Saia, Inc.
US ˙ NasdaqGS ˙ US78709Y1055

Introduction

This page provides a comprehensive analysis of the known insider trading history of Peter A Cohen. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate Peter A Cohen has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:PTE / PolarityTE Inc Director 58,143
Chief Executive Officer, Director 432,228
US:SGMS / Scientific Games Corporation Director 0
US:COWN / Cowen Inc - Class A Director 689,505
10% Owner 393,750
US:ESSX / Essex Rental Corp. 10% Owner 2,200
US:IMMR / Immersion Corporation 10% Owner 1,110,633
US:PTEC / Global X Funds - Global X PropTech ETF 10% Owner 481,339
US:SBLK / Star Bulk Carriers Corp. 10% Owner 2,885,580
US:LLL / JX Luxventure Limited Director 5,705
US:SAIA / Saia, Inc. 10% Owner 731,286
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Peter A Cohen. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases SAIA / Saia, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in SAIA / Saia, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SAIA / Saia, Inc. Insider Trades
Insider Sales SAIA / Saia, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in SAIA / Saia, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2006-08-31 SAIA RCG HOLDINGS LLC 55 31.5000 55 31.5000 1,732 343 10.9533 -1,130 -65.22
2006-08-31 SAIA RCG HOLDINGS LLC 86 31.5000 86 31.5000 2,709
2006-08-31 SAIA RCG HOLDINGS LLC 19 31.5000 19 31.5000 598
2006-08-31 SAIA RCG HOLDINGS LLC 18 31.5000 18 31.5000 567
2006-08-31 SAIA RCG HOLDINGS LLC 138 31.5000 138 31.5000 4,347

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SAIA / Saia, Inc. Insider Trades
Insider Purchases SBLK / Star Bulk Carriers Corp. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in SAIA / Saia, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SBLK / Star Bulk Carriers Corp. Insider Trades
Insider Sales SBLK / Star Bulk Carriers Corp. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in SAIA / Saia, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

SBLK / Star Bulk Carriers Corp. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Peter A Cohen as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2022-10-04 2022-10-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 50,900 58,143 702.75 0.87 44,283 50,584
2022-08-17 2022-08-17 4 PTE POLARITYTE, INC.
Common Stock 		S - Sale -8,555 7,243 -54.15 1.28 -10,946 9,267
2022-08-16 2022-08-16 4 PTE POLARITYTE, INC.
Common Stock 		S - Sale -15,106 757,515 -1.96 1.33 -20,023 1,004,086
2021-11-23 2021-11-23 4 NONE Andover National Corp
Class A Common Stock 		S - Sale -20,299 432,228 -4.49 11.00 -223,289 4,754,508
2021-11-02 2021-11-01 4 NONE Andover National Corp
Class B Common Stock 		C - Conversion -81,198 0 -100.00
2021-11-02 2021-11-01 4 NONE Andover National Corp
Class B Common Stock 		P - Purchase 40,599 81,198 100.00 11.00 446,589 893,178
2021-11-02 2021-11-01 4 NONE Andover National Corp
Class A Common Stock 		C - Conversion 81,198 452,527 21.87
2021-10-05 2021-10-05 4 NONE Andover National Corp
Class A Common Stock 		A - Award 52,085 371,329 16.32
2021-10-05 2021-10-05 4 NONE Andover National Corp
Class A Common Stock 		D - Sale to Issuer -41,667 319,244 -11.54
2021-10-04 2021-10-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 30,731 772,621 4.14 0.65 20,000 502,822
2021-07-02 2021-07-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 37,438 741,890 5.31 1.00 37,251 738,181
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -8,372 0 -100.00
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -5,783 0 -100.00
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,394 0 -100.00
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,555 0 -100.00
2021-06-11 2021-06-09 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 17,104 295,553 6.14
2021-05-19 2021-05-18 4 PTE POLARITYTE, INC.
