Cartesian Therapeutics, Inc.

Introduction

This page provides a comprehensive analysis of the known insider trading history of Timothy C Barabe. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

See the list of most profitable insider traders.

Companies with Reported Insider Positions

The SEC filings indicate Timothy C Barabe has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
Director 168,357
US:RNAC / Cartesian Therapeutics, Inc. Director 24,366
US:VEEV / Veeva Systems Inc. Director 0
US:ARQL / ArQule, Inc. Director 0
US:OPXA / Opexa Therapeutics, Inc. Director 0
US:AFFX / Affymetrix, Inc. Chief Financial Officer 166,378
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Timothy C Barabe. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases RNAC / Cartesian Therapeutics, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in RNAC / Cartesian Therapeutics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2024-08-12 RNAC BARABE TIMOTHY C 7,500 12.7000 7,500 12.7000 95,250 116 25.1400 93,300 97.95
2022-05-09 SELB BARABE TIMOTHY C 50,000 0.7744 50,000 0.7744 38,720
2021-08-18 SELB BARABE TIMOTHY C 9,000 4.0000 9,000 4.0000 36,000
2021-03-26 SELB BARABE TIMOTHY C 10,000 4.1000 10,000 4.1000 41,000
2020-10-06 SELB BARABE TIMOTHY C 50,000 1.6797 50,000 1.6797 83,985
2020-03-17 SELB BARABE TIMOTHY C 5,000 2.0000 5,000 2.0000 10,000
2019-08-13 SELB BARABE TIMOTHY C 10,000 1.7200 10,000 1.7200 17,200
2017-11-10 SELB BARABE TIMOTHY C 2,500 9.0019 2,500 9.0019 22,505
2017-11-09 SELB BARABE TIMOTHY C 2,500 9.7341 2,500 9.7341 24,335

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

RNAC / Cartesian Therapeutics, Inc. Insider Trades
Insider Sales RNAC / Cartesian Therapeutics, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in RNAC / Cartesian Therapeutics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

RNAC / Cartesian Therapeutics, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by Timothy C Barabe as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change
Share
Price
Tran
Value
Remaining
Value
2025-08-11 2025-08-11 4 HTFL Heartflow, Inc.
Common Stock
C - Conversion 131,578 168,357 357.75
2025-08-07 3 HTFL Heartflow, Inc.
Common Stock
36,779
2025-01-06 2025-01-02 4 RNAC Cartesian Therapeutics, Inc.
Common Stock
A - Award 2,600 24,366 11.95
2024-08-14 2024-08-12 4 RNAC Cartesian Therapeutics, Inc.
Common Stock
P - Purchase 7,500 21,766 52.57 12.70 95,250 276,428
2024-01-04 2024-01-02 4 RNAC Cartesian Therapeutics, Inc.
Common Stock
A - Award 178,000 428,013 71.20
2022-05-11 2022-05-09 4 SELB SELECTA BIOSCIENCES INC
Common Stock
P - Purchase 50,000 250,013 25.00 0.77 38,720 193,610
2022-01-18 2022-01-14 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
M - Exercise -10,000 0 -100.00 2.10 -21,000
2022-01-18 2022-01-14 4 SELB SELECTA BIOSCIENCES INC
Common Stock
M - Exercise 10,000 200,013 5.26 2.10 21,000 420,027
2022-01-05 2022-01-03 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
A - Award 40,000 40,000
2021-08-20 2021-08-18 4 SELB SELECTA BIOSCIENCES INC
Common Stock
P - Purchase 9,000 190,013 4.97 4.00 36,000 760,052
2021-06-23 2021-06-22 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -251 0 -100.00
2021-06-23 2021-06-22 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 251 6,643 3.93
2021-04-01 2021-03-30 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
A - Award 40,000 40,000
2021-03-30 2021-03-26 4 SELB SELECTA BIOSCIENCES INC
Common Stock
P - Purchase 10,000 181,013 5.85 4.10 41,000 742,153
2021-03-26 2021-03-25 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -250 251 -49.90
2021-03-26 2021-03-25 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 250 6,392 4.07
2020-12-28 2020-12-25 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -251 501 -33.38
2020-12-28 2020-12-25 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 251 6,142 4.26
2020-10-15 2020-10-13 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -1,292 5,891 -17.99 308.69 -398,827 1,818,493
