Prospect Capital Corporation
US ˙ NasdaqGS ˙ US74348T1025

Introduction

This page provides a comprehensive analysis of the known insider trading history of John F Barry. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

See Highest Ranking Insiders
Companies with Reported Insider Positions

The SEC filings indicate John F Barry has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
10% Owner 0
US:PSEC / Prospect Capital Corporation CHIEF EXECUTIVE OFFICER, Director, 10% Owner 83,585,026
10% Owner 6,382,195
32,466
17,865
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by John F Barry. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases PSEC / Prospect Capital Corporation - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in PSEC / Prospect Capital Corporation. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2025-06-23 PSEC Barry John F 319,000 3.1619 319,000 3.1619 1,008,646 30 3.4700 98,284 9.74
2025-06-20 PSEC Barry John F 623,300 3.1907 623,300 3.1907 1,988,763
2025-03-24 PSEC Barry John F 24,000 4.2367 24,000 4.2367 101,681
2025-03-21 PSEC Barry John F 24,000 4.2604 24,000 4.2604 102,250
2025-03-20 PSEC Barry John F 24,000 4.2778 24,000 4.2778 102,667
2025-03-19 PSEC Barry John F 24,000 4.2971 24,000 4.2971 103,130
2025-03-18 PSEC Barry John F 24,000 4.3009 24,000 4.3009 103,222
2025-03-17 PSEC Barry John F 240,000 4.3046 240,000 4.3046 1,033,104
2025-03-14 PSEC Barry John F 240,000 4.2775 240,000 4.2775 1,026,600
2025-03-13 PSEC Barry John F 240,000 4.2046 240,000 4.2046 1,009,104
2025-03-12 PSEC Barry John F 240,000 4.2455 240,000 4.2455 1,018,920
2025-03-11 PSEC Barry John F 1,000,000 4.3100 1,000,000 4.3100 4,310,000
2025-03-11 PSEC Barry John F 1,000,000 4.3300 1,000,000 4.3300 4,330,000
2024-12-24 PSEC Barry John F 2,000,000 4.2900 2,000,000 4.2900 8,580,000
2024-11-22 PSEC Barry John F 1,000,000 4.7800 1,000,000 4.7800 4,780,000
2024-11-21 PSEC Barry John F 1,000,000 4.6400 1,000,000 4.6400 4,640,000
2024-11-20 PSEC Barry John F 1,000,000 4.5900 1,000,000 4.5900 4,590,000
2024-11-19 PSEC Barry John F 1,000,000 4.6300 1,000,000 4.6300 4,630,000
2024-11-18 PSEC Barry John F 837,273 4.4700 837,273 4.4700 3,742,610
2024-11-15 PSEC Barry John F 205,900 4.4000 205,900 4.4000 905,960
2024-11-14 PSEC Barry John F 1,000,000 4.3700 1,000,000 4.3700 4,370,000
2024-09-10 PSEC Barry John F 95,477 5.2900 95,477 5.2900 505,073
2024-09-09 PSEC Barry John F 473,030 5.3000 473,030 5.3000 2,507,059
2024-09-06 PSEC Barry John F 750,000 5.2600 750,000 5.2600 3,945,000
2024-09-05 PSEC Barry John F 100,000 5.2200 100,000 5.2200 522,000
2024-09-05 PSEC Barry John F 118,957 5.2900 118,957 5.2900 629,283
2024-09-04 PSEC Barry John F 750,000 5.2300 750,000 5.2300 3,922,500
2024-09-03 PSEC Barry John F 750,000 5.1700 750,000 5.1700 3,877,500
2024-08-30 PSEC Barry John F 1,000,000 5.1500 1,000,000 5.1500 5,150,000
2024-08-30 PSEC Barry John F 500,000 5.2100 500,000 5.2100 2,605,000
2024-08-30 PSEC Barry John F 1,000,000 5.1800 1,000,000 5.1800 5,180,000
2024-05-13 PSEC Barry John F 4,099 5.4665 4,099 5.4665 22,407
2024-05-10 PSEC Barry John F 729,819 5.4794 729,819 5.4794 3,998,970
2024-05-10 PSEC Barry John F 69,082 5.4791 69,082 5.4791 378,507
2023-09-12 PSEC Barry John F 16,500 5.9900 16,500 5.9900 98,835
2023-09-12 PSEC Barry John F 16,665 5.9900 16,665 5.9900 99,823
2023-09-12 PSEC Barry John F 16,600 5.9900 16,600 5.9900 99,434
2023-09-12 PSEC Barry John F 16,625 5.9900 16,625 5.9900 99,584
2023-09-12 PSEC Barry John F 16,645 5.9900 16,645 5.9900 99,704
2023-09-12 PSEC Barry John F 16,650 5.9900 16,650 5.9900 99,734
2023-09-12 PSEC Barry John F 16,600 5.9900 16,600 5.9900 99,434
2023-09-12 PSEC Barry John F 16,600 5.9900 16,600 5.9900 99,434
2023-09-12 PSEC Barry John F 16,625 5.9900 16,625 5.9900 99,584
2023-09-12 PSEC Barry John F 16,650 5.9900 16,650 5.9900 99,734
2023-09-11 PSEC Barry John F 16,520 5.9900 16,520 5.9900 98,955
2023-05-12 PSEC Barry John F 100,000 6.0900 100,000 6.0900 609,000
2023-05-11 PSEC Barry John F 100,000 6.2800 100,000 6.2800 628,000
2020-03-24 PSEC Barry John F 3,377 4.2000 3,377 4.2000 14,183
2020-03-24 PSEC Barry John F 50 4.5000 50 4.5000 225
2020-03-24 PSEC Barry John F 4,100 4.5985 4,100 4.5985 18,854
2020-03-24 PSEC Barry John F 900 4.6148 900 4.6148 4,153
2020-03-24 PSEC Barry John F 333,685 4.6383 333,685 4.6383 1,547,731
2020-03-23 PSEC Barry John F 1,002,662 4.1348 1,002,662 4.1348 4,145,807
2020-03-23 PSEC Barry John F 700 4.1457 700 4.1457 2,902
2020-03-23 PSEC Barry John F 265 4.1462 265 4.1462 1,099
2020-03-23 PSEC Barry John F 650 4.1559 650 4.1559 2,701
2020-03-23 PSEC Barry John F 4,700 4.1949 4,700 4.1949 19,716
2020-03-23 PSEC Barry John F 10,200 4.2041 10,200 4.2041 42,882
2020-03-23 PSEC Barry John F 4,400 4.2552 4,400 4.2552 18,723
2020-03-23 PSEC Barry John F 17,000 4.2579 17,000 4.2579 72,384
2020-03-23 PSEC Barry John F 1,400 4.3100 1,400 4.3100 6,034
2020-03-23 PSEC Barry John F 700 4.1457 700 4.1457 2,902
2020-03-23 PSEC Barry John F 265 4.1462 265 4.1462 1,099
2020-03-23 PSEC Barry John F 650 4.1559 650 4.1559 2,701
