH E. JR 15,000 18.9400 15,000 18.9400 284,100
2019-12-12 FFWM KELLER ULRICH E. JR 15,000 16.9000 15,000 16.9000 253,500
2019-12-11 FFWM KELLER ULRICH E. JR 10,000 16.5400 10,000 16.5400 165,400
2019-12-09 FFWM KELLER ULRICH E. JR 12,663 16.4400 12,663 16.4400 208,180
2019-12-06 FFWM KELLER ULRICH E. JR 37,337 16.4700 37,337 16.4700 614,940
2019-12-04 FFWM KELLER ULRICH E. JR 30,600 16.2000 30,600 16.2000 495,720
2018-11-08 FFWM KELLER ULRICH E. JR 23,400 16.4400 23,400 16.4400 384,696
2018-11-07 FFWM KELLER ULRICH E. JR 6,600 16.2000 6,600 16.2000 106,920
2017-09-12 FFWM KELLER ULRICH E. JR 8,245 16.7200 8,245 16.7200 137,856
2017-09-11 FFWM KELLER ULRICH E. JR 8,000 16.4700 8,000 16.4700 131,760
2017-09-05 FFWM KELLER ULRICH E. JR 1,200 17.0000 1,200 17.0000 20,400
2017-09-01 FFWM KELLER ULRICH E. JR 13,534 17.0000 13,534 17.0000 230,078
2017-08-31 FFWM KELLER ULRICH E. JR 1,200 17.0000 1,200 17.0000 20,400
2017-08-25 FFWM KELLER ULRICH E. JR 1,099 17.0000 1,099 17.0000 18,683
2017-08-22 FFWM KELLER ULRICH E. JR 522 17.0000 522 17.0000 8,874
2017-08-16 FFWM KELLER ULRICH E. JR 6,800 17.2600 6,800 17.2600 117,368
2017-08-15 FFWM KELLER ULRICH E. JR 6,800 17.3000 6,800 17.3000 117,640
2017-08-14 FFWM KELLER ULRICH E. JR 6,800 17.1000 6,800 17.1000 116,280
2017-08-10 FFWM KELLER ULRICH E. JR 6,800 17.1300 6,800 17.1300 116,484

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

FFWM / First Foundation Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Keller Ulrich E. Jr as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2024-03-04 2024-02-29 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -349 21,326 -1.61 7.93 -2,768 169,115
2024-03-04 2024-02-29 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 854 21,675 4.10 7.93 6,772 171,883
2024-02-29 2024-02-29 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -25,000 1,230,622 -1.99 8.16 -203,975 10,040,645
2024-02-22 2024-02-22 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -181 20,821 -0.86 7.88 -1,426 164,069
2024-02-22 2024-02-22 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 443 21,002 2.15 7.88 3,491 165,496
2023-12-15 2023-12-15 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -30,000 215,000 -12.24 8.90 -266,940 1,913,070
2023-12-05 2023-12-05 4 FFWM First Foundation Inc.
Common Stock 		G - Gift -8,000 1,255,622 -0.63
2023-03-01 2023-02-28 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -295 20,559 -1.41 15.07 -4,446 309,824
2023-03-01 2023-02-28 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 854 20,854 4.27 15.07 12,870 314,270
2023-02-24 2023-02-23 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -168 20,318 -0.82 15.05 -2,528 305,786
2023-02-24 2023-02-23 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 486 20,486 2.43 15.05 7,314 308,314
2023-02-24 2023-02-22 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -153 20,608 -0.74 15.00 -2,295 309,120
2023-02-24 2023-02-22 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 443 20,761 2.18 15.00 6,645 311,415
2023-02-03 2023-02-02 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -25,000 1,263,014 -1.94 16.36 -408,990 20,662,404
2022-02-25 2022-02-25 4 FFWM First Foundation Inc.
Restricted Stock Unit 		M - Exercise -679 0 -100.00
2022-02-25 2022-02-25 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -234 21,740 -1.06 26.55 -6,213 577,197
2022-02-25 2022-02-25 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 679 21,974 3.19
2022-02-24 2022-02-23 4 FFWM First Foundation Inc.
Restricted Stock Unit 		M - Exercise -486 971 -33.36
2022-02-24 2022-02-23 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -168 21,295 -0.78 25.82 -4,338 549,837
2022-02-24 2022-02-23 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 486 21,463 2.32
2022-02-24 2022-02-22 4 FFWM First Foundation Inc.
