TCW Strategic Income Fund, Inc.
US ˙ NYSE ˙ US8723401043

Introduction

This page provides a comprehensive analysis of the known insider trading history of Patrick C Haden. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Patrick C Haden has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:TTEK / Tetra Tech, Inc. Director 3,062
US:TSI / TCW Strategic Income Fund, Inc. Director 21,001
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Patrick C Haden. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases TSI / TCW Strategic Income Fund, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in TSI / TCW Strategic Income Fund, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2013-05-29 TSI HADEN PATRICK C 17,150 5.7789 17,150 5.7789 99,108 0 5.8000 362 0.37
2013-03-07 TSI HADEN PATRICK C 1,385 5.8280 1,385 5.8280 8,072
2012-04-17 TSI HADEN PATRICK C 2,285 5.2500 2,285 5.2500 11,996
2004-03-23 CVT HADEN PATRICK C 4,500 4.9800 4,500 4.9800 22,410
2004-03-23 CVT HADEN PATRICK C 5,500 4.9900 5,500 4.9900 27,445

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TSI / TCW Strategic Income Fund, Inc. Insider Trades
Insider Sales TSI / TCW Strategic Income Fund, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in TSI / TCW Strategic Income Fund, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TSI / TCW Strategic Income Fund, Inc. Insider Trades
Insider Purchases TTEK / Tetra Tech, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in TSI / TCW Strategic Income Fund, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TTEK / Tetra Tech, Inc. Insider Trades
Insider Sales TTEK / Tetra Tech, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in TSI / TCW Strategic Income Fund, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2022-03-17 TTEK HADEN PATRICK C 318 164.5450 1,590 32.9090 52,325 91 119.4700 137,632 263.03
2021-11-24 TTEK HADEN PATRICK C 2,200 188.9400 11,000 37.7880 415,668
2021-11-24 TTEK HADEN PATRICK C 110 189.8494 550 37.9699 20,883
2021-11-23 TTEK HADEN PATRICK C 410 186.0300 2,050 37.2060 76,272
2021-09-07 TTEK HADEN PATRICK C 5,400 147.8826 27,000 29.5765 798,566
2020-11-24 TTEK HADEN PATRICK C 4,182 123.2899 20,910 24.6580 515,598
2020-11-16 TTEK HADEN PATRICK C 21,000 122.8257 105,000 24.5651 2,579,340
2019-12-03 TTEK HADEN PATRICK C 4,200 86.4536 21,000 17.2907 363,105
2019-12-03 TTEK HADEN PATRICK C 3,830 86.2394 19,150 17.2479 330,297
2019-09-03 TTEK HADEN PATRICK C 8,000 80.6240 40,000 16.1248 644,992
2019-02-19 TTEK HADEN PATRICK C 3,780 58.4600 18,900 11.6920 220,979
2018-02-23 TTEK HADEN PATRICK C 4,401 50.1617 22,005 10.0323 220,762
2017-02-06 TTEK HADEN PATRICK C 16,000 41.3420 80,000 8.2684 661,472
2017-02-06 TTEK HADEN PATRICK C 1,740 41.2743 8,700 8.2549 71,817
2016-05-02 TTEK HADEN PATRICK C 8,000 30.1404 40,000 6.0281 241,123
2013-05-14 TTEK HADEN PATRICK C 8,000 27.4000 40,000 5.4800 219,200
2013-05-14 TTEK HADEN PATRICK C 8,000 27.4000 40,000 5.4800 219,200

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TTEK / Tetra Tech, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Patrick C Haden as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2022-03-21 2022-03-17 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -318 3,062 -9.41 164.54 -52,325 503,837
2021-11-24 2021-11-24 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -110 3,380 -3.15 189.85 -20,883 641,691
2021-11-24 2021-11-24 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -2,200 3,490 -38.66 188.94 -415,668 659,401
2021-11-24 2021-11-23 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)
A - Award 318 318
2021-11-24 2021-11-23 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -410 5,690 -6.72 186.03 -76,272 1,058,511
2021-11-24 2021-11-23 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 2,310 6,100 60.95
2021-11-22 2021-11-18 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)
M - Exercise -410 0 -100.00
2021-11-22 2021-11-18 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 410 3,790 12.13
2021-09-09 2021-09-07 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -5,400 3,380 -61.50 147.88 -798,566 499,843
2020-11-25 2020-11-24 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -4,182 8,780 -32.26 123.29 -515,598 1,082,485
2020-11-20 2020-11-19 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)
A - Award 410 410
