Axos Financial, Inc.
US ˙ NYSE ˙ US05465C1009

Introduction

This page provides a comprehensive analysis of the known insider trading history of Uzair Dada. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Uzair Dada has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:AX / Axos Financial, Inc. Director 29,410
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Uzair Dada. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases AX / Axos Financial, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in AX / Axos Financial, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AX / Axos Financial, Inc. Insider Trades
Insider Sales AX / Axos Financial, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in AX / Axos Financial, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2022-09-01 AX Dada Uzair 2,334 40.6000 2,334 40.6000 94,760 193 34.0000 -15,404 -16.26
2022-08-02 AX Dada Uzair 1,334 41.8800 1,334 41.8800 55,868
2021-03-08 AX Dada Uzair 4,949 48.8560 4,949 48.8560 241,788

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AX / Axos Financial, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Uzair Dada as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2024-09-04 2024-08-31 4 AX Axos Financial, Inc.
Common Stock
D - Sale to Issuer -999 29,410 -3.29 69.43 -69,361 2,041,936
2024-09-04 2024-08-31 4 AX Axos Financial, Inc.
Common Stock
D - Sale to Issuer -2,999 30,409 -8.98 69.43 -208,221 2,111,297
2024-09-04 2024-08-31 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 6,000 33,408 21.89 69.43 416,580 2,319,517
2024-09-04 2024-08-31 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,000 27,408 7.87 69.43 138,860 1,902,937
2023-09-05 2023-08-31 4 AX Axos Financial, Inc.
Common Stock
D - Sale to Issuer -1,333 25,408 -4.98 43.09 -57,439 1,094,831
2023-09-05 2023-08-31 4 AX Axos Financial, Inc.
Common Stock
D - Sale to Issuer -999 26,741 -3.60 43.09 -43,047 1,152,270
2023-09-05 2023-08-31 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,667 27,740 10.64 43.09 114,921 1,195,317
2023-09-05 2023-08-31 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,000 25,073 8.67 43.09 86,180 1,080,396
2023-08-17 2023-08-15 4 AX Axos Financial, Inc.
Common Stock
D - Sale to Issuer -3,000 23,073 -11.51 41.42 -124,260 955,684
2023-08-17 2023-08-15 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 6,000 26,073 29.89 41.42 248,520 1,079,944
2022-09-02 2022-09-01 4 AX Axos Financial, Inc.
Common Stock
S - Sale -2,334 20,073 -10.42 40.60 -94,760 814,964
2022-09-02 2022-08-31 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 4,667 22,407 26.31 41.78 194,987 936,164
2022-08-03 2022-08-02 4 AX Axos Financial, Inc.
Common Stock
S - Sale -1,334 17,740 -6.99 41.88 -55,868 742,951
2022-08-03 2022-08-01 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,667 19,074 16.26 42.10 112,281 803,015
2021-09-09 2021-09-05 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,667 14,001 -16.00
2021-09-09 2021-09-05 4 AX Axos Financial, Inc.
Common Stock
D - Sale to Issuer -1,341 16,407 -7.56 47.16 -63,242 773,754
2021-09-09 2021-09-05 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,667 17,748 17.68
2021-09-01 2021-08-31 4 AX Axos Financial, Inc.
Restricted Stock Units
A - Award 6,000 16,668 56.24
2021-09-01 2021-08-31 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,666 10,668 -19.99
2021-09-01 2021-08-31 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,340 15,081 -8.16 48.48 -64,963 731,127
2021-09-01 2021-08-31 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,666 16,421 19.38 48.48 129,248 796,090
2021-09-01 2021-08-31 4 AX Axos Financial, Inc.
Restricted Stock Units
A - Award 6,000 16,668 56.24
2021-09-01 2021-08-31 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,666 10,668 -19.99
2021-09-01 2021-08-31 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,340 15,081 -8.16 48.48 -64,963 731,127
2021-09-01 2021-08-31 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,666 16,421 19.38 48.48 129,248 796,090
2021-08-04 2021-08-01 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,667 13,334 -16.67
2021-08-04 2021-08-01 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,341 13,755 -8.88 47.85 -64,167 658,177
2021-08-04 2021-08-01 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,667 15,096 21.46 47.85 127,616 722,344
2021-03-09 2021-03-08 4 AX Axos Financial, Inc.
Common Stock
S - Sale -4,949 12,429 -28.48 48.86 -241,788 607,231
2020-09-09 2020-09-05 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,667 16,001 -14.29
2020-09-09 2020-09-05 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,341 17,378 -7.16 24.91 -33,404 432,886
2020-09-09 2020-09-05 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,667 18,719 16.61 24.91 66,435 466,290
2020-09-02 2020-08-31 4 AX Axos Financial, Inc.
Restricted Stock Units
A - Award 8,000 18,668 74.99
2020-08-18 2020-08-17 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,667 10,668 -20.00
2020-08-18 2020-08-17 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,341 16,052 -7.71 24.87 -33,351 399,213
