PAVmed Inc.

Introduction

This page provides a comprehensive analysis of the known insider trading history of HCFP/Capital Partners III LLC. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate HCFP/Capital Partners III LLC has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:PAVM / PAVmed Inc. 10% Owner 10,000
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by HCFP/Capital Partners III LLC. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases PAVM / PAVmed Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in PAVM / PAVmed Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2017-11-20 PAVM Aklog Lishan 950 63 0 66.6
2017-11-17 PAVM Aklog Lishan 601 40
2017-09-15 PAVM Aklog Lishan 2,600 173
2017-09-13 PAVM Aklog Lishan 300 20
2017-09-12 PAVM Aklog Lishan 100 6.6600 7 99.9000 666
2017-09-11 PAVM Aklog Lishan 300 20
2017-09-08 PAVM Aklog Lishan 400 27
2017-09-07 PAVM Aklog Lishan 850 57
2017-09-06 PAVM Aklog Lishan 899 60
2017-09-05 PAVM Aklog Lishan 800 53
2017-09-01 PAVM Aklog Lishan 300 20
2017-08-31 PAVM Aklog Lishan 1,600 107
2017-08-30 PAVM Aklog Lishan 300 20
2017-08-29 PAVM Aklog Lishan 1,412 94
2017-08-25 PAVM Aklog Lishan 900 60
2017-08-24 PAVM Aklog Lishan 1,200 80
2017-08-23 PAVM Aklog Lishan 7,900 527
2017-08-22 PAVM Aklog Lishan 1,500 100
2017-08-21 PAVM Aklog Lishan 7,500 500
2017-08-18 PAVM Aklog Lishan 8,400 560
2017-08-17 PAVM Aklog Lishan 1,800 120
2017-08-16 PAVM Aklog Lishan 500 3.2000 33 48.0000 1,600
2017-08-16 PAVM Aklog Lishan 100 3.2400 7 48.6000 324
2017-08-16 PAVM Aklog Lishan 400 3.2890 27 49.3350 1,316
2017-08-16 PAVM Aklog Lishan 300 3.3200 20 49.8000 996
2017-08-16 PAVM Aklog Lishan 285 3.3000 19 49.5000 940
2017-08-16 PAVM Aklog Lishan 100 3.2000 7 48.0000 320
2017-08-16 PAVM Aklog Lishan 100 3.3000 7 49.5000 330
2017-08-16 PAVM Aklog Lishan 100 3.3500 7 50.2500 335
2016-11-29 PAVM Aklog Lishan 1,777 9.0240 118 135.3600 16,036
2016-11-28 PAVM Aklog Lishan 1,000 9.5300 67 142.9500 9,530
2016-11-23 PAVM Aklog Lishan 2,200 8.9849 147 134.7735 19,767
2016-11-21 PAVM Aklog Lishan 900 9.9322 60 148.9830 8,939
2016-11-18 PAVM Aklog Lishan 1,400 10.0691 93 151.0365 14,097
2016-09-16 PAVM Aklog Lishan 200 14.4565 13 216.8475 2,891
2016-09-16 PAVM Aklog Lishan 200 14.2245 13 213.3675 2,845
2016-09-16 PAVM Aklog Lishan 200 13.9798 13 209.6970 2,796
2016-09-16 PAVM Aklog Lishan 200 13.7350 13 206.0250 2,747
2016-09-16 PAVM Aklog Lishan 200 13.9980 13 209.9700 2,800
2016-09-15 PAVM Aklog Lishan 300 13.9538 20 209.3070 4,186
2016-09-14 PAVM Aklog Lishan 200 14.4500 13 216.7500 2,890
2016-09-13 PAVM Aklog Lishan 100 12.4780 7 187.1700 1,248
2016-09-13 PAVM Aklog Lishan 200 12.8800 13 193.2000 2,576
2016-09-13 PAVM Aklog Lishan 500 12.5040 33 187.5600 6,252
2016-09-01 PAVM Aklog Lishan 100 14.4400 7 216.6000 1,444
2016-09-01 PAVM Aklog Lishan 200 14.4900 13 217.3500 2,898
2016-09-01 PAVM Aklog Lishan 200 13.9775 13 209.6625 2,796
2016-08-26 PAVM Aklog Lishan 400 14.3000 27 214.5000 5,720
2016-08-24 PAVM Aklog Lishan 500 14.2250 33 213.3750 7,112
2016-08-23 PAVM Aklog Lishan 200 14.0500 13 210.7500 2,810
2016-08-23 PAVM Aklog Lishan 800 14.2500 53 213.7500 11,400
2016-05-31 PAVM Aklog Lishan 900 60
2016-05-27 PAVM Aklog Lishan 1,500 100
2016-05-26 PAVM Aklog Lishan 1,500 100
2016-05-25 PAVM Aklog Lishan 2,500 167
2016-05-24 PAVM Aklog Lishan 2,000 133
2016-05-23 PAVM Aklog Lishan 2,900 193
2016-05-20 PAVM Aklog Lishan 1,700 113
2016-05-19 PAVM Aklog Lishan 1,400 93
2016-05-18 PAVM Aklog Lishan 1,500 100
2016-05-17 PAVM Aklog Lishan 400 27
2016-05-17 PAVM Aklog Lishan 400 27

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PAVM / PAVmed Inc. Insider Trades
Insider Sales PAVM / PAVmed Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in PAVM / PAVmed Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PAVM / PAVmed Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by HCFP/Capital Partners III LLC as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2018-04-09 2018-04-05 4 PAVM PAVmed Inc.
