SLR Investment Corp.
US ˙ NasdaqGS ˙ US83413U1007

Introduction

This page provides a comprehensive analysis of the known insider trading history of Michael S Gross. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate Michael S Gross has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:SLRC / SLR Investment Corp. See Remarks, Director 3,884,882
Co-CEO, President & Chairman, Director 0
US:SUNS / Sunrise Realty Trust, Inc. See Remarks, Director 0
Co-CEO, President & Chairman, Director 0
See Remarks, Director 200
US:JAH / Jarden Corporation Director 0
US:SKS / Saks Inc Director 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Michael S Gross. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases SLRC / SLR Investment Corp. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in SLRC / SLR Investment Corp.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2025-03-05 SLRC GROSS MICHAEL S 36,822 17.5100 36,822 17.5100 644,753 2 17.8200 11,415 1.77
2025-03-04 SLRC GROSS MICHAEL S 43,200 17.6400 43,200 17.6400 762,048
2024-03-08 SLRC GROSS MICHAEL S 22,636 15.7400 22,636 15.7400 356,291
2024-03-07 SLRC GROSS MICHAEL S 46,700 15.7200 46,700 15.7200 734,124
2024-03-06 SLRC GROSS MICHAEL S 46,700 15.4400 46,700 15.4400 721,048
2024-03-05 SLRC GROSS MICHAEL S 46,700 15.2300 46,700 15.2300 711,241
2024-03-04 SLRC GROSS MICHAEL S 40,000 15.0800 40,000 15.0800 603,200
2023-09-07 SLRC GROSS MICHAEL S 10,000 15.0000 10,000 15.0000 150,000
2023-09-05 SLRC GROSS MICHAEL S 10,000 15.0500 10,000 15.0500 150,500
2023-08-24 SLRC GROSS MICHAEL S 10,000 15.0400 10,000 15.0400 150,400
2023-08-23 SLRC GROSS MICHAEL S 14,442 15.0400 14,442 15.0400 217,208
2023-08-22 SLRC GROSS MICHAEL S 20,000 14.9900 20,000 14.9900 299,800
2023-08-21 SLRC GROSS MICHAEL S 20,000 15.0200 20,000 15.0200 300,400
2023-08-17 SLRC GROSS MICHAEL S 10,000 15.0200 10,000 15.0200 150,200
2023-03-08 SLRC GROSS MICHAEL S 34,628 15.9600 34,628 15.9600 552,663
2023-03-07 SLRC GROSS MICHAEL S 48,421 15.6600 48,421 15.6600 758,273
2023-03-06 SLRC GROSS MICHAEL S 53,294 15.6900 53,294 15.6900 836,183
2023-03-03 SLRC GROSS MICHAEL S 50,443 15.5700 50,443 15.5700 785,398
2022-12-06 SLRC GROSS MICHAEL S 4,287 14.9044 4,287 14.9044 63,895
2022-12-05 SLRC GROSS MICHAEL S 59,400 15.0240 59,400 15.0240 892,426
2022-12-02 SLRC GROSS MICHAEL S 55,800 14.9713 55,800 14.9713 835,399
2022-12-01 SLRC GROSS MICHAEL S 17,932 14.9900 17,932 14.9900 268,801
2021-03-02 SLRC GROSS MICHAEL S 16,620 19.3000 16,620 19.3000 320,766
2021-03-01 SLRC GROSS MICHAEL S 25,137 19.3600 25,137 19.3600 486,652
2020-03-23 SLRC GROSS MICHAEL S 50,000 9.4500 50,000 9.4500 472,500
2020-03-20 SLRC GROSS MICHAEL S 13,701 9.9000 13,701 9.9000 135,640
2020-03-19 SLRC GROSS MICHAEL S 400 8.3900 400 8.3900 3,356
2020-03-18 SLRC GROSS MICHAEL S 20,000 8.7600 20,000 8.7600 175,200
2020-03-18 SLRC GROSS MICHAEL S 5,000 8.4400 5,000 8.4400 42,200
2020-03-17 SLRC GROSS MICHAEL S 15,000 12.2100 15,000 12.2100 183,150
2020-03-13 SLRC GROSS MICHAEL S 25,000 14.6600 25,000 14.6600 366,500
2020-03-10 SLRC GROSS MICHAEL S 23,375 16.9600 23,375 16.9600 396,440
2020-03-09 SLRC GROSS MICHAEL S 13,750 17.4100 13,750 17.4100 239,388
2020-03-06 SLRC GROSS MICHAEL S 10,000 18.7100 10,000 18.7100 187,100
2020-02-28 SLRC GROSS MICHAEL S 13,000 18.6800 13,000 18.6800 242,840
2020-02-27 SLRC GROSS MICHAEL S 13,000 19.1100 13,000 19.1100 248,430
2020-02-26 SLRC GROSS MICHAEL S 13,000 19.4800 13,000 19.4800 253,240
2020-02-25 SLRC GROSS MICHAEL S 15,000 19.6100 15,000 19.6100 294,150
