Mitek Systems, Inc.
US ˙ NasdaqCM ˙ US6067102003

Introduction

This page provides a comprehensive analysis of the known insider trading history of James Daniel Fay. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate James Daniel Fay has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:MITK / Mitek Systems, Inc. Director 37,611
US:MTTR / Matterport, Inc. Chief Financial Officer 0
US:NPTN / NeoPhotonics Corporation SVP and CFO 4,400
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by James Daniel Fay. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases MITK / Mitek Systems, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in MITK / Mitek Systems, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

MITK / Mitek Systems, Inc. Insider Trades
Insider Sales MITK / Mitek Systems, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in MITK / Mitek Systems, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

MITK / Mitek Systems, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by James Daniel Fay as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-03-06 2025-03-04 4 MITK MITEK SYSTEMS INC
Common Sock 		A - Award 18,744 37,611 99.35 9.07 170,008 341,132
2025-03-03 2025-02-28 4 MTTR Matterport, Inc./DE
Class A Common Stock 		D - Sale to Issuer -1,908,022 0 -100.00
2025-01-16 2025-01-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 1,908,022 12.87
2024-12-03 2024-12-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -119,312 1,690,458 -6.59 4.73 -564,918 8,003,981
2024-12-03 2024-12-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 45,454 1,809,770 2.58
2024-12-03 2024-12-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,764,316 1.44
2024-12-03 2024-11-29 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 3,000 1,739,316 0.17 2.29 6,860 3,976,946
2024-10-22 2024-10-21 4 MITK MITEK SYSTEMS INC
Common Sock 		A - Award 18,867 18,867
2024-10-16 2024-10-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,736,316 14.33
2024-10-02 2024-10-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,518,751 -1.62 4.47 -111,830 6,793,677
2024-09-06 2024-09-06 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -8,375 1,543,751 -0.54 4.16 -34,826 6,419,380
2024-09-06 2024-09-05 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -24,692 1,552,126 -1.57 4.23 -104,410 6,563,165
2024-09-06 2024-09-04 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -41,302 1,576,818 -2.55 4.36 -180,060 6,874,296
2024-09-04 2024-09-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -44,943 1,618,120 -2.70 4.41 -198,311 7,139,954
2024-09-04 2024-09-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,663,063 -1.48 4.43 -110,870 7,375,352
2024-09-04 2024-09-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,688,063 1.50
2024-09-04 2024-09-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 45,455 1,663,063 2.81
2024-08-02 2024-08-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,617,608 -1.52 4.40 -110,075 7,122,328
2024-07-15 2024-07-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,642,608 15.27
2024-07-02 2024-07-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,425,043 -1.72 4.33 -108,128 6,163,453
2024-06-04 2024-06-04 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -44,125 1,450,043 -2.95 4.35 -192,138 6,314,067
2024-06-04 2024-06-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -61,768 1,494,168 -3.97 4.41 -272,304 6,587,040
2024-06-04 2024-06-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,555,936 -1.58 4.40 -110,078 6,850,942
2024-06-04 2024-06-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,580,936 1.61
2024-06-04 2024-06-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 45,454 1,555,936 3.01
2024-06-04 2024-05-31 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 3,000 1,510,482 0.20 2.29 6,860 3,453,717
2024-05-02 2024-05-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,507,482 -1.63 4.60 -114,920 6,929,593
2024-04-16 2024-04-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 1,532,482 16.55
2024-04-02 2024-04-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,314,918 -1.87 2.25 -56,265 2,959,354
2024-03-07 2024-03-07 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -698 1,339,918 -0.05 1.95 -1,364 2,618,870
2024-03-07 2024-03-06 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -20,735 1,340,616 -1.52 1.94 -40,197 2,598,918
2024-03-07 2024-03-05 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -22,095 1,361,351 -1.60 1.92 -42,416 2,613,386
2024-03-05 2024-03-04 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -21,498 1,383,446 -1.53 2.02 -43,383 2,791,794
2024-03-05 2024-03-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,404,944 -1.75 2.10 -52,418 2,945,746
2024-03-05 2024-03-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,429,944 1.78
2024-02-05 2024-02-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,404,944 -1.75 2.26 -56,470 3,173,488
2024-01-17 2024-01-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,429,944 17.95
2024-01-04 2024-01-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,212,379 -2.02 2.63 -65,842 3,193,043
2023-12-05 2023-12-04 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -100,482 1,237,379 -7.51 2.69 -270,407 3,329,911
2023-12-05 2023-12-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,337,861 -1.83 2.50 -62,532 3,346,392
2023-12-05 2023-12-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,362,861 1.87
2023-12-05 2023-11-30 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 3,000 1,337,861 0.22 2.14 6,426 2,865,698
2023-11-13 2023-11-09 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,334,861 -1.84 2.56 -63,920 3,412,973
2023-10-17 2023-10-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 1,359,861 19.05
2023-09-06 2023-09-05 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -100,483 1,142,297 -8.09 2.61 -262,653 2,985,850
2023-09-06 2023-09-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,242,780 2.05
2023-07-18 2023-07-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,217,780 21.75
2023-06-05 2023-06-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -93,093 1,000,215 -8.51 2.66 -247,888 2,663,373
2023-06-05 2023-06-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,093,308 2.34
2023-06-05 2023-05-31 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 3,000 1,068,308 0.28 2.52 7,574 2,696,944