2020-03-23 PSEC Barry John F 4,700 4.1949 4,700 4.1949 19,716
2020-03-23 PSEC Barry John F 4,400 4.2552 4,400 4.2552 18,723
2020-03-23 PSEC Barry John F 1,400 4.3100 1,400 4.3100 6,034
2020-03-23 PSEC Barry John F 700 4.1457 700 4.1457 2,902
2020-03-23 PSEC Barry John F 265 4.1462 265 4.1462 1,099
2020-03-23 PSEC Barry John F 650 4.1559 650 4.1559 2,701
2020-03-23 PSEC Barry John F 10,200 4.2041 10,200 4.2041 42,882
2020-03-23 PSEC Barry John F 4,400 4.2552 4,400 4.2552 18,723
2020-03-23 PSEC Barry John F 17,000 4.2579 17,000 4.2579 72,384
2020-03-23 PSEC Barry John F 1,400 4.3100 1,400 4.3100 6,034
2020-03-20 PSEC Barry John F 190,000 4.8124 190,000 4.8124 914,356
2020-03-20 PSEC Barry John F 150,000 4.9418 150,000 4.9418 741,270
2020-03-20 PSEC Barry John F 127,693 4.9482 127,693 4.9482 631,851
2020-03-20 PSEC Barry John F 1,000,000 4.9633 1,000,000 4.9633 4,963,300
2020-03-20 PSEC Barry John F 832,307 5.0332 832,307 5.0332 4,189,168
2020-03-19 PSEC Barry John F 1,500,000 4.6652 1,500,000 4.6652 6,997,800
2020-03-19 PSEC Barry John F 645,160 4.8563 645,160 4.8563 3,133,091
2020-03-18 PSEC Barry John F 3,353,654 4.5604 3,353,654 4.5604 15,294,004
2020-03-18 PSEC Barry John F 1,974,530 4.2138 1,974,530 4.2138 8,320,275
2020-03-17 PSEC Barry John F 265,200 4.9998 265,200 4.9998 1,325,947
2020-03-17 PSEC Barry John F 4,000,000 4.9659 4,000,000 4.9659 19,863,600
2020-03-16 PSEC Barry John F 4,610,490 4.7732 4,610,490 4.7732 22,006,791
2020-03-13 PSEC Barry John F 3,252,951 4.9212 3,252,951 4.9212 16,008,422
2020-03-12 PSEC Barry John F 2,783,638 4.4668 2,783,638 4.4668 12,433,954
2020-03-12 PSEC Barry John F 92,017 4.3124 92,017 4.3124 396,814
2020-03-12 PSEC Barry John F 1,686,051 4.7340 1,686,051 4.7340 7,981,765
2020-03-11 PSEC Barry John F 698,091 4.7937 698,091 4.7937 3,346,439
2020-03-10 PSEC Barry John F 6,500 4.9388 6,500 4.9388 32,102
2020-03-10 PSEC Barry John F 187,304 5.0110 187,304 5.0110 938,580
2020-03-10 PSEC Barry John F 139,051 5.0187 139,051 5.0187 697,855
2020-03-09 PSEC Barry John F 33,004 4.9777 33,004 4.9777 164,284
2019-09-03 PSEC Barry John F 237,857 6.3407 237,857 6.3407 1,508,180
2019-08-30 PSEC Barry John F 201,548 6.3928 201,548 6.3928 1,288,456
2019-08-29 PSEC Barry John F 139,761 6.3996 139,761 6.3996 894,414
2019-06-17 PSEC Barry John F 46,801 6.3469 46,801 6.3469 297,041
2019-06-17 PSEC Barry John F 91,038 6.3429 91,038 6.3429 577,445
2019-06-14 PSEC Barry John F 233,482 6.3150 233,482 6.3150 1,474,439
2019-06-13 PSEC Barry John F 408,911 6.3783 408,911 6.3783 2,608,157
2019-06-05 PSEC Barry John F 107,358 6.3393 107,358 6.3393 680,575
2019-06-04 PSEC Barry John F 5,800 6.2660 5,800 6.2660 36,343
2019-06-04 PSEC Barry John F 57,696 6.2966 57,696 6.2966 363,289
2019-02-12 PSEC Barry John F 1,300 6.4000 1,300 6.4000 8,320
2019-02-11 PSEC Barry John F 100,000 6.3888 100,000 6.3888 638,880
2018-12-31 PSEC Barry John F 299,707 6.3100 299,707 6.3100 1,891,151
2018-12-24 PSEC Barry John F 304,792 5.8158 304,792 5.8158 1,772,609
2018-12-21 PSEC Barry John F 1,000,000 5.8717 1,000,000 5.8717 5,871,700
2018-12-20 PSEC Barry John F 147,000 5.8131 147,000 5.8131 854,526
2018-12-20 PSEC Barry John F 453,000 5.7997 453,000 5.7997 2,627,264
2018-03-21 PSEC Barry John F 4,483 6.4996 4,483 6.4996 29,138
2018-03-20 PSEC Barry John F 58,241 6.4983 58,241 6.4983 378,467
2018-03-19 PSEC Barry John F 63,295 6.4970 63,295 6.4970 411,228
2018-03-16 PSEC Barry John F 3,100 6.4979 3,100 6.4979 20,143
2018-03-15 PSEC Barry John F 84,100 6.4906 84,100 6.4906 545,859
2018-03-13 PSEC Barry John F 300 6.5000 300 6.5000 1,950
2018-03-02 PSEC Barry John F 17,200 6.4976 17,200 6.4976 111,759
2018-03-01 PSEC Barry John F 242,186 6.5844 242,186 6.5844 1,594,649
2018-02-28 PSEC Barry John F 269,197 6.6299 269,197 6.6299 1,784,749
2018-02-23 PSEC Barry John F 79,933 6.6683 79,933 6.6683 533,017
2018-02-22 PSEC Barry John F 48,117 6.6971 48,117 6.6971 322,244
2018-02-09 PSEC Barry John F 467,178 6.7308 467,178 6.7308 3,144,482
2017-12-22 PSEC Barry John F 503,300 7.2542 503,300 7.2542 3,651,039
2017-12-22 PSEC Barry John F 490,600 7.1676 490,600 7.1676 3,516,425
2017-12-21 PSEC Barry John F 169,657 7.0727 169,657 7.0727 1,199,933
2017-12-21 PSEC Barry John F 508,775 7.0832 508,775 7.0832 3,603,755
2017-12-20 PSEC Barry John F 8,221 6.9439 8,221 6.9439 57,086
2017-12-20 PSEC Barry John F 171,841 6.9584 171,841 6.9584 1,195,738
2017-12-19 PSEC Barry John F 450,000 6.9247 450,000 6.9247 3,116,115
2017-12-18 PSEC Barry John F 306,100 6.8687 306,100 6.8687 2,102,509
2017-12-18 PSEC Barry John F 102,107 6.8835 102,107 6.8835 702,854
2017-12-18 PSEC Barry John F 102,207 6.8835 102,207 6.8835 703,542
2017-12-15 PSEC Barry John F 247,793 6.8721 247,793 6.8721 1,702,858
2017-12-14 PSEC Barry John F 368,756 6.8200 368,756 6.8200 2,514,916
2017-12-13 PSEC Barry John F 354,783 6.8068 354,783 6.8068 2,414,937
2017-12-13 PSEC Barry John F 1,900 6.8000 1,900 6.8000 12,920
2017-12-12 PSEC Barry John F 250,000 6.8229 250,000 6.8229 1,705,725
2017-12-12 PSEC Barry John F 14,937 6.8000 14,937 6.8000 101,572