2019-03-04 SLRC GROSS MICHAEL S 7,777 21.5408 7,777 21.5408 167,523
2017-03-02 SLRC GROSS MICHAEL S 19,666 22.2800 19,666 22.2800 438,158
2016-03-01 SLRC GROSS MICHAEL S 20,180 17.3100 20,180 17.3100 349,316
2016-02-29 SLRC GROSS MICHAEL S 29,400 17.1800 29,400 17.1800 505,092
2015-12-11 SLRC GROSS MICHAEL S 18,200 16.8000 18,200 16.8000 305,760
2015-12-10 SLRC GROSS MICHAEL S 11,900 17.2400 11,900 17.2400 205,156
2015-12-09 SLRC GROSS MICHAEL S 1,727 17.2400 1,727 17.2400 29,773
2015-12-08 SLRC GROSS MICHAEL S 872 17.1900 872 17.1900 14,990
2015-12-07 SLRC GROSS MICHAEL S 20,000 17.3700 20,000 17.3700 347,400
2015-11-16 SLRC GROSS MICHAEL S 10,000 17.6400 10,000 17.6400 176,400
2015-11-13 SLRC GROSS MICHAEL S 10,000 17.4200 10,000 17.4200 174,200
2015-05-14 SLRC GROSS MICHAEL S 9,500 18.7500 9,500 18.7500 178,125
2015-05-13 SLRC GROSS MICHAEL S 20,000 18.7500 20,000 18.7500 375,000
2015-03-03 SLRC GROSS MICHAEL S 15,452 20.2800 15,452 20.2800 313,367
2015-03-02 SLRC GROSS MICHAEL S 36,784 20.2400 36,784 20.2400 744,508
2014-12-15 SLRC GROSS MICHAEL S 10,000 17.6000 10,000 17.6000 176,000
2014-12-15 SLRC GROSS MICHAEL S 8,000 17.7000 8,000 17.7000 141,600
2014-12-12 SLRC GROSS MICHAEL S 10,000 17.7500 10,000 17.7500 177,500
2014-12-11 SLRC GROSS MICHAEL S 10,000 17.8000 10,000 17.8000 178,000
2014-12-11 SLRC GROSS MICHAEL S 2,000 17.7000 2,000 17.7000 35,400
2014-12-10 SLRC GROSS MICHAEL S 10,000 17.9000 10,000 17.9000 179,000
2014-12-09 SLRC GROSS MICHAEL S 7,000 17.7600 7,000 17.7600 124,320
2014-03-05 SLRC GROSS MICHAEL S 16,140 22.0641 16,140 22.0641 356,115
2014-03-04 SLRC GROSS MICHAEL S 43,775 22.3610 43,775 22.3610 978,853
2014-03-03 SLRC GROSS MICHAEL S 19,074 22.2535 19,074 22.2535 424,463
2012-05-07 SLRC GROSS MICHAEL S 3,695 21.3500 3,695 21.3500 78,888
2012-05-04 SLRC GROSS MICHAEL S 10,000 21.4000 10,000 21.4000 214,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SLRC / SLR Investment Corp. Insider Trades
Insider Sales SLRC / SLR Investment Corp. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in SLRC / SLR Investment Corp.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SLRC / SLR Investment Corp. Insider Trades
Insider Purchases SUNS / Sunrise Realty Trust, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in SLRC / SLR Investment Corp.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2021-03-01 SUNS GROSS MICHAEL S 8,457 15.3600 8,457 15.3600 129,900 49 16.3 7,950 6.12
2020-09-03 SUNS GROSS MICHAEL S 2,635 13.1600 2,635 13.1600 34,677
2020-09-02 SUNS GROSS MICHAEL S 3,844 13.2000 3,844 13.2000 50,741
2020-09-01 SUNS GROSS MICHAEL S 2,635 13.1500 2,635 13.1500 34,650
2020-09-01 SUNS GROSS MICHAEL S 5,000 13.1600 5,000 13.1600 65,800
2020-08-31 SUNS GROSS MICHAEL S 96 13.1100 96 13.1100 1,259
2020-08-28 SUNS GROSS MICHAEL S 3,500 13.1500 3,500 13.1500 46,025
2020-08-27 SUNS GROSS MICHAEL S 10,769 13.1300 10,769 13.1300 141,397
2018-03-05 SUNS GROSS MICHAEL S 5,113 16.7400 5,113 16.7400 85,592
2018-03-02 SUNS GROSS MICHAEL S 11,254 16.8500 11,254 16.8500 189,630
2017-03-02 SUNS GROSS MICHAEL S 14,438 17.5700 14,438 17.5700 253,676
2016-03-08 SUNS GROSS MICHAEL S 3,500 13.9000 3,500 13.9000 48,650
2016-03-08 SUNS GROSS MICHAEL S 1,844 13.9000 1,844 13.9000 25,632
2016-03-02 SUNS GROSS MICHAEL S 1,535 14.1400 1,535 14.1400 21,705
2016-03-01 SUNS GROSS MICHAEL S 5,868 14.1800 5,868 14.1800 83,208
2016-02-29 SUNS GROSS MICHAEL S 6,200 14.0100 6,200 14.0100 86,862
2015-12-15 SUNS GROSS MICHAEL S 1,200 14.6500 1,200 14.6500 17,580