Restricted Stock Unit 		M - Exercise -442 886 -33.28
2022-02-24 2022-02-22 4 FFWM First Foundation Inc.
Restricted Stock Unit 		A - Award 1,328 1,328
2022-02-24 2022-02-22 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -152 20,977 -0.72 26.36 -4,007 552,954
2022-02-24 2022-02-22 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 442 21,129 2.14
2022-02-14 2022-02-11 4 FFWM First Foundation Inc.
Common Stock 		G - Gift -3,000 1,286,274 -0.23 26.47 -79,410 34,047,673
2021-09-10 2021-09-10 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 0 -100.00
2021-09-10 2021-09-10 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 24.74 -123,700 511,796
2021-09-10 2021-09-10 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-09-09 2021-09-09 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 5,000 -50.00
2021-09-09 2021-09-09 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 24.53 -122,648 507,446
2021-09-09 2021-09-09 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-09-09 2021-09-08 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 10,000 -33.33
2021-09-09 2021-09-08 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 24.35 -121,746 503,712
2021-09-09 2021-09-08 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-09-09 2021-09-07 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 15,000 -25.00
2021-09-09 2021-09-07 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 24.51 -122,568 507,115
2021-09-09 2021-09-07 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-09-03 2021-09-03 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 20,000 -20.00
2021-09-03 2021-09-03 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 23.94 -119,680 495,164
2021-09-03 2021-09-03 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-09-03 2021-09-02 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 25,000 -16.67
2021-09-03 2021-09-02 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 23.94 -119,701 495,251
2021-09-03 2021-09-02 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-09-02 2021-09-01 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 30,000 -14.29
2021-09-02 2021-09-01 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 23.91 -119,561 494,672
2021-09-02 2021-09-01 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-09-02 2021-08-31 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 35,000 -12.50
2021-09-02 2021-08-31 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 23.96 -119,780 495,578
2021-09-02 2021-08-31 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-08-30 2021-08-30 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 40,000 -11.11
2021-08-30 2021-08-30 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 24.31 -121,532 502,824
2021-08-30 2021-08-30 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-08-30 2021-08-27 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -5,000 45,000 -10.00
2021-08-30 2021-08-27 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -5,000 20,687 -19.47 24.32 -121,580 503,025
2021-08-30 2021-08-27 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 5,000 25,687 24.17 8.25 41,250 211,918
2021-08-12 2021-08-11 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -10,000 50,000 -16.67
2021-08-12 2021-08-11 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -10,000 20,687 -32.59 24.84 -248,353 513,768
2021-08-12 2021-08-11 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 10,000 30,687 48.34 8.25 82,500 253,168
2021-06-15 2021-06-15 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -6,760 60,000 -10.13
2021-06-15 2021-06-15 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -6,760 20,687 -24.63 24.00 -162,240 496,488
2021-06-15 2021-06-15 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 6,760 27,447 32.68 8.25 55,770 226,438
2021-06-14 2021-06-11 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -8,900 70,000 -11.28
2021-06-14 2021-06-11 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -1,100 78,900 -1.38
2021-06-14 2021-06-11 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -8,900 20,687 -30.08 24.36 -216,777 503,873
2021-06-14 2021-06-11 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 8,900 29,587 43.02 8.25 73,425 244,093
2021-06-14 2021-06-11 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -1,100 20,687 -5.05 24.80 -27,280 513,038
2021-06-14 2021-06-11 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 1,100 21,787 5.32 8.25 9,075 179,743
2021-06-14 2021-06-14 4 FFWM First Foundation Inc.
Option (right to buy) 		M - Exercise -3,240 66,760 -4.63
2021-06-14 2021-06-14 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -3,240 20,687 -13.54 24.15 -78,239 499,548
2021-06-14 2021-06-14 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 3,240 23,927 15.66 8.25 26,730 197,398
2021-03-10 2021-03-08 4 FFWM First Foundation Inc.
Common Stock 		G - Gift -1,000 1,289,274 -0.08
2021-03-02 2021-02-26 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -25,000 1,290,274 -1.90 23.23 -580,850 29,978,226
2021-03-01 2021-02-25 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -278 20,687 -1.33 23.68 -6,583 489,868
2021-03-01 2021-02-25 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 679 20,965 3.35 23.68 16,079 496,451
2021-02-25 2021-02-23 4 FFWM First Foundation Inc.
Restricted Stock Unit 		A - Award 1,457 1,457
2021-02-25 2021-02-23 4 FFWM First Foundation Inc.