2020-10-09 2020-10-08 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -952 7,183 -11.70 288.00 -274,176 2,068,704
2020-10-08 2020-10-06 4 SELB SELECTA BIOSCIENCES INC
Common Stock
P - Purchase 50,000 171,013 41.32 1.68 83,985 287,251
2020-09-28 2020-09-25 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -251 752 -25.02
2020-09-28 2020-09-25 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 251 8,135 3.18
2020-06-26 2020-06-24 4 SELB SELECTA BIOSCIENCES INC
Common Warrants
M - Exercise -32,840 0 -100.00 0.12 -4,105
2020-06-26 2020-06-24 4 SELB SELECTA BIOSCIENCES INC
Common Stock
M - Exercise 32,840 121,013 37.24 1.46 47,946 176,679
2020-06-26 2020-06-25 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
A - Award 1,003 1,003
2020-06-24 2020-06-23 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -347 7,884 -4.22 242.00 -83,974 1,907,934
2020-06-24 2020-06-22 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -1,428 8,231 -14.78 238.45 -340,509 1,962,698
2020-06-23 2020-06-19 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
A - Award 20,000 20,000
2020-06-22 2020-06-20 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -347 0 -100.00
2020-06-22 2020-06-20 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 347 9,659 3.73
2020-04-09 2020-04-08 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -347 9,312 -3.59 156.00 -54,132 1,452,672
2020-03-23 2020-03-20 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -346 347 -49.93
2020-03-23 2020-03-20 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 346 9,659 3.72
2020-03-19 2020-03-17 4 SELB SELECTA BIOSCIENCES INC
Common Stock
P - Purchase 5,000 88,173 6.01 2.00 10,000 176,346
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -20,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -20,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -20,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -15,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -15,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -15,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -15,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -15,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -15,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Stock Option (Right to Buy)
D - Sale to Issuer -40,000 0 -100.00
2020-01-16 2020-01-16 4 ARQL ARQULE INC
Common Stock
U - Other -146,897 0 -100.00 20.00 -2,937,940
2019-12-26 2019-12-23 4 SELB SELECTA BIOSCIENCES INC
Warrants
A - Award 32,840 32,840 0.12 4,105 4,105
2019-12-26 2019-12-23 4 SELB SELECTA BIOSCIENCES INC
Common Stock
A - Award 65,681 83,173 375.49 1.46 95,894 121,433
2019-12-20 2019-12-20 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -347 693 -33.37
2019-12-20 2019-12-20 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 347 9,313 3.87
2019-09-23 2019-09-20 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -347 1,040 -25.02
2019-09-23 2019-09-20 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 347 8,966 4.03
2019-08-15 2019-08-13 4 SELB SELECTA BIOSCIENCES INC
Common Stock
P - Purchase 10,000 17,492 133.48 1.72 17,200 30,086
2019-06-21 2019-06-20 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
A - Award 1,387 1,387
2019-06-19 2019-06-18 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -727 8,619 -7.78 167.19 -121,549 1,441,037
2019-06-18 2019-06-14 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
A - Award 10,000 10,000
2019-06-17 2019-06-13 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -727 0 -100.00
2019-06-17 2019-06-13 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 727 9,346 8.43
2019-05-15 2019-05-14 4 ARQL ARQULE INC
Director Stock Options
A - Award 40,000 40,000
2019-04-08 2019-04-04 4 ARQL ARQULE INC
Director Stock Option (Right to Buy)
M - Exercise -10,000 0 -100.00
2019-04-08 2019-04-04 4 ARQL ARQULE INC
Common Stock
M - Exercise 10,000 146,897 7.30 3.87 38,700 568,491
2019-04-03 2019-04-02 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -727 8,619 -7.78 127.40 -92,623 1,098,104
