Alan H Auerbach - Insider Trading Tracker

Introduction

This page provides a comprehensive analysis of the known insider trading history of Alan H Auerbach. Insiders are officers, directors, or significant investors in a company. It is illegal for insiders to make trades in their companies based on specific, non-public information. This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4. Despite these restrictions, academic research suggests that insiders - in general - tend to outperform the market in their own companies.

Average Trade Profitability

Companies with Reported Insider Positions

The SEC filings indicate Alan H Auerbach has reported holdings or trades in the following companies:

How to Interpret the Charts

The following charts show the stock performance of securities subsequent to each open-market, non-planned trade made by Alan H Auerbach. Non-planned trade are trades that were not made as part of a 10b5-1 trading plan. The stock performance is charted as cumulative percent change in share price. For example, if an insider trade was made on January 1, 2019, the chart will show the daily percent change of the security to the present day. If the share price were to go from $10 to $15 during this time, the cumulative percent change in share price would be 50%. A change in price from $10 to $20 would be 100%, and a change in price of $10 to $5 would be -50%.

Ultimately, we are trying to determine how closely the insider’s trades correlate to excess returns (positive or negative) in the share price in order to see if the insider is timing their trades to profit from insider information. Consider the situation where an insider was doing this. In this situation, we would expect either (a) positive returns after purchases, or (b) negative returns after sales. In the case of (a), the PURCHASE chart would show a series of upwardly sloping curves, indicating positive returns after each purchase transaction. In the case of (b), the SALE chart would show a series of downward sloping curves, indicating negative returns after each sale transaction.

However, this alone is not enough to draw conclusions. If, for example, the share price of the company was in a non-cyclical climb over many years, then we would expect all the post-purchase plots to be upwardly sloping. Likewise, non-cyclical declines over many years would result in downward sloping post-trade plots. Neither of these charts would suggest insider trading activity.

The strongest indicator would be a situation where the share price was extremely cyclical, and there were both positive signals in the PURCHASE chart and negative plots on the SALE chart. This situation would be highly suggestive of an insider that was timing trades to their financial advantage.

Insider Purchases PBYI / Puma Biotechnology, Inc. - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made in PBYI / Puma Biotechnology, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date	Ticker	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Max	Price at Max	Max Profit ($)	Max Return (%)
There are no known unplanned open-market trades for this insider and security combination

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Insider Sales PBYI / Puma Biotechnology, Inc. - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made in PBYI / Puma Biotechnology, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market sales that were not part of an automatic trading plan.

