The 2023 ETF Series Trust - Eagle Capital Select Equity ETF
US ˙ ARCA

Introduction

This page provides a comprehensive analysis of the known insider trading history of James A Graf. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate James A Graf has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:NKGN / NKGen Biotech, Inc. Interim CFO, 10% Owner 2,082,507
US:VLDR / Velodyne Lidar Inc Director 10,000
US:TH / Target Hospitality Corp. Director 1,000
US:EAGLU / Double Eagle Acquisition Corp. VP, CFO & Treasurer 0
CFO, VP, Treasurer & Secretary 0
US:37951DAA0 / Global Eagle Entertainment Inc. Convertible Bond CFO, VP, Treasurer & Secretary 164,596
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by James A Graf. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF Insider Trades
Insider Sales EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF Insider Trades
Insider Purchases NKGNW / NKGen Biotech, Inc. - Equity Warrant - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2023-12-04 NKGN Graf James A 450 3.1900 450 3.1900 1,436 10 3.8000 275 19.16
2023-12-01 NKGN Graf James A 220 3.3500 220 3.3500 737
2023-11-21 NKGN Graf James A 13 2.9150 13 2.9150 38
2023-11-20 NKGN Graf James A 10 2.9400 10 2.9400 29
2021-06-01 GFOR Graf James A 3,182 9.9000 3,182 9.9000 31,502
2021-05-28 GFOR Graf James A 1,818 9.9000 1,818 9.9000 17,998
2021-05-27 GFOR Graf James A 80 9.9300 80 9.9300 794
2021-05-26 GFOR Graf James A 320 9.9100 320 9.9100 3,171
2021-05-25 GFOR Graf James A 222 9.9000 222 9.9000 2,198
2021-05-25 GFOR Graf James A 100 9.9400 100 9.9400 994
2021-05-24 GFOR Graf James A 28 9.9400 28 9.9400 278
2021-05-21 GFOR Graf James A 1,050 9.9500 1,050 9.9500 10,448

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

NKGNW / NKGen Biotech, Inc. - Equity Warrant Insider Trades
Insider Sales NKGNW / NKGen Biotech, Inc. - Equity Warrant - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

NKGNW / NKGen Biotech, Inc. - Equity Warrant Insider Trades
Insider Purchases TH / Target Hospitality Corp. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2019-02-27 EAGL Graf James A 1,000 10.1400 1,000 10.1400 10,140 731 1.67 -8,470 -83.53
2019-01-22 EAGL Graf James A 20,000 0.0031 20,000 0.0031 62

