Investor Tortoise Investment Management, LLC
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Tortoise Investment Management, LLC . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

Date Form Target Prev
Shares
Current
Shares
Change
(Percent)
Ownership
(Percent)
Change
(Percent)
2025-01-15 13G/A NUW / Nuveen AMT-Free Municipal Value Fund 984,288 984,288
2025-01-14 13G/A NUW / Nuveen AMT-Free Municipal Value Fund 984,288
2025-01-14 13G NIM / Nuveen Select Maturities Municipal Fund 751,335
2024-11-07 13G NUW / Nuveen AMT-Free Municipal Value Fund 1,023,355
2021-01-08 13G VRIG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Variable Rate Investment Grade ETF 330,552
2021-01-07 13G VRIG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Variable Rate Investment Grade ETF 330,552
2020-12-11 13G/A VRIIX / Stone Ridge International Master Variance Risk Premium Fund 571,715 571,715
2020-09-14 13G VRIIX / Stone Ridge International Master Variance Risk Premium Fund 571,715
2018-01-22 13G NBD / Nuveen Build America Bond Opportunity Fund 1,016,331 953,192
2017-02-10 13G NBD / Nuveen Build America Bond Opportunity Fund 1,016,331
2015-02-13 13G PZT / Invesco Exchange-Traded Fund Trust II - Invesco New York AMT-Free Municipal Bond ETF 105,996
2015-02-13 13G NAN / Nuveen New York Quality Municipal Income Fund 470,295
2015-02-13 13G BJK / VanEck ETF Trust - VanEck Gaming ETF 163,919
2015-02-13 13G/A NXK / 807,057
2015-02-13 13G NBD / Nuveen Build America Bond Opportunity Fund 592,208
2014-09-09 13G/A HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund 1,000
2014-02-13 13G BABS / SPDR(R) Nuveen Barclays Build America Bond ETF 70,952
2014-02-13 13G NXK / 644,666
2014-02-13 13G HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund 50,559