Kayne Anderson Energy Infrastructure Fund, Inc.
US ˙ NYSE ˙ US4866061066

Introduction

This page provides a comprehensive analysis of the known insider trading history of James C Baker. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

The average trade profitability is the average return of all the open market purchases made by the insider in the last three years. To calculate this, we examine every open-market, unplanned purchase made by the insider, excluding all trades that were marked as part of a 10b5-1 trading plan. We then calculate the average performance of those trades over 3, 6, and 12 months, averaging each of those durations to generate a final performance metric for each trade. Finally, we average all of the performance metrics to calculate a performance metric for the insider. This list only includes insiders that have made at least three trades in the last two years.

If this insiders trade profitability is "N/A", then the insider either has not made any open-market purchases in the last three years, or the trades they’ve made are too recent to calculate a reliable performance metric.

Update Frequency: Daily

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Companies with Reported Insider Positions

The SEC filings indicate James C Baker has reported holdings or trades in the following companies:

Security Title Latest Reported Holdings
US:KYN / Kayne Anderson Energy Infrastructure Fund, Inc. President, Director 836,040
Chief Executive Officer 31,129
US:KMF / Kayne Anderson NextGen Energy & Infrastructure Inc President, Director 217,603
US:KYE / Kayne Anderson Energy Total Return Fund, Inc. Executive Vice President 58,251
US:KED / Kayne Anderson Energy Development Company Executive Vice President 27,792
How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by James C Baker. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases KYN / Kayne Anderson Energy Infrastructure Fund, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in KYN / Kayne Anderson Energy Infrastructure Fund, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2025-08-20 KYN Baker James C 25,000 12.2000 25,000 12.2000 305,000 8 12.5300 8,250 2.70
2025-07-21 KYN Baker James C 25,000 12.3100 25,000 12.3100 307,750
2025-06-27 KYN Baker James C 25,000 12.5938 25,000 12.5938 314,845
2025-04-04 KYN Baker James C 25,000 11.4100 25,000 11.4100 285,250
2025-03-12 KYN Baker James C 20,000 12.2700 20,000 12.2700 245,400
2025-02-28 KYN Baker James C 20,000 12.6000 20,000 12.6000 252,000
2024-01-10 KYN Baker James C 50,000 8.8360 50,000 8.8360 441,800
2023-11-30 KYN Baker James C 40,000 8.5002 40,000 8.5002 340,008
2023-11-28 KYN Baker James C 37,547 10.0300 37,547 10.0300 376,596
2023-03-29 KYN Baker James C 10,000 8.3900 10,000 8.3900 83,900
2020-06-10 KYN Baker James C 5,000 6.1363 5,000 6.1363 30,682
2020-06-09 KYN Baker James C 10,000 6.5931 10,000 6.5931 65,931
2019-12-23 KYN Baker James C 50,000 14.1600 50,000 14.1600 708,000
2019-06-28 KYN Baker James C 20,000 15.2617 20,000 15.2617 305,234
2019-05-22 KYN Baker James C 40,000 15.8300 40,000 15.8300 633,200
2018-12-26 KYN Baker James C 20,000 12.7600 20,000 12.7600 255,200
2018-12-21 KYN Baker James C 10,000 13.6742 10,000 13.6742 136,742
2018-12-17 KYN Baker James C 10,000 14.8900 10,000 14.8900 148,900
2015-07-31 KYN Baker James C 15,000 28.3400 15,000 28.3400 425,100
2014-02-20 KYN Baker James C 12,955 37.0500 12,955 37.0500 479,983
2014-02-20 KYN Baker James C 8,000 37.0100 8,000 37.0100 296,080
2013-03-07 KYN Baker James C 10,000 33.3600 10,000 33.3600 333,600

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

KYN / Kayne Anderson Energy Infrastructure Fund, Inc. Insider Trades
Insider Sales KYN / Kayne Anderson Energy Infrastructure Fund, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in KYN / Kayne Anderson Energy Infrastructure Fund, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date Ticker Insider Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

KYN / Kayne Anderson Energy Infrastructure Fund, Inc. Insider Trades
Insider Trading History

This table shows the complete list of insider trades made by James C Baker as disclosed to the Securities Exchange Commission (SEC).

