Capitol Federal Financial, Inc.
US ˙ NasdaqGS ˙ US14057J1016

Introduction

This page provides a comprehensive analysis of the known insider trading history of Rick C Jackson. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Rick C Jackson has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:CFFN / Capitol Federal Financial, Inc. Executive Vice President 206,428
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Rick C Jackson. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases CFFN / Capitol Federal Financial, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CFFN / Capitol Federal Financial, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-05-07 CFFN Jackson Rick C 15,000 5.6900 15,000 5.6900 85,350 120 6.5500 12,900 15.11
2025-02-24 CFFN Jackson Rick C 4,000 5.8850 4,000 5.8850 23,540
2025-02-24 CFFN Jackson Rick C 3,842 5.8700 3,842 5.8700 22,553
2025-02-24 CFFN Jackson Rick C 2,158 5.8699 2,158 5.8699 12,667
2024-03-01 CFFN Jackson Rick C 10,000 5.6799 10,000 5.6799 56,799
2024-02-21 CFFN Jackson Rick C 1,217 5.8599 1,217 5.8599 7,131
2024-02-21 CFFN Jackson Rick C 1,773 5.8600 1,773 5.8600 10,390
2023-10-27 CFFN Jackson Rick C 20,000 5.1300 20,000 5.1300 102,600
2023-05-19 CFFN Jackson Rick C 1,800 5.7600 1,800 5.7600 10,368
2022-12-15 CFFN Jackson Rick C 2,500 7.9200 2,500 7.9200 19,800
2022-10-28 CFFN Jackson Rick C 8,000 7.5900 8,000 7.5900 60,720
2022-09-07 CFFN Jackson Rick C 7,000 8.9800 7,000 8.9800 62,860

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CFFN / Capitol Federal Financial, Inc. Insider Trades
Insider Sales CFFN / Capitol Federal Financial, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CFFN / Capitol Federal Financial, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2016-08-15 CFFN Jackson Rick C 51,000 14.0908 51,000 14.0908 718,631 361 13.5 -30,130 -4.19

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CFFN / Capitol Federal Financial, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Rick C Jackson as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-05-08 2025-05-07 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 15,000 206,428 7.84 5.69 85,350 1,174,575
2025-02-26 2025-02-24 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 2,158 191,428 1.14 5.87 12,667 1,123,663
2025-02-26 2025-02-24 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 3,842 189,270 2.07 5.87 22,553 1,111,015
2025-02-26 2025-02-24 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 4,000 185,428 2.20 5.88 23,540 1,091,244
2025-01-03 2024-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
D - Sale to Issuer -5,435 181,428 -2.91 5.91 -32,121 1,072,239
2025-01-03 2024-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
M - Exercise 5,435 186,863 3.00 11.33 61,579 2,117,158
2024-03-05 2024-03-01 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 10,000 181,428 5.83 5.68 56,799 1,030,493
2024-02-21 2024-02-21 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 1,773 171,428 1.05 5.86 10,390 1,004,568
2024-02-21 2024-02-21 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 1,217 169,655 0.72 5.86 7,131 994,161
2024-01-02 2023-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
D - Sale to Issuer -1,919 168,438 -1.13 6.45 -12,378 1,086,425
2024-01-02 2023-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
M - Exercise 1,919 170,357 1.14 12.50 23,988 2,129,462
2023-10-30 2023-10-27 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 20,000 168,438 13.47 5.13 102,600 864,087
2023-05-22 2023-05-19 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 1,800 148,438 1.23 5.76 10,368 855,003