2017-12-08 PSEC Barry John F 64,916 6.7227 64,916 6.7227 436,411
2017-12-08 PSEC Barry John F 58,463 6.7491 58,463 6.7491 394,573
2017-12-07 PSEC Barry John F 110,007 6.6722 110,007 6.6722 733,989
2017-12-06 PSEC Barry John F 110,000 6.6988 110,000 6.6988 736,868
2017-12-05 PSEC Barry John F 266,238 6.7326 266,238 6.7326 1,792,474
2017-12-04 PSEC Barry John F 250,000 6.7724 250,000 6.7724 1,693,100
2017-12-01 PSEC Barry John F 435,000 6.8226 435,000 6.8226 2,967,831
2017-11-30 PSEC Barry John F 170,460 6.8576 170,460 6.8576 1,168,946
2017-11-29 PSEC Barry John F 141,374 6.8000 141,374 6.8000 961,343
2017-11-27 PSEC Barry John F 11,445 6.8000 11,445 6.8000 77,826
2017-11-24 PSEC Barry John F 279,666 6.8215 279,666 6.8215 1,907,742
2017-11-22 PSEC Barry John F 162,826 6.7196 162,826 6.7196 1,094,126
2017-11-21 PSEC Barry John F 1,043,386 6.8956 1,043,386 6.8956 7,194,773
2017-11-20 PSEC Barry John F 995,883 6.9771 995,883 6.9771 6,948,375
2017-11-10 PSEC Barry John F 141,797 5.7108 141,797 5.7108 809,774
2017-11-10 PSEC Barry John F 151,194 5.7063 151,194 5.7063 862,758
2016-02-22 PSEC Barry John F 950,000 6.9180 950,000 6.9180 6,572,100
2016-02-22 PSEC Barry John F 150,000 6.9740 150,000 6.9740 1,046,100
2016-02-19 PSEC Barry John F 1,114,700 6.8330 1,114,700 6.8330 7,616,745
2016-02-18 PSEC Barry John F 1,114,000 6.7720 1,114,000 6.7720 7,544,008
2016-02-17 PSEC Barry John F 299,045 6.6530 299,045 6.6530 1,989,546
2016-02-17 PSEC Barry John F 809,955 6.7370 809,955 6.7370 5,456,667
2016-02-16 PSEC Barry John F 1,115,000 6.3600 1,115,000 6.3600 7,091,400
2016-02-12 PSEC Barry John F 1,029,658 6.1450 1,029,658 6.1450 6,327,248
2016-02-12 PSEC Barry John F 28,342 6.1770 28,342 6.1770 175,069
2016-02-11 PSEC Barry John F 1,060,000 5.7020 1,060,000 5.7020 6,044,120
2015-12-24 PSEC Barry John F 132,500 7.3480 132,500 7.3480 973,610
2015-12-24 PSEC Barry John F 900,000 7.3800 900,000 7.3800 6,642,000
2015-12-23 PSEC Barry John F 33,019 6.9920 33,019 6.9920 230,869
2015-12-23 PSEC Barry John F 390,663 7.0790 390,663 7.0790 2,765,503
2015-12-23 PSEC Barry John F 108,456 7.1320 108,456 7.1320 773,508
2015-12-23 PSEC Barry John F 193,010 7.1970 193,010 7.1970 1,389,093
2015-12-23 PSEC Barry John F 146,323 7.2230 146,323 7.2230 1,056,891
2015-12-23 PSEC Barry John F 121,603 7.2460 121,603 7.2460 881,135
2015-12-23 PSEC Barry John F 35,850 7.2690 35,850 7.2690 260,594
2015-12-22 PSEC Barry John F 1,029,000 6.8550 1,029,000 6.8550 7,053,795
2015-12-21 PSEC Barry John F 1,032,500 6.7680 1,032,500 6.7680 6,987,960
2015-12-18 PSEC Barry John F 744,000 6.7010 744,000 6.7010 4,985,544
2015-12-17 PSEC Barry John F 24,291 6.7400 24,291 6.7400 163,721
2015-12-17 PSEC Barry John F 765,709 6.7600 765,709 6.7600 5,176,193
2015-12-16 PSEC Barry John F 100,000 6.6320 100,000 6.6320 663,200
2015-12-16 PSEC Barry John F 153,500 6.5990 153,500 6.5990 1,012,946
2015-12-16 PSEC Barry John F 153,000 6.5860 153,000 6.5860 1,007,658
2015-12-16 PSEC Barry John F 154,000 6.6090 154,000 6.6090 1,017,786
2015-12-15 PSEC Barry John F 162,500 6.3090 162,500 6.3090 1,025,212
2015-12-15 PSEC Barry John F 160,000 6.4560 160,000 6.4560 1,032,960
2015-12-11 PSEC Barry John F 155,000 6.6540 155,000 6.6540 1,031,370
2015-12-11 PSEC Barry John F 155,000 6.6540 155,000 6.6540 1,031,370
2015-12-09 PSEC Barry John F 150,000 6.7130 150,000 6.7130 1,006,950
2015-12-09 PSEC Barry John F 150,000 6.7130 150,000 6.7130 1,006,950
2015-06-11 PSEC Barry John F 140,000 7.4640 140,000 7.4640 1,044,960
2015-06-10 PSEC Barry John F 140,000 7.3160 140,000 7.3160 1,024,240
2015-06-05 PSEC Barry John F 131,060 7.5750 131,060 7.5750 992,780
2014-12-08 PSEC Barry John F 132,200 8.4600 132,200 8.4600 1,118,412
2014-12-01 PSEC Barry John F 115,000 9.0780 115,000 9.0780 1,043,970
2014-11-10 PSEC Barry John F 110,000 9.5670 110,000 9.5670 1,052,370
2014-09-16 PSEC Barry John F 100,000 10.1700 100,000 10.1700 1,017,000
2014-06-13 PSEC Barry John F 100,000 10.3700 100,000 10.3700 1,037,000
2014-06-12 PSEC Barry John F 100,000 10.3300 100,000 10.3300 1,033,000
2014-03-20 PSEC Barry John F 100,000 10.8600 100,000 10.8600 1,086,000
2013-06-21 PSEC Barry John F 6,500 10.4900 6,500 10.4900 68,185
2013-06-20 PSEC Barry John F 96,000 10.4600 96,000 10.4600 1,004,160
2013-05-23 PSEC Barry John F 601,683 10.7100 601,683 10.7100 6,444,028

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PSEC / Prospect Capital Corporation Insider Trades
Insider Sales PSEC / Prospect Capital Corporation - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in PSEC / Prospect Capital Corporation. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PSEC / Prospect Capital Corporation Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by John F Barry as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-08-07 2025-08-07 4 PAYIX Prospect Enhanced Yield Fund
Class I Shares of Beneficial Interest 		G - Gift -1,004,000 0 -100.00
2025-08-07 2025-08-06 4 PAYIX Prospect Enhanced Yield Fund
Class I Shares of Beneficial Interest 		P - Purchase 1,000,000 1,004,000 25,000.00 25.00 25,000,000 25,100,000