2019-03-15 2019-03-13 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -727 727 -50.00
2019-03-15 2019-03-13 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 727 9,346 8.43
2018-12-14 2018-12-13 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -727 1,454 -33.33
2018-12-14 2018-12-13 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 727 8,619 9.21
2018-09-28 2018-09-27 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -727 7,892 -8.43 105.00 -76,335 828,660
2018-09-14 2018-09-13 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -727 2,181 -25.00
2018-09-14 2018-09-13 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 727 8,619 9.21
2018-06-22 2018-06-21 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -701 0 -100.00
2018-06-22 2018-06-21 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 701 7,892 9.75
2018-06-19 2018-06-15 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
A - Award 10,000 10,000
2018-06-15 2018-06-13 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
A - Award 2,908 2,908
2018-06-04 2018-05-31 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale 701 7,191 10.80 77.54 54,356 557,590
2018-05-10 2018-05-08 4 ARQL ARQULE INC
Director Stock Options
A - Award 20,000 20,000
2018-03-23 2018-03-21 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -701 701 -50.00
2018-03-23 2018-03-21 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 701 7,892 9.75
2018-03-09 2018-03-08 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale 1,993 7,191 38.34 78.16 155,773 562,049
2017-12-22 2017-12-21 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -701 1,402 -33.33
2017-12-22 2017-12-21 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 701 9,184 8.26
2017-11-13 2017-11-10 4 SELB SELECTA BIOSCIENCES INC
Common Stock
P - Purchase 2,500 7,492 50.08 9.00 22,505 67,442
2017-11-13 2017-11-09 4 SELB SELECTA BIOSCIENCES INC
Common Stock
P - Purchase 2,500 4,992 100.32 9.73 24,335 48,593
2017-09-25 2017-09-21 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -701 2,103 -25.00
2017-09-25 2017-09-21 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 701 8,483 9.01
2017-06-23 2017-06-22 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -1,292 0 -100.00
2017-06-23 2017-06-22 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 1,292 7,782 19.91
2017-06-23 2017-06-21 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
A - Award 2,804 2,804
2017-06-20 2017-06-16 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
A - Award 6,410 6,410
2017-05-24 2017-05-23 4 ARQL ARQULE INC
Director Stock Options
A - Award 20,000 20,000
2017-04-04 2017-03-27 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
M - Exercise -2,492 10,328 -19.44
2017-04-04 2017-03-27 4 SELB SELECTA BIOSCIENCES INC
Common Stock
M - Exercise 2,492 2,492 11.00 27,412 27,412
2017-04-04 2016-07-29 4/A SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
A - Award 12,820 12,820
2017-04-03 2017-03-30 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -1,292 6,490 -16.60 51.04 -65,944 331,250
2017-03-24 2017-03-22 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -1,292 1,292 -50.00
2017-03-24 2017-03-22 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 1,292 7,782 19.91
2017-02-21 2017-02-18 4 ARQL ARQULE INC
Common Stock
A - Award 5,000 136,897 3.79 1.20 6,000 164,276
2017-01-18 2017-01-17 4 ARQL ARQULE INC
Common Stock
A - Award 784 131,897 0.60 1.53 1,200 201,802
2017-01-04 2016-12-30 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
S - Sale -1,292 6,490 -16.60 40.54 -52,380 263,114
2016-12-27 2016-12-22 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -1,292 2,584 -33.33
2016-12-27 2016-12-22 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 1,292 7,782 19.91
2016-11-22 2016-11-18 4 OPXA Opexa Therapeutics, Inc.
Warrants (Right to Buy)
S - Sale -16,000 0 -100.00 0.01 -94
2016-11-22 2016-11-18 4 OPXA Opexa Therapeutics, Inc.
Common Stock
S - Sale -7,809 12,910 -37.69 0.55 -4,302 7,112
2016-11-22 2016-11-18 4 OPXA Opexa Therapeutics, Inc.
