Atara Biotherapeutics, Inc.

Introduction

This page provides a comprehensive analysis of the known insider trading history of James Huang. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate James Huang has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:ATRA / Atara Biotherapeutics, Inc. Director, 10% Owner 1,405,000
US:WINT / Windtree Therapeutics, Inc. Director 3,449,161
US:CASI / CASI Pharmaceuticals, Inc. Director 371,517
US:TCRT / Alaunos Therapeutics, Inc. Director 188,333
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by James Huang. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases ATRA / Atara Biotherapeutics, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ATRA / Atara Biotherapeutics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-08-15 ATRA Panacea Innovation Ltd 55,000 12.1895 55,000 12.1895 670,422 21 12.9100 39,628 5.91
2025-07-17 ATRA Panacea Innovation Ltd 19,335 9.6391 19,335 9.6391 186,372

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ATRA / Atara Biotherapeutics, Inc. Insider Trades
Insider Sales ATRA / Atara Biotherapeutics, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ATRA / Atara Biotherapeutics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

ATRA / Atara Biotherapeutics, Inc. Insider Trades
Insider Purchases TCRT / Alaunos Therapeutics, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ATRA / Atara Biotherapeutics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2021-09-01 ZIOP Huang James 100,000 1.7100 100,000 1.7100 171,000 6 2.2 49,000 28.65

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TCRT / Alaunos Therapeutics, Inc. Insider Trades
Insider Sales TCRT / Alaunos Therapeutics, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ATRA / Atara Biotherapeutics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TCRT / Alaunos Therapeutics, Inc. Insider Trades
Insider Purchases WINTW / Windtree Therapeutics, Inc. - Equity Warrant - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in ATRA / Atara Biotherapeutics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2021-10-19 WINT Huang James 50,000 1.9027 1,271 74.8395 95,135 2 1818 2,215,543 2,328.84
2021-03-31 WINT Huang James 150,000 2.3600 3,814 92.8267 354,000
2020-10-23 WINT Huang James 1,000 6.6660 25 262.1960 6,666
2020-06-04 WINT Huang James 12,200 7.3223 310 288.0105 89,332
2020-06-04 WINT Huang James 12,000 7.3223 305 288.0105 87,868
2020-06-03 WINT Huang James 200 7.4199 5 291.8494 1,484
2020-05-22 WINT Huang James 275,862 7.2500 7,013 285.1667 2,000,000
2020-02-18 WINT Huang James 400 3.8375 13 116.0844 1,535
2020-02-07 WINT Huang James 500 4.0500 17 122.5125 2,025
2020-01-17 WINT Huang James 2,000 4.1829 66 126.5327 8,366
2020-01-16 WINT Huang James 58 4.2000 2 127.0500 244
2019-12-31 WINT Huang James 15,442 4.0490 510 122.4823 62,525
2019-12-30 WINT Huang James 909 3.8100 30 115.2525 3,463
2019-12-27 WINT Huang James 4,091 3.7303 135 112.8416 15,261
2019-12-06 WINT Huang James 1,655,629 3.0200 54,732 91.3550 5,000,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

WINTW / Windtree Therapeutics, Inc. - Equity Warrant Insider Trades
Insider Sales WINTW / Windtree Therapeutics, Inc. - Equity Warrant - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in ATRA / Atara Biotherapeutics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