2015-12-11 SUNS GROSS MICHAEL S 6,800 14.6500 6,800 14.6500 99,620
2015-12-09 SUNS GROSS MICHAEL S 100 14.9000 100 14.9000 1,490
2015-11-16 SUNS GROSS MICHAEL S 3,000 15.2900 3,000 15.2900 45,870
2015-11-13 SUNS GROSS MICHAEL S 3,000 15.2200 3,000 15.2200 45,660
2015-09-09 SUNS GROSS MICHAEL S 3,900 14.8500 3,900 14.8500 57,915
2015-09-08 SUNS GROSS MICHAEL S 3,900 14.8700 3,900 14.8700 57,993
2015-08-27 SUNS GROSS MICHAEL S 1,428 14.9000 1,428 14.9000 21,277
2015-08-26 SUNS GROSS MICHAEL S 6,000 14.7700 6,000 14.7700 88,620
2015-08-25 SUNS GROSS MICHAEL S 2,239 14.7700 2,239 14.7700 33,070
2015-03-03 SUNS GROSS MICHAEL S 6,971 16.1200 6,971 16.1200 112,373
2015-03-02 SUNS GROSS MICHAEL S 6,986 16.2400 6,986 16.2400 113,453
2014-12-12 SUNS GROSS MICHAEL S 10,000 15.0000 10,000 15.0000 150,000
2014-12-11 SUNS GROSS MICHAEL S 10,000 15.0300 10,000 15.0300 150,300
2014-12-10 SUNS GROSS MICHAEL S 10,000 14.9600 10,000 14.9600 149,600
2014-12-09 SUNS GROSS MICHAEL S 10,000 15.0000 10,000 15.0000 150,000
2014-12-08 SUNS GROSS MICHAEL S 10,000 15.0700 10,000 15.0700 150,700
2014-12-05 SUNS GROSS MICHAEL S 9,750 15.3300 9,750 15.3300 149,468
2014-12-04 SUNS GROSS MICHAEL S 9,750 15.2000 9,750 15.2000 148,200
2014-12-03 SUNS GROSS MICHAEL S 9,750 15.2400 9,750 15.2400 148,590
2014-03-04 SUNS GROSS MICHAEL S 8,952 18.3342 8,952 18.3342 164,128
2012-11-15 SUNS GROSS MICHAEL S 750 17.3300 750 17.3300 12,998
2012-11-15 SUNS GROSS MICHAEL S 5,700 17.2800 5,700 17.2800 98,496
2012-11-15 SUNS GROSS MICHAEL S 300 17.2600 300 17.2600 5,178
2012-08-24 SUNS GROSS MICHAEL S 300 17.3900 300 17.3900 5,217
2012-08-24 SUNS GROSS MICHAEL S 12,200 17.4000 12,200 17.4000 212,280
2012-08-23 SUNS GROSS MICHAEL S 523 17.3000 523 17.3000 9,048
2012-08-22 SUNS GROSS MICHAEL S 12,500 17.4000 12,500 17.4000 217,500
2012-08-17 SUNS GROSS MICHAEL S 8,234 17.4000 8,234 17.4000 143,272
2012-08-15 SUNS GROSS MICHAEL S 10,500 17.4000 10,500 17.4000 182,700
2012-08-14 SUNS GROSS MICHAEL S 9,581 17.4000 9,581 17.4000 166,709
2012-08-13 SUNS GROSS MICHAEL S 900 17.3500 900 17.3500 15,615
2012-08-13 SUNS GROSS MICHAEL S 2,500 17.4100 2,500 17.4100 43,525
2012-08-10 SUNS GROSS MICHAEL S 8,750 17.4000 8,750 17.4000 152,250
2012-08-09 SUNS GROSS MICHAEL S 1,100 17.4900 1,100 17.4900 19,239
2012-08-09 SUNS GROSS MICHAEL S 600 17.4950 600 17.4950 10,497
2012-08-09 SUNS GROSS MICHAEL S 7,050 17.5000 7,050 17.5000 123,375
2012-08-08 SUNS GROSS MICHAEL S 8,750 17.4100 8,750 17.4100 152,338
2012-08-07 SUNS GROSS MICHAEL S 8,750 17.5000 8,750 17.5000 153,125
2012-08-06 SUNS GROSS MICHAEL S 6,950 17.2638 6,950 17.2638 119,983
2012-08-03 SUNS GROSS MICHAEL S 874 17.1196 874 17.1196 14,963
2012-05-31 SUNS GROSS MICHAEL S 7,900 16.4699 7,900 16.4699 130,112
2012-05-30 SUNS GROSS MICHAEL S 755 16.5000 755 16.5000 12,458
2012-05-25 SUNS GROSS MICHAEL S 5,000 16.5000 5,000 16.5000 82,500
2012-05-24 SUNS GROSS MICHAEL S 902 16.5100 902 16.5100 14,892
2012-05-23 SUNS GROSS MICHAEL S 3,099 16.4990 3,099 16.4990 51,130
2012-05-07 SUNS GROSS MICHAEL S 2,000 16.4716 2,000 16.4716 32,943

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SUNS / Sunrise Realty Trust, Inc. Insider Trades
Insider Sales SUNS / Sunrise Realty Trust, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in SLRC / SLR Investment Corp.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SUNS / Sunrise Realty Trust, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Michael S Gross as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-03-17 2025-03-05 4/A SLRC SLR Investment Corp.