Series Z Warrants 		A - Award 10,000 10,000
2018-04-09 2018-04-05 4 PAVM PAVmed Inc.
Warrants 		D - Sale to Issuer -20,000 0 -100.00
2018-04-09 2018-04-05 4 PAVM PAVmed Inc.
Series Z Warrants 		A - Award 1,110,266 1,110,266
2018-04-09 2018-04-05 4 PAVM PAVmed Inc.
Warrants 		D - Sale to Issuer -2,220,532 0 -100.00
2018-04-09 2018-04-05 4 PAVM PAVmed Inc.
Series Z Warrants 		A - Award 2,823,281 2,823,281
2018-04-09 2018-04-05 4 PAVM PAVmed Inc.
Warrants 		D - Sale to Issuer -5,646,562 0 -100.00
2018-04-09 2018-04-05 4 PAVM PAVmed Inc.
Series Z Warrants 		A - Award 25,225 25,225
2018-04-09 2018-04-05 4 PAVM PAVmed Inc.
Warrants 		D - Sale to Issuer -50,450 0 -100.00
2018-02-16 2018-02-14 4 PAVM PAVmed Inc.
Employee Stock Option (Right to Buy) 		A - Award 195,108 195,108
2018-02-16 2018-02-02 4 PAVM PAVmed Inc.
Common Stock 		G - Gift -34,153 588,413 -5.49
2018-02-14 2017-12-22 5 PAVM PAVmed Inc.
Common Stock 		G - Gift -150,000 622,566 -19.42
2018-02-14 2017-12-21 5 PAVM PAVmed Inc.
Common Stock 		J - Other 1,936,038 4,456,570 76.81
2018-02-14 2017-12-21 5 PAVM PAVmed Inc.
Common Stock 		J - Other -5,646,562 0 -100.00
2018-02-14 2017-12-21 5 PAVM PAVmed Inc.
Common Stock 		G - Gift 1,000 1,300 333.33
2018-02-14 2017-12-21 5 PAVM PAVmed Inc.
Common Stock 		G - Gift 1,000 1,285 350.88
2017-11-27 2017-11-22 4 PAVM PAVmed Inc.
Warrants 		J - Other -67,317 5,646,562 -1.18
2017-11-27 2017-11-22 4 PAVM PAVmed Inc.
Common Stock 		J - Other -67,317 5,646,562 -1.18
2017-11-27 2017-11-21 4 PAVM PAVmed Inc.