Common Stock 		P - Purchase 265,000 704,452 60.30 0.98 259,382 689,518
2021-04-05 2021-04-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 33,558 439,452 8.27 1.11 37,249 487,792
2021-02-11 2021-02-11 4 NONE Andover National Corp
Class A Common Stock 		P - Purchase 45,455 360,911 14.41 11.00 500,005 3,970,021
2021-02-03 2021-02-01 4 NONE Andover National Corp
Class A Common Stock 		A - Award 30,000 315,456 10.51
2021-01-05 2021-01-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 172,426 405,894 73.85 0.68 117,250 276,008
2020-10-05 2020-10-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 36,165 233,468 18.33 1.03 37,250 240,472
2020-07-06 2020-07-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 29,330 197,303 17.46 1.27 37,249 250,575
2020-06-30 2020-06-29 4 PTE POLARITYTE, INC.
Restricted Stock Units 		M - Exercise -7,500 7,500 -50.00
2020-06-30 2020-06-29 4 PTE POLARITYTE, INC.
Common Stock 		M - Exercise 7,500 167,973 4.67
2020-06-26 2020-06-19 4/A SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,555 1,555 -50.00
2020-06-26 2020-06-19 4/A SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 1,555 278,449 0.56
2020-06-19 2020-06-19 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,555 1,555 -50.00
2020-06-19 2020-06-19 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 1,555 276,894 0.56
2020-06-15 2020-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -4,339 0 -100.00
2020-06-15 2020-06-15 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 4,339 276,894 1.59
2020-06-15 2020-06-13 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -697 1,394 -33.33
2020-06-15 2020-06-13 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 697 272,555 0.26
2020-06-12 2020-06-12 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,927 5,783 -24.99
2020-06-12 2020-06-12 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 1,927 271,858 0.71
2020-06-12 2020-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 8,372 8,372
2020-04-03 2020-04-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 18,518 160,473 13.04
2020-01-30 2020-01-30 4 NONE Andover National Corp
Class A Common Stock 		P - Purchase 22,728 285,456 8.65 11.00 250,008 3,140,016
2020-01-13 2019-11-01 5 PTE POLARITYTE, INC.
Restricted Stock Units 		M - Exercise -4,020 0 -100.00
2020-01-13 2019-11-01 5 PTE POLARITYTE, INC.
Common Stock 		M - Exercise 4,020 141,955 2.91
2020-01-06 2020-01-02 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 45,095 137,935 48.57
2019-12-30 2019-12-29 4 PTE POLARITYTE, INC.
Common Stock 		M - Exercise 7,500 92,840 8.79
2019-12-30 2019-06-29 4 PTE POLARITYTE, INC.
Restricted Stock Units 		M - Exercise -7,500 7,500 -50.00
2019-12-09 2019-12-06 4 NONE Andover National Corp
Class A Common Stock 		A - Award 22,728 262,728 9.47 11.00 250,008 2,890,008
2019-11-26 2019-11-25 4 NONE Andover National Corp
Class A Common Stock 		A - Award 40,000 240,000 20.00
2019-10-03 2019-10-01 4 PTE POLARITYTE, INC.
Common Stock 		A - Award 5,340 85,340 6.68
2019-09-05 2019-09-03 4 AANC Andover National Corp
Class B Common Stock 		J - Other -459,401 40,599 -91.88
2019-09-05 2019-09-03 4 AANC Andover National Corp
Class A Common Stock 		J - Other -584,820 200,000 -74.52
2019-07-02 2019-06-29 4 PTE POLARITYTE, INC.
Restricted Stock Units 		M - Exercise -7,500 15,000 -33.33
2019-07-02 2019-06-29 4 PTE POLARITYTE, INC.
Common Stock 		M - Exercise 7,500 80,000 10.34
2019-06-21 2019-06-19 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,555 3,110 -33.33
2019-06-21 2019-06-19 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 1,555 269,931 0.58
2019-06-17 2019-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -4,338 4,339 -49.99
2019-06-17 2019-06-15 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 4,338 268,376 1.64
2019-06-17 2019-06-13 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -696 2,091 -24.97
2019-06-17 2019-06-13 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 696 264,038 0.26
2019-06-12 2019-06-12 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 7,710 7,710
2019-06-12 2019-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,485 0 -100.00
2019-06-12 2019-06-10 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 2,485 263,342 0.95
2019-06-06 2019-06-05 4 PTE POLARITYTE, INC.
Common Stock 		P - Purchase 15,000 72,500 26.09 5.63 84,471 408,276
2019-01-02 2018-12-29 4 PTE POLARITYTE, INC.
Restricted Stock Units 		M - Exercise -7,500 22,500 -25.00
2019-01-02 2018-12-29 4 PTE POLARITYTE, INC.
