Flux Power Holdings, Inc.
US ˙ NasdaqCM ˙ US3440573026

Introduction

This page provides a comprehensive analysis of the known insider trading history of Ronald F Dutt. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Ronald F Dutt has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:FLUX / Flux Power Holdings, Inc. 54,698
US:DEIX / DEI Holdings, Inc. Executive Vice President 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Ronald F Dutt. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases FLUX / Flux Power Holdings, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in FLUX / Flux Power Holdings, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2023-06-14 FLUX DUTT RONALD F 2,650 4.0691 2,650 4.0691 10,783 47 5.6300 4,136 38.36
2021-12-01 FLUX DUTT RONALD F 4,700 5.2400 4,700 5.2400 24,628
2020-08-18 FLUX DUTT RONALD F 8,750 4.0000 8,750 4.0000 35,000
2020-08-14 FLUX DUTT RONALD F 8,750 4.0000 8,750 4.0000 35,000
2014-10-22 FLUX DUTT RONALD F 7,000 0.1475 700 1.4750 1,032
2014-10-21 FLUX DUTT RONALD F 6,900 0.1290 690 1.2900 890
2014-10-21 FLUX DUTT RONALD F 7,097 0.1300 710 1.3000 923
2014-10-17 FLUX DUTT RONALD F 20,000 0.1200 2,000 1.2000 2,400

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

FLUX / Flux Power Holdings, Inc. Insider Trades
Insider Sales FLUX / Flux Power Holdings, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in FLUX / Flux Power Holdings, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2025-04-01 FLUX DUTT RONALD F 7,467 1.6659 7,467 1.6659 12,439 83 1.3700 -2,209 -17.76
2023-11-02 FLUX DUTT RONALD F 1,221 3.2943 1,221 3.2943 4,022
2023-10-31 FLUX DUTT RONALD F 582 3.3000 582 3.3000 1,921
2023-10-30 FLUX DUTT RONALD F 1,091 3.3000 1,091 3.3000 3,600
2023-10-27 FLUX DUTT RONALD F 333 3.3500 333 3.3500 1,116