Common Stock 		L - Other 1,200 71,489 1.71 4.30 5,160 307,403
2017-11-21 2017-11-20 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 950 70,289 1.37
2017-11-21 2017-11-17 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 601 69,339 0.87
2017-09-21 2017-09-15 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 2,600 68,738 3.93
2017-09-14 2017-09-13 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 100 50,400 0.20 2.41 241 121,464
2017-09-14 2017-09-13 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 300 66,138 0.46
2017-09-14 2017-09-12 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 200 50,300 0.40
2017-09-14 2017-09-12 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 100 65,838 0.15 6.66 666 438,481
2017-09-14 2017-09-11 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 300 65,738 0.46
2017-09-11 2017-09-08 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 300 50,100 0.60
2017-09-11 2017-09-08 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 400 65,438 0.62
2017-09-11 2017-09-07 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 200 49,800 0.40 1.20 240 59,760
2017-09-11 2017-09-07 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 850 65,038 1.32
2017-09-07 2017-09-06 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 800 49,600 1.64
2017-09-07 2017-09-06 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 899 64,188 1.42
2017-09-07 2017-09-05 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 100 48,800 0.21 1.00 100 48,800
2017-09-07 2017-09-05 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 100 48,700 0.21 0.98 98 47,726
2017-09-07 2017-09-05 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 800 63,289 1.28
2017-09-05 2017-09-01 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 200 48,600 0.41
2017-09-05 2017-09-01 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 300 62,489 0.48
2017-09-05 2017-08-31 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 1,700 48,400 3.64
2017-09-05 2017-08-31 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,600 62,189 2.64
2017-09-05 2017-08-30 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 200 46,700 0.43 1.22 244 56,974
2017-09-05 2017-08-30 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 300 60,589 0.50
2017-09-05 2017-08-29 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 1,200 46,500 2.65
2017-09-05 2017-08-29 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,412 60,289 2.40
2017-08-29 2017-08-25 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 600 45,300 1.34
2017-08-29 2017-08-25 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 900 58,877 1.55
2017-08-25 2017-08-22 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,500 48,877 3.17
2017-08-25 2017-08-21 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 7,500 47,377 18.81
2017-08-25 2017-08-24 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,200 57,977 2.11
2017-08-25 2017-08-23 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 7,900 56,777 16.16
2017-08-21 2017-08-18 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 100 44,700 0.22 1.50 150 67,046
2017-08-21 2017-08-18 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 100 44,600 0.22 1.42 142 63,377
2017-08-21 2017-08-18 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 8,400 39,877 26.69
2017-08-21 2017-08-17 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,800 31 -101.78
2017-08-17 2017-08-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 100 300 50.00 3.35 335 1,005
2017-08-17 2017-08-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 100 200 100.00 3.30 330 660
2017-08-17 2017-08-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 100 100 3.20 320 320
2017-08-17 2017-08-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 285 285 3.30 940 940
2017-08-17 2017-08-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 300 29,677 1.02 3.32 996 98,528
2017-08-17 2017-08-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 400 29,377 1.38 3.29 1,316 96,621
2017-08-17 2017-08-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 100 28,977 0.35 3.24 324 93,885
2017-08-17 2017-08-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 500 28,877 1.76 3.20 1,600 92,406
2017-01-12 2017-01-11 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 25,000 44,500 128.21 4.00 100,000 178,000
2016-12-02 2016-11-29 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,777 28,377 6.68 9.02 16,036 256,074
2016-12-02 2016-11-28 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,000 26,600 3.91 9.53 9,530 253,498
2016-11-28 2016-11-23 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 300 19,550 1.56 8.00 2,400 156,400
2016-11-28 2016-11-23 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 2,200 25,600 9.40 8.98 19,767 230,013
2016-11-22 2016-11-21 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 900 23,400 4.00 9.93 8,939 232,413
2016-11-22 2016-11-18 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,400 22,500 6.64 10.07 14,097 226,555
2016-09-19 2016-09-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 21,100 0.96 14.00 2,800 295,358
2016-09-19 2016-09-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 20,900 0.97 13.74 2,747 287,062
2016-09-19 2016-09-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 20,700 0.98 13.98 2,796 289,382
2016-09-19 2016-09-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 20,500 0.99 14.22 2,845 291,602
2016-09-19 2016-09-16 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 20,300 1.00 14.46 2,891 293,467
2016-09-19 2016-09-15 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 300 20,100 1.52 13.95 4,186 280,471
