Introduction

This page provides a comprehensive analysis of the known insider trading history of Brett H Barth. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

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Companies with Reported Insider Positions

The SEC filings indicate Brett H Barth has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
48,326
Director 35,000
US:COWN / Cowen Inc - Class A Director 0
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Brett H Barth. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Trading History

This table shows the complete list of insider trades made by Brett H Barth as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-03-13 2025-03-01 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 6,705 48,326 16.11 13.79 92,500 666,652
2025-03-04 2025-03-01 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 6,706 48,327 16.11 13.79 92,500 666,586
2025-01-22 2024-12-31 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		S - Sale -41,208 110,664 -27.13 13.35 -550,000 1,477,013
2025-01-03 2024-12-31 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		S - Sale -38,982 104,673 -27.14 14.11 -550,000 1,476,842
2024-08-15 2024-08-13 4 BSLK Bolt Projects Holdings, Inc.
Common Stock 		C - Conversion 35,000 35,000
2024-05-03 2024-05-01 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 5,334 39,369 15.67 13.12 70,000 516,693
2024-03-05 2024-03-01 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 4,672 34,035 15.91 13.70 64,000 466,256
2023-10-20 2023-09-30 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		S - Sale -84,571 143,655 -37.06 11.82 -1,000,000 1,698,633
2023-10-03 2023-06-30 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		S - Sale -4,515 30,215 -13.00 12.18 -55,000 368,079
2023-10-03 2023-09-30 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		S - Sale -84,582 143,644 -37.06 11.82 -1,000,000 1,698,291
2023-10-02 2023-06-30 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase -4,515 30,215 -13.00 12.18 -55,000 368,079
2023-03-01 2023-03-01 4 COWN COWEN INC.
Class A Common Stock 		D - Sale to Issuer -13,382 0 -100.00 39.00 -521,898
2023-03-01 2023-03-01 4 COWN COWEN INC.
Class A Common Stock 		D - Sale to Issuer -69,944 0 -100.00 39.00 -2,727,816
2022-12-08 2022-12-07 4 COWN COWEN INC.
Class A Common Stock 		G - Gift -40,000 83,178 -32.47
2022-09-01 2022-08-30 4 COWN COWEN INC.
Class A Common Stock 		A - Award 13,298 123,178 12.10
2022-03-02 2022-02-01 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 2,581 28,437 9.98 13.56 35,000 385,689
2022-02-23 2022-02-23 4 COWN COWEN INC.
Class A Common Stock 		P - Purchase 10,000 109,880 10.01 28.78 287,798 3,162,324
2022-02-03 2022-02-01 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 2,580 28,436 9.98 13.57 35,000 385,774
2021-11-29 2021-11-26 4 COWN COWEN INC.
Class A Common Stock 		P - Purchase 10,000 99,880 11.13 35.85 358,466 3,580,358
2021-10-29 2021-10-27 4 COWN COWEN INC.
Class A Common Stock 		A - Award 4,091 89,880 4.77
2021-10-20 2021-10-01 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 23,251 197,218 13.37 15.05 350,000 2,968,759
2021-10-04 2021-10-01 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 23,253 197,220 13.37 15.05 350,000 2,968,498
2021-10-04 2021-02-01 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 2,281 24,861 10.10 13.15 30,000 326,921
2021-03-15 2021-03-15 4 COWN COWEN INC.
Class A Common Stock 		G - Gift -20,000 85,789 -18.91
2021-02-23 2021-02-01 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 2,221 24,800 9.83 13.51 30,000 335,050
2021-02-18 2021-02-16 4 COWN COWEN INC.
Class A Common Stock 		G - Gift -5,000 105,789 -4.51
2021-02-03 2021-02-01 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 2,282 24,861 10.10 13.15 30,000 326,899
2021-01-05 2020-12-01 4/A NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 30,882 173,173 21.70 12.95 400,000 2,243,003
2020-12-03 2020-12-01 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 30,883 173,174 21.70 12.95 400,000 2,242,946
2020-10-05 2020-10-01 4 NONE BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 49,716 211,549 30.72 12.07 600,000 2,553,105
2020-07-28 2020-07-27 4 COWN COWEN INC.
Class A Common Stock 		A - Award 19,737 110,789 21.68
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		573,892
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		588,541
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		556,363
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		573,892
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		588,541
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		556,363
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		573,892
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		588,541
2020-05-01 3 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		556,363
2020-05-01 2020-05-01 4 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 31,200 31,200 10.00 312,000 312,000
2020-05-01 2020-05-01 4 N/A BBR ALO Fund, LLC
Shares of Limited Liability Company Interests 		P - Purchase 22,000 22,000 10.00 220,000 220,000
2020-03-20 2020-03-19 4 COWN COWEN INC.
Class A Common Stock 		P - Purchase 10,000 91,052 12.34 6.29 62,934 573,027
2020-03-13 2020-03-12 4 COWN COWEN INC.
Class A Common Stock 		P - Purchase 10,000 81,052 14.07 10.04 100,390 813,681
2020-03-11 2020-03-09 4 COWN COWEN INC.
Class A Common Stock 		P - Purchase 10,000 71,052 16.38 12.13 121,305 861,896
2019-07-25 2019-07-24 4 COWN COWEN INC.
Class A Common Stock 		A - Award 13,720 61,052 28.99
2019-06-04 2019-05-31 4 COWN COWEN INC.
Class A Common Stock 		P - Purchase 20,000 47,332 73.17 15.29 305,780 723,659
2018-12-26 2018-12-21 4 COWN COWEN INC.
Class A Common Stock 		P - Purchase 5,000 27,332 22.39 12.92 64,578 353,012
2018-11-26 2018-11-21 4 COWN COWEN INC.
Class A Common Stock 		P - Purchase 10,000 22,332 81.09 15.33 153,271 342,285
2018-08-02 2018-07-31 4 COWN COWEN INC.
Class A Common Stock 		A - Award 12,332 12,332
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)