2025-08-01 3 PAYIX Prospect Enhanced Yield Fund
Class I Shares of Beneficial Interest 		4,000
2025-06-25 2025-06-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 319,000 83,585,026 0.38 3.16 1,008,646 264,287,493
2025-06-24 2025-06-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 623,300 83,266,026 0.75 3.19 1,988,763 265,676,908
2025-03-26 2025-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 24,000 82,594,540 0.03 4.24 101,681 349,928,286
2025-03-25 2025-03-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 24,000 82,570,540 0.03 4.26 102,250 351,783,527
2025-03-24 2025-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 24,000 82,546,540 0.03 4.28 102,667 353,117,587
2025-03-21 2025-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 24,000 82,509,933 0.03 4.30 103,130 354,553,435
2025-03-20 2025-03-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 24,000 82,485,933 0.03 4.30 103,222 354,763,751
2025-03-19 2025-03-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 240,000 82,461,933 0.29 4.30 1,033,104 354,965,638
2025-03-18 2025-03-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 240,000 82,221,933 0.29 4.28 1,026,600 351,704,320
2025-03-17 2025-03-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 240,000 81,981,933 0.29 4.20 1,009,104 344,701,237
2025-03-14 2025-03-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 240,000 81,741,933 0.29 4.25 1,018,920 347,035,378
2025-03-13 2025-03-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 81,501,933 1.24 4.33 4,330,000 352,903,371
2025-03-13 2025-03-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 80,501,933 1.26 4.31 4,310,000 346,963,333
2024-12-27 2024-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,000,000 79,477,549 2.58 4.29 8,580,000 340,958,687
2024-11-26 2024-11-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 77,465,298 1.31 4.78 4,780,000 370,284,124
2024-11-25 2024-11-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 76,465,298 1.33 4.64 4,640,000 354,798,983
2024-11-22 2024-11-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 75,465,285 1.34 4.59 4,590,000 346,385,660
2024-11-21 2024-11-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 74,465,285 1.36 4.63 4,630,000 344,774,272
2024-11-20 2024-11-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 837,273 73,450,112 1.15 4.47 3,742,610 328,322,001
2024-11-19 2024-11-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 205,900 72,612,839 0.28 4.40 905,960 319,496,492
2024-11-18 2024-11-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 72,406,939 1.40 4.37 4,370,000 316,418,324
2024-09-12 2024-09-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 95,477 71,381,891 0.13 5.29 505,073 377,610,204
2024-09-11 2024-09-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 473,030 71,286,414 0.67 5.30 2,507,059 377,817,995
2024-09-10 2024-09-06 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 750,000 70,813,384 1.07 5.26 3,945,000 372,478,401
2024-09-09 2024-09-05 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 118,957 70,063,384 0.17 5.29 629,283 370,635,302
2024-09-09 2024-09-05 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 100,000 69,944,427 0.14 5.22 522,000 365,109,910
2024-09-06 2024-09-04 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 750,000 69,844,427 1.09 5.23 3,922,500 365,286,354
2024-09-05 2024-09-03 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 750,000 69,094,427 1.10 5.17 3,877,500 357,218,189
2024-09-04 2024-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 68,344,427 1.48 5.18 5,180,000 354,024,133
2024-09-04 2024-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 500,000 67,344,427 0.75 5.21 2,605,000 350,864,466
2024-09-04 2024-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 66,844,427 1.52 5.15 5,150,000 344,248,800
2024-07-29 2024-07-26 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 		G - Gift 2,096,436 6,382,195 48.92
2024-07-29 2024-07-26 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 		G - Gift -2,096,436 0 -100.00
2024-07-29 2024-07-26 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 		P - Purchase 2,096,436 2,096,436 4.77 10,000,000 10,000,000
2024-05-15 2024-05-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,099 65,796,357 0.01 5.47 22,407 359,675,784
2024-05-14 2024-05-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 69,082 65,792,258 0.11 5.48 378,507 360,482,359
2024-05-14 2024-05-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 729,819 65,723,176 1.12 5.48 3,998,970 360,123,569
2024-04-26 2024-04-24 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 		G - Gift 2,105,263 4,206,572 100.19
2024-04-26 2024-04-24 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 		G - Gift -2,105,263 0 -100.00
2024-04-26 2024-04-24 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 		P - Purchase 2,105,263 2,105,263 4.75 10,000,000 10,000,000
2024-02-26 3 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 		2,074,689
2024-02-26 2024-02-22 4 NONE Prospect Floating Rate & Alternative Income Fund, Inc.