2016-09-19 2016-08-23 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 100 19,250 0.52 6.35 635 122,238
2016-09-16 2016-09-14 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 200 19,150 1.06 8.00 1,600 153,200
2016-09-16 2016-09-14 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 19,800 1.02 14.45 2,890 286,110
2016-09-16 2016-09-13 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 300 18,950 1.61 7.00 2,100 132,650
2016-09-16 2016-09-13 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 500 18,650 2.75 6.99 3,495 130,380
2016-09-16 2016-09-13 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 500 19,600 2.62 12.50 6,252 245,078
2016-09-16 2016-09-13 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 19,100 1.06 12.88 2,576 246,008
2016-09-16 2016-09-13 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 100 18,900 0.53 12.48 1,248 235,834
2016-09-16 2016-09-01 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 300 18,150 1.68 7.99 2,398 145,055
2016-09-16 2016-09-01 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 18,800 1.08 13.98 2,796 262,777
2016-09-16 2016-09-01 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 18,600 1.09 14.49 2,898 269,514
2016-09-16 2016-09-01 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 100 18,400 0.55 14.44 1,444 265,696
2016-09-01 2016-08-26 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 400 18,300 2.23 14.30 5,720 261,690
2016-09-01 2016-08-25 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 200 17,850 1.13 7.94 1,588 141,729
2016-08-25 2016-08-24 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 350 17,650 2.02 6.80 2,379 119,964
2016-08-25 2016-08-24 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 500 17,900 2.87 14.22 7,112 254,628
2016-08-25 2016-08-23 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 200 17,300 1.17 6.35 1,270 109,855
2016-08-25 2016-08-23 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 500 17,100 3.01 7.67 3,835 131,157
2016-08-25 2016-08-23 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 200 16,600 1.22 6.30 1,260 104,597
2016-08-25 2016-08-23 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 800 17,400 4.82 14.25 11,400 247,950
2016-08-25 2016-08-23 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 200 16,600 1.22 14.05 2,810 233,230
2016-06-01 2016-05-31 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 900 16,400 5.81
2016-06-01 2016-05-31 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 900 16,400 5.81
2016-06-01 2016-05-27 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 1,500 15,500 10.71
2016-06-01 2016-05-27 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,500 15,500 10.71
2016-05-27 2016-05-26 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 1,500 14,000 12.00
2016-05-27 2016-05-26 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,500 14,000 12.00
2016-05-27 2016-05-25 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 2,500 12,500 25.00
2016-05-27 2016-05-25 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 2,500 12,500 25.00
2016-05-25 2016-05-24 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 2,000 10,000 25.00
2016-05-25 2016-05-24 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 2,000 10,000 25.00
2016-05-25 2016-05-23 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 2,900 8,000 56.86
2016-05-25 2016-05-23 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 2,900 8,000 56.86
2016-05-23 2016-05-20 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 1,700 5,100 50.00
2016-05-23 2016-05-20 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,700 5,100 50.00
2016-05-23 2016-05-19 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 1,400 3,400 70.00
2016-05-23 2016-05-19 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,400 3,400 70.00
2016-05-19 2016-05-18 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 1,500 2,000 300.00
2016-05-19 2016-05-18 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 1,500 2,000 300.00
2016-05-19 2016-05-17 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 100 500 25.00
2016-05-19 2016-05-17 4 PAVM PAVmed Inc.
Warrants 		P - Purchase 400 400
2016-05-19 2016-05-17 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 400 500 400.00
2016-05-19 2016-05-17 4 PAVM PAVmed Inc.
Common Stock 		P - Purchase 400 500 400.00
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Employee Stock Option (Right to Buy) 		A - Award 278,726 278,726
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Warrants 		A - Award 20,000 20,000
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Warrants 		A - Award 125,000 125,000
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Warrants 		A - Award 87,020 387,020 29.01
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Warrants 		A - Award 12,000 2,220,532 0.54
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Common Stock 		A - Award 20,000 20,000
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Common Stock 		A - Award 125,000 125,000
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Common Stock 		A - Award 87,020 87,020
2016-05-02 2016-04-28 4 PAVM PAVmed Inc.
Common Stock 		A - Award 12,000 2,520,532 0.48
2016-01-29 3 PAVM PAVmed Inc.
Common Stock 		13,936,290
2016-01-29 3 PAVM PAVmed Inc.
Common Stock 		10,730,943
2016-01-29 3 PAVM PAVmed Inc.
Common Stock 		13,936,290
2016-01-29 3 PAVM PAVmed Inc.
Common Stock 		10,730,943
2016-01-29 3 PAVM PAVmed Inc.
Common Stock 		13,936,290
2016-01-29 3 PAVM PAVmed Inc.
Common Stock 		10,730,943
2016-01-29 3 PAVM PAVmed Inc.
Common Stock 		13,936,290
2016-01-29 3 PAVM PAVmed Inc.
Common Stock 		10,730,943
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)