2023-01-03 2022-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
D - Sale to Issuer -2,976 146,638 -1.99 8.65 -25,742 1,268,419
2023-01-03 2022-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
M - Exercise 2,976 149,614 2.03 13.73 40,860 2,054,200
2022-12-19 2022-12-15 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 2,500 146,638 1.73 7.92 19,800 1,161,373
2022-10-28 2022-10-28 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 8,000 144,138 5.88 7.59 60,720 1,094,007
2022-09-08 2022-09-07 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
P - Purchase 7,000 136,138 5.42 8.98 62,860 1,222,519
2022-01-03 2021-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN Phantom Stock 2021
A - Award 5,435 5,435 11.33 61,579 61,579
2022-01-03 2021-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN Phantom Stock 2018
M - Exercise -4,546 0 -100.00 12.77 -58,052
2022-01-03 2021-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
D - Sale to Issuer -4,546 129,138 -3.40 11.33 -51,506 1,463,134
2022-01-03 2021-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN common stock
M - Exercise 4,546 133,684 3.52 12.77 58,052 1,707,145
2021-01-04 2020-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN Phantom Stock 2020
A - Award 1,919 1,919 12.50 23,988 23,988
2021-01-04 2020-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN Phantom Stock 2017
M - Exercise -3,979 0 -100.00 13.41 -53,358
2021-01-04 2020-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN commnon stock
D - Sale to Issuer -3,979 129,138 -2.99 12.50 -49,738 1,614,225
2021-01-04 2020-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN commnon stock
M - Exercise 3,979 133,117 3.08 13.41 53,358 1,785,099
2020-01-03 2019-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN Phantom Stock 2019
A - Award 2,976 2,976 13.73 40,860 40,860
2020-01-03 2019-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN Phantom Stock 2016
M - Exercise -2,940 0 -100.00 16.46 -48,392
2020-01-03 2019-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN commnon stock
D - Sale to Issuer -2,940 129,138 -2.23 13.73 -40,366 1,773,065
2020-01-03 2019-12-31 4 CFFN Capitol Federal Financial, Inc.
CFFN commnon stock
M - Exercise 2,940 132,078 2.28 16.46 48,392 2,174,004
2019-08-09 2019-01-02 4/A CFFN Capitol Federal Financial, Inc.
CFFN commnon stock
D - Sale to Issuer -2,979 129,138 -2.25 12.77 -38,042 1,649,092
2019-08-09 2019-01-02 4/A CFFN Capitol Federal Financial, Inc.
CFFN commnon stock
M - Exercise 2,979 132,117 2.31 12.56 37,416 1,659,390
2019-01-08 2019-01-02 4 CFFN Capitol Federal Financial, Inc.
CFFN Phantom Stock 2018
A - Award 4,546 4,546 12.77 58,052 58,052
2019-01-08 2019-01-02 4 CFFN Capitol Federal Financial, Inc.
CFFN phantom stock 2015
D - Sale to Issuer -2,979 126,800 -2.30 12.77 -38,042 1,619,236
2019-01-08 2019-01-02 4 CFFN Capitol Federal Financial, Inc.
CFFN phantom stock 2015
M - Exercise 2,979 129,779 2.35 12.56 37,416 1,630,024
2018-01-03 2018-01-02 4 CFFN Capitol Federal Financial Inc
CFFN Phantom Stock 2017
A - Award 3,979 3,979 13.41 53,358 53,358
2018-01-03 2018-01-02 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2014
M - Exercise 0 3,230 0.00 12.78 41,279
2018-01-03 2018-01-02 4 CFFN Capitol Federal Financial Inc
CFFN common stock
D - Sale to Issuer -3,230 126,800 -2.48 13.41 -43,314 1,700,388
2018-01-03 2018-01-02 4 CFFN Capitol Federal Financial Inc
CFFN common stock
M - Exercise 3,230 130,030 2.55 12.78 41,279 1,661,783
2017-01-03 2016-12-30 4 CFFN Capitol Federal Financial Inc
CFFN Phantom Stock
A - Award 2,940 2,940 16.46 48,392 48,392
2017-01-03 2016-12-30 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2014