COMMON STOCK 		G - Gift -2,074,689 0 -100.00
2023-12-28 2023-12-27 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		G - Gift -2,582,000 64,949,108 -3.82
2023-12-28 2023-12-26 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		G - Gift -5,427,977 67,531,108 -7.44
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,650 72,918,888 0.02 5.99 99,734 436,784,140
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,650 72,918,888 0.02 5.99 99,734 436,784,140
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,625 72,902,238 0.02 5.99 99,584 436,684,407
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,625 72,902,238 0.02 5.99 99,584 436,684,407
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,600 72,885,613 0.02 5.99 99,434 436,584,823
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,600 72,885,613 0.02 5.99 99,434 436,584,823
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,600 72,869,013 0.02 5.99 99,434 436,485,389
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,645 72,835,763 0.02 5.99 99,704 436,286,222
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,665 72,785,893 0.02 5.99 99,823 435,987,500
2023-09-14 2023-09-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,500 72,769,228 0.02 5.99 98,835 435,887,677
2023-09-13 2023-09-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 16,520 72,752,728 0.02 5.99 98,955 435,788,842
2023-05-16 2023-05-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 100,000 72,699,542 0.14 6.09 609,000 442,740,213
2023-05-16 2023-05-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 100,000 72,599,542 0.14 6.28 628,000 455,925,126
2023-05-16 2022-12-29 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		G - Gift -7,512,116 72,468,491 -9.39
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,400 68,520,344 0.00 4.31 6,034 295,322,683
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 17,000 68,518,944 0.02 4.26 72,384 291,746,812
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,400 68,501,944 0.01 4.26 18,723 291,489,472
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 10,200 68,497,544 0.01 4.20 42,882 287,970,525
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,700 68,487,344 0.01 4.19 19,716 287,297,559
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 650 68,482,644 0.00 4.16 2,701 284,607,020
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 265 68,481,994 0.00 4.15 1,099 283,940,044
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 700 68,481,729 0.00 4.15 2,902 283,904,704
2020-08-20 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,002,662 68,481,029 1.49 4.13 4,145,807 283,155,359
2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,400 68,515,644 0.00 4.31 6,034 295,302,426
2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 17,000 68,514,244 0.02 4.26 72,384 291,726,800
2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,400 68,497,244 0.01 4.26 18,723 291,469,473
2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 10,200 68,492,844 0.01 4.20 42,882 287,950,766
2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 650 68,482,644 0.00 4.16 2,701 284,607,020
2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 265 68,481,994 0.00 4.15 1,099 283,940,044
2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 700 68,481,729 0.00 4.15 2,902 283,904,704
2020-04-06 2020-03-23 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,002,662 68,481,029 1.49 4.13 4,145,807 283,155,359
2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 333,685 68,862,456 0.49 4.64 1,547,731 319,404,730
2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 900 68,528,771 0.00 4.61 4,153 316,246,572
2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,100 68,527,871 0.01 4.60 18,854 315,125,415
2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 50 68,523,771 0.00 4.50 225 308,356,970
2020-03-26 2020-03-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 3,377 68,523,721 0.00 4.20 14,183 287,799,628
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,400 68,520,344 0.00 4.31 6,034 295,322,683
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 17,000 68,518,944 0.02 4.26 72,384 291,746,812
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,400 68,501,944 0.01 4.26 18,723 291,489,472
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 10,200 68,497,544 0.01 4.20 42,882 287,970,525
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,700 68,487,344 0.01 4.19 19,716 287,297,559
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 650 68,482,644 0.00 4.16 2,701 284,607,020
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 265 68,481,994 0.00 4.15 1,099 283,940,044
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 700 68,481,729 0.00 4.15 2,902 283,904,704
2020-03-25 2020-03-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,002,662 68,481,029 1.49 4.13 4,145,807 283,155,359
2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 832,307 67,478,367 1.25 5.03 4,189,168 339,632,117
