Custom Truck One Source, Inc.
US ˙ NYSE ˙ US23204X1037

Introduction

This page provides a comprehensive analysis of the known insider trading history of Mark Ein. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Mark Ein has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:LIND / Lindblad Expeditions Holdings, Inc. Director 328,602
US:SHCO / Soho House & Co Inc. Director 637,915
US:CTOS / Custom Truck One Source, Inc. Director 1,585,707
US:DOMA / Doma Holdings Inc. Director 365,160
US:CISN / Cision Ltd. Director 0
10% Owner 0
US:AGFS / AgroFresh Solutions Inc Director 4,600
US:TWO / Two Harbors Investment Corp. Director 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Mark Ein. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases CTOS / Custom Truck One Source, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CTOS / Custom Truck One Source, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2023-11-10 CTOS EIN MARK 100,000 4.9576 100,000 4.9576 495,760 97 7.0000 204,240 41.20
2022-05-16 CTOS EIN MARK 50,000 5.7934 50,000 5.7934 289,670
2022-05-13 CTOS EIN MARK 351,903 5.9100 351,903 5.9100 2,079,747
2021-04-01 CTOS EIN MARK 1,000,000 5.0000 1,000,000 5.0000 5,000,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CTOS / Custom Truck One Source, Inc. Insider Trades
Insider Sales CTOS / Custom Truck One Source, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CTOS / Custom Truck One Source, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CTOS / Custom Truck One Source, Inc. Insider Trades
Insider Purchases LIND / Lindblad Expeditions Holdings, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CTOS / Custom Truck One Source, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2020-03-16 LIND EIN MARK 50,000 4.4700 50,000 4.4700 223,500 345 21.5200 852,500 381.43
2019-03-06 LIND EIN MARK 10,000 9.2547 10,000 9.2547 92,547
2018-03-06 LIND EIN MARK 10,000 9.2547 10,000 9.2547 92,547
2018-03-02 LIND EIN MARK 20,000 9.2689 20,000 9.2689 185,378

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

LIND / Lindblad Expeditions Holdings, Inc. Insider Trades
Insider Sales LIND / Lindblad Expeditions Holdings, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CTOS / Custom Truck One Source, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

LIND / Lindblad Expeditions Holdings, Inc. Insider Trades
Insider Purchases SHCO / Soho House & Co Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CTOS / Custom Truck One Source, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2022-12-09 MCG EIN MARK 100,000 4.0878 100,000 4.0878 408,780 89 7.4000 331,220 81.03
2022-12-08 MCG EIN MARK 356,936 3.8630 356,936 3.8630 1,378,844
2021-07-19 MCG EIN MARK 125,000 14.0000 125,000 14.0000 1,750,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SHCO / Soho House & Co Inc. Insider Trades
Insider Sales SHCO / Soho House & Co Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CTOS / Custom Truck One Source, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SHCO / Soho House & Co Inc. Insider Trades
Insider Purchases TWOD / Two Harbors Investment Corp. - Preferred Stock - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CTOS / Custom Truck One Source, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TWOD / Two Harbors Investment Corp. - Preferred Stock Insider Trades
Insider Sales TWOD / Two Harbors Investment Corp. - Preferred Stock - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CTOS / Custom Truck One Source, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

TWOD / Two Harbors Investment Corp. - Preferred Stock Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Mark Ein as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-08-12 2025-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock
A - Award 8,899 328,602 2.78 12.36 109,992 4,061,521
2025-04-11 2024-07-19 4 SHCO Soho House & Co Inc.
Class A Common Stock
M - Exercise 6,666 637,915 1.06
2025-04-02 2025-03-31 4 CTOS Custom Truck One Source, Inc.
Common Stock
M - Exercise 22,218 1,585,707 1.42
2025-01-21 2025-01-16 4 SHCO Soho House & Co Inc.
Class A Common Stock
M - Exercise 16,468 631,249 2.68
2024-08-12 2024-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock
A - Award 14,647 319,703 4.80 7.51 109,999 2,400,970
2024-08-05 2024-07-31 4 CTOS Custom Truck One Source, Inc.
Common Stock
D - Sale to Issuer -1,832,810 3,670,276 -33.31
2024-04-02 2024-03-31 4 CTOS Custom Truck One Source, Inc.