2020-11-18 2020-11-18 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)
M - Exercise -582 0 -100.00
2020-11-18 2020-11-18 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 3,600 12,962 38.45
2020-11-18 2020-11-18 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 582 9,362 6.63
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
STOCK OPTION (RIGHT TO BUY)
M - Exercise -4,200 0 -100.00
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
STOCK OPTION (RIGHT TO BUY)
M - Exercise -4,200 0 -100.00
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
STOCK OPTION (RIGHT TO BUY)
M - Exercise -4,200 0 -100.00
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
STOCK OPTION (RIGHT TO BUY)
M - Exercise -4,200 0 -100.00
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
STOCK OPTION (RIGHT TO BUY)
M - Exercise -4,200 0 -100.00
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -21,000 8,780 -70.52 122.83 -2,579,340 1,078,410
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 4,200 29,780 16.42 47.95 201,390 1,427,951
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 4,200 25,580 19.64 40.80 171,360 1,043,664
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 4,200 21,380 24.45 27.16 114,072 580,681
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 4,200 17,180 32.36 27.26 114,492 468,327
2020-11-18 2020-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 4,200 12,980 47.84 28.58 120,036 370,968
2019-12-05 2019-12-03 4 TTEK TETRA TECH INC
EMPLOYEE STOCK OPTION (RIGHT TO BUY)
M - Exercise -4,200 0 -100.00
2019-12-05 2019-12-03 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -3,830 8,780 -30.37 86.24 -330,297 757,182
2019-12-05 2019-12-03 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -4,200 12,610 -24.99 86.45 -363,105 1,090,180
2019-12-05 2019-12-03 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 4,200 16,810 33.31 24.26 101,892 407,811
2019-11-22 2019-11-21 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)
A - Award 582 582
2019-11-20 2019-11-18 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)
M - Exercise 770 0 -100.00
2019-11-20 2019-11-18 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 3,060 12,610 32.04
2019-11-20 2019-11-18 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 770 9,550 8.77
2019-09-05 2019-09-03 4 TTEK TETRA TECH INC
STOCK OPTION (RIGHT TO BUY)
M - Exercise -8,000 0 -100.00
2019-09-05 2019-09-03 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -8,000 8,780 -47.68 80.62 -644,992 707,879
2019-09-05 2019-09-03 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 8,000 16,780 91.12 25.27 202,160 424,031
2019-02-21 2019-02-19 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -3,780 8,780 -30.10 58.46 -220,979 513,279
2018-11-21 2018-11-20 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 2,880 12,560 29.75
2018-11-16 2018-11-15 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS (RIGHT TO RECEIVE)
A - Award 770 770
2018-02-26 2018-02-23 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -4,401 9,680 -31.25 50.16 -220,762 485,565
2017-11-22 2017-11-21 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 1,701 14,081 13.74
2017-11-22 2017-11-21 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 1,800 12,380 17.01
2017-11-21 2017-11-17 4 TTEK TETRA TECH INC
STOCK OPTION (RIGHT TO BUY)
A - Award 4,200 4,200
2017-11-21 2017-11-17 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 900 10,580 9.30
2017-02-07 2017-02-06 4 TTEK TETRA TECH INC
STOCK OPTION
M - Exercise -8,000 0 -100.00
2017-02-07 2017-02-06 4 TTEK TETRA TECH INC
STOCK OPTION
M - Exercise -8,000 0 -100.00
2017-02-07 2017-02-06 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -1,740 9,680 -15.24 41.27 -71,817 399,535
2017-02-07 2017-02-06 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -16,000 11,420 -58.35 41.34 -661,472 472,126
2017-02-07 2017-02-06 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 8,000 27,420 41.19 22.81 182,480 625,450
2017-02-07 2017-02-06 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 8,000 19,420 70.05 22.40 179,200 435,008
2016-11-22 2016-11-22 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 240 11,420 2.15
2016-11-22 2016-11-18 4 TTEK TETRA TECH INC
STOCK OPTION
A - Award 4,200 4,200
2016-11-22 2016-11-18 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 900 11,180 8.75
2016-11-17 2016-11-16 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS
M - Exercise -225 0 -100.00
2016-11-17 2016-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 225 10,280 2.24
2016-05-03 2016-05-02 4 TTEK TETRA TECH INC
STOCK OPTION
M - Exercise -8,000 0 -100.00
2016-05-03 2016-05-02 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -8,000 10,555 -43.12 30.14 -241,123 318,132
2016-05-03 2016-05-02 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 8,000 18,055 79.56 18.87 150,960 340,698
2015-11-24 2015-11-22 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 240 10,055 2.45
2015-11-24 2015-11-20 4 TTEK TETRA TECH INC
STOCK OPTION
A - Award 4,200 4,200
2015-11-24 2015-11-20 4 TTEK TETRA TECH INC
COMMON STOCK
D - Sale to Issuer -600 9,815 -5.76
2015-11-24 2015-11-20 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 900 10,415 9.46
2015-11-18 2015-11-16 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS
M - Exercise -225 225 -50.00
2015-11-18 2015-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 225 9,515 2.42
2014-11-25 2014-11-22 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 240 9,290 2.65
2014-11-25 2014-11-21 4 TTEK TETRA TECH INC
STOCK OPTION
A - Award 4,200 45,050 10.28
2014-11-25 2014-11-21 4 TTEK TETRA TECH INC
COMMON STOCK
D - Sale to Issuer -600 9,050 -6.22
2014-11-25 2014-11-21 4 TTEK TETRA TECH INC
COMMON STOCK
D - Sale to Issuer -500 9,650 -4.93
2014-11-25 2014-11-21 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 900 10,150 9.73
2014-11-18 2014-11-16 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS
M - Exercise -225 40,850 -0.55
2014-11-18 2014-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 225 9,250 2.49
2013-11-26 2013-11-22 4 TTEK TETRA TECH INC
STOCK OPTION
A - Award 4,200 41,075 11.39
2013-11-26 2013-11-22 4 TTEK TETRA TECH INC
COMMON STOCK
D - Sale to Issuer -600 9,025 -6.23
2013-11-26 2013-11-22 4 TTEK TETRA TECH INC
COMMON STOCK
D - Sale to Issuer -500 9,625 -4.94
2013-11-26 2013-11-22 4 TTEK TETRA TECH INC
COMMON STOCK
D - Sale to Issuer -500 9,625 -4.94
2013-11-26 2013-11-22 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 900 10,625 9.25
2013-11-26 2013-11-22 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 1,800 9,725 22.71
2013-11-19 2013-11-16 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS
M - Exercise -225 36,875 -0.61
2013-11-19 2013-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 225 7,925 2.92
2013-06-10 2013-05-29 4/A TSI TCW STRATEGIC INCOME FUND INC
Common Stock
P - Purchase 17,150 21,001 445.34 5.78 99,108 121,363
2013-05-31 2013-05-29 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock
P - Purchase 17,150 21,001 445.34 5.78 99,108 121,363
2013-05-14 2013-05-14 4 TTEK TETRA TECH INC
STOCK OPTION
M - Exercise -8,000 37,100 -17.74
2013-05-14 2013-05-14 4 TTEK TETRA TECH INC
STOCK OPTION
M - Exercise -8,000 37,100 -17.74
2013-05-14 2013-05-14 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -8,000 7,700 -50.96 27.40 -219,200 210,980
2013-05-14 2013-05-14 4 TTEK TETRA TECH INC
COMMON STOCK
S - Sale -8,000 7,700 -50.96 27.40 -219,200 210,980
2013-05-14 2013-05-14 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 8,000 15,700 103.90 20.28 162,240 318,396
2013-05-14 2013-05-14 4 TTEK TETRA TECH INC
COMMON STOCK
M - Exercise 8,000 15,700 103.90 21.41 171,280 336,137
2013-03-07 2013-03-07 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock
P - Purchase 1,385 3,788 57.64 5.83 8,072 22,076
2012-11-19 2012-11-16 4 TTEK TETRA TECH INC
RESTRICTED STOCK UNITS
A - Award 900 53,100 1.72
2012-11-19 2012-11-16 4 TTEK TETRA TECH INC
STOCK OPTION
A - Award 4,200 52,200 8.75
2012-11-19 2012-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 1,800 7,700 30.51
2012-11-19 2012-11-16 4 TTEK TETRA TECH INC
COMMON STOCK
A - Award 100 5,900 1.72
2012-04-18 2012-04-17 4 TSI TCW STRATEGIC INCOME FUND INC
Common Stock
P - Purchase 2,285 11,685 24.31 5.25 11,996 61,346
2012-02-29 2012-02-28 4 TTEK TETRA TECH INC
STOCK OPTION
A - Award 8,000 48,000 20.00
2012-02-29 2012-02-28 4 TTEK TETRA TECH INC
STOCK OPTION
A - Award 8,000 48,000 20.00
2004-03-24 2004-03-23 4 CVT TCW CONVERTIBLE SECURITIES FUND INC
Common Stock
P - Purchase 5,500 10,000 122.22 4.99 27,445 49,900
2004-03-24 2004-03-23 4 CVT TCW CONVERTIBLE SECURITIES FUND INC
Common Stock
P - Purchase 4,500 4,500 4.98 22,410 22,410
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)