Common Stock 		F - Taxes -199 20,286 -0.97 23.35 -4,647 473,678
2021-02-25 2021-02-23 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 485 20,485 2.42
2021-02-03 2021-02-01 4 FFWM First Foundation Inc.
Common Stock 		G - Gift -4,200 1,315,274 -0.32
2020-12-14 2020-12-12 4 FFWM First Foundation Inc.
Common Stock 		G - Gift -1,000 1,319,474 -0.08
2020-12-11 2020-12-11 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -9,285 1,320,474 -0.70 18.88 -175,301 24,930,549
2020-12-11 2020-12-09 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -15,000 1,329,759 -1.12 18.94 -284,100 25,185,635
2020-12-11 2020-12-09 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -715 1,344,759 -0.05 19.10 -13,656 25,684,897
2020-12-04 2020-12-02 4 FFWM First Foundation Inc.
Common Stock 		G - Gift -1,000 1,345,474 -0.07
2020-02-26 2020-02-25 4 FFWM First Foundation Inc.
RSU 		A - Award 1,358 1,358
2020-02-26 2020-02-25 4 FFWM First Foundation Inc.
Common Stock 		A - Award 679 1,346,474 0.05
2019-12-16 2019-12-16 4 FFWM First Foundation Inc.
Common stock 		G - Gift -1,775 1,345,795 -0.13
2019-12-16 2019-12-13 4 FFWM First Foundation Inc.
Common stock 		G - Gift -600 1,347,570 -0.04
2019-12-13 2019-12-12 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -15,000 245,000 -5.77 16.90 -253,500 4,140,500
2019-12-13 2019-12-11 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -10,000 260,000 -3.70 16.54 -165,400 4,300,400
2019-12-09 2019-12-09 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -12,663 1,348,170 -0.93 16.44 -208,180 22,163,915
2019-12-06 2019-12-06 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -37,337 1,360,833 -2.67 16.47 -614,940 22,412,920
2019-12-04 2019-12-04 4 FFWM First Foundation Inc.
Common Stock 		S - Sale 30,600 1,398,170 2.24 16.20 495,720 22,650,354
2019-05-31 2019-05-30 4 FFWM First Foundation Inc.
Common Stock 		G - Gift 70,000 270,000 35.00
2019-05-31 2019-05-30 4 FFWM First Foundation Inc.
Common Stock 		G - Gift -70,000 1,428,770 -4.67
2019-05-31 2019-05-30 4 FFWM First Foundation Inc.
Common Stock 		J - Other 693,000 693,000
2019-05-31 2019-05-30 4 FFWM First Foundation Inc.
Common Stock 		J - Other -693,000 1,498,770 -31.62
2018-11-08 2018-11-08 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -23,400 2,201,770 -1.05 16.44 -384,696 36,197,099
2018-11-08 2018-11-08 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 23,400 2,225,170 1.06 8.25 193,050 18,357,652
2018-11-08 2018-11-07 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -6,600 2,201,770 -0.30 16.20 -106,920 35,668,674
2018-11-08 2018-11-07 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 6,600 2,208,370 0.30 8.25 54,450 18,219,052
2018-09-10 2018-09-10 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -9,400 2,201,770 -0.43 17.01 -159,894 37,452,108
2018-07-05 2018-07-02 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,211,170 -0.45 18.62 -186,200 41,171,985
2018-06-04 2018-06-04 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,221,170 -0.45 19.61 -196,100 43,557,144
2018-05-08 2018-05-07 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,221,170 -0.45 18.40 -184,000 40,869,528
2018-04-02 2018-04-02 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,231,170 -0.45 18.24 -182,400 40,696,541
2018-03-05 2018-03-05 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,241,170 -0.44 18.40 -184,000 41,237,528
2018-02-05 2018-02-05 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,251,170 -0.44 18.66 -186,600 42,006,832
2018-01-02 2018-01-02 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,261,170 -0.44 18.40 -184,000 41,605,528
2017-12-05 2017-12-04 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,271,170 -0.44 19.23 -192,300 43,674,599
2017-09-13 2017-09-12 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -8,245 2,281,170 -0.36 16.72 -137,856 38,141,162
2017-09-13 2017-09-12 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 8,245 2,289,415 0.36 5.50 45,348 12,591,782
2017-09-13 2017-09-11 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -8,000 2,281,170 -0.35 16.47 -131,760 37,570,870
2017-09-13 2017-09-11 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 8,000 2,289,170 0.35 5.50 44,000 12,590,435
2017-09-07 2017-09-05 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -1,200 2,281,170 -0.05 17.00 -20,400 38,779,890
2017-09-07 2017-09-05 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 1,200 2,282,370 0.05 5.50 6,600 12,553,035
2017-09-01 2017-09-01 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -13,534 2,281,170 -0.59 17.00 -230,078 38,779,890
2017-09-01 2017-09-01 4 FFWM First Foundation Inc.