File Date Tran Date Form Ticker Security Code 10b5-1 Shares Remaining Shares Percent
Change		 Share
Price		 Tran
Value		 Remaining
Value
2025-08-20 2025-08-20 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 25,000 836,040 3.08 12.20 305,000 10,199,688
2025-07-21 2025-07-21 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 25,000 811,040 3.18 12.31 307,750 9,983,902
2025-06-27 2025-06-27 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 25,000 786,040 3.28 12.59 314,845 9,899,231
2025-04-07 2025-04-04 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 25,000 761,040 3.40 11.41 285,250 8,683,466
2025-04-07 2025-04-04 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		J - Other 15,101 736,040 2.09 12.85 194,048 9,458,114
2025-03-12 2025-03-12 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 20,000 720,939 2.85 12.27 245,400 8,845,922
2025-03-03 2025-02-28 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 20,000 700,939 2.94 12.60 252,000 8,831,831
2024-04-16 2024-04-15 4 None Kayne Anderson BDC, Inc.
Common Stock 		P - Purchase 7,752 31,129 33.16 16.63 128,922 517,670
2024-01-10 2024-01-10 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 50,000 681,039 7.92 8.84 441,800 6,017,661
2023-11-30 2023-11-30 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 40,000 631,039 6.77 8.50 340,008 5,363,958
2023-11-29 2023-11-28 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 37,547 591,039 6.78 10.03 376,596 5,928,121
2023-11-21 2023-11-13 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		A - Award 178,968 553,492 47.79 9.93 1,777,510 5,497,283
2023-04-06 2023-04-04 4 None Kayne Anderson BDC, Inc.
Common Stock 		P - Purchase 1,196 23,376 5.39 16.61 19,859 388,285
2023-03-29 2023-03-29 4 KMF Kayne Anderson NextGen Energy & Infrastructure, Inc.
Common Stock 		P - Purchase 10,000 217,603 4.82 7.44 74,400 1,618,966
2023-03-29 2023-03-29 4 KYN Kayne Anderson Energy Infrastructure Fund, Inc.
Common Stock 		P - Purchase 10,000 374,424 2.74 8.39 83,900 3,141,417
2022-12-13 2022-12-09 4 None Kayne Anderson BDC, Inc.
Common Stock 		P - Purchase 1,832 22,180 9.00 16.89 30,932 374,534
2022-07-26 2022-07-22 4 None Kayne Anderson BDC, Inc.
Common Stock 		P - Purchase 2,751 20,349 15.64 16.30 44,859 331,763
2022-01-26 2022-01-24 4 None Kayne Anderson BDC, Inc.
Common Stock 		P - Purchase 8,416 17,597 91.67 16.36 137,714 287,941
2021-02-09 2021-02-05 4 None Kayne Anderson BDC, Inc.
Common Stock 		P - Purchase 9,181 9,181 15.00 137,714 137,714
2020-06-10 2020-06-10 4 KMF KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Common Stock 		P - Purchase 5,000 207,603 2.47 5.29 26,470 1,099,050
2020-06-10 2020-06-09 4 KMF KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Common Stock 		P - Purchase 10,000 202,603 5.19 5.43 54,300 1,100,134
2020-06-10 2020-06-10 4 KYN Kayne Anderson MLP/Midstream Investment Co
Common Stock 		P - Purchase 5,000 364,424 1.39 6.14 30,682 2,236,215
2020-06-10 2020-06-09 4 KYN Kayne Anderson MLP/Midstream Investment Co
Common Stock 		P - Purchase 10,000 359,424 2.86 6.59 65,931 2,369,718
2019-12-26 2019-12-23 4 KYN Kayne Anderson MLP/Midstream Investment Co
Common Stock 		P - Purchase 50,000 349,424 16.70 14.16 708,000 4,947,844
2019-12-26 2019-12-23 4 KMF KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Common Stock 		P - Purchase 50,000 192,603 35.06 10.65 532,500 2,051,222
2019-07-01 2019-06-28 4 KMF KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Common Stock 		P - Purchase 20,000 142,603 16.31 11.55 230,928 1,646,551