2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 66,646,060 1.52 4.96 4,963,300 330,784,390
2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 127,693 65,646,060 0.19 4.95 631,851 324,829,834
2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 150,000 65,518,367 0.23 4.94 741,270 323,778,666
2020-03-24 2020-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 190,000 65,368,367 0.29 4.81 914,356 314,578,729
2020-03-23 2020-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 645,160 65,178,367 1.00 4.86 3,133,091 316,525,704
2020-03-23 2020-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,500,000 64,533,207 2.38 4.67 6,997,800 301,060,317
2020-03-20 2020-03-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,974,530 63,024,402 3.23 4.21 8,320,275 265,572,226
2020-03-20 2020-03-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 3,353,654 61,049,872 5.81 4.56 15,294,004 278,411,837
2020-03-19 2020-03-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,000,000 57,696,218 7.45 4.97 19,863,600 286,513,650
2020-03-19 2020-03-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 265,200 53,696,217 0.50 5.00 1,325,947 268,470,347
2020-03-18 2020-03-16 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,610,490 53,431,018 9.44 4.77 22,006,791 255,036,936
2020-03-17 2020-03-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 3,252,951 48,820,528 7.14 4.92 16,008,422 240,255,583
2020-03-16 2020-03-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,686,051 45,567,577 3.84 4.73 7,981,765 215,716,910
2020-03-16 2020-03-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 92,017 43,881,526 0.21 4.31 396,814 189,234,693
2020-03-16 2020-03-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 2,783,638 43,789,509 6.79 4.47 12,433,954 195,598,980
2020-03-13 2020-03-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 698,091 41,005,871 1.73 4.79 3,346,439 196,569,845
2020-03-12 2020-03-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 139,051 40,307,780 0.35 5.02 697,855 202,292,656
2020-03-12 2020-03-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 187,304 40,168,729 0.47 5.01 938,580 201,285,502
2020-03-12 2020-03-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 6,500 39,981,425 0.02 4.94 32,102 197,460,263
2020-03-11 2020-03-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 33,004 39,974,925 0.08 4.98 164,284 198,983,185
2019-09-05 2019-09-03 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 237,857 39,906,051 0.60 6.34 1,508,180 253,032,299
2019-09-04 2019-08-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 201,548 39,668,194 0.51 6.39 1,288,456 253,590,832
2019-09-04 2019-08-29 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 139,761 39,466,646 0.36 6.40 894,414 252,570,749
2019-09-03 2019-08-29 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 139,761 39,460,914 0.36 6.40 894,414 252,534,063
2019-06-19 2019-06-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 91,038 39,309,766 0.23 6.34 577,445 249,337,912
2019-06-19 2019-06-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 46,801 39,218,728 0.12 6.35 297,041 248,917,342
2019-06-18 2019-06-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 233,482 39,171,927 0.60 6.32 1,474,439 247,370,716
2019-06-17 2019-06-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 408,911 38,938,445 1.06 6.38 2,608,157 248,361,081
2019-06-07 2019-06-05 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 107,358 38,529,534 0.28 6.34 680,575 244,250,272
2019-06-06 2019-06-04 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 57,696 38,422,176 0.15 6.30 363,289 241,929,071
2019-06-06 2019-06-04 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 5,800 38,364,480 0.02 6.27 36,343 240,391,829
2019-02-14 2019-02-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,300 38,336,851 0.00 6.40 8,320 245,355,844
2019-02-13 2019-02-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 100,000 38,335,551 0.26 6.39 638,880 244,918,166
2019-01-03 2018-12-31 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 299,707 37,892,777 0.80 6.31 1,891,151 239,103,424
2018-12-27 2018-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 304,792 37,593,070 0.82 5.82 1,772,609 218,633,778
2018-12-26 2018-12-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 453,000 36,288,278 1.26 5.80 2,627,264 210,461,127
2018-12-26 2018-12-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 147,000 35,835,278 0.41 5.81 854,526 208,314,056
2018-12-26 2018-12-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,000,000 37,288,278 2.76 5.87 5,871,700 218,945,583
2018-08-27 2017-12-18 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 102,207 29,973,054 0.34 6.88 703,542 206,319,516
2018-03-23 2018-03-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 4,483 34,413,790 0.01 6.50 29,138 223,675,871
2018-03-22 2018-03-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 58,241 34,409,307 0.17 6.50 378,467 223,602,001
2018-03-21 2018-03-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 63,295 34,351,066 0.18 6.50 411,228 223,178,877