Common Stock 		M - Exercise 7,500 52,500 16.67
2018-11-05 2018-11-01 4 PTE POLARITYTE, INC.
Employee Stock Option (Right to Buy) 		A - Award 8,624 8,624
2018-11-05 2018-11-01 4 PTE POLARITYTE, INC.
Restricted Stock Units 		A - Award 4,020 4,020
2018-10-05 3 EXXP Edgar Express, Inc.
Common Stock 		8,348,200
2018-10-05 3 EXXP Edgar Express, Inc.
Series A Preferred Stock 		7,924,100
2018-10-05 3 EXXP Edgar Express, Inc.
Common Stock 		8,348,200
2018-10-05 3 EXXP Edgar Express, Inc.
Series A Preferred Stock 		7,924,100
2018-10-05 3 EXXP Edgar Express, Inc.
Common Stock 		8,348,200
2018-10-05 3 EXXP Edgar Express, Inc.
Series A Preferred Stock 		7,924,100
2018-07-26 2018-07-25 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 5,000 50,000 11.11 22.97 114,850 1,148,500
2018-07-26 2018-07-25 4 COOL POLARITYTE, INC.
Common Stock 		P - Purchase 1,000 45,000 2.27 24.32 24,320 1,094,400
2018-07-09 3 COOL POLARITYTE, INC.
Common Stock 		88,000
2018-07-09 3 COOL POLARITYTE, INC.
Common Stock 		88,000
2018-07-09 3 COOL POLARITYTE, INC.
Common Stock 		88,000
2018-06-21 2018-06-19 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,554 4,665 -24.99
2018-06-21 2018-06-19 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 1,554 260,857 0.60
2018-06-21 2018-06-21 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -1,000 689,505 -0.14 15.03 -15,025 10,359,882
2018-06-21 2018-06-20 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -1,000 690,505 -0.14 15.22 -15,225 10,512,939
2018-06-21 2018-06-19 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -4,090 691,505 -0.59 15.07 -61,653 10,423,746
2018-06-15 2018-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -4,338 8,677 -33.33
2018-06-15 2018-06-15 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 4,338 259,303 1.70
2018-06-15 2018-06-13 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 2,787 2,787
2018-06-15 2018-06-15 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -2,000 695,595 -0.29 15.25 -30,500 10,607,824
2018-06-15 2018-06-14 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -500 697,595 -0.07 15.35 -7,675 10,708,083
2018-06-15 2018-06-13 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -2,500 698,095 -0.36 15.19 -37,976 10,604,272
2018-06-12 2018-06-11 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -1,000 700,595 -0.14 15.25 -15,250 10,684,074
2018-06-12 2018-06-08 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -3,000 701,595 -0.43 15.15 -45,456 10,630,638
2018-06-12 2018-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -3,495 0 -100.00
2018-06-12 2018-06-11 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 3,495 254,965 1.39
2018-06-12 2018-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,484 2,485 -49.99
2018-06-12 2018-06-10 4 SGMS SCIENTIFIC GAMES CORP
Common Stock 		M - Exercise 2,484 251,470 1.00
2018-05-31 2018-05-30 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -1,000 704,595 -0.14 15.08 -15,075 10,621,770
2018-05-31 2018-05-29 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -1,000 705,595 -0.14 15.00 -15,000 10,583,925
2018-05-25 2018-05-25 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -4,000 706,595 -0.56 15.15 -60,600 10,704,985
2018-05-25 2018-05-24 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -2,000 710,595 -0.28 15.00 -30,000 10,658,925
2018-05-25 2018-05-23 4 COWN COWEN INC.