Common Stock 		P - Purchase 36,822 3,884,882 0.96 17.51 644,753 68,024,284
2025-03-17 2025-03-04 4/A SLRC SLR Investment Corp.
Common Stock 		P - Purchase 43,200 3,848,060 1.14 17.64 762,048 67,879,778
2025-03-17 2025-03-13 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 311,588 3,884,882 8.72
2025-03-17 2025-03-13 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -311,588 3,573,294 -8.02
2025-03-06 2025-03-05 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 36,822 3,884,882 0.96 17.51 644,753 68,024,284
2025-03-06 2025-03-04 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 43,200 3,848,060 1.14 17.64 762,048 67,879,778
2024-03-15 2024-03-13 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 202,577 3,804,860 5.62
2024-03-15 2024-03-13 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -202,577 3,602,283 -5.32
2024-03-08 2024-03-08 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 22,636 3,804,860 0.60 15.74 356,291 59,888,496
2024-03-08 2024-03-07 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 46,700 3,782,224 1.25 15.72 734,124 59,456,561
2024-03-08 2024-03-06 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 46,700 3,735,524 1.27 15.44 721,048 57,676,491
2024-03-06 2024-03-05 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 46,700 3,688,824 1.28 15.23 711,241 56,180,790
2024-03-06 2024-03-04 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 40,000 3,642,124 1.11 15.08 603,200 54,923,230
2023-09-07 2023-09-07 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 10,000 227,789 4.59 15.00 150,000 3,416,835
2023-09-07 2023-09-05 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 10,000 217,789 4.81 15.05 150,500 3,277,724
2023-08-24 2023-08-24 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 10,000 207,789 5.06 15.04 150,400 3,125,147
2023-08-24 2023-08-23 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 14,442 197,789 7.88 15.04 217,208 2,974,747
2023-08-24 2023-08-22 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 20,000 183,347 12.24 14.99 299,800 2,748,372
2023-08-21 2023-08-21 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 20,000 163,347 13.95 15.02 300,400 2,453,472
2023-08-21 2023-08-17 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 10,000 143,347 7.50 15.02 150,200 2,153,072
2023-04-03 3 N/A SLR Private Credit BDC II LLC
Units 		0
2023-03-09 2023-03-08 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 34,628 3,267,696 1.07 15.96 552,663 52,152,428
2023-03-07 2023-03-07 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 48,421 3,233,068 1.52 15.66 758,273 50,629,845
2023-03-07 2023-03-06 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 53,294 3,184,647 1.70 15.69 836,183 49,967,111
2023-03-07 2023-03-03 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 50,443 3,131,353 1.64 15.57 785,398 48,755,166
2023-03-07 2023-03-03 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 138,033 3,080,910 4.69
2023-03-07 2023-03-03 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -138,033 2,942,877 -4.48
2022-12-08 2022-12-06 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 4,287 3,080,910 0.14 14.90 63,895 45,919,115
2022-12-08 2022-12-05 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 59,400 3,076,623 1.97 15.02 892,426 46,223,184
2022-12-05 2022-12-02 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 55,800 3,017,223 1.88 14.97 835,399 45,171,751
2022-12-05 2022-12-01 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 17,932 2,961,423 0.61 14.99 268,801 44,391,731
2022-12-05 2022-12-01 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 116,069 2,943,491 4.11
2022-12-05 2022-12-01 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -116,069 2,827,422 -3.94
2022-04-05 2022-04-01 4 SUNS SLR Senior Investment Corp.
Restricted Stock Units 		A - Award 100,374 0 -100.00
2022-04-05 2022-04-01 4 SUNS SLR Senior Investment Corp.
