FalconStor Software, Inc.
US ˙ OTCPK ˙ US3061372096

Introduction

This page provides a comprehensive analysis of the known insider trading history of Shuwen Huai. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate Shuwen Huai has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:FALC / FalconStor Software, Inc. 10% Owner 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Shuwen Huai. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases FALC / FalconStor Software, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in FALC / FalconStor Software, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

FALC / FalconStor Software, Inc. Insider Trades
Insider Sales FALC / FalconStor Software, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in FALC / FalconStor Software, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2014-12-11 FALC Huai Shuwen 600,000 1.0900 6,000 109.0000 654,000 4 1.25 -646,500 -98.85
2014-12-08 FALC Huai Shuwen 4,298,533 1.0900 42,985 109.0000 4,685,401
2014-10-29 FALC Huai Shuwen 600,000 1.0900 6,000 109.0000 654,000
2014-05-14 FALC Huai Shuwen 5 1.4500 0 145.0000 7
2014-04-29 FALC Huai Shuwen 20,000 1.6010 200 160.1000 32,020
2014-04-25 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2014-04-17 FALC Huai Shuwen 2,000 1.5100 20 151.0000 3,020
2014-04-17 FALC Huai Shuwen 10,000 1.5000 100 150.0000 15,000
2014-04-16 FALC Huai Shuwen 5,000 1.5100 50 151.0000 7,550
2014-04-16 FALC Huai Shuwen 10,000 1.5100 100 151.0000 15,100
2014-04-16 FALC Huai Shuwen 10,000 1.5100 100 151.0000 15,100
2014-04-16 FALC Huai Shuwen 190 1.5100 2 151.0000 287
2014-04-16 FALC Huai Shuwen 2,000 1.5000 20 150.0000 3,000
2014-04-16 FALC Huai Shuwen 5,000 1.5000 50 150.0000 7,500
2014-04-16 FALC Huai Shuwen 5,000 1.5000 50 150.0000 7,500
2014-04-16 FALC Huai Shuwen 5,000 1.5000 50 150.0000 7,500
2014-04-16 FALC Huai Shuwen 5,000 1.5000 50 150.0000 7,500
2014-04-16 FALC Huai Shuwen 8,458 1.5000 85 150.0000 12,687
2014-04-15 FALC Huai Shuwen 2,000 1.5000 20 150.0000 3,000
2014-04-15 FALC Huai Shuwen 2,000 1.5000 20 150.0000 3,000
2014-04-15 FALC Huai Shuwen 3,299 1.4900 33 149.0000 4,916
2014-04-14 FALC Huai Shuwen 2,000 1.5100 20 151.0000 3,020
2014-04-14 FALC Huai Shuwen 2,000 1.5100 20 151.0000 3,020
2014-04-14 FALC Huai Shuwen 3,467 1.5000 35 150.0000 5,200
2014-04-14 FALC Huai Shuwen 1,216 1.4900 12 149.0000 1,812
2014-04-09 FALC Huai Shuwen 58 1.5400 1 154.0000 89
2014-04-09 FALC Huai Shuwen 3,000 1.5300 30 153.0000 4,590
2014-04-09 FALC Huai Shuwen 90 1.5300 1 153.0000 138
2014-04-09 FALC Huai Shuwen 2,000 1.5300 20 153.0000 3,060
2014-04-09 FALC Huai Shuwen 9,367 1.5200 94 152.0000 14,238
2014-04-09 FALC Huai Shuwen 5,000 1.5100 50 151.0000 7,550
2014-04-09 FALC Huai Shuwen 5,000 1.5100 50 151.0000 7,550
2014-04-09 FALC Huai Shuwen 5,000 1.5100 50 151.0000 7,550
2014-04-09 FALC Huai Shuwen 6,303 1.5100 63 151.0000 9,518
2014-04-09 FALC Huai Shuwen 20,000 1.5000 200 150.0000 30,000
2014-04-09 FALC Huai Shuwen 5,982 1.5000 60 150.0000 8,973
2014-04-08 FALC Huai Shuwen 1,000 1.5400 10 154.0000 1,540
2014-04-08 FALC Huai Shuwen 100 1.5400 1 154.0000 154
2014-04-08 FALC Huai Shuwen 1,000 1.5400 10 154.0000 1,540
2014-04-08 FALC Huai Shuwen 1,000 1.5400 10 154.0000 1,540
2014-04-08 FALC Huai Shuwen 3,000 1.5400 30 154.0000 4,620
2014-04-08 FALC Huai Shuwen 4,000 1.5400 40 154.0000 6,160
2014-04-08 FALC Huai Shuwen 5,000 1.5600 50 156.0000 7,800
2014-04-08 FALC Huai Shuwen 5,000 1.5300 50 153.0000 7,650
2014-04-08 FALC Huai Shuwen 10,000 1.5300 100 153.0000 15,300
2014-04-08 FALC Huai Shuwen 5,000 1.5300 50 153.0000 7,650
2014-04-08 FALC Huai Shuwen 5,000 1.5300 50 153.0000 7,650
2014-04-08 FALC Huai Shuwen 8,663 1.5300 87 153.0000 13,254
2014-04-08 FALC Huai Shuwen 17,535 1.5200 175 152.0000 26,653
2014-04-04 FALC Huai Shuwen 1,000 1.6000 10 160.0000 1,600
2014-04-04 FALC Huai Shuwen 5,000 1.6000 50 160.0000 8,000
2014-04-04 FALC Huai Shuwen 5,000 1.6000 50 160.0000 8,000
2014-04-04 FALC Huai Shuwen 5,000 1.6000 50 160.0000 8,000
2014-04-04 FALC Huai Shuwen 886 1.6000 9 160.0000 1,418
2014-04-03 FALC Huai Shuwen 1,000 1.6010 10 160.1000 1,601
2014-04-03 FALC Huai Shuwen 1,000 1.6000 10 160.0000 1,600
2014-04-03 FALC Huai Shuwen 1,000 1.6000 10 160.0000 1,600