Common Stock
S - Sale -7,105 20,719 -25.54 0.55 -3,908 11,395
2016-11-21 2016-11-18 4 ARQL ARQULE INC
Common Stock
A - Award 4,285 131,113 3.38 1.40 5,999 183,558
2016-11-16 2016-11-15 4 ARQL ARQULE INC
Common Stock
A - Award 1,413 126,828 1.13 1.38 1,950 175,023
2016-10-26 2016-10-25 4 ARQL ARQULE INC
Common Stock
A - Award 531 125,415 0.43 1.41 749 176,835
2016-10-04 2016-09-30 4 OPXA Opexa Therapeutics, Inc.
Common Stock
A - Award 6,455 27,824 30.21
2016-09-26 2016-09-22 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -1,292 3,876 -25.00
2016-09-26 2016-09-22 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 1,292 6,490 24.86
2016-09-22 2016-09-20 4 ARQL ARQULE INC
Common Stock
A - Award 1,500 124,884 1.22 1.60 2,400 199,814
2016-08-22 2016-08-18 4 ARQL ARQULE INC
Common Stock
A - Award 3,921 123,384 3.28 1.53 5,999 188,778
2016-08-02 2016-07-29 4 SELB SELECTA BIOSCIENCES INC
Stock Option (Right to Buy)
A - Award 12,820 12,820
2016-07-28 2016-07-27 4 ARQL ARQULE INC
Common Stock
A - Award 460 119,463 0.39 1.63 750 194,725
2016-07-19 2016-07-18 4 ARQL ARQULE INC
Common Stock
A - Award 736 119,003 0.62 1.63 1,200 193,975
2016-07-01 2016-06-30 4 OPXA Opexa Therapeutics, Inc.
Common Stock
A - Award 6,455 21,369 43.28
2016-06-24 2016-06-22 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
A - Award 5,168 5,168
2016-06-10 2016-06-09 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -1,733 0 -100.00
2016-06-10 2016-06-09 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 1,733 5,198 50.01
2016-05-25 2016-05-24 4 ARQL ARQULE INC
Director Stock Options
A - Award 20,000 20,000
2016-05-25 2016-05-24 4 ARQL ARQULE INC
Common Stock
A - Award 714 118,267 0.61 1.68 1,200 198,689
2016-05-19 2016-05-18 4 ARQL ARQULE INC
Common Stock
A - Award 3,773 117,553 3.32 1.59 5,999 186,909
2016-05-18 2016-05-16 4 OPXA Opexa Therapeutics, Inc.
Common Stock
A - Award 6,455 14,914 76.31
2016-04-27 2016-04-26 4 ARQL ARQULE INC
Common Stock
A - Award 449 113,780 0.40 1.67 750 190,013
2016-03-23 2016-03-22 4 ARQL ARQULE INC
Common Stock
A - Award 693 112,928 0.62 1.73 1,199 195,365
2016-03-11 2016-03-09 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -1,732 1,733 -49.99
2016-03-11 2016-03-09 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 1,732 3,465 99.94
2016-02-25 2016-02-24 4 ARQL ARQULE INC
Common Stock
A - Award 403 112,638 0.36 1.86 750 209,507
2016-02-22 2016-02-18 4 ARQL ARQULE INC
Common Stock
A - Award 3,243 112,235 2.98 1.85 6,000 207,635
2016-01-20 2016-01-19 4 ARQL ARQULE INC
Common Stock
A - Award 670 108,992 0.62 1.79 1,199 195,096
2016-01-04 2015-12-31 4 OPXA Opexa Therapeutics, Inc.
Common Stock
A - Award 1,354 8,460 19.05
2015-12-11 2015-12-09 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
M - Exercise -1,733 3,465 -33.34
2015-12-11 2015-12-09 4 VEEV VEEVA SYSTEMS INC
Class A Common Stock
M - Exercise 1,733 1,733
2015-11-19 2015-11-18 4 ARQL ARQULE INC
Common Stock
A - Award 2,459 108,322 2.32 2.44 6,000 264,306
2015-11-18 2015-11-17 4 ARQL ARQULE INC
Common Stock
A - Award 801 105,863 0.76 2.43 1,946 257,247
2015-10-29 2015-10-28 4 ARQL ARQULE INC
Common Stock
A - Award 324 105,062 0.31 2.31 748 242,693
2015-10-02 2015-09-30 4 OPXA Opexa Therapeutics, Inc.