2018-03-20 2018-03-16 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 3,100 34,287,771 0.01 6.50 20,143 222,798,509
2018-03-19 2018-03-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 84,100 34,284,671 0.25 6.49 545,859 222,528,087
2018-03-15 2018-03-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 300 34,200,571 0.00 6.50 1,950 222,303,713
2018-03-06 2018-03-02 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 17,200 34,200,271 0.05 6.50 111,759 222,219,682
2018-03-05 2018-03-01 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 242,186 34,183,071 0.71 6.58 1,594,649 225,075,014
2018-03-02 2018-02-28 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 269,197 33,940,885 0.80 6.63 1,784,749 225,024,675
2018-02-27 2018-02-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 79,933 33,671,688 0.24 6.67 533,017 224,532,919
2018-02-26 2018-02-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 48,117 33,591,755 0.14 6.70 322,244 224,967,344
2018-02-13 2018-02-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 467,178 33,259,333 1.42 6.73 3,144,482 223,861,918
2017-12-27 2017-12-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 490,600 32,678,164 1.52 7.17 3,516,425 234,224,007
2017-12-27 2017-12-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 503,300 32,187,564 1.59 7.25 3,651,039 233,495,026
2017-12-26 2017-12-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 508,775 31,281,548 1.65 7.08 3,603,755 221,573,459
2017-12-26 2017-12-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 169,657 30,772,773 0.55 7.07 1,199,933 217,646,590
2017-12-22 2017-12-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 171,841 30,603,116 0.56 6.96 1,195,738 212,948,721
2017-12-22 2017-12-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 8,221 30,431,275 0.03 6.94 57,086 211,311,729
2017-12-21 2017-12-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 450,000 30,423,054 1.50 6.92 3,116,115 210,670,521
2017-12-20 2017-12-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 102,107 29,973,054 0.34 6.88 702,854 206,319,516
2017-12-20 2017-12-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 306,100 29,870,847 1.04 6.87 2,102,509 205,173,885
2017-12-19 2017-12-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 247,793 29,564,747 0.85 6.87 1,702,858 203,171,896
2017-12-18 2017-12-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 368,756 29,316,954 1.27 6.82 2,514,916 199,941,625
2017-12-15 2017-12-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,900 28,948,198 0.01 6.80 12,920 196,847,745
2017-12-15 2017-12-13 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 354,783 28,946,298 1.24 6.81 2,414,937 197,031,660
2017-12-14 2017-12-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 14,937 28,591,515 0.05 6.80 101,572 194,422,301
2017-12-14 2017-12-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 250,000 28,576,578 0.88 6.82 1,705,725 194,975,133
2017-12-12 2017-12-08 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 58,463 28,326,578 0.21 6.75 394,573 191,178,906
2017-12-12 2017-12-08 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 64,916 28,268,115 0.23 6.72 436,411 190,038,055
2017-12-11 2017-12-07 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 110,007 28,203,199 0.39 6.67 733,989 188,177,383
2017-12-08 2017-12-06 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 110,000 28,093,192 0.39 6.70 736,868 188,190,673
2017-12-07 2017-12-05 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 266,238 27,983,192 0.96 6.73 1,792,474 188,399,637
2017-12-06 2017-12-04 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 250,000 27,716,950 0.91 6.77 1,693,100 187,710,273
2017-12-05 2017-12-01 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 435,000 27,466,950 1.61 6.82 2,967,831 187,396,013
2017-12-04 2017-11-30 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 170,460 27,031,950 0.63 6.86 1,168,946 185,374,301
2017-12-01 2017-11-29 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 141,374 26,861,490 0.53 6.80 961,343 182,658,132
2017-11-29 2017-11-27 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 11,445 26,720,116 0.04 6.80 77,826 181,696,789
2017-11-28 2017-11-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 279,666 26,708,671 1.06 6.82 1,907,742 182,193,200
2017-11-27 2017-11-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 162,826 26,425,625 0.62 6.72 1,094,126 177,569,629
2017-11-24 2017-11-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,043,386 26,262,799 4.14 6.90 7,194,773 181,097,756
2017-11-22 2017-11-20 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 995,883 25,219,413 4.11 6.98 6,948,375 175,958,366
2017-11-14 2017-11-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 151,194 151,194 5.71 862,758 862,758
2017-11-14 2017-11-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 141,797 24,223,530 0.59 5.71 809,774 138,335,735
2017-08-10 3 [NA] Pathway Energy Infrastructure Fund, Inc.
Common Stock 		32,466
2017-08-10 3 [NA] Pathway Energy Infrastructure Fund, Inc.