Class A Common Stock 		S - Sale -2,372 712,595 -0.33 15.30 -36,292 10,902,704
2018-05-21 2018-05-18 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -3,408 714,967 -0.47 15.79 -53,799 11,286,469
2018-05-21 2018-05-17 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 718,375 -0.90 15.78 -102,576 11,336,604
2018-05-16 2018-05-16 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 724,875 -0.89 15.74 -102,303 11,408,735
2018-05-16 2018-05-15 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 731,375 -0.88 15.73 -102,235 11,503,432
2018-05-16 2018-05-14 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 737,875 -0.87 15.63 -101,625 11,536,380
2018-05-11 2018-05-11 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 744,375 -0.87 15.63 -101,586 11,633,539
2018-05-11 2018-05-10 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 750,875 -0.86 15.79 -102,656 11,858,794
2018-05-11 2018-05-09 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 757,375 -0.85 15.50 -100,776 11,742,342
2018-05-08 2018-05-08 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 763,875 -0.84 15.66 -101,804 11,963,963
2018-05-08 2018-05-07 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 770,375 -0.84 15.52 -100,850 11,952,676
2018-05-08 2018-05-04 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 776,875 -0.83 15.43 -100,275 11,984,773
2018-05-03 2018-05-03 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,000 783,375 -0.51 15.13 -60,525 11,853,482
2018-05-03 2018-05-02 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 787,375 -0.82 15.45 -100,450 12,168,015
2018-05-03 2018-05-01 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,000 793,875 -0.50 15.18 -60,713 12,049,594
2018-04-30 2018-04-30 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,000 797,875 -0.75 15.58 -93,476 12,430,334
2018-04-30 2018-04-27 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 803,875 -0.80 16.04 -104,263 12,894,477
2018-04-30 2018-04-26 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -6,500 810,375 -0.80 16.03 -104,213 12,992,499
2018-04-25 2018-04-25 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,000 816,875 -0.49 15.22 -60,900 12,436,922
2018-04-25 2018-04-24 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,502 820,875 -0.55 15.31 -68,910 12,564,723
2018-04-25 2018-04-23 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -8,000 825,377 -0.96 15.13 -121,007 12,484,570
2018-04-20 2018-04-20 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -8,000 833,377 -0.95 15.13 -121,059 12,610,994
2018-04-20 2018-04-19 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -8,000 841,377 -0.94 15.09 -120,713 12,695,622
2018-04-20 2018-04-18 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -8,000 849,377 -0.93 15.03 -120,214 12,763,333
2018-04-17 2018-04-17 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -8,000 857,377 -0.92 14.96 -119,670 12,825,331
2018-04-17 2018-04-16 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,000 865,377 -0.46 14.68 -58,725 12,704,859
2018-04-17 2018-04-13 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,500 869,377 -0.51 14.68 -66,051 12,760,716
2018-04-12 2018-04-12 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,000 873,877 -0.46 14.62 -58,500 12,780,451
2018-04-12 2018-04-11 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,000 877,877 -0.45 14.51 -58,050 12,740,190
2018-04-12 2018-04-10 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -4,000 881,877 -0.45 14.44 -57,753 12,732,717
2018-04-09 2018-04-09 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -2,000 885,877 -0.23 14.20 -28,410 12,583,883
2018-04-09 2018-04-06 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -1,000 887,877 -0.11 14.18 -14,175 12,585,656
2018-04-09 2018-04-05 4 COWN COWEN INC.
Class A Common Stock 		S - Sale X -1,000 888,877 -0.11 14.20 -14,200 12,622,053
2018-04-02 2018-03-29 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -500 248,986 -0.20 41.60 -20,800 10,357,818
2018-04-02 2018-03-29 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -9,000 249,486 -3.48 41.21 -370,890 10,281,318
2018-03-07 2018-03-07 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -5,000 258,486 -1.90 41.54 -207,700 10,737,508
2018-03-07 2018-03-06 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -5,016 263,486 -1.87 40.70 -204,151 10,723,880
2018-03-07 2018-03-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -20,049 268,502 -6.95 40.80 -817,999 10,954,882
2017-12-29 2017-12-27 4 COWN COWEN INC.
Class A Common Stock 		D - Sale to Issuer -251,127 889,877 -22.01
2017-07-18 2017-07-17 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		S - Sale -248,002 393,750 -38.64 0.31 -78,071 123,952
2017-07-14 2017-07-13 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		S - Sale -100,000 641,752 -13.48 0.31 -30,780 197,531
2017-07-14 2017-07-12 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		S - Sale -500,000 741,752 -40.27 0.21 -105,700 156,806
2017-07-11 2017-07-11 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		S - Sale -122,363 1,241,752 -8.97 0.32 -38,654 392,269
2017-07-11 2017-07-10 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		S - Sale -133,202 1,364,115 -8.90 0.37 -49,205 503,904
2017-07-11 2017-07-07 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		S - Sale -194,349 1,497,317 -11.49 0.39 -76,457 589,045
2017-06-30 2017-06-29 4 TMPS Tempus Applied Solutions Holdings, Inc.
