DBX ETF Trust - Xtrackers California Municipal Bond ETF

Introduction

This page provides a comprehensive analysis of the known insider trading history of David C Dobson. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

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Companies with Reported Insider Positions

The SEC filings indicate David C Dobson has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
BR:J2WA34 / John Wiley & Sons, Inc. - Depositary Receipt (Common Stock) Director 0
US:DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF Chief Executive Officer, Director 0
US:CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF EVP & Grp Exec, Cust Solutions 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by David C Dobson. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF Insider Trades
Insider Sales CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF Insider Trades
Insider Purchases DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2013-05-09 DRIV Dobson David C 20,000 14.8563 20,000 14.8563 297,126 730
2013-05-08 DRIV Dobson David C 10,000 14.9174 10,000 14.9174 149,174

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF Insider Trades
Insider Sales DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in CA / DBX ETF Trust - Xtrackers California Municipal Bond ETF. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

DRIV / Global X Funds - Global X Autonomous & Electric Vehicles ETF Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by David C Dobson as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-03-12 2025-03-11 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		S - Sale -1,349 0 -100.00 46.01 -62,066
2025-03-12 2025-03-10 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		S - Sale -2,041 1,349 -60.21 46.00 -93,886 62,054
2024-06-20 2024-06-17 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		S - Sale -10,000 3,390 -74.68 39.76 -397,640 134,800
2024-04-26 2024-04-25 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		A - Award 122 13,390 0.92 38.13 4,652 510,596
2024-01-12 2024-01-12 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		A - Award 143 13,268 1.09 31.98 4,572 424,247
2023-10-31 2023-10-30 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		A - Award 92 13,125 0.71 30.34 2,791 398,212
2023-10-19 2023-10-16 4/A WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		P - Purchase 5,000 13,033 62.24 29.92 149,600 389,946
2023-10-19 2023-07-21 4/A WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		P - Purchase 81 8,033 1.02 34.04 2,757 273,443
2023-10-18 2023-10-16 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		P - Purchase 5,000 13,033 62.24 29.92 149,600 389,946
2023-10-18 2023-07-21 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		P - Purchase 81 8,033 1.02 34.04 2,757 273,443
2023-06-28 2023-06-26 4 WLY, WLYB JOHN WILEY & SONS, INC.
Class A Common 		P - Purchase 3,000 7,952 60.58 31.66 94,995 251,800
2022-04-21 2022-04-20 4 WLY/WLYB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 97 15,513 0.63 54.91 5,319 851,811
2022-01-14 2022-01-12 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 96 15,416 0.63 55.03 5,286 848,342
2021-12-20 2021-12-16 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 476 15,320 3.21 52.55 25,014 805,063
2021-10-29 2021-10-27 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 68 14,844 0.46 53.10 3,613 788,213
2021-10-04 2021-09-30 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 479 14,776 3.35 52.21 25,009 771,450
2021-10-04 2021-09-30 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 2,298 14,297 19.15 52.21 119,979 746,441
2021-07-22 2021-07-21 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 101 11,999 0.85 56.51 5,698 678,058
2021-06-24 2021-06-22 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 437 11,898 3.81
2021-04-22 2021-04-21 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 68 11,461 0.60 57.04 3,902 653,739
2021-03-29 2021-03-25 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 469 11,393 4.29 53.27 24,984 606,887