Common stock 		M - Exercise 13,534 2,294,704 0.59 5.50 74,437 12,620,872
2017-08-31 2017-08-31 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -1,200 2,281,170 -0.05 17.00 -20,400 38,779,890
2017-08-31 2017-08-31 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 1,200 2,282,370 0.05 5.50 6,600 12,553,035
2017-08-28 2017-08-25 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -1,099 2,281,170 -0.05 17.00 -18,683 38,779,890
2017-08-28 2017-08-25 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 1,099 2,282,269 0.05 5.50 6,044 12,552,480
2017-08-23 2017-08-22 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -522 2,281,170 -0.02 17.00 -8,874 38,779,890
2017-08-23 2017-08-22 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 522 2,281,692 0.02 5.50 2,871 12,549,306
2017-08-16 2017-08-16 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -6,800 2,281,170 -0.30 17.26 -117,368 39,372,994
2017-08-16 2017-08-16 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 6,800 2,287,970 0.30 5.50 37,400 12,583,835
2017-08-16 2017-08-15 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -6,800 2,281,170 -0.30 17.30 -117,640 39,464,241
2017-08-16 2017-08-15 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 6,800 2,287,970 0.30 5.50 37,400 12,583,835
2017-08-14 2017-08-14 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -6,800 2,281,170 -0.30 17.10 -116,280 39,008,007
2017-08-14 2017-08-14 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 6,800 2,287,970 0.30 5.50 37,400 12,583,835
2017-08-14 2017-08-10 4 FFWM First Foundation Inc.
Common Stock 		S - Sale -6,800 2,281,170 -0.30 17.13 -116,484 39,076,442
2017-08-14 2017-08-10 4 FFWM First Foundation Inc.
Common Stock 		M - Exercise 6,800 2,287,970 0.30 5.50 37,400 12,583,835
2017-07-31 2017-07-28 4 FFWM First Foundation Inc.
Common stock 		M - Exercise 20,000 2,281,170 0.88 5.50 110,000 12,546,435
2017-07-03 2017-06-30 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,261,170 -0.44 16.38 -163,800 37,037,965
2017-06-01 2017-05-31 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,271,170 -0.44 15.19 -151,900 34,499,072
2017-05-05 2017-04-28 4/A FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,281,170 -0.44 15.71 -157,100 35,837,181
2017-05-02 2017-04-28 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -5,000 2,286,170 -0.22 15.71 -78,550 35,915,731
2017-03-31 2017-03-31 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,291,170 -0.43 15.51 -155,100 35,536,047
2017-03-01 2017-03-01 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -5,000 2,301,170 -0.22 16.58 -82,900 38,153,399
2017-03-01 2017-02-28 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -5,000 2,306,170 -0.22 16.46 -82,300 37,959,558
2017-02-02 2017-01-31 4/A FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,511,170 -0.40 14.31 -143,100 35,934,843
2017-01-31 2017-01-31 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -10,000 2,511,170 -0.40 14.31 -143,100 35,934,843
2017-01-03 2016-12-30 4 FFWM First Foundation Inc.
Common stock 		S - Sale X -5,000 1,260,585 -0.40 28.42 -142,100 35,825,826
2016-12-01 2016-12-01 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -1,827 1,265,585 -0.14 27.97 -51,101 35,398,412
2016-12-01 2016-11-30 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -3,173 1,267,412 -0.25 28.75 -91,224 36,438,095
2016-10-31 2016-10-31 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -5,000 1,270,585 -0.39 24.66 -123,300 31,332,626
2016-09-30 2016-09-30 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -5,000 1,275,585 -0.39 24.27 -121,350 30,958,448
2016-08-31 2016-08-31 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -5,000 1,280,585 -0.39 24.99 -124,950 32,001,819
2016-07-29 2016-07-29 4 FFWM First Foundation Inc.
Common Stock 		S - Sale X -5,000 1,285,585 -0.39 23.43 -117,150 30,121,257
2013-12-16 3 NONE First Foundation Inc.
Common Stock 		10,000
2013-12-16 3 NONE First Foundation Inc.
Common Stock 		1,190,585
2013-12-16 3 NONE First Foundation Inc.
Common Stock 		100,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)