WINTW / Windtree Therapeutics, Inc. - Equity Warrant Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by James Huang as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-08-19 2025-08-15 4 ATRA Atara Biotherapeutics, Inc.
Common Stock
P - Purchase 55,000 1,405,000 4.07 12.19 670,422 17,126,248
2025-07-21 2025-07-17 4 ATRA Atara Biotherapeutics, Inc.
Common Stock
P - Purchase 19,335 1,350,000 1.45 9.64 186,372 13,012,785
2025-05-21 3 ATRA Atara Biotherapeutics, Inc.
Common Stock
1,330,665
2023-02-23 2023-02-22 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
X - Other 1,112,308 3,449,161 47.60 0.14 156,947 486,677
2022-09-08 2022-09-08 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 33,300 371,517 9.85 4.28 142,627 1,591,244
2022-09-08 2022-09-07 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 3,111 338,217 0.93 4.00 12,433 1,351,684
2022-09-08 2022-09-06 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 19,162 335,106 6.06 3.89 74,601 1,304,635
2022-09-02 2022-09-02 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 400 315,944 0.13 3.74 1,497 1,182,041
2022-09-02 2022-09-01 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 11,821 315,544 3.89 3.72 44,008 1,174,739
2022-09-02 2022-08-31 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 24,975 303,723 8.96 3.74 93,531 1,137,443
2022-08-26 2022-08-26 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 39,527 278,748 16.52 3.75 148,179 1,044,971
2022-08-26 2022-08-24 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 5,000 239,221 2.13 3.75 18,751 897,127
2022-08-23 2022-08-23 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 40,000 234,221 20.60 3.50 139,992 819,727
2022-08-23 2022-08-22 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 23,105 194,221 13.50 3.46 80,038 672,801
2022-08-23 2022-08-19 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
P - Purchase 171,116 171,116 3.27 559,447 559,447
2022-06-24 2022-06-22 4 TCRT Alaunos Therapeutics, Inc.
Common Stock
A - Award 80,000 188,333 73.85
2022-06-24 2022-06-22 4 TCRT Alaunos Therapeutics, Inc.
Common Stock
A - Award 80,000 188,333 73.85
2022-06-09 2022-06-07 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
A - Award 5,000 296,281 1.72
2022-05-26 2022-05-25 4 CASI CASI Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 397,419 397,419
2021-10-19 2021-10-19 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 50,000 291,281 20.72 1.90 95,135 554,220
2021-09-03 2021-09-01 4 ZIOP ZIOPHARM ONCOLOGY INC
Common Stock
P - Purchase 100,000 108,333 1,200.05 1.71 171,000 185,249
2021-06-17 2021-06-15 4 WINT WINDTREE THERAPEUTICS INC /DE/
Stock Option (Right to Buy)
A - Award 15,000 15,000
2021-06-16 2021-06-15 4 CASI CASI Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 113,028 113,028
2021-05-06 2021-03-04 4 ZIOP ZIOPHARM ONCOLOGY INC
Stock Option (right to buy)
A - Award 62,500 62,500
2021-05-06 2021-03-04 4 ZIOP ZIOPHARM ONCOLOGY INC
Common Stock
A - Award 8,333 8,333
2021-04-02 2021-03-31 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 150,000 171,000 714.29 2.36 354,000 403,560
2021-02-05 2021-02-03 4 WINT WINDTREE THERAPEUTICS INC /DE/
Stock Option (Right to Buy)
A - Award 15,000 15,000
2020-10-27 2020-10-23 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 1,000 21,000 5.00 6.67 6,666 139,986
2020-10-26 2020-06-04 4/A WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 12,000 20,000 150.00 7.32 87,868 146,446
2020-07-22 2020-07-20 4 ZIOP ZIOPHARM ONCOLOGY INC
Stock Option (right to buy)
A - Award 119,178 119,178
2020-06-18 2020-06-16 4 CASI CASI Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 70,400 70,400
2020-06-05 2020-06-04 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 12,200 20,200 152.50 7.32 89,332 147,910
2020-06-05 2020-06-03 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 200 8,000 2.56 7.42 1,484 59,359
2020-05-27 2020-05-22 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock Warrants
P - Purchase 275,862 275,862
2020-05-27 2020-05-22 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 275,862 2,336,853 13.38 7.25 2,000,000 16,942,184
2020-02-20 2020-02-18 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 400 23,400 1.74 3.84 1,535 89,798
2020-02-07 2020-02-07 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 500 23,000 2.22 4.05 2,025 93,150
2020-01-21 2020-01-17 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 2,000 22,500 9.76 4.18 8,366 94,115
2020-01-21 2020-01-16 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 58 20,500 0.28 4.20 244 86,100
2020-01-03 2019-12-31 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 15,442 20,442 308.84 4.05 62,525 82,770
2019-12-31 2019-12-30 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 909 5,000 22.22 3.81 3,463 19,050
2019-12-31 2019-12-27 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 4,091 4,091 3.73 15,261 15,261
2019-12-10 2019-12-06 4 WINT WINDTREE THERAPEUTICS INC /DE/
Series I Warrants
P - Purchase 827,815 827,815
2019-12-10 2019-12-06 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
A - Award 96,429 210,844 84.28
2019-12-10 2019-12-06 4 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
P - Purchase 1,655,629 6,182,974 36.57 3.02 5,000,000 18,672,581
2019-06-21 2019-06-20 4 CASI CASI Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 59,231 59,231
2019-04-26 2019-04-24 4 WINT WINDTREE THERAPEUTICS INC /DE/
Non-Qualified Stock Option (Right to Buy)
A - Award 60,000 60,000
2018-12-31 3 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
9,169,105
2018-12-31 3 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
4,756,175
2018-12-31 3 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
9,169,105
2018-12-31 3 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
4,756,175
2018-12-31 3 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
9,169,105
2018-12-31 3 WINT WINDTREE THERAPEUTICS INC /DE/
Common Stock
4,756,175
2018-07-03 2018-06-29 4 CASI CASI Pharmaceuticals, Inc.
Stock Options (Right to Buy)
A - Award 50,000 50,000
2018-04-06 2018-04-04 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
J - Other 191 191
2018-04-06 2018-04-04 4 CASI CASI Pharmaceuticals, Inc.
Common Stock
J - Other -416,666 0 -100.00
2017-06-09 2017-06-08 4 CASI CASI Pharmaceuticals, Inc.
Stock Options (Right to Buy)
A - Award 50,000 50,000
2016-03-04 2016-03-02 4 CASI CASI Pharmaceuticals, Inc.
Options (Right to Buy)
A - Award 75,000 75,000
2015-04-08 2015-04-06 4 CASI CASI Pharmaceuticals, Inc.
Options(Right to Buy)
A - Award 75,000 75,000
2014-11-14 2014-04-03 4 CASI CASI Pharmaceuticals, Inc.
Options(Right to Buy)
A - Award 100,000 100,000
2014-04-04 2014-04-03 4 ENMD ENTREMED INC
Options (Right to Buy)
A - Award 75,000 75,000
2013-05-31 2013-05-30 4 ENMD ENTREMED INC
Stock Options (Right to Buy)
A - Award 50,000 50,000
2013-04-12 3 ENMD ENTREMED INC
Common Stock
416,666
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)