Trade Date	Ticker	Insider	Reported Shares	Reported Price	Adjusted Shares	Adjusted Price	Cost Basis	Days to Min	Price at Min	Max Loss Avoided ($)	Max Loss Avoided (%)
2023-01-03	PBYI	AUERBACH ALAN H	27,241	4.1779	27,241	4.1779	113,810	79	2.2100	-53,607	-47.10
2022-12-02	PBYI	AUERBACH ALAN H	1,251	4.4978	1,251	4.4978	5,627
2022-11-02	PBYI	AUERBACH ALAN H	1,242	2.2500	1,242	2.2500	2,794
2022-10-03	PBYI	AUERBACH ALAN H	1,260	2.3354	1,260	2.3354	2,943
2022-09-02	PBYI	AUERBACH ALAN H	1,254	2.5896	1,254	2.5896	3,247
2022-08-02	PBYI	AUERBACH ALAN H	1,247	2.8900	1,247	2.8900	3,604
2022-07-05	PBYI	AUERBACH ALAN H	26,140	2.6315	26,140	2.6315	68,787
2022-06-02	PBYI	AUERBACH ALAN H	1,200	1.9441	1,200	1.9441	2,333
2022-05-03	PBYI	AUERBACH ALAN H	1,263	2.3201	1,263	2.3201	2,930
2022-04-04	PBYI	AUERBACH ALAN H	1,198	3.0780	1,198	3.0780	3,687
2022-03-02	PBYI	AUERBACH ALAN H	1,294	2.2561	1,294	2.2561	2,919
2022-02-02	PBYI	AUERBACH ALAN H	1,316	2.4610	1,316	2.4610	3,239
2022-01-03	PBYI	AUERBACH ALAN H	22,875	3.1879	22,875	3.1879	72,923
2021-12-02	PBYI	AUERBACH ALAN H	1,837	2.9000	1,837	2.9000	5,327
2021-11-02	PBYI	AUERBACH ALAN H	1,795	5.6334	1,795	5.6334	10,112
2021-10-04	PBYI	AUERBACH ALAN H	1,858	6.1535	1,858	6.1535	11,433
2021-09-02	PBYI	AUERBACH ALAN H	1,764	7.5980	1,764	7.5980	13,403
2021-08-02	PBYI	AUERBACH ALAN H	1,764	7.5316	1,764	7.5316	13,286
2021-07-02	PBYI	AUERBACH ALAN H	5,332	8.8374	5,332	8.8374	47,121
2021-06-02	PBYI	AUERBACH ALAN H	1,757	10.7441	1,757	10.7441	18,877
2021-05-03	PBYI	AUERBACH ALAN H	1,758	9.0140	1,758	9.0140	15,847
2021-04-05	PBYI	AUERBACH ALAN H	1,584	9.8029	1,584	9.8029	15,528
2021-03-02	PBYI	AUERBACH ALAN H	1,238	10.1418	1,238	10.1418	12,556
2021-02-02	PBYI	AUERBACH ALAN H	1,222	12.2183	1,222	12.2183	14,931
2021-01-04	PBYI	AUERBACH ALAN H	18,235	10.2210	18,235	10.2210	186,380
2020-12-02	PBYI	AUERBACH ALAN H	355	11.6560	355	11.6560	4,138
2020-11-02	PBYI	AUERBACH ALAN H	371	7.8151	371	7.8151	2,899
2020-10-02	PBYI	AUERBACH ALAN H	350	10.1280	350	10.1280	3,545
2020-09-02	PBYI	AUERBACH ALAN H	347	9.7791	347	9.7791	3,393
2020-08-03	PBYI	AUERBACH ALAN H	330	10.7900	330	10.7900	3,561
2020-07-02	PBYI	AUERBACH ALAN H	2,607	10.6646	2,607	10.6646	27,803
2020-06-02	PBYI	AUERBACH ALAN H	100	10.7010	100	10.7010	1,070
2020-06-02	PBYI	AUERBACH ALAN H	242	10.7100	242	10.7100	2,592
2020-05-04	PBYI	AUERBACH ALAN H	339	9.7012	339	9.7012	3,289
2020-04-02	PBYI	AUERBACH ALAN H	347	7.3850	347	7.3850	2,563
2020-03-02	PBYI	AUERBACH ALAN H	372	10.0151	372	10.0151	3,726
2020-02-03	PBYI	AUERBACH ALAN H	331	8.0145	331	8.0145	2,653
2020-01-02	PBYI	AUERBACH ALAN H	43	8.3201	43	8.3201	358
2020-01-02	PBYI	AUERBACH ALAN H	5,973	8.3900	5,973	8.3900	50,113
2019-12-02	PBYI	AUERBACH ALAN H	455	10.3289	455	10.3289	4,700
2019-11-04	PBYI	AUERBACH ALAN H	378	7.4000	378	7.4000	2,797
2019-11-04	PBYI	AUERBACH ALAN H	100	7.4001	100	7.4001	740
2019-10-02	PBYI	AUERBACH ALAN H	504	9.9745	504	9.9745	5,027
2019-09-04	PBYI	AUERBACH ALAN H	524	10.1400	524	10.1400	5,313
2019-08-02	PBYI	AUERBACH ALAN H	516	9.0300	516	9.0300	4,659
2019-08-02	PBYI	AUERBACH ALAN H	1	9.0100	1	9.0100	9
2019-07-02	PBYI	AUERBACH ALAN H	495	12.7800	495	12.7800	6,326
2019-06-03	PBYI	AUERBACH ALAN H	483	15.1800	483	15.1800	7,332
2019-05-02	PBYI	AUERBACH ALAN H	477	32.3801	477	32.3801	15,445
2019-04-02	PBYI	AUERBACH ALAN H	491	35.7904	491	35.7904	17,573
2019-03-04	PBYI	AUERBACH ALAN H	496	38.6200	496	38.6200	19,156
2019-02-04	PBYI	AUERBACH ALAN H	345	27.8000	345	27.8000	9,591
2019-01-03	PBYI	AUERBACH ALAN H	4,424	20.6700	4,424	20.6700	91,444

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

Insider Trading History

This table shows the complete list of insider trades made by Alan H Auerbach as disclosed to the Securities Exchange Commission (SEC).