Common Stock 		D - Sale to Issuer -288,841 0 -100.00
2022-04-05 2022-04-01 4 SUNS SLR Senior Investment Corp.
Common Stock 		D - Sale to Issuer -616,281 0 -100.00
2022-04-05 2022-04-01 4 SLRC SLR Investment Corp.
Restricted Stock Units 		A - Award -78,252 341,663 -18.64
2022-04-05 2022-04-01 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 225,180 467,775 92.82
2022-04-05 2022-04-01 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 480,448 2,943,491 19.51
2021-03-30 3 N/A SLR HC BDC LLC
Units 		0
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Restricted Stock Units 		A - Award -116,676 116,676 -50.00
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Restricted Stock Units 		M - Exercise -61,512 146,735 -29.54
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Common Stock 		A - Award 61,512 2,456,043 2.57
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Common Stock 		M - Exercise -61,512 2,394,531 -2.50
2021-03-03 2021-03-02 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 16,620 2,456,043 0.68 19.30 320,766 47,401,630
2021-03-03 2021-03-01 4 SLRC SLR Investment Corp.
Common Stock 		P - Purchase 25,137 2,439,423 1.04 19.36 486,652 47,227,229
2021-03-03 2021-03-02 4 SUNS SLR Senior Investment Corp.
Restricted Stock Units 		A - Award -44,883 44,883 -50.00
2021-03-03 2021-03-02 4 SUNS SLR Senior Investment Corp.
Restricted Stock Units 		M - Exercise -23,379 55,491 -29.64
2021-03-03 2021-03-02 4 SUNS SLR Senior Investment Corp.
Common Stock 		A - Award 23,379 662,035 3.66
2021-03-03 2021-03-02 4 SUNS SLR Senior Investment Corp.
Common Stock 		M - Exercise -23,379 638,656 -3.53
2021-03-03 2021-03-01 4 SUNS SLR Senior Investment Corp.
Common Stock 		P - Purchase 8,457 662,035 1.29 15.36 129,900 10,168,858
2020-09-03 2020-09-03 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 2,635 243,087 1.10 13.16 34,677 3,199,025
2020-09-03 2020-09-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 3,844 240,452 1.62 13.20 50,741 3,173,966
2020-09-03 2020-09-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 5,000 236,608 2.16 13.16 65,800 3,113,761
2020-09-03 2020-09-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 2,635 653,578 0.40 13.15 34,650 8,594,551
2020-08-31 2020-08-31 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 96 650,943 0.01 13.11 1,259 8,533,863
2020-08-31 2020-08-28 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 3,500 650,847 0.54 13.15 46,025 8,558,638
2020-08-31 2020-08-27 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 10,769 647,347 1.69 13.13 141,397 8,499,666
2020-03-23 2020-03-23 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 50,000 249,595 25.05 9.45 472,500 2,358,673
2020-03-20 2020-03-20 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 13,701 199,595 7.37 9.90 135,640 1,975,990
2020-03-20 2020-03-19 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 400 2,414,286 0.02 8.39 3,356 20,255,860
2020-03-20 2020-03-18 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 5,000 185,894 2.76 8.44 42,200 1,568,945
2020-03-20 2020-03-18 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 20,000 2,413,886 0.84 8.76 175,200 21,145,641
2020-03-17 2020-03-17 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 15,000 180,894 9.04 12.21 183,150 2,208,716
2020-03-17 2020-03-13 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 25,000 2,393,886 1.06 14.66 366,500 35,094,369
2020-03-10 2020-03-10 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 23,375 2,368,886 1.00 16.96 396,440 40,176,307
2020-03-10 2020-03-09 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 13,750 2,345,511 0.59 17.41 239,388 40,835,347
2020-03-10 2020-03-06 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 10,000 2,331,761 0.43 18.71 187,100 43,627,248
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -43,185 43,185 -50.00
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -21,545 35,686 -37.65
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		E - Other -21,787 57,231 -27.57
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 21,545 636,578 3.50
2020-03-04 2020-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -21,545 615,033 -3.38
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -114,188 114,188 -50.00
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -56,792 94,059 -37.65
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		E - Other -57,397 150,851 -27.56
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 56,792 2,321,761 2.51
2020-03-04 2020-03-02 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -56,792 2,264,969 -2.45
2020-03-03 2020-02-28 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 13,000 2,321,761 0.56 18.68 242,840 43,370,495
2020-02-27 2020-02-27 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 13,000 2,308,761 0.57 19.11 248,430 44,120,423
2020-02-27 2020-02-26 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 13,000 2,295,761 0.57 19.48 253,240 44,721,424
2020-02-27 2020-02-25 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 15,000 2,282,761 0.66 19.61 294,150 44,764,943
2019-03-05 2019-03-05 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -32,950 32,950 -50.00