2019-07-01 2019-06-28 4 KYN Kayne Anderson MLP/Midstream Investment Co
Common Stock 		P - Purchase 20,000 298,564 7.18 15.26 305,234 4,556,594
2019-05-24 2019-05-22 4 KYN Kayne Anderson MLP/Midstream Investment Co
Common Stock 		P - Purchase 40,000 278,437 16.78 15.83 633,200 4,407,658
2018-12-27 2018-12-26 4 KYN Kayne Anderson MLP/Midstream Investment Co
Common Stock 		P - Purchase 20,000 237,039 9.21 12.76 255,200 3,024,618
2018-12-21 2018-12-21 4 KYN Kayne Anderson MLP/Midstream Investment Co
Common Stock 		P - Purchase 10,000 217,039 4.83 13.67 136,742 2,967,835
2018-12-17 2018-12-17 4 KYN Kayne Anderson MLP/Midstream Investment Co
Common Stock 		P - Purchase 10,000 207,039 5.08 14.89 148,900 3,082,811
2018-10-25 2018-10-22 4 KYN Kayne Anderson MLP/Midstream Investment Co
COMMON STOCK 		J - Other 1,524 197,039 0.78
2018-10-04 2018-10-02 4 KMF KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Common Stock 		P - Purchase 20,000 122,453 19.52 13.00 260,044 1,592,158
2018-08-17 2018-08-06 4 KYN Kayne Anderson MLP Investment CO
COMMON STOCK 		J - Other 52,438 195,515 36.65 20.02 1,049,809 3,914,210
2018-08-17 2018-08-06 4 KMF KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
COMMON STOCK 		J - Other 43,963 102,265 75.41 15.10 663,841 1,544,202
2015-12-28 2015-12-23 4 KYE Kayne Anderson Energy Total Return Fund, Inc.
Common Stock 		J - Other 15,775 58,251 37.14
2015-12-28 2015-12-23 4 KMF KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Common Stock 		J - Other 9,778 55,551 21.36
2015-12-28 2015-12-23 4 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Common Stock 		J - Other 3,112 27,792 12.61
2015-12-28 2015-12-23 4 KYN Kayne Anderson MLP Investment CO
Common Stock 		J - Other 47,794 133,924 55.49
2015-08-04 2015-07-31 4 KYE Kayne Anderson Energy Total Return Fund, Inc.
Common Stock 		P - Purchase 15,000 41,069 57.54 18.18 272,700 746,634
2015-08-04 2015-07-31 4 KYN Kayne Anderson MLP Investment CO
Common Stock 		P - Purchase 15,000 83,497 21.90 28.34 425,100 2,366,305
2015-08-04 2015-07-31 4 KMF KAYNE ANDERSON MIDSTREAM/ENERGY FUND, INC.
Common Stock 		P - Purchase 15,000 44,478 50.89 26.54 398,100 1,180,446
2014-02-21 2014-02-20 4 KYN Kayne Anderson MLP Investment CO
Common Stock 		P - Purchase 8,000 60,614 15.21 37.01 296,080 2,243,324
2014-02-21 2014-02-20 4 KYN Kayne Anderson MLP Investment CO
Common Stock 		P - Purchase 12,955 52,614 32.67 37.05 479,983 1,949,349
2014-01-24 2014-01-24 4 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Common Stock 		P - Purchase 20,000 43,034 86.83 27.61 552,150 1,188,061
2013-07-01 2013-06-28 4 KED KAYNE ANDERSON ENERGY DEVELOPMENT CO
Common Stock 		P - Purchase 10,000 22,604 79.34 25.68 256,800 580,471
2013-03-08 2013-03-07 4 KYN Kayne Anderson MLP Investment CO
Common Stock 		P - Purchase 10,000 37,677 36.13 33.36 333,600 1,256,905
P
Open market or private purchase of non-derivative or derivative security
S
Open market or private sale of non-derivative or derivative security
A
Grant, award, or other acquisition of securities from the company (such as an option)
C
Conversion of derivative
D
Sale or transfer of securities back to the company
F
Payment of exercise price or tax liability using portion of securities received from the company
G
Gift of securities by or to the insider
K
Equity swaps and similar hedging transactions
M
Exercise or conversion of derivative security received from the company (such as an option)
V
A transaction voluntarily reported on Form 4
J
Other (accompanied by a footnote describing the transaction)