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TH / Target Hospitality Corp. Insider Trades
Insider Sales TH / Target Hospitality Corp. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in EAGL / The 2023 ETF Series Trust - Eagle Capital Select Equity ETF. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TH / Target Hospitality Corp. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by James A Graf as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2024-12-26 2024-12-20 4 NKGN NKGen Biotech, Inc.
Common Stock
J - Other -63,634 2,082,507 -2.97
2024-12-23 2024-12-18 4 NKGN NKGen Biotech, Inc.
Common Stock
J - Other -110,157 2,146,141 -4.88
2024-12-23 2024-12-16 4 NKGN NKGen Biotech, Inc.
Common Stock
J - Other -83,214 2,256,298 -3.56
2024-12-23 2024-12-02 4 NKGN NKGen Biotech, Inc.
Common Stock
J - Other -97,232 2,339,512 -3.99
2023-12-05 2023-12-04 4 NKGN NKGen Biotech, Inc.
Common Stock
P - Purchase 450 693 185.19 3.19 1,436 2,211
2023-12-05 2023-12-01 4 NKGN NKGen Biotech, Inc.
Common Stock
P - Purchase 220 243 956.52 3.35 737 814
2023-11-22 2023-11-21 4 NKGN NKGen Biotech, Inc.
Common Stock
P - Purchase 13 23 130.00 2.92 38 67
2023-11-22 2023-11-20 4 NKGN NKGen Biotech, Inc.
Common Stock
P - Purchase 10 10 2.94 29 29
2023-10-04 2023-09-29 4 NKGN NKGen Biotech, Inc.
Common Stock
J - Other -1,773,631 2,436,744 -42.13
2021-07-14 2021-07-14 4 GFOR Graf Acquisition Corp. IV
Common Stock
J - Other -20,000 4,210,375 -0.47
2021-06-03 2021-06-01 4 GFOR Graf Acquisition Corp. IV
Common Stock
P - Purchase 3,182 4,237,175 0.08 9.90 31,502 41,948,032
2021-06-03 2021-05-28 4 GFOR Graf Acquisition Corp. IV
Common Stock
P - Purchase 1,818 4,233,993 0.04 9.90 17,998 41,916,531
2021-06-02 2021-06-02 4 GFOR Graf Acquisition Corp. IV
Common Stock
J - Other -22,125 4,230,375 -0.52
2021-05-27 2021-05-27 4 GFOR Graf Acquisition Corp. IV
Common Stock
P - Purchase 80 4,254,300 0.00 9.93 794 42,245,199
2021-05-27 2021-05-26 4 GFOR Graf Acquisition Corp. IV
Common Stock
P - Purchase 320 4,254,220 0.01 9.91 3,171 42,159,320
2021-05-27 2021-05-25 4 GFOR Graf Acquisition Corp. IV
Common Stock
P - Purchase 100 4,253,900 0.00 9.94 994 42,283,766
2021-05-25 2021-05-25 4 GFOR Graf Acquisition Corp. IV
Common Stock
P - Purchase 222 4,253,800 0.01 9.90 2,198 42,112,620
2021-05-25 2021-05-24 4 GFOR Graf Acquisition Corp. IV
Common Stock
P - Purchase 28 4,253,578 0.00 9.94 278 42,280,565
2021-05-25 2021-05-21 4 GFOR Graf Acquisition Corp. IV
Common Stock
P - Purchase 1,050 4,253,550 0.02 9.95 10,448 42,322,822
2021-05-20 3 GFOR Graf Acquisition Corp. IV
Common Stock
4,252,500
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
A - Award 10,000 10,000 10.00 100,000 100,000
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -50,000 1,947,000 -2.50
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 1,997,000 -0.05
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,500 1,998,000 -0.08
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 1,999,500 -0.05
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,000,500 -0.05
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -500 2,001,500 -0.02
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,002,000 -0.05
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,003,000 -0.05
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,004,000 -0.05
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -13,000 2,005,000 -0.64
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,500 2,018,000 -0.07
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,019,500 -0.05
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -17,000 2,020,500 -0.83
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,500 2,037,500 -0.07
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -2,000 2,039,000 -0.10
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -2,000 2,041,000 -0.10
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -14,000 2,043,000 -0.68
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -20,000 2,057,000 -0.96
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -20,000 2,077,000 -0.95
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -10,000 2,097,000 -0.47
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -58,800 2,107,000 -2.71
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -75,200 2,165,800 -3.36
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -266,000 2,241,000 -10.61
2020-12-11 2020-09-29 4/A VLDR Velodyne Lidar, Inc.
Common Stock
D - Sale to Issuer -3,519,128 2,507,000 -58.40
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
A - Award 10,000 10,000 10.00 100,000 100,000
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -50,000 1,947,000 -2.50
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 1,997,000 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,500 1,998,000 -0.08
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 1,999,500 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,000,500 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -500 2,001,500 -0.02
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,002,000 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,003,000 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,004,000 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -13,000 2,005,000 -0.64