Common Stock
M - Exercise 18,640 1,563,489 1.21
2024-01-03 2023-12-31 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 2,329 305,056 0.77
2023-12-21 2023-12-20 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
G - Gift -100,000 3,005,117 -3.22
2023-11-14 2023-11-10 4 CTOS Custom Truck One Source, Inc.
Common Stock
P - Purchase 100,000 1,544,849 6.92 4.96 495,760 7,658,743
2023-10-04 2023-09-30 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 3,645 302,727 1.22
2023-08-10 2023-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock
A - Award 8,276 299,082 2.85
2023-07-05 2023-06-30 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 2,412 290,806 0.84
2023-06-23 2023-06-22 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -46,157 3,105,117 -1.46
2023-06-23 2023-06-21 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -46,157 3,151,274 -1.44
2023-06-21 2023-06-20 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -46,156 3,197,431 -1.42
2023-06-21 2023-06-16 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -46,156 3,243,587 -1.40
2023-06-16 2023-06-15 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -46,156 3,289,743 -1.38
2023-06-16 2023-06-14 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -46,156 3,335,899 -1.36
2023-06-14 2023-06-13 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -46,156 3,382,055 -1.35
2023-06-14 2023-06-12 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -46,156 3,428,211 -1.33
2023-06-13 2023-06-09 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,474,367 -1.41
2023-06-09 2023-06-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,524,067 -1.39
2023-06-09 2023-06-07 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,573,767 -1.37
2023-06-07 2023-06-06 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,623,467 -1.35
2023-06-07 2023-06-05 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,673,167 -1.33
2023-06-06 2023-06-05 4 CTOS Custom Truck One Source, Inc.
Common Stock
G - Gift -39,100 5,503,086 -0.71
2023-06-05 2023-06-02 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,722,867 -1.32
2023-06-05 2023-06-01 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,772,567 -1.30
2023-06-01 2023-05-31 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,822,267 -1.28
2023-06-01 2023-05-30 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,871,967 -1.27
2023-05-30 2023-05-26 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,921,667 -1.25
2023-05-30 2023-05-25 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 3,971,367 -1.24
2023-05-26 2023-05-24 4 CTOS Custom Truck One Source, Inc.
Common Stock
G - Gift -164,100 5,542,186 -2.88
2023-05-25 2023-05-24 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,021,067 -1.22
2023-05-25 2023-05-23 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,070,767 -1.21
2023-05-23 2023-05-22 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,120,467 -1.19
2023-05-23 2023-05-19 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,170,167 -1.18
2023-05-19 2023-05-18 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,219,867 -1.16
2023-05-19 2023-05-17 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,269,567 -1.15
2023-05-17 2023-05-16 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,319,267 -1.14
2023-05-17 2023-05-15 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,368,967 -1.12
2023-05-15 2023-05-12 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,418,667 -1.11
2023-05-15 2023-05-11 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,468,367 -1.10
2023-05-11 2023-05-10 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,518,067 -1.09
2023-05-11 2023-05-09 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,567,767 -1.08
2023-05-09 2023-05-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,617,467 -1.06
2023-05-09 2023-05-05 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
J - Other -49,700 4,667,167 -1.05
2023-04-04 2023-03-31 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 2,745 288,394 0.96
2023-04-04 2023-03-31 4 CTOS Custom Truck One Source, Inc.
Common Stock
M - Exercise 14,315 1,444,849 1.00
2023-01-03 2022-12-31 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 3,409 285,649 1.21
2022-12-12 2022-12-09 4 MCG Membership Collective Group Inc.
Class A Common Stock
P - Purchase 100,000 621,447 19.18 4.09 408,780 2,540,352
2022-12-12 2022-12-08 4 MCG Membership Collective Group Inc.
Class A Common Stock
P - Purchase 356,936 521,447 216.97 3.86 1,378,844 2,014,351
2022-12-09 2022-12-07 4 MCG Membership Collective Group Inc.
Class A Common Stock
A - Award 26,178 164,511 18.92
2022-10-04 2022-09-30 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 2,883 282,240 1.03
2022-08-10 2022-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock
A - Award 9,615 279,357 3.56
2022-07-05 2022-06-30 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 3,240 269,742 1.22
2022-05-18 2022-05-16 4 CTOS Custom Truck One Source, Inc.
Common Stock
P - Purchase 50,000 1,415,534 3.66 5.79 289,670 8,200,755
2022-05-16 2022-05-13 4 CTOS Custom Truck One Source, Inc.