2019-03-05 2019-03-05 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		E - Other -8,860 46,068 -16.13
2019-03-05 2019-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -24,489 15,788 -60.80
2019-03-05 2019-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 24,489 636,578 4.00
2019-03-05 2019-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -24,489 612,089 -3.85
2019-03-05 2019-03-05 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -87,144 87,144 -50.00
2019-03-05 2019-03-05 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		E - Other -3,777 121,104 -3.02
2019-03-05 2019-03-04 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 7,777 2,267,761 0.34 21.54 167,523 48,849,386
2019-03-05 2019-03-01 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -75,406 41,952 -64.25
2019-03-05 2019-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 75,406 2,259,984 3.45
2019-03-05 2019-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -75,406 2,184,578 -3.34
2018-08-28 3 NONE SCP Private Credit Income BDC LLC
Units 		200
2018-08-28 3 NONE SCP Private Credit Income BDC LLC
Units 		200
2018-08-28 3 NONE SCP Private Credit Income BDC LLC
Units 		200
2018-08-14 2018-08-14 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -85,174 85,174 -50.00
2018-08-14 2018-08-13 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		E - Other -9,727 115,114 -7.79
2018-08-14 2018-08-13 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -75,630 40,937 -64.88
2018-08-14 2018-08-13 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 75,630 2,259,984 3.46
2018-08-14 2018-08-13 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -75,630 2,335,614 -3.14
2018-03-13 2018-03-09 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -36,736 36,736 -50.00
2018-03-05 2018-03-05 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 5,113 636,578 0.81 16.74 85,592 10,656,316
2018-03-05 2018-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 11,254 631,465 1.81 16.85 189,630 10,640,185
2018-03-05 2018-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -20,369 11,106 -64.72
2018-03-05 2018-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 20,369 620,211 3.40
2018-03-05 2018-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -20,369 599,842 -3.28
2017-03-10 2017-03-09 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -31,575 31,575 -50.00
2017-03-10 2017-03-09 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -83,904 83,904 -50.00
2017-03-03 2017-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 14,438 620,211 2.38 17.57 253,676 10,897,107
2017-03-03 2017-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -17,137 17,137 -50.00
2017-03-03 2017-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 17,137 605,773 2.91
2017-03-03 2017-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -17,137 588,636 -2.83
2017-03-03 2017-03-02 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 19,666 2,259,984 0.88 22.28 438,158 50,352,444
2017-03-03 2017-03-01 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -64,238 64,238 -50.00
2017-03-03 2017-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 64,238 2,240,318 2.95
2017-03-03 2017-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -64,238 2,176,080 -2.87
2016-04-15 2016-04-15 4 JAH JARDEN CORP
COMMON STOCK 		D - Sale to Issuer -109,087 0 -100.00
2016-03-10 2016-03-08 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 1,844 605,773 0.31 13.90 25,632 8,420,245
2016-03-10 2016-03-08 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 3,500 231,608 1.53 13.90 48,650 3,219,351
2016-03-02 2016-03-02 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -22,211 22,211 -50.00
2016-03-02 2016-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 1,535 603,929 0.25 14.14 21,705 8,539,556
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		E - Other -734 18,526 -3.81
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		M - Exercise -7,874 7,874 -50.00
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		A - Award 7,874 602,394 1.32
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		M - Exercise -7,874 594,520 -1.31
2016-03-02 2016-03-01 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 5,868 602,394 0.98 14.18 83,208 8,541,947
2016-03-02 2016-02-29 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,200 596,526 1.05 14.01 86,862 8,357,329
2016-03-02 2016-03-02 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -81,875 81,875 -50.00
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		E - Other -2,750 69,385 -3.81
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		M - Exercise -29,545 29,545 -50.00
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		A - Award 29,545 2,240,318 1.34
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		M - Exercise -29,545 2,210,773 -1.32
2016-03-02 2016-03-01 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 20,180 2,240,318 0.91 17.31 349,316 38,779,905
2016-03-02 2016-02-29 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 29,400 2,220,138 1.34 17.18 505,092 38,141,971