Common Stock 		32,466
2016-02-24 2016-02-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 150,000 21,060,598 0.72 6.97 1,046,100 146,876,608
2016-02-24 2016-02-22 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 950,000 20,910,598 4.76 6.92 6,572,100 144,659,515
2016-02-23 2016-02-19 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,114,700 19,793,526 5.97 6.83 7,616,745 135,249,162
2016-02-22 2016-02-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,114,000 18,678,826 6.34 6.77 7,544,008 126,493,008
2016-02-19 2016-02-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 809,955 17,564,826 4.83 6.74 5,456,667 118,334,231
2016-02-19 2016-02-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 299,045 16,754,871 1.82 6.65 1,989,546 111,470,155
2016-02-18 2016-02-16 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,115,000 16,455,826 7.27 6.36 7,091,400 104,659,052
2016-02-17 2016-02-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 28,342 15,340,826 0.19 6.18 175,069 94,760,281
2016-02-17 2016-02-12 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,029,658 15,312,484 7.21 6.14 6,327,248 94,095,213
2016-02-16 2016-02-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,060,000 14,282,826 8.02 5.70 6,044,120 81,440,673
2015-12-29 2015-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 900,000 12,971,606 7.46 7.38 6,642,000 95,730,453
2015-12-29 2015-12-24 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 132,500 12,071,606 1.11 7.35 973,610 88,702,161
2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 35,850 11,935,624 0.30 7.27 260,594 86,760,049
2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 121,603 11,899,774 1.03 7.25 881,135 86,225,760
2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 146,323 11,778,171 1.26 7.22 1,056,891 85,073,727
2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 193,010 11,631,848 1.69 7.20 1,389,093 83,714,408
2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 108,456 11,438,838 0.96 7.13 773,508 81,581,790
2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 390,663 11,330,382 3.57 7.08 2,765,503 80,207,772
2015-12-28 2015-12-23 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 33,019 10,939,719 0.30 6.99 230,869 76,490,513
2015-12-24 2015-12-22 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 1,029,000 10,906,700 10.42 6.86 7,053,795 74,765,426
2015-12-23 2015-12-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 1,032,500 9,877,700 11.67 6.77 6,987,960 66,852,272
2015-12-22 2015-12-18 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 744,000 8,845,200 9.18 6.70 4,985,544 59,271,683
2015-12-21 2015-12-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 765,709 8,101,200 10.44 6.76 5,176,193 54,764,110
2015-12-21 2015-12-17 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 24,291 7,335,491 0.33 6.74 163,721 49,441,207
2015-12-18 2015-12-16 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 154,000 7,311,200 2.15 6.61 1,017,786 48,319,719
2015-12-18 2015-12-16 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 153,000 7,157,200 2.18 6.59 1,007,658 47,137,317
2015-12-18 2015-12-16 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 153,500 7,004,200 2.24 6.60 1,012,946 46,220,714
2015-12-18 2015-12-16 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 100,000 6,850,700 1.48 6.63 663,200 45,433,840
2015-12-16 2015-12-14 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 165,000 6,428,200 2.63 6.20 1,023,825 39,886,979
2015-12-16 2015-12-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 160,000 6,750,700 2.43 6.46 1,032,960 43,582,517
2015-12-16 2015-12-15 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 162,500 6,590,700 2.53 6.31 1,025,212 41,580,724
2015-12-16 2015-12-11 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 155,000 6,263,200 2.54 6.65 1,031,370 41,675,331
2015-12-16 2015-12-09 4/A PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 150,000 6,108,200 2.52 6.71 1,006,950 41,004,345
2015-12-14 2015-12-11 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 155,000 6,335,200 2.51 6.65 1,031,370 42,154,419
2015-12-10 2015-12-09 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 150,000 6,180,200 2.49 6.71 1,006,950 41,487,681
2015-06-18 2015-06-11 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 140,000 5,580,786 2.57 7.46 1,044,960 41,654,987
2015-06-12 2015-06-10 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 140,000 5,440,786 2.64 7.32 1,024,240 39,804,791
2015-06-09 2015-06-05 4 PSEC PROSPECT CAPITAL CORP
COMMON Stock 		P - Purchase 131,060 5,300,786 2.54 7.58 992,780 40,153,454
2014-12-10 2014-12-08 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 132,200 4,833,410 2.81 8.46 1,118,412 40,890,649
2014-12-03 2014-12-01 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 115,000 4,701,210 2.51 9.08 1,043,970 42,677,584
2014-11-12 2014-11-10 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 110,000 4,535,544 2.49 9.57 1,052,370 43,391,554
2014-09-17 2014-09-16 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 100,000 4,329,941 2.36 10.17 1,017,000 44,035,502
2014-06-17 2014-06-13 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 100,000 4,110,959 2.49 10.37 1,037,000 42,630,643
2014-06-16 2014-06-12 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 100,000 4,010,959 2.56 10.33 1,033,000 41,433,205
2014-03-21 2014-03-20 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 100,000 3,793,385 2.71 10.86 1,086,000 41,196,165
2014-01-21 3 [NONE] Priority Senior Secured Income Fund, Inc.
Common Stock 		17,865
2013-06-25 2013-06-21 4 PSEC PROSPECT CAPITAL CORP
COMMON STOCK 		P - Purchase 6,500 3,390,630 0.19 10.49 68,185 35,567,711
2013-06-24 2013-06-20 4 PSEC PROSPECT CAPITAL CORP
Common Stock 		P - Purchase 96,000 3,384,130 2.92 10.46 1,004,160 35,398,002
2013-06-24 2013-05-23 4 PSEC PROSPECT CAPITAL CORP
Dividends Reinvested 		P - Purchase 601,683 3,288,130 22.40 10.71 6,444,028 35,215,874
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)