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

FLUX / Flux Power Holdings, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Ronald F Dutt as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-04-02 2025-04-01 4 FLUX Flux Power Holdings, Inc.
Common Stock
S - Sale -7,467 54,698 -12.01 1.67 -12,439 91,121
2025-04-02 2025-04-01 4 FLUX Flux Power Holdings, Inc.
Common Stock
M - Exercise 4,021 62,165 6.92
2025-04-02 2025-04-01 4 FLUX Flux Power Holdings, Inc.
Common Stock
M - Exercise 13,214 58,144 29.41
2025-04-02 2025-04-01 4 FLUX Flux Power Holdings, Inc.
Common Stock
A - Award 1,500 44,930 3.45 1.46 2,190 65,598
2025-04-02 2025-04-01 4 FLUX Flux Power Holdings, Inc.
Common Stock
A - Award 1,500 43,430 3.58 2.58 3,870 112,049
2024-04-01 2024-03-28 4 FLUX Flux Power Holdings, Inc.
Common Stock
A - Award 1,500 41,930 3.71 2.80 4,200 117,404
2023-11-06 2023-11-02 4 FLUX Flux Power Holdings, Inc.
Common Stock
S - Sale -1,221 40,430 -2.93 3.29 -4,022 133,189
2023-10-31 2023-10-31 4 FLUX Flux Power Holdings, Inc.
Common Stock
S - Sale -582 41,651 -1.38 3.30 -1,921 137,448
2023-10-31 2023-10-27 4 FLUX Flux Power Holdings, Inc.
Common Stock
M - Exercise 4,020 42,233 10.52
2023-10-30 2023-10-30 4 FLUX Flux Power Holdings, Inc.
Common Stock
S - Sale -1,091 38,213 -2.78 3.30 -3,600 126,103
2023-10-30 2023-10-27 4 FLUX Flux Power Holdings, Inc.
Common Stock
S - Sale -333 39,304 -0.84 3.35 -1,116 131,668
2023-10-30 2023-10-26 4 FLUX Flux Power Holdings, Inc.
Common Stock
M - Exercise 6,607 39,637 20.00
2023-06-16 2023-06-14 4 FLUX Flux Power Holdings, Inc.
Common Stock
P - Purchase 2,650 33,030 8.72 4.07 10,783 134,402
2022-10-31 2022-10-27 4 FLUX Flux Power Holdings, Inc.
Common Stock
M - Exercise 4,020 30,380 15.25
2021-12-02 2021-12-01 4 FLUX Flux Power Holdings, Inc.
Common Stock
P - Purchase 4,700 26,360 21.70 5.24 24,628 138,126
2021-11-02 2021-10-29 4/A FLUX Flux Power Holdings, Inc.
Performance Based Restricted Stock Units
A - Award 18,092 18,092
2021-11-02 2021-10-29 4/A FLUX Flux Power Holdings, Inc.
Time Based Restricted Stock Units
A - Award 12,061 12,061
2021-10-29 2021-10-27 4 FLUX Flux Power Holdings, Inc.
Performance Based Restricted Stock Units
A - Award 18,092 18,092
2021-10-29 2021-10-27 4 FLUX Flux Power Holdings, Inc.
Time Based Restricted Stock Units
A - Award 12,061 12,061
2021-07-16 2020-11-05 4/A FLUX Flux Power Holdings, Inc.
Retention Based Restricted Stock Units
A - Award 13,214 13,214
2021-02-23 2020-08-14 4/A FLUX Flux Power Holdings, Inc.
Common Stock
P - Purchase 8,750 21,660 67.78 4.00 35,000 86,640
2020-11-09 2020-11-05 4 FLUX Flux Power Holdings, Inc.
Retention Based Restricted Stock Units
A - Award 13,214 13,214
2020-11-09 2020-11-05 4 FLUX Flux Power Holdings, Inc.
Performance Based Restricted Stock Units
A - Award 9,910 6,607 -300.03
2020-11-09 2020-11-05 4 FLUX Flux Power Holdings, Inc.
Time Based Restricted Stock Units
A - Award 6,607 6,607
2020-08-18 2020-08-18 4 FLUX Flux Power Holdings, Inc.
Common Stock
P - Purchase 8,750 21,660 67.78 4.00 35,000 86,640
2020-07-02 2020-06-30 4 FLUX Flux Power Holdings, Inc.
Common Stock
A - Award 12,500 12,910 3,048.78 4.00 50,000 51,640
2019-03-18 2019-03-15 4 FLUX Flux Power Holdings, Inc.
Stock Option
A - Award 500,000 500,000
2018-07-27 2018-07-25 4 FLUX Flux Power Holdings, Inc.
Stock Option
A - Award 335,264 335,264
2018-07-09 2018-06-29 4/A FLUX Flux Power Holdings, Inc.
Stock Option
A - Award 500,000 500,000
2018-07-03 2018-06-29 4 FLUX Flux Power Holdings, Inc.
Stock Option
A - Award 500,000 500,000
2017-10-30 2017-10-26 4 FLUX Flux Power Holdings, Inc.
Stock Option
A - Award 500,000 500,000
2016-01-05 2015-12-22 4 FLUX Flux Power Holdings, Inc.
Stock Option (Right to Buy)
A - Award 1,900,000 1,900,000
2014-10-23 2014-10-22 4 FLUX Flux Power Holdings, Inc.
Common Stock
P - Purchase 7,000 40,997 20.59 0.15 1,032 6,047
2014-10-23 2014-10-21 4 FLUX Flux Power Holdings, Inc.
Common Stock
P - Purchase 7,097 33,997 26.38 0.13 923 4,420
2014-10-23 2014-10-21 4 FLUX Flux Power Holdings, Inc.
Common Stock
P - Purchase 6,900 26,900 34.50 0.13 890 3,470
2014-10-23 2014-10-17 4 FLUX Flux Power Holdings, Inc.
Common Stock
P - Purchase 20,000 20,000 0.12 2,400 2,400
2013-08-09 2013-08-09 4 FLUX Flux Power Holdings, Inc.
Stock Option (Right to Buy)
A - Award 1,750,000 1,750,000
2006-10-05 3 DEIX Directed Electronics, Inc.
No Securities Beneficially Owned
0
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)