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,500 2,018,000 -0.07
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,000 2,019,500 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -17,000 2,020,500 -0.83
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -1,500 2,037,500 -0.07
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -2,000 2,039,000 -0.10
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -2,000 2,041,000 -0.10
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -14,000 2,043,000 -0.68
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -20,000 2,057,000 -0.96
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -20,000 2,057,000 -0.96
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -10,000 2,097,000 -0.47
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -58,800 2,107,000 -2.71
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -75,200 2,165,800 -3.36
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -266,000 2,241,000 -10.61
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock
J - Other -3,519,128 2,507,000 -58.40
2020-04-07 2020-04-03 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 50,000 263,000 23.47 0.05 2,500 13,150
2020-01-03 2019-12-31 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 8,000 213,000 3.90 0.36 2,880 76,680
2019-10-25 2019-10-23 4 GRAF Graf Industrial Corp.
Common Stock
J - Other -18,000 6,026,128 -0.30 0.00 -54 18,078
2019-03-15 2019-03-15 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 4,000 205,000 1.99 0.30 1,200 61,500
2019-03-15 2019-03-13 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 1,000 201,000 0.50 0.30 300 60,300
2019-03-01 2019-02-27 4 EAGL Platinum Eagle Acquisition Corp.
Class A Ordinary Shares
P - Purchase 1,000 1,000 10.14 10,140 10,140
2019-02-28 2019-02-26 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 4,612 200,000 2.36 0.30 1,384 60,000
2019-02-14 2019-02-12 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 33,333 195,388 20.57 0.30 10,000 58,616
2019-01-22 2019-01-22 4 EAGL Platinum Eagle Acquisition Corp.
Class B Ordinary Shares
P - Purchase 20,000 20,000 0.00 62 62
2019-01-22 2019-01-18 4 EAGL Platinum Eagle Acquisition Corp.
Public Warrants (right to buy)
P - Purchase 2,000 4,000 100.00 1.25 2,500 5,000
2019-01-09 2019-01-09 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 83,330 162,055 105.85 0.30 24,999 48,616
2019-01-09 2019-01-08 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 50,000 78,725 174.06 0.30 15,000 23,618
2019-01-09 2019-01-07 4 GRAF Graf Industrial Corp.
Public Warrants (right to buy)
P - Purchase 28,725 28,725 0.35 9,996 9,996
2019-01-02 2018-12-31 4 EAGL Platinum Eagle Acquisition Corp.
Public Warrants (right to buy)
P - Purchase 1,000 2,000 100.00 1.30 1,300 2,600
2019-01-02 2018-12-28 4 EAGL Platinum Eagle Acquisition Corp.
Public Warrants (right to buy)
P - Purchase 1,000 1,000 1.30 1,300 1,300
2018-10-25 2018-10-25 4 GRAF Graf Industrial Corp.
Common Stock
J - Other -374,622 6,044,128 -5.84
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock
12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock
12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock
12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock
12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock
12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock
12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock
12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock
12,837,500
2015-09-10 3 EAGLU Double Eagle Acquisition Corp.
No securities beneficially owned.
0
2015-04-01 2015-03-31 4 EAGL Silver Eagle Acquisition Corp.
Private Placement Warrants
J - Other -755,250 0 -100.00
2015-04-01 2015-03-31 4 EAGL Silver Eagle Acquisition Corp.
Common Stock
J - Other -59,757 242,500 -19.77
2015-03-06 2015-03-01 4 EAGL Silver Eagle Acquisition Corp.
Warrants
P - Purchase 195,300 195,300 0.92 178,700 178,700
2015-03-04 2015-03-02 4 EAGL Silver Eagle Acquisition Corp.
Common Stock, par value $0.0001 per share
S - Sale -3,212 402,257 -0.79 0.00 -8 1,006
2013-07-31 2013-07-30 4 EAGL Silver Eagle Acquisition Corp.
Common Stock, par value $0.0001 per share
J - Other -31,469 399,276 -7.31
2013-07-31 2013-07-29 4 EAGL Silver Eagle Acquisition Corp.
Private Placement Warrants
A - Award 755,250 755,250 0.50 377,625 377,625
2013-07-31 2013-07-10 4 EAGL Silver Eagle Acquisition Corp.
Common Stock, par value $0.0001 per share
S - Sale -3,525 358,366 -0.97 0.00 -11 1,075
2013-07-31 2013-06-18 4 EAGL Silver Eagle Acquisition Corp.
Common Stock, par value $0.0001 per share
J - Other -141,609 361,891 -28.12
2013-07-31 2013-04-13 4 EAGL Silver Eagle Acquisition Corp.
Common Stock, par value $0.0001 per share
A - Award 503,500 503,500 0.00 1,510 1,510
2013-07-25 3 EAGL Silver Eagle Acquisition Corp.
Common Stock, par value $0.0001 per share
427,750
2012-05-08 2012-05-08 4 EAGL Global Eagle Acquisition Corp.
Common Stock, par value $0.0001 per share
P - Purchase -400 164,596 -0.24 0.01 -5 1,860
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)