2021-01-15 2021-01-13 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 78 10,924 0.72 47.51 3,715 518,983
2020-12-21 2020-12-17 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 289 10,846 2.74 45.96 13,299 498,483
2020-10-23 2020-10-21 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 113 10,557 1.08 31.60 3,577 333,591
2020-09-28 2020-09-24 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 564 10,443 5.71 31.03 17,501 324,061
2020-09-28 2020-09-24 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 3,545 9,879 55.96 31.03 110,001 306,560
2020-07-24 2020-07-22 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 105 6,334 1.69 35.33 3,715 223,797
2020-06-29 2020-06-25 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 641 6,229 11.47 38.98 24,986 242,819
2020-04-17 2020-04-15 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 102 5,588 1.85 33.81 3,436 188,941
2020-03-23 2020-03-19 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 722 5,487 15.15 34.63 25,003 190,004
2020-01-21 2020-01-16 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 32 4,765 0.69 49.55 1,609 236,090
2019-12-23 2019-12-19 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 518 4,732 12.29 43.80 22,688 207,271
2019-10-25 2019-10-23 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 32 4,214 0.76 44.46 1,422 187,364
2019-09-30 2019-09-26 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 569 4,182 15.75 43.90 24,979 183,600
2019-09-30 2019-09-26 4 JWA/JWB JOHN WILEY & SONS, INC.
Phantom Stock Units 		A - Award 2,506 3,613 226.33 43.90 110,013 158,621
2019-09-17 2019-09-16 4 JWA/JWB JOHN WILEY & SONS, INC.
Class A Common 		P - Purchase 175 4,793 3.79 46.34 8,110 222,117
2019-07-25 2019-07-24 4 JWA/JWB WILEY JOHN & SONS, INC.
Phantom Stock Units 		A - Award 8 1,107 0.76 44.89 373 49,704
2019-07-01 2019-06-28 4 JWA/JWB WILEY JOHN & SONS, INC.
Phantom Stock Units 		A - Award 545 1,099 98.39 45.86 24,994 50,396
2019-04-19 2019-04-17 4 JWA/JWB WILEY JOHN & SONS, INC.
Phantom Stock Units 		A - Award 4 554 0.71 46.30 181 25,646
2019-03-21 2019-03-21 4 JWA/JWB WILEY JOHN & SONS, INC.
Phantom Stock Units 		A - Award 550 550 45.44 24,992 24,992
2018-10-01 2018-09-27 4 JWA/JWB WILEY JOHN & SONS, INC.
Class A Common 		A - Award 1,809 4,618 64.40 60.80 109,987 280,774
2017-10-02 2017-09-28 4 JWA/JWB WILEY JOHN & SONS, INC.
Class A Common 		A - Award 1,869 2,809 198.83 53.50 99,992 150,282
2017-03-24 2017-03-22 4 JWA/JWB WILEY JOHN & SONS, INC.
Class A Common 		A - Award 940 940 53.20 50,008 50,008
2015-02-27 2015-02-12 4/A DRIV DIGITAL RIVER INC /DE
Common Stock 		J - Other -40,000 0 -100.00 26.00 -1,040,000
2015-02-27 2015-02-12 4/A DRIV DIGITAL RIVER INC /DE
Common Stock 		U - Other -494,131 40,000 -92.51 26.00 -12,847,406 1,040,000
2015-02-17 2015-02-12 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		U - Other -534,131 0 -100.00 26.00 -13,887,406
2014-03-10 2014-02-28 4/A DRIV DIGITAL RIVER INC /DE
Common Stock 		F - Taxes -31,903 540,306 -5.58 17.77 -566,916 9,601,238
2014-03-04 2014-02-28 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		F - Taxes -30,670 541,539 -5.36 17.77 -545,006 9,623,148
2014-02-27 2014-02-25 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		A - Award 73,644 572,209 14.77
2014-02-27 2014-02-25 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		A - Award 77,778 497,252 18.54
2013-05-10 2013-05-09 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		P - Purchase 20,000 419,474 5.01 14.86 297,126 6,231,832
2013-05-10 2013-05-08 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		P - Purchase 10,000 399,474 2.57 14.92 149,174 5,959,113
2013-03-04 2013-02-28 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		A - Award 98,246 389,474 33.74
2013-03-04 2013-02-28 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		A - Award 98,246 389,474 33.74
2013-03-04 2013-02-28 4 DRIV DIGITAL RIVER INC /DE
Common Stock 		A - Award 192,982 192,982
2010-07-08 3 CA CA, INC.
Common Stock, $.10 par value 		0
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)