Common Stock
P - Purchase 351,903 1,365,534 34.72 5.91 2,079,747 8,070,306
2022-05-03 2022-04-29 4 CTOS Custom Truck One Source, Inc.
Restricted Stock Unit
A - Award 14,315 14,315
2022-04-05 2022-04-01 4 CTOS Custom Truck One Source, Inc.
Restricted Stock Unit
M - Exercise -13,631 0 -100.00
2022-04-05 2022-04-01 4 CTOS Custom Truck One Source, Inc.
Common Stock
M - Exercise 13,631 1,013,631 1.36
2022-04-04 2022-03-31 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 1,740 266,502 0.66 15.08 26,239 4,018,850
2022-02-24 2022-02-23 4 DOMA Doma Holdings, Inc.
Common stock
P - Purchase 332,970 365,160 1,034.39 2.40 799,128 876,384
2022-01-10 2021-12-31 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 1,682 264,762 0.64
2021-10-06 2021-10-05 4 DOMA Doma Holdings, Inc.
Common stock
A - Award 32,190 32,190
2021-10-04 2021-09-30 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 1,799 264,762 0.68
2021-08-11 2021-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 5,655 262,963 2.20
2021-07-30 2021-07-28 4 DOMA Doma Holdings, Inc.
Class B common stock
M - Exercise -4,101,051 0 -100.00
2021-07-30 2021-07-28 4 DOMA Doma Holdings, Inc.
Class B common stock
D - Sale to Issuer -1,235,344 4,101,051 -23.15
2021-07-30 2021-07-28 4 DOMA Doma Holdings, Inc.
Common stock
M - Exercise 4,101,051 4,101,051
2021-07-21 2021-07-19 4 MCG Membership Collective Group Inc.
Class A Common Stock
P - Purchase 125,000 138,333 937.50 14.00 1,750,000 1,936,667
2021-07-21 2021-07-19 4 MCG Membership Collective Group Inc.
Class A Common Stock
A - Award 13,333 13,333
2021-07-02 2021-06-30 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Restricted Stock Units
A - Award 1,639 257,308 0.64 16.01 26,240 4,119,501
2021-06-04 2021-06-02 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Prepaid Variable Forward Sale Contract
J - Other 369,250 369,250
2021-05-21 2021-05-19 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Prepaid Variable Forward Sale Contract
J - Other 1,242,500 1,242,500
2021-04-05 2021-04-01 4 CTOS Custom Truck One Source, Inc.
Restricted Stock Unit
A - Award 13,631 13,631
2021-04-05 2021-04-01 4 CTOS Custom Truck One Source, Inc.
Common Stock
P - Purchase 1,000,000 1,000,000 5.00 5,000,000 5,000,000
2021-03-31 2021-03-31 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
G - Gift -52,219 4,716,867 -1.09
2021-01-05 2020-12-31 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 1,645 255,669 0.65
2020-12-08 2020-12-04 4 CAP Capitol Investment Corp. V
Warrants
P - Purchase 3,357,021 3,357,021 1.50 5,035,532 5,035,532
2020-10-02 2020-09-30 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 3,349 254,024 1.34
2020-08-11 2020-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 3,532 250,675 1.43
2020-06-15 2020-06-11 4 NSCO NESCO HOLDINGS, INC.
Stock Options
A - Award 20,000 20,000
2020-06-15 2020-06-11 4 NSCO NESCO HOLDINGS, INC.
Restricted Stock Units
A - Award 15,000 15,000
2020-03-17 2020-03-16 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
P - Purchase 50,000 247,143 25.36 4.47 223,500 1,104,729
2020-02-03 2020-01-31 4 CISN CISION LTD.
Restricted Stock Units
D - Sale to Issuer -20,260 0 -100.00
2020-02-03 2020-01-31 4 CISN CISION LTD.
Ordinary Shares
D - Sale to Issuer -8,120 0 -100.00
2020-02-03 2020-01-31 4 CISN CISION LTD.
Ordinary Shares
D - Sale to Issuer -11,865 0 -100.00
2020-02-03 2020-01-31 4 CISN CISION LTD.
Ordinary Shares
D - Sale to Issuer -3,369,214 0 -100.00
2020-02-03 2019-12-13 4 CISN CISION LTD.
Ordinary Shares
G - Gift -103,000 3,369,214 -2.97
2020-02-03 2019-12-12 4 CISN CISION LTD.