Series A-3 Warrant 		X - Other -65,625 0 -100.00
2017-06-30 2017-06-29 4 TMPS Tempus Applied Solutions Holdings, Inc.
Series A-2 Warrant 		X - Other -328,125 0 -100.00
2017-06-30 2017-06-29 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		X - Other 65,625 1,691,666 4.04 0.08 5,250 135,333
2017-06-30 2017-06-29 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		X - Other 328,125 1,626,041 25.28 0.08 26,250 130,083
2017-06-21 2017-06-19 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 6,219 6,219
2017-06-19 2017-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -4,338 13,015 -25.00
2017-06-19 2017-06-15 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 4,338 288,551 1.53
2017-06-13 2017-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -3,495 3,495 -50.00
2017-06-13 2017-06-11 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 3,495 284,213 1.25
2017-06-13 2017-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,484 4,969 -33.33
2017-06-13 2017-06-10 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,484 280,718 0.89
2017-06-06 2017-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,725 0 -100.00
2017-06-06 2017-06-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,725 278,234 0.62
2017-06-05 2017-06-01 4 COWN COWEN INC.
Class A Common Stock 		F - Taxes -2,998 1,141,004 -0.26 15.15 -45,420 17,286,211
2017-05-17 2017-05-15 4 COWN COWEN INC.
Class A Common Stock 		F - Taxes -19,030 1,144,002 -1.64 15.00 -285,450 17,160,030
2017-03-14 2017-03-10 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -27,539 1,163,032 -2.31 13.40 -369,023 15,584,629
2017-03-01 2017-02-27 4 COWN COWEN GROUP, INC.
Class A Common Stock 		A - Award 37,855 1,190,571 3.28
2017-03-01 2017-02-27 4 COWN COWEN GROUP, INC.
Class A Common Stock 		A - Award 35,805 1,152,716 3.21
2016-06-17 2016-06-15 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 17,353 17,353
2016-06-14 2016-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -3,495 6,990 -33.33
2016-06-14 2016-06-11 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 3,495 276,509 1.28
2016-06-14 2016-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,484 7,453 -25.00
2016-06-14 2016-06-10 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,484 273,014 0.92
2016-06-07 2016-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,371 0 -100.00
2016-06-07 2016-06-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,371 270,530 0.88
2016-06-07 2016-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,725 1,725 -50.00
2016-06-07 2016-06-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,725 268,159 0.65
2016-06-03 2016-06-01 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -106,936 4,467,762 -2.34 3.47 -371,068 15,503,134
2016-05-18 2016-05-16 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -76,118 4,574,698 -1.64 3.24 -246,622 14,822,022
2016-03-21 2016-03-17 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -7,000 0 -100.00 9.94 -69,580
2016-03-21 2016-03-17 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -8,000 0 -100.00 9.94 -79,520
2016-03-21 2016-03-17 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -1,500 0 -100.00 9.94 -14,910
2016-03-21 2016-03-17 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -4,400 0 -100.00 9.94 -43,736
2016-03-14 2016-03-10 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -64,027 4,650,816 -1.36 3.57 -228,576 16,603,413
2016-02-26 2016-02-24 4 COWN COWEN GROUP, INC.
Class A Common Stock 		A - Award 487,428 4,714,843 11.53
2016-02-24 2016-02-22 4 TMPS Tempus Applied Solutions Holdings, Inc.
Series B-3 Warrant 		J - Other -21,875 0 -100.00
2016-02-24 2016-02-22 4 TMPS Tempus Applied Solutions Holdings, Inc.
Series B-2 Warrant 		J - Other -109,375 0 -100.00
2016-02-24 2016-02-22 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		J - Other 106,944 1,297,916 8.98
2016-02-24 2016-02-22 4 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		J - Other 534,722 1,190,972 81.48
2015-11-06 3/A TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		656,250
2015-10-28 3 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		1,312,500
2015-10-28 3 TMPS Tempus Applied Solutions Holdings, Inc.