Common Stock
A - Award 1,200 7,106 20.32
2015-09-23 2015-09-22 4 ARQL ARQULE INC
Common Stock
A - Award 1,170 104,738 1.13 2.05 2,398 214,713
2015-09-11 2015-09-09 4 VEEV VEEVA SYSTEMS INC
Restricted Stock Units
A - Award 5,198 5,198
2015-09-11 3 VEEV VEEVA SYSTEMS INC
No securities are beneficially owned
0
2015-08-19 2015-08-18 4 ARQL ARQULE INC
Common Stock
A - Award 3,529 103,568 3.53 1.70 5,999 176,066
2015-07-30 2015-07-29 4 ARQL ARQULE INC
Common Stock
A - Award 441 100,039 0.44 1.70 750 170,066
2015-07-29 2015-07-27 4 ARQL ARQULE INC
Common Stock
A - Award 681 99,598 0.69 1.76 1,199 175,292
2015-07-01 2015-06-30 4 OPXA Opexa Therapeutics, Inc.
Common Stock
A - Award 8,427 47,245 21.71
2015-06-01 2015-05-28 4 ARQL ARQULE INC
Common Stock
A - Award 666 98,917 0.68 1.80 1,199 178,051
2015-05-19 2015-05-18 4 ARQL ARQULE INC
Common Stock
A - Award 3,243 98,251 3.41 1.85 6,000 181,764
2015-05-12 2015-05-11 4 ARQL ARQULE INC
Director Stock Options
A - Award 15,000 15,000
2015-05-12 2015-05-11 4 ARQL ARQULE INC
Common Stock
A - Award 666 95,008 0.71 1.80 1,199 171,014
2015-05-01 2015-04-30 4 ARQL ARQULE INC
Common Stock
A - Award 365 94,342 0.39 2.05 748 193,401
2015-04-09 2015-04-08 4 OPXA Opexa Therapeutics, Inc.
Warrants (Right to Buy)
M - Exercise 16,000 16,000
2015-04-09 2015-04-08 4 OPXA Opexa Therapeutics, Inc.
Subscription Rights (Right to Buy)
M - Exercise -16,000 0 -100.00
2015-04-09 2015-04-08 4 OPXA Opexa Therapeutics, Inc.
Common Stock
M - Exercise 16,000 38,818 70.12
2015-04-01 2015-03-31 4 OPXA Opexa Therapeutics, Inc.
Common Stock
A - Award 6,818 22,818 42.61
2015-04-01 2015-03-30 4 OPXA Opexa Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 23,804 23,804
2015-04-01 2015-03-30 4 OPXA Opexa Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 71,410 71,410
2015-03-19 2015-03-17 4 ARQL ARQULE INC
Common Stock
A - Award 528 93,977 0.57 2.27 1,199 213,328
2015-02-26 2015-02-25 4 ARQL ARQULE INC
Common Stock
A - Award 454 93,449 0.49 1.65 749 154,191
2015-02-20 2015-02-18 4 ARQL ARQULE INC
Common Stock
A - Award 4,347 92,995 4.90 1.38 5,999 128,333
2015-01-21 2015-01-20 4 ARQL ARQULE INC
Common Stock
A - Award 1,034 88,648 1.18 1.16 1,199 102,832
2014-11-19 2014-11-18 4 ARQL ARQULE INC
Common Stock
A - Award 6,209 87,614 7.63 1.28 7,948 112,146
2014-09-25 2014-09-23 4 ARQL ARQULE INC
Common Stock
A - Award 2,105 81,405 2.65 1.14 2,400 92,802
2014-09-18 2014-09-17 4 OPXA Opexa Therapeutics, Inc.