2015-12-16 2015-12-15 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 1,200 228,108 0.53 14.65 17,580 3,341,782
2015-12-11 2015-12-11 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 18,200 165,894 12.32 16.80 305,760 2,787,019
2015-12-11 2015-12-11 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,800 226,908 3.09 14.65 99,620 3,324,202
2015-12-11 2015-12-09 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 100 220,108 0.05 14.90 1,490 3,279,609
2015-12-10 2015-12-10 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 11,900 147,694 8.76 17.24 205,156 2,546,245
2015-12-09 2015-12-09 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 1,727 135,794 1.29 17.24 29,773 2,341,089
2015-12-09 2015-12-08 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 872 134,067 0.65 17.19 14,990 2,304,612
2015-12-09 2015-12-07 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 20,000 133,195 17.67 17.37 347,400 2,313,597
2015-11-16 2015-11-16 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 10,000 113,195 9.69 17.64 176,400 1,996,760
2015-11-16 2015-11-13 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 10,000 2,190,738 0.46 17.42 174,200 38,162,656
2015-11-16 2015-11-16 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 3,000 220,008 1.38 15.29 45,870 3,363,922
2015-11-16 2015-11-13 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 3,000 590,326 0.51 15.22 45,660 8,984,762
2015-09-10 2015-09-09 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 3,900 587,326 0.67 14.85 57,915 8,721,791
2015-09-10 2015-09-08 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 3,900 583,426 0.67 14.87 57,993 8,675,545
2015-08-27 2015-08-27 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 1,428 579,526 0.25 14.90 21,277 8,634,937
2015-08-27 2015-08-26 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,000 578,098 1.05 14.77 88,620 8,538,507
2015-08-27 2015-08-25 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 2,239 572,098 0.39 14.77 33,070 8,449,887
2015-06-09 2015-06-05 4 JAH JARDEN CORP
COMMON STOCK 		A - Award 3,769 109,087 3.58
2015-05-15 2015-05-14 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 9,500 2,180,738 0.44 18.75 178,125 40,888,838
2015-05-15 2015-05-13 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 20,000 2,171,238 0.93 18.75 375,000 40,710,712
2015-03-04 2015-03-04 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -19,261 19,261 -50.00
2015-03-04 2015-03-03 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,971 569,859 1.24 16.12 112,373 9,186,127
2015-03-04 2015-03-02 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,986 562,888 1.26 16.24 113,453 9,141,301
2015-03-04 2015-03-04 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -72,135 72,135 -50.00
2015-03-04 2015-03-03 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 15,452 2,151,238 0.72 20.28 313,367 43,627,107
2015-03-04 2015-03-02 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 36,784 2,135,786 1.75 20.24 744,508 43,228,309
2014-12-15 2014-12-15 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 8,000 2,099,002 0.38 17.70 141,600 37,152,335
2014-12-15 2014-12-15 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 10,000 103,195 10.73 17.60 176,000 1,816,232
2014-12-15 2014-12-12 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 10,000 93,195 12.02 17.75 177,500 1,654,211
2014-12-15 2014-12-12 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 10,000 555,902 1.83 15.00 150,000 8,338,530
2014-12-15 2014-12-11 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 10,000 545,902 1.87 15.03 150,300 8,204,907
2014-12-11 2014-12-11 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 2,000 2,091,002 0.10 17.70 35,400 37,010,735
2014-12-11 2014-12-11 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 10,000 83,195 13.66 17.80 178,000 1,480,871
2014-12-11 2014-12-10 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 10,000 2,089,002 0.48 17.90 179,000 37,393,136
2014-12-11 2014-12-09 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 7,000 73,195 10.57 17.76 124,320 1,299,943
2014-12-10 2014-12-10 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 10,000 535,902 1.90 14.96 149,600 8,017,094
2014-12-10 2014-12-09 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 10,000 525,902 1.94 15.00 150,000 7,888,530
2014-12-10 2014-12-08 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 10,000 515,902 1.98 15.07 150,700 7,774,643
2014-12-05 2014-12-05 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 9,750 505,902 1.97 15.33 149,468 7,755,478
2014-12-05 2014-12-04 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 9,750 496,152 2.00 15.20 148,200 7,541,510
2014-12-05 2014-12-03 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 9,750 486,402 2.05 15.24 148,590 7,412,766
2014-11-26 2014-11-26 4 SLRC Solar Capital Ltd.
Common Stock 		J - Other -55,636 2,079,002 -2.61
2014-11-26 2014-11-25 4 SLRC Solar Capital Ltd.
Restricted Stock Units 		A - Award -59,090 59,090 -50.00
2014-11-26 2014-11-26 4 SUNS Solar Senior Capital Ltd.
Common Stock 		J - Other -44,500 476,652 -8.54
2014-11-26 2014-11-25 4 SUNS Solar Senior Capital Ltd.