2014-04-03 FALC Huai Shuwen 3,900 1.6000 39 160.0000 6,240
2014-04-03 FALC Huai Shuwen 4,783 1.5900 48 159.0000 7,605
2014-04-02 FALC Huai Shuwen 100 1.6200 1 162.0000 162
2014-04-02 FALC Huai Shuwen 3,379 1.6100 34 161.0000 5,440
2014-04-02 FALC Huai Shuwen 1,521 1.6000 15 160.0000 2,434
2014-04-02 FALC Huai Shuwen 4,793 1.6000 48 160.0000 7,669
2014-03-21 FALC Huai Shuwen 1,000 1.6100 10 161.0000 1,610
2014-03-21 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2014-03-21 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2014-03-21 FALC Huai Shuwen 15,351 1.5900 154 159.0000 24,408
2014-03-20 FALC Huai Shuwen 4,200 1.6200 42 162.0000 6,804
2014-03-20 FALC Huai Shuwen 5,000 1.6100 50 161.0000 8,050
2014-03-20 FALC Huai Shuwen 700 1.6100 7 161.0000 1,127
2014-03-20 FALC Huai Shuwen 700 1.6100 7 161.0000 1,127
2014-03-20 FALC Huai Shuwen 9,530 1.6000 95 160.0000 15,248
2014-03-20 FALC Huai Shuwen 7,000 1.5900 70 159.0000 11,130
2014-03-20 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2014-03-20 FALC Huai Shuwen 10,000 1.5900 100 159.0000 15,900
2013-11-06 FALC Huai Shuwen 28,744 1.6530 287 165.3000 47,514
2013-11-05 FALC Huai Shuwen 10,000 1.6620 100 166.2000 16,620
2013-11-05 FALC Huai Shuwen 10,000 1.4680 100 146.8000 14,680
2013-11-04 FALC Huai Shuwen 18,002 1.5170 180 151.7000 27,309
2013-11-01 FALC Huai Shuwen 23,101 1.5370 231 153.7000 35,506
2013-10-31 FALC Huai Shuwen 20,000 1.4520 200 145.2000 29,040
2013-10-24 FALC Huai Shuwen 10,000 1.3220 100 132.2000 13,220
2013-10-23 FALC Huai Shuwen 10,000 1.3200 100 132.0000 13,200
2013-10-21 FALC Huai Shuwen 10,000 1.3670 100 136.7000 13,670
2013-10-18 FALC Huai Shuwen 3,400 1.3800 34 138.0000 4,692
2013-10-17 FALC Huai Shuwen 10,000 1.3650 100 136.5000 13,650
2013-10-10 FALC Huai Shuwen 10,059 1.3700 101 137.0000 13,781
2013-09-26 FALC Huai Shuwen 10,000 1.4080 100 140.8000 14,080
2013-09-16 FALC Huai Shuwen 8,694 1.2510 87 125.1000 10,876
2013-09-16 FALC Huai Shuwen 18,000 1.1400 180 114.0000 20,520
2013-08-27 FALC Huai Shuwen 29,360 1.0000 294 100.0000 29,360
2013-08-26 FALC Huai Shuwen 22,812 1.0210 228 102.1000 23,291
2013-08-21 FALC Huai Shuwen 141,755 1.0120 1,418 101.2000 143,456
2013-08-20 FALC Huai Shuwen 6,073 1.0000 61 100.0000 6,073

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

FALC / FalconStor Software, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Shuwen Huai as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2014-12-12 2014-12-11 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -600,000 0 -100.00 1.09 -654,000
2014-12-12 2014-12-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,298,533 600,000 -87.75 1.09 -4,685,401 654,000
2014-10-31 2014-10-29 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -600,000 4,898,533 -10.91 1.09 -654,000 5,339,401
2014-08-06 2014-03-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,926,120 -0.11 1.59 -15,900 14,192,531
2014-08-06 2014-03-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,926,120 -0.11 1.59 -15,900 14,192,531
2014-08-06 2014-03-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,946,120 -0.01 1.61 -1,610 14,403,253
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,947,120 -0.11 1.59 -15,900 14,225,921
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,947,120 -0.11 1.59 -15,900 14,225,921
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -7,000 8,967,120 -0.08 1.59 -11,130 14,257,721
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -9,530 8,974,120 -0.11 1.60 -15,248 14,358,592
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -700 8,983,650 -0.01 1.61 -1,127 14,463,676
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -700 8,983,650 -0.01 1.61 -1,127 14,463,676
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,984,350 -0.06 1.61 -8,050 14,464,804
2014-08-06 2014-03-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,200 8,989,350 -0.05 1.62 -6,804 14,562,747
2014-08-06 2013-11-06 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -28,744 8,993,550 -0.32 1.65 -47,514 14,866,338
2014-08-06 2013-11-05 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,022,294 -0.11 1.47 -14,680 13,244,728
2014-08-06 2013-11-05 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,032,294 -0.11 1.66 -16,620 15,011,673