2023-04-18 2023-04-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,065,308 25.66
2023-03-06 2023-03-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -20,607 847,743 -2.37 2.94 -60,494 2,488,634
2023-03-06 2023-03-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -36,341 868,350 -4.02 2.83 -102,921 2,459,254
2023-01-18 2023-01-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 904,691 31.66
2022-12-05 2022-12-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -90,124 687,127 -11.60 3.08 -277,510 2,115,801
2022-12-05 2022-11-30 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 1,362 777,251 0.18 2.68 3,647 2,081,090
2022-10-17 2022-10-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 775,889 38.97
2022-09-07 2022-09-06 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -56,439 558,324 -9.18 4.21 -237,800 2,352,442
2022-09-07 2022-09-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -126,272 614,763 -17.04 4.30 -542,616 2,641,760
2022-07-19 2022-07-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 741,035 41.56
2022-06-09 2022-06-08 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -225,627 523,470 -30.12 5.09 -1,148,216 2,663,939
2022-06-09 2022-06-07 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -74,373 749,097 -9.03 5.03 -373,873 3,765,711
2022-04-20 2022-04-15 4 MTTR Matterport, Inc./DE
Restricted Stock Unit 		M - Exercise -217,564 2,828,341 -7.14
2022-04-20 2022-04-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 820,470 36.09
2022-02-03 2022-02-01 4 MTTR Matterport, Inc./DE
Earn-Out Shares 		C - Conversion -239,154 0 -100.00
2022-02-03 2022-02-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		F - Taxes -93,370 611,350 -13.25 9.59 -895,418 5,862,846
2022-02-03 2022-02-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		C - Conversion 239,154 704,720 51.37
2022-02-03 2021-07-22 4 MTTR Matterport, Inc./DE
Earn-Out Shares 		A - Award 239,154 239,154
2022-01-20 2022-01-18 4 MTTR Matterport, Inc./DE
Class A Common Stock 		F - Taxes -160,124 465,566 -25.59 12.89 -2,063,998 6,001,146
2022-01-20 2022-01-15 4 MTTR Matterport, Inc./DE
Restricted Stock Unit 		M - Exercise -217,565 3,045,905 -6.67
2022-01-20 2022-01-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 625,690 53.31
2022-01-04 2021-12-31 4 MTTR Matterport, Inc./DE
Stock Option 		M - Exercise -148,703 1,473,881 -9.16
2022-01-04 2021-12-31 4 MTTR Matterport, Inc./DE
Stock Option 		M - Exercise -24,969 489,941 -4.85
2022-01-04 2021-12-31 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 148,703 408,125 57.32 0.35 52,046 142,844
2022-01-04 2021-12-31 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 24,969 259,422 10.65 1.14 28,465 295,741
2022-01-04 2021-10-15 4 MTTR Matterport, Inc./DE
Restricted Stock Unit 		M - Exercise -217,564 3,263,470 -6.25
2022-01-04 2021-10-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 234,453 1,288.20
2022-01-04 2021-10-01 4 MTTR Matterport, Inc./DE
Restricted Stock Unit 		A - Award 3,481,034 3,481,034
2021-07-26 2021-07-22 4 MTTR Gores Holdings VI, Inc.
Stock Option 		A - Award 514,912 514,912
2021-07-26 2021-07-22 4 MTTR Gores Holdings VI, Inc.
Stock Option 		A - Award 1,622,591 1,622,591
2021-07-26 2021-07-22 4 MTTR Gores Holdings VI, Inc.
Class A Common Stock 		A - Award 16,889 16,889
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -2,200 4,400 -33.33
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -4,000 4,000 -50.00
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		F - Taxes -827 17,904 -4.42 8.78 -7,261 157,197
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		F - Taxes -1,504 18,731 -7.43 8.78 -13,205 164,458
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 2,200 20,235 12.20
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4,000 18,035 28.50
2013-07-30 2013-07-26 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -2,800 14,035 -16.63 9.50 -26,600 133,332
2013-07-26 2013-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -6,600 16,835 -28.16 9.50 -62,700 159,932
2013-07-23 2013-07-22 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -600 23,435 -2.50 9.50 -5,700 222,632
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy) 		M - Exercise -6,000 10,000 -37.50
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy) 		M - Exercise -4,000 0 -100.00
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -4,000 24,035 -14.27 9.00 -36,000 216,315
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise X 4,000 28,035 16.64 4.25 17,000 119,149
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -6,000 24,035 -19.98 9.00 -54,000 216,315
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise X 6,000 30,035 24.96 4.25 25,500 127,649
2013-06-24 2013-06-21 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -10,000 24,035 -29.38 8.50 -85,000 204,298
2013-06-19 2013-06-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy) 		M - Exercise -9,300 4,000 -69.92
2013-06-19 2013-06-18 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -9,300 34,035 -21.46 8.01 -74,482 272,580
2013-06-19 2013-06-18 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise X 9,300 43,335 27.32 4.25 39,525 184,174
2013-06-19 2013-06-17 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy) 		M - Exercise -700 13,300 -5.00
2013-06-19 2013-06-17 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -700 34,035 -2.02 8.00 -5,601 272,328
2013-06-19 2013-06-17 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise X 700 34,735 2.06 4.25 2,975 147,624
2013-06-19 2013-06-17 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -8,920 34,035 -20.77 7.83 -69,863 266,569
2013-06-13 2013-06-11 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 75,000 75,000
2013-06-10 2013-06-10 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -4,413 42,955 -9.32 8.00 -35,304 343,640
2013-06-10 2013-06-06 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -4,000 47,368 -7.79 7.50 -30,000 355,260
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire) 		M - Exercise -4,000 8,000 -33.33
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4,000 48,107 9.07
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire) 		A - Award 6,600 130,599 5.32
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Stock Option (Right to buy) 		A - Award 10,000 123,999 8.77
2011-02-01 3 NPTN NEOPHOTONICS CORP
Common Stock 		38,919
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)