Common Stock
P - Purchase 10,000 16,000 166.67 1.15 11,500 18,400
2014-08-20 2014-08-18 4 ARQL ARQULE INC
Common Stock
A - Award 4,477 79,300 5.98 1.34 5,999 106,262
2014-07-31 2014-07-30 4 ARQL ARQULE INC
Common Stock
A - Award 547 74,823 0.74 1.37 749 102,508
2014-07-21 2014-07-17 4 ARQL ARQULE INC
Common Stock
A - Award 863 74,276 1.18 1.39 1,200 103,244
2014-05-19 2014-05-16 4 ARQL ARQULE INC
Common Stock
A - Award 4,109 73,413 5.93 1.46 5,999 107,183
2014-05-15 2014-05-13 4 ARQL ARQULE INC
Director Stock Options
A - Award 15,000 15,000
2014-05-15 2014-05-13 4 ARQL ARQULE INC
Common Stock
A - Award 845 69,304 1.23 1.42 1,200 98,412
2014-05-01 2014-04-30 4 ARQL ARQULE INC
Common Stock
A - Award 462 68,459 0.68 1.62 748 110,904
2014-03-21 2014-03-19 4 OPXA Opexa Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 4,300 4,300
2014-03-21 2014-03-19 4 OPXA Opexa Therapeutics, Inc.
Stock Option (Right to Buy)
A - Award 12,900 12,900
2014-03-21 2014-03-19 4 OPXA Opexa Therapeutics, Inc.
Common Stock
A - Award 6,000 6,000
2014-03-21 3 OPXA Opexa Therapeutics, Inc.
Common Stock
0
2014-03-19 2014-03-18 4 ARQL ARQULE INC
Common Stock
A - Award 560 67,997 0.83 2.14 1,198 145,514
2014-03-05 2014-02-26 4 ARQL ARQULE INC
Common Stock
A - Award 326 67,437 0.49 2.30 750 155,105
2014-02-19 2014-02-18 4 ARQL ARQULE INC
Common Stock
A - Award 2,654 67,111 4.12 2.26 5,998 151,671
2014-01-24 2014-01-22 4 ARQL ARQULE INC
Common Stock
A - Award 466 64,457 0.73 2.57 1,198 165,654
2013-11-25 2013-11-21 4 ARQL ARQULE INC
Common Stock
A - Award 881 63,991 1.40 2.21 1,947 141,420
2013-11-19 2013-11-18 4 ARQL ARQULE INC
Common Stock
A - Award 2,690 63,110 4.45 2.23 5,999 140,735
2013-11-01 2013-10-30 4 ARQL ARQULE INC
Common Stock
A - Award 324 60,420 0.54 2.31 748 139,570
2013-09-23 2013-09-20 4 ARQL ARQULE INC
Common Stock
A - Award 1,057 60,096 1.79 2.27 2,399 136,418
2013-09-10 2013-07-24 4 ARQL ARQULE INC
Common Stock
A - Award 304 59,039 0.52 2.46 748 145,236
2013-08-20 2013-08-16 4 ARQL ARQULE INC
Common Stock
A - Award 2,419 58,735 4.30 2.48 5,999 145,663
2013-07-22 2013-07-18 4 ARQL ARQULE INC
Common Stock
A - Award 458 56,316 0.82 2.62 1,200 147,548
2013-05-21 2013-05-20 4 ARQL ARQULE INC
Director Stock Options
A - Award 15,000 15,000
2013-05-21 2013-05-20 4 ARQL ARQULE INC
Common Stock
A - Award 431 55,858 0.78 2.78 1,198 155,285
2013-05-21 2013-05-17 4 ARQL ARQULE INC
Common Stock
A - Award 2,142 55,427 4.02 2.80 5,998 155,196
2013-04-25 2013-04-24 4 ARQL ARQULE INC
Common Stock
A - Award 250 53,285 0.47 3.00 750 159,855
2013-03-20 2013-03-18 4 AFFX AFFYMETRIX INC
Common Stock
F - Taxes -2,182 166,378 -1.29 4.68 -10,212 778,649
2013-03-20 2013-03-18 4 ARQL ARQULE INC
Common Stock
A - Award 465 53,035 0.88 2.58 1,200 136,830
2013-03-04 2013-02-28 4 ARQL ARQULE INC
Common Stock