Ordinary Shares
G - Gift -103,000 3,472,214 -2.88
2019-08-27 2019-08-26 4 CISN CISION LTD.
Restricted Stock Units
A - Award 20,260 20,260
2019-08-27 2019-08-23 4 CISN CISION LTD.
Restricted Stock Units
M - Exercise -8,120 0 -100.00
2019-08-27 2019-08-23 4 CISN CISION LTD.
Ordinary Shares
M - Exercise 8,120 8,120
2019-08-12 2019-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 3,951 197,143 2.05
2019-08-01 2019-07-31 4 NSCO NESCO HOLDINGS, INC.
Warrants
S - Sale -625,851 2,457,338 -20.30 1.50 -938,776 3,686,007
2019-08-01 2019-07-31 4 NSCO NESCO HOLDINGS, INC.
Warrants
C - Conversion 625,851 3,083,189 25.47 1.50 938,776 4,624,784
2019-08-01 2019-07-31 4 NSCO NESCO HOLDINGS, INC.
Convertible Promissory Note
C - Conversion 1.50
2019-08-01 2019-07-31 4 NSCO NESCO HOLDINGS, INC.
Warrants
S - Sale -66,924 2,457,338 -2.65 1.50 -100,386 3,686,007
2019-08-01 2019-07-31 4 NSCO NESCO HOLDINGS, INC.
Common Stock
A - Award 656,697 5,706,286 13.00 10.00 6,566,970 57,062,860
2019-08-01 2019-07-30 4 NSCO NESCO HOLDINGS, INC.
Warrants
D - Sale to Issuer -1,564,627 2,524,262 -38.27
2019-08-01 2019-07-30 4 NSCO NESCO HOLDINGS, INC.
Class B Ordinary Shares
C - Conversion -5,049,592 0 -100.00
2019-08-01 2019-07-30 4 NSCO NESCO HOLDINGS, INC.
Class B Ordinary Shares
D - Sale to Issuer -1,537,074 5,049,592 -23.34
2019-08-01 2019-07-30 4 NSCO NESCO HOLDINGS, INC.
Common Stock
C - Conversion 5,049,592 5,049,592
2019-07-19 2019-07-17 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Warrants
D - Sale to Issuer -3,652,175 0 -100.00
2019-07-19 2019-07-17 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Warrants
D - Sale to Issuer -352,500 0 -100.00
2019-07-19 2019-07-17 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 1,406,087 4,962,278 39.54
2019-07-19 2019-07-17 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 135,712 4,962,278 2.81
2018-09-28 2018-09-21 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
G - Gift -93,417 3,362,999 -2.70
2018-09-28 2018-03-06 4/A LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
P - Purchase 10,000 51,958 23.83 9.25 92,547 480,856
2018-09-28 2018-03-02 4/A LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
P - Purchase 20,000 41,958 91.08 9.27 185,378 388,905
2018-09-21 2018-09-19 4 CISN CISION LTD.
Ordinary Shares
S - Sale -107,340 3,587,079 -2.91 15.44 -1,657,330 55,384,500
2018-09-17 2018-09-17 4 CISN CISION LTD.
Ordinary Shares
S - Sale -715,599 3,694,419 -16.23 15.44 -11,048,849 57,041,829
2018-08-27 2018-08-23 4 CISN CISION LTD.
Restricted Stock Units
A - Award 8,120 8,120
2018-08-10 2018-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 5,522 57,480 10.63
2018-07-11 2018-07-10 4 CISN CISION LTD.
Ordinary Shares
S - Sale -110,140 4,410,018 -2.44 14.45 -1,591,798 63,735,785
2018-06-19 2018-06-19 4 CISN CISION LTD.
Ordinary Shares
S - Sale -734,266 4,520,158 -13.97 14.45 -10,611,979 65,327,583
2018-05-22 2018-05-18 4 CISN CISION LTD.
Warrants
D - Sale to Issuer -4,324,307 0 -100.00
2018-05-22 2018-05-18 4 CISN CISION LTD.
Ordinary Shares
A - Award 1,124,319 5,254,424 27.22
2018-03-27 2018-03-23 4 CISN CISION LTD.