2020-08-18 2020-08-17 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,667 17,393 18.11 24.87 66,328 432,564
2020-08-05 2020-08-01 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,666 13,335 -16.66
2020-08-05 2020-08-01 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,341 14,726 -8.35 22.41 -30,052 330,010
2020-08-05 2020-08-01 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,666 16,067 19.89 22.41 59,745 360,061
2019-09-09 2019-09-05 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,666 16,001 -14.28
2019-09-09 2019-09-05 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,341 13,401 -9.10 25.91 -34,745 347,220
2019-09-09 2019-09-05 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,666 14,742 22.08 25.91 69,076 381,965
2019-08-27 2019-08-24 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,667 18,667 -12.50
2019-08-27 2019-08-24 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,341 12,076 -9.99 24.91 -33,404 300,813
2019-08-27 2019-08-24 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,667 13,417 24.81 24.91 66,435 334,217
2019-08-20 2019-08-17 4 AX Axos Financial, Inc.
Restricted Stock Units
M - Exercise -2,667 21,334 -11.11
2019-08-20 2019-08-17 4 AX Axos Financial, Inc.
Common Stock
F - Taxes -1,341 10,750 -11.09 27.12 -36,368 291,540
2019-08-20 2019-08-17 4 AX Axos Financial, Inc.
Common Stock
M - Exercise 2,667 12,091 28.30 27.12 72,329 327,908
2019-08-05 2019-08-01 4 AX Axos Financial, Inc.
Restricted Stock Units
A - Award 8,000 24,001 50.00
2018-09-07 2018-09-05 4 BOFI BofI Holding, Inc.
Restricted Stock Units
A - Award 8,000 16,001 99.99
2018-08-27 2018-08-26 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -2,667 8,001 -25.00
2018-08-27 2018-08-26 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -1,341 9,424 -12.46 37.87 -50,784 356,887
2018-08-27 2018-08-26 4 BOFI BofI Holding, Inc.
Common Stock
M - Exercise 2,667 10,765 32.93 37.87 100,999 407,671
2018-08-27 2018-08-24 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -2,667 10,668 -20.00
2018-08-27 2018-08-24 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -1,341 8,098 -14.21 37.87 -50,784 306,671
2018-08-27 2018-08-24 4 BOFI BofI Holding, Inc.
Common Stock
M - Exercise 2,667 9,439 39.38 37.87 100,999 357,455
2018-08-21 2018-08-17 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -2,666 13,335 -16.66
2018-08-21 2018-08-17 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -1,340 6,772 -16.52 37.67 -50,478 255,101
2018-08-21 2018-08-17 4 BOFI BofI Holding, Inc.
Common Stock
M - Exercise 2,666 8,112 48.95 37.67 100,428 305,579
2018-01-23 2018-01-22 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -1,055 16,001 -6.19
2018-01-23 2018-01-22 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -558 5,446 -9.29 32.57 -18,174 177,376
2018-01-23 2018-01-22 4 BOFI BofI Holding, Inc.
Common Stock
M - Exercise 1,055 6,004 21.32 32.57 34,361 195,550
2017-08-29 2017-08-26 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -2,667 17,056 -13.52
2017-08-29 2017-08-26 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -1,410 4,949 -22.17 26.25 -37,012 129,911
2017-08-29 2017-08-26 4 BOFI BofI Holding, Inc.
Common Stock
M - Exercise 2,667 6,359 72.24 26.25 70,009 166,924
2017-08-24 2017-08-24 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -2,666 19,723 -11.91
2017-08-24 2017-08-24 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -1,410 3,692 -27.64 26.50 -37,365 97,838
2017-08-24 2017-08-24 4 BOFI BofI Holding, Inc.
Common Stock
M - Exercise 2,666 5,102 109.44 26.50 70,649 135,203
2017-08-21 2017-08-17 4 BOFI BofI Holding, Inc.
Restricted Stock Units
A - Award 8,000 22,389 55.60
2017-01-25 2017-01-23 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -1,055 14,389 -6.83
2017-01-25 2017-01-23 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -558 2,436 -18.64 27.14 -15,144 66,113
2017-01-25 2017-01-23 4 BOFI BofI Holding, Inc.
Common Stock
M - Exercise 1,055 2,994 54.41 27.14 28,633 81,257
2016-09-12 2016-09-08 4 BOFI BofI Holding, Inc.
Restricted Stock Units
A - Award 8,000 15,444 107.47
2016-08-29 2016-08-26 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -2,666 7,444 -26.37
2016-08-29 2016-08-26 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -1,410 1,939 -42.10 22.89 -32,275 44,384
2016-08-29 2016-08-26 4 BOFI BofI Holding, Inc.
Common Stock
M - Exercise 2,666 3,349 390.34 22.89 61,025 76,659
2016-01-25 2016-01-22 4 BOFI BofI Holding, Inc.
Restricted Stock Units
M - Exercise -1,054 10,110 -9.44
2016-01-25 2016-01-22 4 BOFI BofI Holding, Inc.
Common Stock
F - Taxes -371 683 -35.20 17.79 -6,600 12,151
2016-01-25 2016-01-22 4 BOFI BofI Holding, Inc.
Common Stock
A - Award 1,054 1,054 17.79 18,751 18,751
2015-08-26 2015-08-26 4 BOFI BofI Holding, Inc.
Restricted Stock Units
A - Award 2,000 2,791 252.84
2015-01-29 2015-01-22 4 BOFI BofI Holding, Inc.
Restricted Stock Units
A - Award 791 791
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)