Common Stock 		1,312,500
2015-06-12 2015-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -3,495 10,485 -25.00
2015-06-12 2015-06-11 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 3,495 266,434 1.33
2015-06-12 2015-06-10 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 9,937 9,937
2015-06-08 2015-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,370 2,371 -49.99
2015-06-08 2015-06-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,370 262,939 0.91
2015-06-08 2015-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,725 3,450 -33.33
2015-06-08 2015-06-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,725 260,569 0.67
2015-06-03 2015-06-01 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -53,468 4,227,415 -1.25 6.01 -321,343 25,406,764
2015-05-19 2015-05-15 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -25,373 4,280,883 -0.59 5.49 -139,298 23,502,048
2015-03-23 2015-03-19 4 COWN COWEN GROUP, INC.
Class A Common Stock 		A - Award 458,805 4,306,256 11.92
2015-01-06 2015-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,351 0 -100.00
2015-01-06 2015-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,351 258,844 0.92
2014-06-12 2014-06-11 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 13,980 13,980
2014-06-06 2014-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,371 4,741 -33.34
2014-06-06 2014-06-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,371 256,493 0.93
2014-06-06 2014-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,725 5,175 -25.00
2014-06-06 2014-06-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,725 254,122 0.68
2014-06-04 2014-06-02 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -83,807 3,847,451 -2.13 4.13 -346,123 15,889,973
2014-05-15 2014-05-13 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,494 0 -100.00
2014-05-15 2014-05-13 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,494 252,397 0.60
2014-03-04 2014-02-28 4 COWN COWEN GROUP, INC.
Class A Common Stock 		A - Award 454,546 3,931,258 13.07
2014-01-06 2014-01-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,494 1,494 -50.00
2014-01-06 2014-01-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,494 250,903 0.60
2014-01-06 2014-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,350 2,351 -49.99
2014-01-06 2014-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,350 249,409 0.95
2014-01-06 2014-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,258 0 -100.00
2014-01-06 2014-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,258 247,059 0.51
2013-06-06 2013-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,370 7,112 -24.99
2013-06-06 2013-06-05 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,370 245,801 0.97
2013-06-06 2013-06-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 6,900 6,900
2013-03-19 2013-03-15 4 COWN COWEN GROUP, INC.
Class A Common Stock 		A - Award 383,142 633,371 153.12
2013-01-04 2013-01-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,493 2,988 -33.32
2013-01-04 2013-01-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,493 243,431 0.62
2013-01-04 2013-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,351 4,701 -33.34
2013-01-04 2013-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,351 241,938 0.98
2013-01-04 2013-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,258 1,258 -50.00
2013-01-04 2013-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -659 0 -100.00
2013-01-04 2013-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,258 239,587 0.53
2013-01-04 2013-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 659 238,329 0.28
2012-11-07 2012-11-05 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -85,810 2,716,724 -3.06 2.47 -211,951 6,710,308
2012-08-20 2012-08-16 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,242 0 -100.00
2012-08-20 2012-08-16 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,242 237,670 0.53
2012-06-13 2012-06-13 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		P - Purchase 3,789 0 -100.00 8.75 33,154
2012-06-13 2011-09-09 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		S - Sale -4,242 0 -100.00 7.97 -33,809
2012-06-13 2011-06-16 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		P - Purchase 453 453 9.20 4,168 4,168
2012-06-07 2012-06-05 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 9,482 9,482
2012-06-05 2012-06-01 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -21,913 250,229 -8.05 2.49 -54,563 623,070
2012-05-17 2012-05-16 4 COWN COWEN GROUP, INC.
Class A Common Stock 		F - Taxes -6,138 272,142 -2.21 2.42 -14,854 658,584
2012-01-04 2012-01-04 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,494 4,481 -25.00
2012-01-04 2012-01-04 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,494 234,078 0.64
2012-01-04 2012-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -2,350 7,052 -24.99
2012-01-04 2012-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 2,350 236,428 1.00
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -1,258 2,516 -33.33
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -658 659 -49.96
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -723 0 -100.00
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 1,258 232,584 0.54
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 658 231,326 0.29
2012-01-04 2012-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 723 230,668 0.31
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock Warrants (right to buy) 		X - Other -6,300 2,200 -74.12
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock Warrants (right to buy) 		X - Other -18,900 8,340 -69.38
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock Warrants (right to buy) 		X - Other -80,079 34,801 -69.71
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock, $.0001 par value 		X - Other 2,100 866,410 0.24
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock, $.0001 par value 		X - Other 6,300 143,450 4.59
2010-07-07 2010-07-02 4 ESSX Essex Rental Corp.