Restricted Stock Units 		A - Award -15,748 15,748 -50.00
2014-06-13 2014-06-12 4 JAH JARDEN CORP
COMMON STOCK 		A - Award 3,462 70,212 5.19
2014-03-05 2014-03-04 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 8,952 521,152 1.75 18.33 164,128 9,554,905
2014-03-05 2014-03-03 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 12,100 512,200 2.42 18.17 219,916 9,309,184
2014-03-05 2014-03-05 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 16,140 2,134,638 0.76 22.06 356,115 47,098,866
2014-03-05 2014-03-04 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 43,775 2,118,498 2.11 22.36 978,853 47,371,734
2014-03-05 2014-03-03 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 19,074 2,074,723 0.93 22.25 424,463 46,169,848
2013-11-05 2013-11-04 4 SKS SAKS INC
Common Stock 		D - Sale to Issuer -31,952 0 -100.00
2013-11-05 2013-10-18 4 SKS SAKS INC
Common Stock 		G - Gift -48,067 31,952 -60.07
2013-06-12 2013-06-10 4 JAH JARDEN CORP
COMMON STOCK 		A - Award 5,250 66,750 8.54
2013-06-10 2013-06-06 4 SKS SAKS INC
Common Stock 		A - Award 6,850 80,019 9.36
2012-12-21 2012-05-17 4 JAH JARDEN CORP
COMMON STOCK 		A - Award -3,500 41,000 -7.87
2012-11-19 2012-11-15 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 300 217,008 0.14 17.26 5,178 3,745,558
2012-11-19 2012-11-15 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 5,700 216,708 2.70 17.28 98,496 3,744,714
2012-11-19 2012-11-15 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 750 211,008 0.36 17.33 12,998 3,656,769
2012-08-24 2012-08-24 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 12,200 210,258 6.16 17.40 212,280 3,658,489
2012-08-24 2012-08-24 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 300 198,058 0.15 17.39 5,217 3,444,229
2012-08-24 2012-08-23 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 523 197,758 0.27 17.30 9,048 3,421,213
2012-08-24 2012-08-22 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 12,500 197,235 6.77 17.40 217,500 3,431,889
2012-08-21 2012-08-17 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 8,234 184,735 4.67 17.40 143,272 3,214,389
2012-08-15 2012-08-15 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 10,500 176,501 6.33 17.40 182,700 3,071,117
2012-08-15 2012-08-14 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 9,581 166,001 6.13 17.40 166,709 2,888,417
2012-08-15 2012-08-13 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 2,500 156,420 1.62 17.41 43,525 2,723,272
2012-08-15 2012-08-13 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 900 153,920 0.59 17.35 15,615 2,670,512
2012-08-10 2012-08-10 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 8,750 153,020 6.07 17.40 152,250 2,662,548
2012-08-10 2012-08-09 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 7,050 144,270 5.14 17.50 123,375 2,524,725
2012-08-10 2012-08-09 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 600 137,220 0.44 17.50 10,497 2,400,664
2012-08-10 2012-08-09 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 1,100 136,620 0.81 17.49 19,239 2,389,484
2012-08-10 2012-08-08 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 8,750 135,520 6.90 17.41 152,338 2,359,403
2012-08-07 2012-08-07 4 SUNS Solar Senior Capital Ltd.
Common stock 		P - Purchase 8,750 126,770 7.41 17.50 153,125 2,218,475
2012-08-07 2012-08-06 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 6,950 118,020 6.26 17.26 119,983 2,037,474
2012-08-07 2012-08-03 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 874 111,070 0.79 17.12 14,963 1,901,474
2012-06-04 2012-05-31 4 SKS SAKS INC
Common Stock 		A - Award 9,128 73,169 14.25
2012-05-31 2012-05-31 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 7,900 110,196 7.72 16.47 130,112 1,814,917
2012-05-31 2012-05-30 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 755 102,296 0.74 16.50 12,458 1,687,884
2012-05-25 2012-05-25 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 5,000 101,541 5.18 16.50 82,500 1,675,426
2012-05-25 2012-05-24 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 902 96,541 0.94 16.51 14,892 1,593,892
2012-05-25 2012-05-23 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 3,099 95,639 3.35 16.50 51,130 1,577,948
2012-05-08 2012-05-07 4 SUNS Solar Senior Capital Ltd.
Common Stock 		P - Purchase 2,000 92,540 2.21 16.47 32,943 1,524,282
2012-05-08 2012-05-07 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 3,695 66,195 5.91 21.35 78,888 1,413,263
2012-05-08 2012-05-04 4 SLRC Solar Capital Ltd.
Common Stock 		P - Purchase 10,000 62,500 19.05 21.40 214,000 1,337,500
2012-03-16 2012-03-15 4 SKS SAKS INC
Employee Stock Option Right to Buy 		M - Exercise -8,609 0 -100.00
2012-03-16 2012-03-15 4 SKS SAKS INC
Employee Stock Option Right to Buy 		M - Exercise -5,164 0 -100.00
2012-03-16 2012-03-15 4 SKS SAKS INC
Common Stock 		S - Sale -13,773 64,041 -17.70 11.53 -158,826 738,502
2012-03-16 2012-03-15 4 SKS SAKS INC
Common Stock 		M - Exercise 8,609 77,814 12.44 5.42 46,685 421,970
2012-03-16 2012-03-15 4 SKS SAKS INC
Common Stock 		M - Exercise 5,164 69,205 8.06 7.71 39,803 533,418
2012-03-09 2012-03-09 4 JAH JARDEN CORP
COMMON STOCK 		J - Other -4,275 37,500 -10.23 36.00 -153,900 1,350,000
2011-02-24 3 SUNS Solar Senior Capital Ltd.
Common Stock 		100
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)