A - Award 304 52,570 0.58 2.46 748 129,322
2013-02-19 2013-02-17 4 AFFX AFFYMETRIX INC
Common Stock
F - Taxes -1,097 168,560 -0.65 3.85 -4,223 648,956
2013-02-19 2013-02-18 4 ARQL ARQULE INC
Common Stock
A - Award 2,419 52,266 4.85 2.48 5,999 129,620
2013-01-15 2013-01-14 4 ARQL ARQULE INC
Common Stock
A - Award 478 49,847 0.97 2.51 1,200 125,116
2012-11-20 2012-11-16 4 ARQL ARQULE INC
Common Stock
A - Award 3,367 49,369 7.32 2.36 7,946 116,511
2012-11-19 2012-11-17 4 AFFX AFFYMETRIX INC
Common Stock
F - Taxes -4,127 168,157 -2.40 3.01 -12,422 506,153
2012-10-30 2012-10-29 4 ARQL ARQULE INC
Common Stock
A - Award 298 46,002 0.65 2.51 748 115,465
2012-09-25 2012-09-21 4 ARQL ARQULE INC
Common Stock
A - Award 458 45,704 1.01 5.24 2,400 239,489
2012-09-04 2012-08-30 4 arql ARQULE INC
Common Stock
A - Award 224 45,246 0.50 5.34 1,196 241,614
2012-08-21 2012-08-21 4 AFFX AFFYMETRIX INC
Common Stock
P - Purchase 10,000 172,284 6.16 3.75 37,500 646,065
2012-08-21 2012-08-19 4 AFFX AFFYMETRIX INC
Common Stock
F - Taxes -1,376 162,284 -0.84 3.86 -5,311 626,416
2012-08-21 2012-08-17 4 ARQL ARQULE INC
Common Stock
A - Award 882 45,022 2.00 6.80 5,998 306,150
2012-08-17 2012-08-17 4 AFFX AFFYMETRIX INC
Common Stock
P - Purchase 5,550 163,660 3.51 3.99 22,144 653,003
2012-08-14 2012-08-13 4 AFFX AFFYMETRIX INC
Common Stock
P - Purchase 4,450 158,110 2.90 3.99 17,756 630,859
2012-07-26 2012-07-25 4 ARQL ARQULE INC
Common Stock
A - Award 127 44,140 0.29 5.90 749 260,426
2012-07-16 2012-07-12 4 ARQL ARQULE INC
Common Stock
A - Award 193 44,013 0.44 6.21 1,199 273,321
2012-05-29 2012-05-24 4 ARQL ARQULE INC
Director Stock Options
A - Award 15,000 15,000
2012-05-29 2012-05-24 4 ARQL ARQULE INC
Common Stock
A - Award 206 43,820 0.47 5.82 1,199 255,032
2012-05-21 2012-05-18 4 ARQL ARQULE INC
Common Stock
A - Award 908 43,614 2.13 5.78 5,248 252,089
2012-05-15 2012-05-14 4 ARQL ARQULE INC
Common Stock
A - Award 185 42,706 0.44 6.47 1,197 276,308
2012-04-30 2012-04-27 4 ARQL ARQULE INC
Common Stock
A - Award 82 42,521 0.19 7.27 596 309,128
2012-03-23 2012-03-22 4 ARQL ARQULE INC
Common Stock
A - Award 166 42,439 0.39 7.21 1,197 305,985
2012-03-20 2012-03-18 4 AFFX AFFYMETRIX INC
Common Stock
F - Taxes -2,066 153,660 -1.33 4.44 -9,173 682,250
2012-02-27 2012-02-23 4 ARQL ARQULE INC
Common Stock
A - Award 80 42,273 0.19 7.50 600 317,048
2012-02-22 2012-02-17 4 AFFX AFFYMETRIX INC
Common Stock
F - Taxes -1,048 155,726 -0.67 4.61 -4,831 717,897
2012-02-21 2012-02-18 4 ARQL ARQULE INC
Common Stock
A - Award 670 42,193 1.61 7.83 5,246 330,371
2012-02-03 2012-02-01 4 ARQL ARQULE INC
Common Stock
A - Award 150 41,523 0.36 7.95 1,192 330,108
2012-01-17 2012-01-14 4 ARQL ARQULE INC
Common Stock
A - Award 201 41,373 0.49 5.96 1,198 246,583
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)