Common Stock, $.0001 par value 		X - Other 26,693 784,968 3.52
2010-04-27 2010-04-26 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -2,753 1,110,633 -0.25 6.08 -16,747 6,756,314
2010-04-27 2010-04-26 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -4,915 1,982,518 -0.25 6.08 -29,899 12,060,252
2010-04-27 2010-04-26 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -1,154 465,563 -0.25 6.08 -7,020 2,832,159
2010-04-27 2010-04-26 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -1,478 596,295 -0.25 6.08 -8,991 3,627,441
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -5,374 1,113,386 -0.48 6.04 -32,484 6,729,973
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -1,226 1,118,760 -0.11 6.07 -7,446 6,795,124
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -9,593 1,987,433 -0.48 6.04 -57,986 12,013,238
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -2,188 1,997,026 -0.11 6.07 -13,289 12,129,537
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -2,253 466,717 -0.48 6.04 -13,618 2,821,118
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -514 468,970 -0.11 6.07 -3,122 2,848,430
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -2,885 597,773 -0.48 6.04 -17,439 3,613,299
2010-04-27 2010-04-23 4 IMMR IMMERSION CORP
Common Stock, $0.001 par value 		S - Sale -658 600,658 -0.11 6.07 -3,997 3,648,277
2009-11-03 3 PTEC PHOENIX TECHNOLOGIES LTD
Common Stock, $0.001 par value 		481,339
2009-11-03 3 PTEC PHOENIX TECHNOLOGIES LTD
Common Stock, $0.001 par value 		1,720,316
2009-11-03 3 PTEC PHOENIX TECHNOLOGIES LTD
Common Stock, $0.001 par value 		1,348,572
2008-01-04 2008-01-03 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -14,201 42,602 -25.00
2008-01-04 2008-01-03 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 14,201 138,894 11.39
2008-01-04 2008-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		M - Exercise -722 2,890 -19.99
2008-01-04 2008-01-02 4 SGMS SCIENTIFIC GAMES CORP
Restricted Stock Units 		A - Award 3,291 3,291
2008-01-04 2008-01-02 4 SGMS SCIENTIFIC GAMES CORP
Class A Common Stock 		M - Exercise 722 124,693 0.58
2007-12-10 3 SBLK Star Bulk Carriers Corp.
Common Stock, $.01 par value 		2,885,580
2007-02-08 2007-02-06 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock 		A - Award 196 5,705 3.56 85.91 16,838 490,117
2006-12-20 2006-12-18 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock 		A - Award 126 5,509 2.34 79.00 9,954 435,211
2006-10-11 2006-10-10 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock 		A - Award 286 5,383 5.61 78.25 22,380 421,220
2006-10-11 2006-07-11 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock 		A - Award 34 5,097 0.67 74.27 2,525 378,554
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value 		S - Sale -138 731,286 -0.02 31.50 -4,347 23,035,509
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value 		S - Sale -18 94,154 -0.02 31.50 -567 2,965,851
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value 		S - Sale -19 102,264 -0.02 31.50 -598 3,221,316
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value 		S - Sale -86 456,200 -0.02 31.50 -2,709 14,370,300
2006-09-05 2006-08-31 4 SAIA SAIA INC
Common Stock, $.001 par value 		S - Sale -55 293,973 -0.02 31.50 -1,732 9,260,150
2006-04-25 2006-04-25 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock 		A - Award 63 5,063 1.26
2006-03-28 2006-03-24 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock 		P - Purchase 2,500 77,500 3.33 86.13 215,313 6,674,703
2006-03-22 2006-03-21 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock 		P - Purchase 75,000 75,000 87.24 6,542,910 6,542,910
2006-03-22 2006-03-20 4 LLL L 3 COMMUNICATIONS HOLDINGS INC
Common Stock 		P - Purchase 5,000 5,000 86.43 432,168 432,168
2005-10-14 3 LLL L 3 COMMUNICATIONS HOLDINGS INC
No securities owned 		0
2005-09-09 2005-09-07 4 SGMS SCIENTIFIC GAMES CORP
Stock Option (right to buy) 		A - Award 50,000 50,000
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)