2014-08-06 2013-11-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -18,002 9,042,294 -0.20 1.52 -27,309 13,717,160
2014-08-06 2013-11-01 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -23,101 9,060,296 -0.25 1.54 -35,506 13,925,675
2014-08-06 2013-10-31 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -20,000 9,083,397 -0.22 1.45 -29,040 13,189,092
2014-08-06 2013-10-24 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,103,397 -0.11 1.32 -13,220 12,034,691
2014-08-06 2013-10-23 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,113,397 -0.11 1.32 -13,200 12,029,684
2014-08-06 2013-10-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,123,397 -0.11 1.37 -13,670 12,471,684
2014-08-06 2013-10-18 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,400 9,133,397 -0.04 1.38 -4,692 12,604,088
2014-08-06 2013-10-17 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,136,797 -0.11 1.36 -13,650 12,471,728
2014-08-06 2013-10-10 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,059 9,146,797 -0.11 1.37 -13,781 12,531,112
2014-08-06 2013-09-26 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 9,156,856 -0.11 1.41 -14,080 12,892,853
2014-08-06 2013-09-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -18,000 9,166,856 -0.20 1.14 -20,520 10,450,216
2014-08-06 2013-09-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -8,694 9,184,856 -0.09 1.25 -10,876 11,490,255
2014-08-06 2013-08-27 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -29,360 9,193,550 -0.32 1.00 -29,360 9,193,550
2014-08-06 2013-08-26 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -22,812 9,222,910 -0.25 1.02 -23,291 9,416,591
2014-08-06 2013-08-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -141,755 9,245,722 -1.51 1.01 -143,456 9,356,671
2014-08-06 2013-08-20 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -6,073 9,387,477 -0.06 1.00 -6,073 9,387,477
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,000 8,803,051 -0.03 1.53 -4,590 13,468,668
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -58 8,806,051 0.00 1.54 -89 13,561,319
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -17,535 8,806,109 -0.20 1.52 -26,653 13,385,286
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -8,663 8,823,644 -0.10 1.53 -13,254 13,500,175
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,832,307 -0.06 1.53 -7,650 13,513,430
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,832,307 -0.06 1.53 -7,650 13,513,430
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,837,307 -0.06 1.53 -7,650 13,521,080
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,842,307 -0.11 1.53 -15,300 13,528,730
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,857,307 -0.06 1.56 -7,800 13,817,399
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,000 8,862,307 -0.05 1.54 -6,160 13,647,953
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,000 8,866,307 -0.03 1.54 -4,620 13,654,113
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,869,307 -0.01 1.54 -1,540 13,658,733
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,869,307 -0.01 1.54 -1,540 13,658,733
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,870,307 -0.01 1.54 -1,540 13,660,273
2014-08-06 2014-04-08 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -100 8,871,307 0.00 1.54 -154 13,661,813
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -886 8,872,407 -0.01 1.60 -1,418 14,195,851
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,873,293 -0.06 1.60 -8,000 14,197,269
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,873,293 -0.06 1.60 -8,000 14,197,269
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,878,293 -0.06 1.60 -8,000 14,205,269
2014-08-06 2014-04-04 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,888,293 -0.01 1.60 -1,600 14,221,269
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,783 8,889,293 -0.05 1.59 -7,605 14,133,976
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,900 8,894,076 -0.04 1.60 -6,240 14,230,522
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,897,976 -0.01 1.60 -1,600 14,236,762
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,897,976 -0.01 1.60 -1,600 14,236,762