Ordinary Shares
S - Sale -610,030 4,130,105 -12.87 10.32 -6,295,510 42,622,684
2018-03-06 2019-03-06 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
P - Purchase 10,000 51,958 23.83 9.25 92,547 480,856
2018-03-06 2018-03-02 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
P - Purchase 20,000 41,958 91.08 9.27 185,378 388,905
2017-08-22 2017-08-21 4 CIC Capitol Investment Corp. IV
Warrants
A - Award 466,667 4,088,889 12.88 1.50 700,000 6,133,334
2017-08-10 2017-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 7,190 21,958 48.69
2017-08-08 2017-08-04 4 CISN CISION LTD.
Warrants
A - Award 43,259 4,324,307 1.01
2017-08-08 2017-08-04 4 CISN CISION LTD.
Ordinary Shares
A - Award 44,757 4,740,135 0.95 10.00 447,570 47,401,350
2017-07-06 2017-06-29 4 CLAC Capitol Acquisition Corp. III
Warrants
D - Sale to Issuer -5,737,500 0 -100.00
2017-07-06 2017-06-29 4 CLAC Capitol Acquisition Corp. III
Common Stock
D - Sale to Issuer -15,000 0 -100.00
2017-07-06 2017-06-29 4 CLAC Capitol Acquisition Corp. III
Common Stock
D - Sale to Issuer -5,921,250 0 -100.00
2017-07-06 3 CISN CISION LTD.
Ordinary Shares
9,378,891
2017-07-06 3 CISN CISION LTD.
Ordinary Shares
4,707,243
2017-07-06 3 CISN CISION LTD.
Ordinary Shares
9,378,891
2017-07-06 3 CISN CISION LTD.
Ordinary Shares
4,707,243
2017-02-08 2017-02-07 4 CLAC Capitol Acquisition Corp. III
Convertible Promissory Note
A - Award 312,955 660,682 90.00
2016-08-17 2016-08-15 4 CLAC Capitol Acquisition Corp. III
Convertible Promissory Note
A - Award 347,727 347,727
2016-08-10 2016-08-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 8,108 14,768 121.74
2016-01-06 2016-01-04 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
A - Award 6,660 6,660
2016-01-05 2015-12-31 4 AGFS AgroFresh Solutions, Inc.
Common Stock, par value $0.0001 per share
A - Award 4,600 4,600
2015-10-19 2015-10-16 4 CLAC Capitol Acquisition Corp. III
Warrants
J - Other -375,000 5,737,500 -6.13
2015-10-19 2015-10-16 4 CLAC Capitol Acquisition Corp. III
Common Stock
J - Other -375,000 5,936,250 -5.94
2015-10-15 2015-10-13 4 CLAC Capitol Acquisition Corp. III
Common Stock
J - Other -1,078,125 6,311,250 -14.59
2015-10-13 3 CLAC Capitol Acquisition Corp. III
Common Stock
14,778,750
2015-10-13 3 CLAC Capitol Acquisition Corp. III
Common Stock
14,778,750
2015-10-13 3 CLAC Capitol Acquisition Corp. III
Common Stock
14,778,750
2015-08-20 2015-08-18 4 AGFS AgroFresh Solutions, Inc.
Common Stock, par value $0.0001 per share
P - Purchase 409,300 409,300 0.00 1,637 1,637
2015-07-10 2015-07-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Warrants to Purchase
M - Exercise 352,500 352,500 1.00 352,500 352,500
2015-07-10 2015-07-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Convertible Promissory Note
M - Exercise -352,500 0 -100.00
2015-07-10 2015-07-08 4 LIND LINDBLAD EXPEDITIONS HOLDINGS, INC.
Common Stock
G - Gift -280,251 3,456,416 -7.50
2014-09-24 2014-09-22 4 CLAC Capitol Acquisition Corp. II
Convertible Promissory Note
A - Award 165,000 352,500 88.00
2014-05-21 2014-05-20 4 CLAC Capitol Acquisition Corp. II
Convertible Promissory Note
A - Award 187,500 187,500
2013-05-22 2013-05-21 4 CLAC Capitol Acquisition Corp. II
Common Stock
D - Sale to Issuer -130,782 3,736,667 -3.38
2013-05-14 2013-05-10 4 CLAC Capitol Acquisition Corp. II
Warrants
P - Purchase 260,871 3,652,175 7.69 1.00 260,871 3,652,175
2013-05-09 3 CLAC Capitol Acquisition Corp. II
Common Stock
3,867,449
2012-11-21 2012-11-21 4 TWO Two Harbors Investment Corp.
Warrants
S - Sale -3,040,000 0 -100.00 0.50 -1,520,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)