M - Exercise -2,752 0 -100.00 12.11 -33,327
2017-01-03 2016-12-30 4 CFFN Capitol Federal Financial Inc
CFFN common stock
D - Sale to Issuer -2,752 126,800 -2.12 16.46 -45,298 2,087,128
2017-01-03 2016-12-30 4 CFFN Capitol Federal Financial Inc
CFFN common stock
M - Exercise 2,752 129,552 2.17 12.11 33,327 1,568,875
2016-08-15 2016-08-15 4 CFFN Capitol Federal Financial Inc
CFFN Non-qualified Stock Option
M - Exercise -17,416 0 -100.00 11.91 -207,425
2016-08-15 2016-08-15 4 CFFN Capitol Federal Financial Inc
CFFN Incentive Stock Option
M - Exercise -16,792 0 -100.00 11.91 -199,993
2016-08-15 2016-08-15 4 CFFN Capitol Federal Financial Inc
CFFN Non-qualified Stock Option
M - Exercise -16,792 0 -100.00 11.91 -199,993
2016-08-15 2016-08-15 4 CFFN Capitol Federal Financial Inc
CFFN common stock
S - Sale -51,000 82,753 -38.13 14.09 -718,631 1,166,056
2016-08-15 2016-08-15 4 CFFN Capitol Federal Financial Inc
CFFN common stock
M - Exercise 51,000 133,753 61.63 11.91 607,410 1,592,998
2016-01-05 2015-12-31 4 CFFN Capitol Federal Financial Inc
CFFN Phantom Stock
A - Award 2,979 2,979 12.56 37,416 37,416
2016-01-05 2015-12-31 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2013
M - Exercise -4,028 0 -100.00 11.69 -47,087
2016-01-05 2015-12-31 4 CFFN Capitol Federal Financial Inc
CFFN common stock
D - Sale to Issuer -4,028 82,753 -4.64 12.56 -50,592 1,039,378
2016-01-05 2015-12-31 4 CFFN Capitol Federal Financial Inc
CFFN common stock
M - Exercise 4,028 86,781 4.87 11.69 47,087 1,014,470
2015-01-05 2014-12-31 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2015
A - Award 3,230 3,230 12.78 41,279 41,279
2015-01-05 2014-12-31 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2012
M - Exercise -3,347 0 -100.00 11.54 -38,624
2015-01-05 2014-12-31 4 CFFN Capitol Federal Financial Inc
CFFN common stock
D - Sale to Issuer -3,347 82,753 -3.89 12.78 -42,775 1,057,583
2015-01-05 2014-12-31 4 CFFN Capitol Federal Financial Inc
CFFN common stock
M - Exercise 3,347 86,100 4.04 11.54 38,624 993,594
2014-01-02 2013-12-31 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2014
A - Award 2,752 2,752 12.11 33,327 33,327
2014-01-02 2013-12-31 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2011
M - Exercise -2,542 0 -100.00 11.91 -30,275
2014-01-02 2013-12-31 4 CFFN Capitol Federal Financial Inc
CFFN common stock
D - Sale to Issuer -2,542 82,753 -2.98 12.11 -30,784 1,002,139
2014-01-02 2013-12-31 4 CFFN Capitol Federal Financial Inc
CFFN common stock
M - Exercise 2,542 85,295 3.07 11.91 30,275 1,015,863
2013-01-04 2012-12-31 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2013
A - Award 4,028 4,028 11.69 47,087 47,087
2013-01-04 2012-12-31 4 CFFN Capitol Federal Financial Inc
CFFN phantom stock 2010
M - Exercise -249 0 -100.00 13.89 -3,459
2013-01-04 2012-12-31 4 CFFN Capitol Federal Financial Inc
CFFN common stock
D - Sale to Issuer -249 82,753 -0.30 11.69 -2,911 967,383
2013-01-04 2012-12-31 4 CFFN Capitol Federal Financial Inc
CFFN common stock
M - Exercise 249 83,002 0.30 13.89 3,459 1,152,898
2012-05-17 2012-05-16 4 CFFN Capitol Federal Financial Inc
CFFN Non-qualified Stock Option May, 2012
A - Award 17,416 17,416 11.91 207,425 207,425
2012-05-17 2012-05-16 4 CFFN Capitol Federal Financial Inc
CFFN Incentive Stock Option May, 2012
A - Award 33,584 33,584 11.91 399,985 399,985
2012-05-17 2012-05-16 4 CFFN Capitol Federal Financial Inc
CFFN common stock
A - Award 17,000 82,753 25.85
2012-01-06 2012-01-05 4 CFFN Capitol Federal Financial Inc
Phantom Stock 2012
A - Award 3,347 3,347 11.54 38,624 38,624
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)