2014-08-06 2014-04-03 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,000 8,899,976 -0.01 1.60 -1,601 14,248,862
2014-08-06 2014-04-02 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -4,793 8,900,976 -0.05 1.60 -7,669 14,241,562
2014-08-06 2014-04-02 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,521 8,905,769 -0.02 1.60 -2,434 14,249,230
2014-08-06 2014-04-02 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,379 8,907,290 -0.04 1.61 -5,440 14,340,737
2014-08-06 2014-04-02 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -100 8,910,669 0.00 1.62 -162 14,435,284
2014-08-06 2014-03-21 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -15,351 8,910,769 -0.17 1.59 -24,408 14,168,123
2014-08-06 2014-06-12 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		D - Sale to Issuer -3,132,141 5,498,533 -36.29 1.68 -5,249,468 9,215,541
2014-08-06 2014-05-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5 8,630,674 0.00 1.45 -7 12,514,477
2014-08-06 2014-04-29 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -20,000 8,630,679 -0.23 1.60 -32,020 13,817,717
2014-08-06 2014-04-25 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,650,679 -0.12 1.59 -15,900 13,754,580
2014-08-06 2014-04-17 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,660,679 -0.12 1.50 -15,000 12,991,018
2014-08-06 2014-04-17 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,670,679 -0.02 1.51 -3,020 13,092,725
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -8,458 8,672,679 -0.10 1.50 -12,687 13,009,018
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,681,137 -0.06 1.50 -7,500 13,021,706
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,681,137 -0.06 1.50 -7,500 13,021,706
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,686,137 -0.06 1.50 -7,500 13,029,206
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,691,137 -0.06 1.50 -7,500 13,036,706
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,701,137 -0.02 1.50 -3,000 13,051,706
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -190 8,703,137 0.00 1.51 -287 13,141,737
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,703,327 -0.11 1.51 -15,100 13,142,024
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -10,000 8,703,327 -0.11 1.51 -15,100 13,142,024
2014-08-06 2014-04-16 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,723,327 -0.06 1.51 -7,550 13,172,224
2014-08-06 2014-04-15 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,299 8,728,327 -0.04 1.49 -4,916 13,005,207
2014-08-06 2014-04-15 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,731,626 -0.02 1.50 -3,000 13,097,439
2014-08-06 2014-04-15 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,731,626 -0.02 1.50 -3,000 13,097,439
2014-08-06 2014-04-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -1,216 8,735,626 -0.01 1.49 -1,812 13,016,083
2014-08-06 2014-04-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -3,467 8,736,842 -0.04 1.50 -5,200 13,105,263
2014-08-06 2014-04-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,740,309 -0.02 1.51 -3,020 13,197,867
2014-08-06 2014-04-14 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,740,309 -0.02 1.51 -3,020 13,197,867
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,982 8,744,309 -0.07 1.50 -8,973 13,116,464
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -20,000 8,750,291 -0.23 1.50 -30,000 13,125,436
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -6,303 8,770,291 -0.07 1.51 -9,518 13,243,139
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,776,594 -0.06 1.51 -7,550 13,252,657
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,776,594 -0.06 1.51 -7,550 13,252,657
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -5,000 8,781,594 -0.06 1.51 -7,550 13,260,207
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -9,367 8,791,594 -0.11 1.52 -14,238 13,363,223
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -2,000 8,800,961 -0.02 1.53 -3,060 13,465,470
2014-08-06 2014-04-09 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		S - Sale -90 8,802,961 0.00 1.53 -138 13,468,530
2014-08-05 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		18,787,100
2014-08-05 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		18,787,100
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)